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SMITHSONIAN. 
MISCELLANEOUS COLLECTIONS 


VOL. 72 


‘““EVERY MAN IS A VALUABLE MEMBER OF SOCIETY WHO, BY HIS OBSERVATIONS, RESEARCHES, 
AND EXPERIMENTS, PROCURES KNOWLEDGE FOR MEN ’’—SMITHSON 


(PUBLICATION 2706) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
1922 


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BALTIMORE, 


The Lord Gal 


ADVERTISEMENT 


The present series, entitled “ Smithsonian Miscellaneous Collec- 
tions,” is intended to embrace all the octavo publications of the 
Institution, except the Annual Report. Its scope is not limited, 
and the volumes thus far issued relate to nearly every branch of 
science. Among these various subjects zoology, bibliography, geology, 
mineralogy, and anthropology have predominated. 

The Institution also publishes a quarto series entitled “ Smith- 
sonian Contributions to Knowledge.” It consists of memoirs based 
on extended original investigations, which have resulted in important 
additions to knowledge. 

CHARLES» De WALCOTT, 


Secretary of the Smithsonian Institution. 


(iii) 


CONTENTS 


. Explorations and field-work of the Smithsonian Institution in 


1919. May 10, 1920. 80 pp., 77 figs. (Publ. no. 2881.) 


. Hotiister, N. Two new East African primates. January 22, 


1920. 2 pp. (Publ. no. 2582.) 


. Dixon, H. N. Reports upon two collections of mosses from 


British East Africa. September I, 1920. 19 pp.,2pls. (Publ. 
no. 2583.) 


. Ripaway, Ropert. Diagnoses of some new genera of birds. 


December 6, 1920. 4 pp. (Publ. no. 2588.) 


. Maxon, Witit1am R. New selaginellas from the western United 


States. December 22, 1920. 10 pp.,6 pls. (Publ. no. 2589.) 


. Explorations and field-work of the Smithsonian Institution in 


1920. May 12,1921. 126 pp., 138 figs. (Publ. no. 2619.) 


. CLark, Austin H. Sea lilies and feather stars. April 28, 1921. 


43 pp., 16 pls. (Publ. no. 2620.) 


. WincE, Hertur. A review of the interrelationships of the 


cetacea. July 30,1921. 97 pp. (Publ. no. 2650.) 


. Britton, N. L. anp Rose, J. N. Neoabbottia, a new cactus genus 


from Hispaniola. June 15, 1921. 6 pp., 4 pls. (Publ. no. 
2651.) 


. Foote, J. S. The circulatory system in bone. August 20, 1921. 


20 pp., 6 pls. (Publ. no. 2652.) 


. CyarK, Austin H. The echinoderms as aberrant arthropods. 


July 20,1921. 20 pp. (Publ. no. 2653.) 


. WETMORE, ALEXANDER. A study of the body temperature of 


birds. December 30, 1921. 52 pp. (Publ. no. 2658.) 


. AtpricH, L. B. The melikeron—an approximately black-body 


pyranometer. January 25, 1922. 11 pp. (Publ. no. 2662.) 


. GILMoRE, CHARLES W. A new sauropod dinosaur from the Ojo 


Alamo formation of New Mexico. January 31, 1922. 9 pp., 
2pls. (Publ. no. 2663.) 


. Explorations and field-work of the Smithsonian Institution in 


1921. May 26, 1922. 128 pp., 132 figs. (Publ. no. 2669.) 


(v) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 1 


EXPLORATIONS AND FIELD-WORK OF THE 
SMITHSONIAN INSTITUTION 
IN 1919 


(PUBLICATION 2581) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 


1920 


The Lord Baltimore Press 


BALTIMORE, MD., U. 8. 2. 


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CONTENTS 
TLARUEETFCOKGISKCLEIONIS ey rh eo es Rte Un it sen tae Mt Ree nee Soni Wii EM) ee ea I 


Geolocicalaxploration. im the Canadtam Iockiesey.s-20--0.0-+40ee oes. 


Geological and Paleontological Explorations and Researches.......... 16 
Expedition to South America in the Interests of the Astrophysical 
OD Seiavialt Ot vais teers en mets AS ceewas Mid sts lv PIOUS Orn PCS ore toes: 24 
ENS igetll aTMlsexsT © GNTTOME py. vace tes voversl vets. ste ck) shes swt, Stats) ce aun Gs atlas sano occas 28 
Wine. ConlltinesGearmaer Cornero, 1 sxbhiotetacooeeasodauopousucocohouscceeess 33 
JE SSPOMANCOMS -abols Seuainoy. IDYosni poker icra ais comin woe ntioa ae ean on cone c came eee an Rul 
Botanical Exploration in Glacier National Park, Montana.............. 30 
Explorations and Cerion Studies on the Florida Keys:..--.-.2..-......- 41 
Breld Wonk on! the Misa Verde National Park, Colorado...............- 47 
MiEGheOlOcGal we xCavAalOns IeATIZONaps saa .e sess yates de a. oe ae 64 
A\reneoloencall Imngesineeiarorns sh (When ebael UNietzonel, 656. Gahaeencouueouse 66 
Field Work on the Iroquois of New York and Canada.................... 69 
Osaveminibalmiitess © allomaneyemecee ne ocee: ee SOUR HOON she same 71 
_ Ethnological Studies in Oklahoma, New Mexico, and California........ in 
MITEKE Oil ne Jeanne, OlbunGiae Saee od ono konk onoae aa eadecooasedd meses 7s 
Maternal Culture of the Chippewa of Canada.....<:.......% 2.0.56 -. ee atom cs) 


EXPLORATIONS AND FIELD-WORK OF THE SMITH- 
SONTAN INST ITULION IN 1919 


INTRODUCTION 
An important phase of the Institution’s work, in carrying out one 


‘ 


of its fundamental purposes, the “increase of knowledge,” is the 
scientific exploration by members of the staff of regions in this 
country and abroad previously imperfectly known to science. The 
more important of these field researches carried on during 1919 are 
here described briefly, for the most part by the explorers themselves. 
Naturally the great war held in abeyance a number of proposed 
expeditions, some of which it has since been possible to send out on 


the resumption of a peace status. 


GEOLOGICAL EXPLORATION IN THE CANADIAN ROCKIES 


Geological explorations were continued in the Canadian Rocky 
Mountains during the field season of 1919 with two objects in view: 
(1) The discovery of an unmetamorphosed, undisturbed section of 
the Upper Cambrian formations north of the Canadian Pacific 
Railway ; and (2) the collection of fossils to determine the various 
formations and to correlate them with the Upper Cambrian forma- 
tions elsewhere. 

The party going from Washington consisted of Dr. and 
Mrs. Charles D. Walcott and Arthur Brown, who has accompanied 
them for a number of years. 

Early in July an attempt was made to reach Ghost River northeast 
of Banff, Alberta, but this failed owing to the extensive outbreak of 
forest fires in that region. 

In August the party proceeded north from Lake Louise over Bow 
Pass down the Mistaya Creek to the Saskatchewan River, and thence 
up to the head-waters of the Middle Fork in the area about Glacier 
Lake, where a wonderfully well preserved Upper Cambrian series 
of rocks was found that had been cut across in pre-glacial time by a 
deep east-and-west canyon valley, at the head of which were two 
beautiful glaciers, which are illustrated by the panoramic view figure I 
(Frontispiece), and more in detail by figures 5, 7, 8, 9, and ro. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 1 


‘ott, 1919 


to 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The character of the mountains about the head-waters of the 
Middle Fork of the Saskatchewan is illustrated by figure 2, where a 
glacial stream flows out through a deeply eroded valley with high 
ridges and peaks rising in steep slopes and cliffs. The position of 
the camp in Glacier Lake canyon is shown in figure 3, and the outlook 
to the west toward the glacier from the camp by figure 5, and to the 


Fic. 2—View looking up the Middle Fork (Howse River) of the Sas- 
katchewan River to Howse Pass (5,000’) on the Continental Divide. 

In the distance beyond Howse Pass the peaks of the Van Horne Range 
and Mount Vaux of the Ottertail Range, and on the right and above the 
Pass Mount Conway, and to the extreme right the eastern ridge of Mount 
Outram. 

Locality—View taken from the upper slope of Survey Peak above 
Glacier Lake, about 48 miles (76.8 km.) northwest of Lake Louise station 
on the Canadian Pacific Railroad, Alberta, Canada. 

Photograph by Mr. and Mrs. C. D. Walcott, 1910. 


east by figure 4, where the dark massive bulk of Mount Murchison 
rises in cliffs above the canyon of the Mistaya River along which the 
trail from Bow Pass descends. 

The measured geological section begins at the foot of the ridge 
at the extreme left of figure 1, and was measured in the cliffs and 
slopes, and thus carried to the side of the Mons glacier shown in 


NOG I SMITHSONIAN EXPLORATIONS, IQIQ 3 


the central portion of figure 1, the upper limit of the section being 
above the narrow vertical F-shaped snow bank directly over the 
glacier. The evenly bedded rocks sloped at an angle of from 10 to 
20 degrees, westward, which accounts for the great thickness mea- 
sured, although the elevation above the canyon bed was not more 
than 3,500 feet. 


Fie. 3.—Walcott camp located in the brush beside Glacier River, 1 mile 
(1.6 km.) below the foot of Southeast Lyell Gacier, which 1s shown more 
distinctly in figure 5. Photograph by Mrs. C. D. Walcott, 1910. 


The glaciers—The Southeast Lyell Glacier is beautifully shown 
in figure 1, and also in figure 5, and more in detail by figure 6, where 
it is cascading over a high cliff. Figure 1 is a profile view of Lyell 
Glacier from the Continental Divide on the right to where it abuts 
against the low cliff on the left. In figure 6 the foot of the glacier 
is shown, along with large amounts of débris forming the terminal 
moraine, also the dark mass of broken rock and débris carried on the 
back of the glacier, which is shown in figures 1 and 6. 

A portion of the great snow field from which both Lyell and 
Mons glaciers flow is shown on the slope of Mons Peak on the left 
side of figure 5. This snow field extends back of Division Mountain, 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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NOZ it SMITHSONIAN EXPLORATIONS, I919Q Ti 


dividing Mons and Lyell glaciers, and continues along the Conti- 
nental Divide for many miles, contributing to glaciers both on the 
Pacific and Eastern sides of the Rockies. 


Fic. 7.—View of the ice fall of Southeast Lyell Glacier, taken from the 
surface of the glacier below the fall. The locality is the same as for 
figure 6. Photograph by Mr. and Mrs. C. D. Walcott, 1910. 


Mons Glacier is named from Mons Peak, shown in figures 5 and 
8. It flows over the high cliffs (see fig. 8), and creeping down the 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


slope, spreads out in a fan-like form toward its lower end. Seen in 
profile, this portion of the glacier resembles a great animal sliding 
down the sides of the broad canyon. The foot of Mons Glacier with 
the stream flowing from beneath it is illustrated by figure 11. 


Fic. 8—View of Mons Peak (10,114’) and the upper snow fields of 
Mons Glacier, also the cascade of the glacier over the cliffs below. The 
summit of the peak is more than 2 miles (3.2 km.) back of the glacier, 
the intervening space being occupied by-a great snow field from which 
the glacier flows. The locality is about the same as for figures 2 and 5. 
Photograph by Mr. and Mrs. C. D. Walcott, 1919. 


These views (figs. 5, 8, 9, 10 and 11) illustrate a glacier from its 
néve at the base of Mons Peak (fig. 8) to its foot (fig. 11), where 
the retreating ice is making its stand against the force of the summer 
sun and wind. 

Geological section.—The geological section, which is beautifully 
exposed in the mountain ridge of figure I, is of such interest that it 
is included in this brief account of the exploration in the vicinity of 


9 


EXPLORATIONS, 


SMITHSONIAN 


1919 


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Fic. 11.—Foot of Mons Glacier from canyon down through which the glacier 
formerly extended to unite with the south end of Northeast Lyell Glacier. 
The locality is about the same as for figure 6. Photograph by Mr. and Mrs. 
C. D. Walcott, roto. 


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SMITHSONIAN 


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INOS = SMITELSONIAN EXPLORATIONS, I9Q!Q I 


Fic. 13.—Leaving Glacier Lake camp with the camp outfit and specimens 
on the pack horses, ready for the four days’ trip to the railway. Photo- 
graph by Mrs. C. D. Walcott, roto. 


Fic. 14—Mount Ball (10,825’) on the Continental Divide from the 

southwest slope of the Sawback Range, looking across Bow Valley. 
Locality About 17 miles (27.2 km.) west of Banff, Alberta, Canada. 
Photograph by Mr. and Mrs. C. D. Walcott, toro. 


14 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL.. 72 


Glacier Lake. The rocks exposed in the highest cliffs of Mount 
Forbes and Mons Peak belong to the great Carboniferous system 
of rocks of this region. Below this series occur the Devonian rocks, 
the snow-capped cliffs shown in figure 1 above Mons Glacier, form- 
ing a belt 1,000 feet or more in thickness, and below these are the 
strata of the Sarbach formation of the Ordovician system, and 


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Fic. 15.—Mountain sheep in game sanctuary, Rocky Mountains Park, 
Alberta, Canada. Photograph by Mr. and Mrs. C. D. Walcott, 1919. 


beneath the Sarbach the five formations assigned to the Upper Cam- 
brian series. Attention should be called here to Mount Murchison, 
figure 4, where there is almost the same series as that exposed in the 
cliffs on the long mountain slopes of figure 1. To the left of Mount 
Murchison in figure 4 there is a low ridge formed of strata of 
Middle Cambrian age which passes beneath the rocks of Mount 
Murchison. 


Fic. 16.—Cirkut camera in use on the south slope of the Sawback Range, 
looking across Bow Valley, Alberta, Canada. Photograph by Mrs. C. D. 
Walcott, 1910. 


GLACIER LAKE, SECTION, ALBERTA 


Thick- Thick: 
Formation |No. Stratum ness || Formation |No. Stratum | ness 
feet || | feet 
| i} 
S| 1 | Thin-bedded 700 || 1a |Compact gray | 325 
“3|  sarbach. gray lime- (est.) limestone. | 
> stone. tt cette 0 a ot NN liar wielllolatatel siete ates store’ jeleivte [eteretet seve . 
3 (1120 feet) Befivellveietepcve te ctelerelstelsis 6 Aes ayaa eet | Sullivan. 1b | Shale withinter-| 975 
= (341-3 meters). | 2 Argillaceous 420 «|| | bedded layers 
e) | shale. || | (1440 feet) of limestone. 
| (Gara mehr) |p cme ectciew oleieisieteiele tiv'eleal|=/=ilel =i 3 
| | ra | Calcareous | 235 "Z| 1d stone and 
shale and lime- \|-2 J shales. 
stone. VE IE 
SQnH| (Goons aosodacosKde Saisieisiers sill) | | 
Mons. 1b| Massive bedded) 740 | 1a | Laminated 520 
i gray limestone. si limestones. 
= (1480 feet) satire lteter siete Sate teeel sae geevallia! ArctOmlys: |a«cclecccceanscvcwces ue slelelatst=reis 
5 (467.2 meters) | 1c | Limestone and| 320 |/D | 1b | Purple, green, | 866 
&) shale. (1386 feet) and gray shale 
cs Sekar | xclotsl acs Be aisjelelereiaiatetel | stoisietere’erai||nn|| (42aea meters). with layers of 
o 1d | Oolitic lime- 185 | laminated 
3 stone. | limestone. 
a 
a | BEE 
2) G q 
ta | Massive bedded) 1,270 ery oe serve |r |Gray an 220+ 
| Lyell gray lime- el Murchison. bluish-black 
| . stones. Canteen) limestone, 
(1700 feet) [ees eee eee ee pseezene(sieie)||| | (67 meters). | - : 
1b Light gray. | 430 || | Base concealed. 
RG3S-GIREBENS) 15 I thick-bedded I) | | 
| 1d | limestone. | 


Total thickness Cambrian strata......... Eecloraleie Terate orale ale saie! vias aivinessaiwiainie este eiee:t/seleetelals 6,226 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


On returning, a camp was made in the Bow Valley below Lake 
Louise at the foot of the Sawback Range, where a brief examination 
was made of the up-turned Carboniferous, Devonian, and Cambrian 
formations, and fossils were collected, many of which are identical 
with those found in the Glacier Lake section. One of the views 
across Bow Valley is of Mount Ball (fig. 14), which is one of the 
massive peaks on the Continental Divide where the Middle Cambrian 
rocks have a great development. 

The preliminary study of the fossils in the several formations cor- 
relates them with the Upper Cambrian formations of Wisconsin and 
Minnesota and the Upper Cambrian section in southern Idaho, and 
to amore limited extent with that of the central belt of Pennsylvania. 


GEOLOGICAL AND PALEONTOLOGICAL EXPLORATIONS AND 
; RESEARCHES 

Field-work in the Department of Geology has been considerably 
restricted by prevailing conditions during the season of 1919. 
Research work has, however, continued on the collections accumu- 
lated either in years past or obtained through gift or purchase in 
more recent times. 

One of the most interesting acquisitions to the geological col- 
lections during the year 1919, was some 15 kilograms of the meteoric 
stone which fell at Cumberland Falls, Kentucky, in April of this 
year. The stone, which proved to be a coarse breccia of enstatite 
fragments and a dark chondritic stone, has been studied by Dr. Mer- 
rill, and a paper giving his results is now in press. 

Owing to the fact that the division of Mineralogy has been without 
a head for two years, a large amount of work upon the collections has 
been necessary and hence only a limited amount of field and research 
work was possible. On his own initiative, two field trips were under- 
taken by Assistant Curator Foshag, one to the mica mines about 
Amelia, Virginia, where a considerable amount of study material was 
collected. This included a large number of specimens of the rare 
mineral microlite and an exhibition specimen of manganotantalite, 
the latter species not before represented in the Museum’s exhibition 
series. The old iron mine at Brewster, N. Y., was also visited and 
some material for study collected. The work of the division in the 
Museum’s laboratory consisted in an investigation of the hydro- 
talcite minerals, resulting in the establishment of the true chemical 
nature of this group. Shorter researches on miscellaneous minerals 


NO. I SMITHSONIAN EXPLORATIONS, I919 7 


were also carried on. Work is now under way on the study of the 
mineralogy of serpentine and its relation to the chlorite group, and 
also the correlation of the chemical composition and the optical 
properties of rhodonite, the latter in collaboration with Dr. E. S. 
Larsen of the U. S. Geological Survey. 

In October various localities in Connecticut were visited by 
Assistant Curator Earl V. Shannon, including the vicinity of Long 
Hill in Trumbull, where tungsten has been mined in years past. 
Extensive collections comprising much interesting material were 


Fic. 17.—Transporting fossil specimens in Southeastern Indiana. 
Photograph by Bassler. 


obtained which will be studied and described. The trap quarries of 
Meriden, Conn., were also visited and extensive collections of the 
zeolites and other secondary minerals secured. The pegmatite locali- 
ties of Collin’s Hill in Portland ; the workings of the old cobalt mine 
and the old lithia mine in Chatham, and a number of feldspar quar- 
ries in this region were visited and collections of the representative 
minerals secured. Much of the material collected as above has been 
carefully examined and descriptions will appear in forthcoming num- 
bers of the Proceedings. 


3 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Explorations for paleontological material were limited during 
1919 to two short field trips by Dr. R. S. Bassler, Curator of Paleon- 
tology, who continued the work of former years in securing certain 
large showy specimens of fossils and rocks required for the exhibi- 
tion series. Dr. Bassler spent a portion of June in southeastern 
Indiana, first proceeding to the locality where at the end of the field 
season of 1918 he had cached for safe keeping, because of inability 
to secure help in getting them to a freight station, several large 
exhibition slabs crowded with brachiopod shells. These slabs were 


Fic. 18.—Fossiliferous strata of the Richmond formation in south- 
eastern Indiana. The slab indicated is now on exhibition at the National 
Museum. Photograph by Bassler. 


found undisturbed, but transportation conditions proved equally bad 
as in the summer before and it became necessary to employ the 
primitive method shown in figure 17. By the use of burlap covering 
and an abundant supply of weeds for padding, each slab was finally 
slid along the rails for a considerable distance to the nearest station. 

The same area in Indiana, namely, the vicinity of Weisburg where 
the early Silurian rocks are well exposed, was then explored tor fur- 
ther desirable exhibition specimens. Water worn slabs crowded 
with animal and seaweed remains are abundant in all the creeks of 


NOS 4 SMITHSONIAN EXPLORATIONS, IQIQ IQ 


this richly fossiliferous region, but large rock specimens with their 
surfaces unweathered are comparatively rare. Fortunately for the 
present purposes, heavy freshets in the spring of 1919 had uncovered 
the richly fossiliferous layers along the creek shown in figure 18, and 
here several additional well-preserved exhibition slabs were secured 
and transported to the freight station by the rail route mentioned be- 
fore. One of these specimens, a slab several feet in length and width, 
is worthy of special mention, as its surface 1s crowded with impres- 
sions of the branching fossil seaweed Buthotrephis, and with excel- 
lent examples of the dumbbell seaweed Arthraria. The discovery 
of this specimen was most fortunate as a large slab containing an 
assemblage of these ancient plant remains has long been needed for 
the exhibition series of fossil plants. 

In October, 1919, Dr. Bassler was detailed to proceed to Dayton, 
Ohio, in order to prepare for shipment to the Museum the largest 
entire American trilobite so far discovered. This unique specimen 
(fig. 19) was discovered in the Richmond formation in the excava- 
tions for the Huffman Conservancy Dam 6 miles east of Dayton, 
which forms a part of the greatest engineering project ever under- 
taken for controlling stream flow, with the exception of the Assouan 
Dam along the Nile. Following the destructive floods in the Miami 
valley in 1913, the Miami Conservancy District was organized to 
prevent a repetition of this disaster through the control of the 
Miami River and its tributaries by dams extending entirely across 
their valleys. This operation involving an expense of over fifteen 
million dollars has been under way for three years, and will require 
three years more for its completion. The view (fig. 20) showing the 
excavations in which the trilobite was found illustrates only the 
beginning of one of these dams. This particular dam when com- 
pleted, will extend a distance of a mile entirely across the river valley. 
Normally the water will flow in its usual channel, but in flood times 
it will be retained and allowed to escape gradually. 

The trilobite which was found lying on its back in a hard clay bed 
in the central part of the excavation was unearthed by the pick of a 
workman, who believed it to be a petrified turtle. Mr. Arthur E. 
Morgan, Chief Engineer of the Miami Conservancy District, recog- 
nized the true nature and scientific value of the so-called turtle and 
presented it to the Smithsonian Institution, where it now forms a 
most instructive and unique exhibit in the hall of invertebrate 
paleontology. The value of the specimen is further increased by the 
fact that it has become the type of the new species /sotelus brachy- 
cephalus described by Dr. August F. Foerste of Dayton, Ohio. 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


During the summer of 1919, Mr. Frank Springer resumed his 
field researches upon the fossil echinoderms of the Ohio Valley, 
which had been interrupted by the war, with the special object of 
securing additional material from the remarkable crinoidal fauna 
of the Laurel formation of the Niagaran for use in his monograph 
on the Silurian crinoids. The principal work was done at St. Paul, 


Fic. 19.—The type specimen of /sotelus brachycephalus Foerste, 
the largest known entire American trilobite. About % natural 
size. Photograph by Bassler. 


in Shelby County, Indiana, where Mr. Springer’s assistant, Dr. 
Herrick E. Wilson, continued the systematic collecting and 
detailed study of the strata begun several years ago. Collecting 
in the beds at this locality is laborious and difficult, and specimens 
are not abundant, but they exhibit in some respects a strong paral- 
lelism with those of the Swedish and English Silurian, which renders 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 21 


their comparative study one of much interest. Important new mate- 
rial was obtained which is added to the collection of echinoderms 
deposited in the National Museum. Mr. Springer’s monograph of 
the Crinoidea Flexibilia, now being published by the Smithsonian 
Institution, has been printed and only awaits binding to be ready 
for distribution. It will be in two quarto volumes, one of them con- 
taining 79 plates. 

The Section of Vertebrate Paleontology has been unable to under- 
take any field explorations during the past year, and the time of the 
staff has been largely employed in preparing and mounting for 
exhibition material otherwise obtained. | 


Fic. 20——View of small portion of Huffman Conservancy dam near _ 
Dayton, Ohio, showing excavation in which the largest trilobite was found. 
Photograph by courtesy of Arthur E. Morgan, chief engineer. 


Through the acquisition from the veteran collector of fossils, 
Mr. Charles H. Sternberg, of an excellent skeleton of the large 
swimming lizard 7'ylosaurus dyspelor and a skull of the primitive 
horned dinosaur Monoclonius, an interesting addition to the exhibi- 
tion collection was made. Figure 21 shows the 7ylosaurus skeleton 
in process of being mounted for exhibition by Mr. N. H. Boss. It 
will form a panel, in half relief, and will occupy the wall space in 
the northeastern part of the main exhibition hall of fossil vertebrates. 
The diving pose given the skeleton was largely determined by the 
position of the articulated tail as found in the ground. 


22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Tylosaurus was a long, slender-bodied reptile some 25 feet in 
length, having the limbs modified into short swimming paddles, with 
a long, powerful, compressed tail. It was predatory in habits, living 
on fishes and probably also on the smaller individuals of its own kind. 
One of the unique features of the skeletal structure 1s the presence 
near the middle of the lower jaw of a joint which permits it to bow 
outward. This feature in connection with the loose articulation at 
the extremities allowed the jaws to expand and thus enabled the 


Fic. 21—The swimming reptile 7ylosaurus dyspelor in process of 
preparation for exhibition. Photograph by Bassler. 


animal to swallow large objects. In life the body was covered by 
small horny scales. A study of this specimen is being made by 
Mr. C. W. Gilmore, and the results of his investigations will be pub- 
lished in the Proceedings of the U. S. National Museum. 

In figure 22 is shown another of the recently mounted skeletons— 
that of the large extinct Rhinoceros-like mammal from the Tertiary 
(Oligocene) deposits of western Nebraska, named by Osborn Bron- 
totherium hatcheri. The bones of this skeleton were found em- 


NOr I SMITHSONIAN EXPLORATIONS, IQT9 23 


bedded in a fine sandstone. An idea of the amount of painstaking 
work involved in the collection, preparation and mounting of such a 
large fossil skeleton may be gained by the fact that after the bones 
were collected and freed from the enclosing sandstone, 258 working 
days were spent in restoring the missing parts, posing the skeleton 
and making and fitting the supporting iron work. 

The National Museum has now the distinction of having the larg- 
est existing collection of Titanothere remains. The specimens were 


Fic. 22—The Rhinoceros-like mammal Brontotherium hatcheri mounted 
in the laboratory of vertebrate paleontology. Photograph by Bassler. 


brought together by the late J. B. Hatcher, working under the direc- 
tion of Prof. O. C. Marsh, at that time United States Paleontologist, 
and it is peculiarly fitting that the only skeleton complete enough for 
mounting should pertain to the species named 1n his honor. 

Among other important investigations in the mammalian division 
of the year is a study by Mr. Gidley of the Peccaries of the Cumber- 
land Cave deposit. This includes the description of three new 
species, the redefinition of the Pleistocene species hitherto described. 


24 SMITHSONIAN MISCELLANEOUS COLLECTIONS Wks W/Z 


and the partial revision of the entire peccary family (Tayassuidae), 
the latter involving redefinitions of the two living genera of this 
group, and of the two suilline families Suidae and Tayassuidae. An 
important outcome of this preliminary investigation has been to 
emphasize the fact that the entire group, and especially the Pleisto- 
cene species of American suillines, is in need of thorough revision. 


EXPEDITION TO SOUTH AMERICA IN THE INTERESTS OF THE 
ASLROPHYVSICAE OBSERV ALOR 

Dr. and Mrs. C. G. Abbot sailed from New York on May 2, by 
way of the Panama Canal to Antofagasta, Chile. The expedition 
had three objects. First, to observe the total eclipse of the sun of 
May 29 at La Paz, Bolivia; second, to enable Dr. Abbot to confer 
with the officials of the Argentine Weather Bureau in relation to the 
use of the observations of the solar radiation for the purpose of 
forecasting weather conditions; third, in order that a visit might be 
paid at the observing station of the Smithsonian Institution at 
Calama, Chile, which is maintained by the Hodgkins Fund under the 
direction of Mr. A. F. Moore and assisted by Mr. L. H. Abbot. 

Landing at Antofagasta, the journey was continued by the English 
railroad up into Bolivia over that desert which Darwin describes in 
his “ Voyage of the Beagle.”’ Although the travelers had visited the 
Sahara Desert in southern Algeria, and the deserts of the southwest 
of the United States, there was still reserved for them a stronger 
impression of a void wilderness in the Nitrate Desert of Chile. 
Neither bird, beast, insect nor crawling thing, nor any vegetation 
could be seen as far as the eye could reach. 

Stopping a day at the observing station at Calama, in order to 
repack the apparatus required for the eclipse expedition, and joined 
by Mr. A. F. Moore, director of the observing station, they went on 
to La Paz. The plateau of Bolivia is eminently the country of 
mirage. The railroad appeared to rise out of a lake and to run inte 
a lake at no distant point beyond, and all of the mountains appeared 
to be islands rising out of the lake. The desolation, while not equal 
to that of the Nitrate Desert of Chile, was yet very marked. Near 
La Paz the country becomes cultivated with fields of grain and 
vegetables, and villages of people are passed by on either side. The 
mountains take on a new grandeur, especially the great mountain 
Illimani, which rises to a height of 22,000 feet or more. 

However one may have been impressed with the grandeur of the 
mountains, he is unprepared for the view of the great canyon in 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 25 


which La Paz lies. In most respects it is comparable with the Grand 
Canyon in Arizona, but with several added charms. First of all, on 
the farther side lies the great chain of the Andes, to which [llimani 
belongs, snow-covered although so far within the tropics, while on 
the nearer slope of the canyon all is green with vegetation, trickling 


Fic. 23.—Total solar eclipse of May 29, 1919. 


brooks running down, and the beautiful city lies upon its cluster of 
hills all surrounded by the colors and broken features which might 
result by combining the Grand Canyon of the Colorado with the 
Garden of the Gods near Colorado Springs. 

By the kind assistance of the manager of the English railroad the 
eclipse station was located at El Alto, situated on the rim of the 


26 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


canyon at about 14,000 feet elevation. There the apparatus was set 
up, and on the day of the eclipse very satisfactory observations were 
made, both photographs of the phenomenon and measurements of 
the brightness of the sky and the nocturnal radiation. The accom- 
panying photograph shows in but a feeble way how splendid was the 
eclipse phenomenon on this occasion. ‘The corona extended at least 
two diameters of the sun in almost all directions, with a great pro- 
fusion of fine streamers. Underneath the sun, that is to say towards 
the east, there hung a sickle-shaped solar prominence of hydrogen 
and calcium gases, extending fully 150,000 miles outwards from the 
sun and over 300,000 miles long, which cast its crimson glory over 
all. The background against which this splendid phenomenon was 
seen was a range of mountains, perhaps 50 miles distant, which raised 
their snow-covered heads fully 20,000 feet in altitude. 

From La Paz, Messrs. Abbot and Moore proceeded at once to 
La Quiaca, Argentina, where they inspected the meteorological 
observatory and conferred with Messrs. Wiggin and Clayton, Chief 
and Chief Forecaster, respectively, of the Argentine Meteorological 
Service. Under Mr. Clayton’s direction a system of forecasting by 
the aid of daily telegraphic reports of the intensity of the radiation 
of the sun as observed at Calama, Chile, has been worked out with 
encouraging success. 

Both Mr. Wiggin and Mr. Clayton were firmly convinced of the 
great value of solar radiation observations for forecasting. Arrange- 
ments were tentatively entered into for the transfer of the Smith- 
sonian observing station at Calama to the Argentine Government, 
to be located at La Quiaca thereafter. At the present time, however, 
these arrangements have not yet been completed by the higher 
officials of the Government of Argentina. 

From La Quiaca the travelers returned to the observing station at 
Calama, Chile, where Dr. and Mrs. Abbot remained about a month 
before returning to the United States, during which time Dr. Abbot 
worked over the results obtained with a view to discovering some 
means of measuring the intensity of the solar radiation without the 
long and tedious process of observing and computing which has 
hitherto been necessary. In this he was so fortunate as to discover, 
with the aid of Mr. Moore, a method by means of which suitable 
observations taken within a period of 10 minutes may be reduced 
within a period of 2 or 3 hours. Thus the intensity of the solar 
radiation outside the atmosphere may be determined with greater 
accuracy than by the former method which required about 3 hours 
of observing and about 15 hours of computing. 


SMITHSONIAN EXPLORATIONS, IQI1Q 


I 


NO. 


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28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Mt. Wilson observations.—As usual, the station at Mt. Wilson was 
occupied from May until October by Mr. L. B. Aldrich, who carried 
on there the usual measurements of the “ solar constant of radiation,” 
and some others intended to determine the intensity of the nocturnal 
radiation and the intensity of skylight. 


AUSTRALIAN EXPEDITION 
The zoological work by Mr. H. C. Raven in Borneo and Celebes, 
which has been made possible through the generosity of Dr. William 
L. Abbott, came to an end in 1918, as explained in the last Explora- 


Fic. 28—A pair of adult duck- 
bills, the male (at left) showing 
the spurs on hind feet. 


tion Report (p. 35). At the close of the war Mr. Raven did not wish 
to return immediately to the field. Doctor Abbott therefore arranged 
to send Mr. Charles M. Hoy to Australia for the purpose of collect- 
ing vertebrates, especially those which are in danger of extermina- 
tion. From the point of view of the national collection of mammals 
there is probably no field-work of similar scope that could approach 
this in importance. The fact has long been recognized, but the 
means for putting such a project into execution have hitherto been 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ 29 


lacking. The remarkable Australian mammal fauna is now repre- 
sented in the museum by only about 200 specimens. Very few of 
these have been collected in accordance with present-day methods, 
and no species is represented by adequate series of adults and young, 
of skeletons and material in alcohol. Not only is this true of our 
collection, but it is equally true as regards other museums in 
America. So many of the Australian mammals are now rapidly 
approaching extermination that in future there will be few oppor- 
tunities for securing the material needed for a proper representation 
of the fauna. 

Mr. Hoy spent about two months in Washington assembling his 
outfit and preparing for his trip. He left for San Francisco early in 


Fic. 29.—Two young duck-bills in their nest. 


May and arrived in Sydney about the end of the month. The period 
from June to November has been passed at various localities in 
New South Wales. While no specimens have yet been received 
(December 31, 1919), it is evident that the work has been very suc- 
cessful. The following passages from Mr. Hoy’s letters and reports 
will give an idea of the conditions under which it has been car- 
ried on: 

“Travel is rather difficult just now. Each state has its own quarantine 
restrictions, on account of the ‘flu’ and it is quite difficult to get from one 
to the other. Then too a seaman’s strike is on, making travel by boat very 
uncertain. The railroads are run by the state governments and each state has 
a different gauge road and different rates. 


“T have a great chance to get Platypus (duck-bill). A Mr. Burrell, whose 
hobby is Platypus is going after them on the first of October. As he has 


30 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


kindly offered to take me with him and is only interested in the-natural history, 
it will be a great chance for me to get not only the adults but also the young 
and possibly an egg. Mr. Burrell is after their nesting habits and is taking 
men along to dig out the burrows. It is safe to say that there is not another 
man who knows as much as he about the duck-bill. 

“Nine weeks were spent in the Wandandian region (19 miles S. W. of 
Norwra, N. S. W.) with the result of but one hundred and thirty one (131) 
mammals, and one hundred and twenty-four (124) birds collected. Among 
the mammals ten genera and twelve species are represented in my collection. 

“The greatest agent working toward the extermination of the native animals 
is the fox, next comes the cattle and sheep men who distribute poison by the 


Fic. 30.—An Australian marsupial with parachute 
membrane like that of the flying squirrel. 


cartload in the effort to reduce the rabbits. This has also caused or helped 
to cause the extermination of some of the ground inhabiting birds. Another 
great agent is the bush fires which sweep over the country. These are often 
lit intentionally in order to clear out the undergrowth and thus increase the 
grass. 

“ Owing to the great increase in the price of rabbit skins and the consequent 
increase in trappers the rabbits are fast ceasing to be a pest, and in some 
sections have become quite scarce. ‘The foxes, which are everywhere nu- 
merous, after killing off the native mammals are now turning to the rabbits, 
which also helps in their reduction. The extermination of the native mam- 
mals has apparently gone much farther than is generally thought. Many 
species that were plentiful only a few years ago are now almost, if not alto- 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ 31 


gether, extinct. Diseases have also played a great part in the extermination. 
The native bear died in thousands from a disease which produced a great 
bony growth on their heads. A mysterious disease also spread through the 
ranks of the native cat, Dasyurus viverrinus; the domestic cat also played a 
great part in their extermination. Even adult specimens of Dasyurus were 
often dragged in by the family cat. 

“The only mammals caught in traps were Mus assimilis and Phascologale 
flavipes. The others were all shot or snared. As the majority of the mam- 
mals taken were nocturnal and arboreal, the headlight proved to be a valuable 


Fic. 31—An Australian marsupial resembling a very 
large flying squirrel. 


and indispensable part of my outfit. The hunting of kangaroos and wallabies 
was greatly handicapped through the lack of a rifle. 

“ Perameles nasuta has been practically exterminated throughout N. S. W., 
but they are still to be found in Mosman, one of Sydney’s suburbs, so I made 
a trip out there and was able to get a fine female with two young in her pouch. 
This was trapped inside the Taronga Park Zoo grounds with the kind per- 
mission of Mr. A. S. Le Souéf. 

“The fact of Perameles nasuta being found at Mosman is probably due to 
the isolation of that district from the rest of N. S. W. by the city of Sydney, 
thus keeping out the introduced foxes. 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


“The country at Bulliac is a good example of what the cattle men will do 
in a few years time in killing off and burning the timber and the consequent 
destruction of animal life. Five years ago Bulliac was a virgin forest but 
then the railroad was built and now it is devoid of living trees for miles on 
each side of the track except for small and scattered patches in the more 
inaccessible gullies which form the last resort of the fast disappearing mam- 
mals. There are very few game laws in Australia and no one gives any 
attention to the ones that are in order. The Bulliac trip has clearly shown 
that the edge of the settlements, and even a short way into the wilds, is no 
better than the older settled parts and in order to get results one must go 
into the wilds. It is the killing and burning of the brush, by the cattle men, 
that does the most to kill off the animals, and they are yearly reaching farther 
and farther away from the railroads. One thing that was very noticeable was 
the great abundance of the introduced rats. They seem to have driven out or 
killed off practically all the native rats and I found them everywhere. 


Fic. 32—Skinning a kangaroo. 


“A trip was made primarily for the eggs and young of the Platypus. 
Fifty miles of bank was searched and approximately one hundred burrows 
were dug out only six of which contained young. These six burrows furnished 
eleven young of which Mr. Harry Burrell, of Sydney, with whom the trip 
was made, secured 7 while I secured 4. The intense drought which has 
scarcely been broken for over twelve months (it is the worst since 1862) 
has advanced the breeding of the animals somewhat so we were too late for 
eggs. The Platypus although scarce is not by any means nearing extinction 
and if they continue to be protected there is every hope that they 
will never become extinct. Young Hydromys were also looked for but the 
drought seems to have interfered with their breeding and but two embryos 
were obtained. The adults themselves were very scarce and but six specimens 
were obtained. 


The accompanying photographs show some of the characteristic 


Australian mammals obtained by Mr. Hoy. 
G. S. MILter, Jr. 


INOS LE SMITHSONIAN EXPLORATIONS, I9QIQ 35 


THE COLLINS-GARNER CONGO EXPEDITION 
The Collins-Garner Congo Expedition returned to this country in 
May, after having spent more than two years in the collecting of 
natural history material in French Congo. Mr. C. R. Aschemeier, 


Fic. 34. 


Fics. 33, 34.—Skulls of gorillas collected by Aschemeier in French Congo. 
Young adult male at left; adult female at right. 

who represented the Smithsonian Institution, brought back with him 

the bulk of material collected. Among other things Mr. Aschemeier 

collected about 2500 birds and mammals, which added invaluable 

material to the museum collection. 


4 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


EXPLORATIONS IN SANTO DOMINGO 


Dr. W. L. Abbott continued his investigations at the eastern end 
of the Island of Haiti, making two visits during the year 1919. His 
first visit was to the Samana Bay region and to the mountains in the 
vicinity of Sanchez and Constanza, and covered the interval from 
February to June. On his second trip (July to October) he stopped 
at Sosua, on the north side of the island, where he made a search 
for certain birds needed to fill gaps in the material already collected : 
thence to the Samana Peninsula, after which he went to the islets 
Saona and Catalina, off the southeastern corner of Santo Domingo. 
Before returning to Philadelphia, he spent a few days at Lake Fnri- 
quillo, where he secured a few water birds of interest. 

The material gathered on these two trips was varied in character, 
embracing the several groups of vertebrates, as well as mollusks, 
insects, and plants, with a plentiful series of archeological objects 
from caves in the Samana district. Of birds alone, he obtained 27 
study skins, 87 alcoholics and skeletons, and 56 eggs. Four species 
of birds in this collection represented forms not hitherto possessed 
by the Museum, and three or four other species were not previously 
known to occur on the island. Probably the most noteworthy objects 
in the bird collection were four eggs of the Dulus dominicus, known 
variously as the Sigura, Palm Slave, or Palm Chat, a bird somewhat 
larger than an English Sparrow, of sombre colors, but structurally 
different enough from other birds to occupy a family by itself. It 
““apart- 
ment house” nests are sufficiently noticeable to attract the attention 


is common and noisy, and lives in colonies, and its enormous 


of the most casual person. The discovery of the Palm Chat was 
almost coincident with that of America, for Columbus and his men 
must have seen these birds and their nests when a landing was made 
on this island at the end of 1492. Oviedo, the official historian of 
the Indes, early made its acquaintance, and devoted a chapter to it 
in his ‘‘ Hystoria natural y general de las Indias yslas,” published 
in 1535. The Sigura was thus one of the earliest, and at that time 
one of the best-known birds of the new continent. Various authors 
of later date have described the bird, its habits and nests, but thus 
far, apparently no correct description of the eggs has been given, 
although a French writer, in 1851, reported them to be white and 
unmarked. 

The eggs sent by Dr. Abbott are authentic, and will be described 
in detail elsewhere, but the illustration here given (fig. 35) will 
convey a general idea of their appearance, and it may be remarked 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ 


ios) 
oni 


that the eggs are rather large for the size of the bird, measuring, 
roughly, about one inch by three-quarters of an inch in diameter. 
The description of the nest, as furnished to Dr. Abbott by the man 
who made the actual examination, indicates a radical departure from 
other known types of birds’ nests, but a careful study of the interior 
of the mass by a competent observer will be required before the 
strange arrangement of the individual nests can be considered as 


accurately known. Dr. Abbott writes: “ The communal nest was 


Fic. 35—Eges of the Palm Chat (Dulus dominicus). 


built in a small royal palm, about 25 feet from the ground. The nest 
was about 44 feet in diameter, and about the same in height. Built 
of a loose mass of sticks from I to 2 feet long, about the thickness 
of bone knitting needles. There appeared to be but one entrance, 
from above.. A local man (John King) climbed the tree and gave 
me the description of the iternal construction of the nest. The 
entrance passage was narrow and crooked and led into a large 
central chamber about the size of a small bucket. The nests were 
placed around this on shelves of softer materials (fine bark, etc.). 


All four eggs were in one nest. The other five nests were still empty. 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


‘Tt is difficult to get into these nests, the huge smooth palm trunk 
(2 feet in diameter) must be climbed, and then it is difficult to crawl 
over the huge mass of sticks which lie interlaced amongst the crown 
of leaf stalks. 

“Most of the nests are in far larger palms than this one, and the 
nests are frequently much larger in size, and probably contain much 
larger colonies.” 


Fic. 36.—Dense forest of giant cedar (Thuya plicata) 
near Lake McDonald, Glacier National Park. 


BOTANICAL EXPLORATION IN GLACIER NATIONAL PARK 
MONTANA 


Mr. Paul C. Standley, assistant curator in the division of plants, 
spent the summer of 1919 in Glacier National Park, Montana, under 
the authority of the National Park Service, for the purpose of study- 


No. I SMITHSONIAN EXPLORATIONS, IQIQ Sy7. 


ing the vegetation of the region. The information thus obtained is 
to serve as the basis of a popular account of the plants to be published 
by the National Park Service, and it is expected that a complete and 
more technical account of the flora will be published by the National 
Museum. All the portions of the Park usually seen by tourists were 
explored, and 4,000 specimens of flowering plants and ferns were 
obtained, representing over 900 species. 

Aside from the scenic features of Glacier Park, one of its chief 
attractions is found in the plant life. Especially striking is the-dis- 
play of flowers above or near timber line, where the meadows are 
solid masses of brilliant color, formed by Indian paint-brushes, 


Fic. 37—Bearerass, Glacier National Park. 


monkey-flowers, fleabane, asters, harebells, heather, larkspur, gen- 
tians, fireweed, columbine, and a host of other plants. The most 
characteristic plant, perhaps, is the beargrass (Xerophyllum tenax, 
fig. 37), which occurs abundantly at middle altitudes and in alpine 
meadows. It is usually about 3 feet high and bears enormous plume- 
like racemes of creamy-white flowers. The narrow, tough leaves 
were used by the northwestern Indians in making baskets, hence the 
name of Indian basket-grass which is sometimes applied to the plant. 

The Continental Divide, which traverses the Park, has a marked 
influence upon plant distribution. On the east slope, whose drainage 
is partly into the Missouri River and partly into Hudson Bay, the 
flora is of the Rocky Mountain type, like that of Wyoming and Colo- 


38 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 38.—Sperry Glacier, Glacier National Park. There are over 
60 glaciers in the Park. Photograph by R. E. Marble. 


Fic. 39.—St. Mary Lake, Glacier National Park. Photograph by 
Fred H. Kiser. 


NO: I SMITHSONIAN EXPLORATIONS, I9QIQ 39 


rado ; while on the west slope, whose streams drain into the Colum- 
bia River, the flora is more obviously related to that of the Pacific 
Coast. The forests about Lake McDonald are very dense and are 


Fic. 40—Gunsight Lake from Gunsight Pass, Glacier National Park. 
Photograph by R. E. Marble. 


composed of unusually large trees. Although not nearly so exten- 
sive, they are much like those of the humid regions of Oregon and 


Washington. 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 41.—Trail to Swiftcurrent Pass, Glacier National Park; Swift- 
current Glacier in the distance. Photograph by Scenic America Company, 
Portland, Oregon. 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 4! 


In the vegetation there are represented four of the life zones 
recognized by biologists. The Transition Zone is indicated on the 
west slope by small areas of yellow pine timber, and east of the Park 
are the prairies of the Blackfoot Indian Reservation, which extend 
also within the Park boundaries along the stream valleys. The plants 
here are chiefly herbs, with a few shrubs, and they belong mostly to 
species which have a wide distribution over the Great Plains. by 
far the largest portion of the Park is covered with the characteristic 
vegetation of the Canadian Zone, which is the heavily forested area. 
Above the Canadian Zone, around timber line (6,000 to 7,500 feet), 
lies a narrow belt belonging to the Hudsonian Zone. The trees here 
are mostly low and stunted, and their branches frequently lie pros- 
trate upon the ground. Above this belt, and occupying the highest, 
exposed slopes, lies the Arctic-Alpine Zone, whose vegetation is 
composed chiefly of small herbaceous plants, with a few dwarfed 
shrubs, mostly willows. Many of the species of this zone are 
widely distributed in alpine or arctic regions of North America, and 
some of them occur also in similar situations in Europe and Asia. 


EXPLORATIONS AND CERION STUDIES ON THE FLORIDA KEYS 


Dr. Paul Bartsch, curator of marine invertebrates, U. S. National 
Museum, joined Dr. Alfred G. Mayer, the Director of the Tortugas 
Marine Biological Laboratory, of the Carnegie Institution, in New 
York on December 28, when they sailed south for Key West to 
make an examination of the Cerion colonies discussed in previous 
Smithsonian exploration pamphlets. The breeding experiments 
presented an entirely new phase, in the crossing, on one of the keys, 
of the native species, Cerion incanum (Binney) with one of the 
introduced Bahama species, Cerion viaregis Bartsch. It was this 
discovery that made it desirable to start an entirely new set of experi- 
ments. Furthermore, the anatomical differences discovered in the 
dissections of Cerions also made it desirable to gain material from all 
the colonies now existing on the Florida Keys, in order that these 
might be subjected to anatomization, to determine if Certon incanum 
is really one species, or a complex, shell characters alone being 
insufficient to determine this point. It was for this double reason 
that a return was made to Florida on May 2, and an exploration of 
the keys adjacent to Miami at once undertaken. 

On the 3d Capt. Tracy and Dr. Bartsch started in the “ Darwin,” 
a shallow draught launch of the Carnegie Institution, for an explora- 
tion of the shores of the mainland of the lower peninsula and the 


42 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 
outside keys. This was rendered comparatively easy, since they were 
fortunate enough to find the mosquito pests practically absent. 
Between May 3 and 6 they examined every sandspit on the mainland 
along Key Biscayne Bay, Card Sound, Little Card Sound and Barnes 
Sound. They then turned the southern portion of Barnes Sound 
and came up along the outer keys, examining them in turn. They 
crossed Key Largo at several places and walked long stretches in its 
interior. 

No Cerions were found on the mainland between Miami and the 
point where the railroad enters the keys, but two colonies were dis- 


Fic. 42.—Nest of swallow-tailed kite (Elanoides forficatus forficatus) 
between Flamingo and Coot Bay, Cape Sable, Florida. 


covered on keys a very short distance from the mainland in Barnes 
Sound. One of these is situated on a sandspit covered with grass and 
shrubbery on Middle Key, while the other one was found in a clear- 
ing on the southeastern point of Main Key. No Cerion colonies 
were discovered on the keys forming the eastern perimeter of Barnes 
Sound, Little Card Sound, Card Sound and Key Biscayne Sound, 
excepting Porgee Key, where a goodly quantity were obtained, some 
of which have been dissected and published upon in the bulletin on 
“ Experiments in the Breeding of Cerions”’ recently issued by the 
Carnegie Institution. In addition to Cerions, collections of all the 


other species of land mollusks available were made wherever found at 


NO. I SMITHSONIAN EXPLORATIONS, I9IQ 43 


all the places visited, especial stress being laid upon the securing of 
series of the most beautiful of our American landshells, the tree snail 
Liguus, anatomical material of all of which was preserved in order 
that this group may also be subjected to a close scrutiny in an ana- 
tomical way. What is said for Liguus also applies to the equally 
large, though less brilliantly colored Oxystyla. 

On the 7th the ** Anton Dohrn ” left Miami for Indian Key, spend- 
ing the night off Rodriguez Key, and reaching Indian Key early on 
the following day. By to o’clock Capt. Tracy, Mclvar, the Assistant 
Engineer, and Dr. Bartsch were off in the “ Darwin” with the skiff 


Fic. 43.—Characteristic vegetation where the prairie and hammock 
meet, Coot Bay region, Cape Sable, Florida. 


in tow for the Cape Sable region. They skirted the outside of the 
Lower Matecumbe Key, passed through the viaduct and then headed 
across the extensive flats of Florida Bay. The first stop was made 
on Sands Key, where a burned out colony of Cerions and a well 
flourishing colony of Oxystyla and Liguus were found. 

The expedition next headed for Flamingo City, which was reached 
at sundown. On May 9 they explored the region about Flamingo 
City and the coast for several miles to the east, for Cerions, and other 
mollusks. Cerions were not found, but large numbers of beautiful 
Liguus and Oxystylas were noted everywhere. A trip was then 
made by wagon to Coot Bay. 


44 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Coot Bay is a fine sheet of water fringed by tall mangroves, show- 
ing even at this season a sprinkling of water fowl. The evaporation 
from the lake at night undoubtedly keeps the adjacent region sup- 
plied with moisture, and is responsible for the large number of epi- 
phytic plants which render the region a veritable hanging garden. 
Orchids and tilandsias fairly draped and seemed to almost smother 
the trees and shrubs. Here we saw quite a number of rare birds, 
and among them the swallow-tailed kite, of which no less than six 
specimens were observed in the air at one time. 

On the toth an exploration was made of the region between 
Flamingo and the middle of the bight between Middle Cape and 


Fic. 44—Young great white heron (Ardea occidentalis) on the 
lookout for his parents. 


West Cape, but the search was rewarded with only a couple of dead 
specimens occupied by hermit crabs which probably had been drifted 
in here by the winds from the Sands Key colony. Liguus were 
found in many places, and so were Oxystyla and other species. 

On the evening of the 1oth the party headed for Indian Key, stop- 
ping again at Sands Key, where they found a most remarkable 
flight of Florida yellow throats. Every tree and every shrub seemed 
to have on every branch one or more of these little fellows. On the 
morning of the r1th sail was set from Indian Key for the Newfound 
Harbor group, where the next two days were spent in examining the 
chain of keys that extends southwest from Big Pine Key, for Cerions 


NO. I SMITHSONIAN EXPLORATIONS, I919 45 


and other mollusks. A very flourishing colony was found on the 
northeast point of the first key southwest of Big Pine Key, where 
were gathered no less than 75 specimens in a square foot of beach, 
covered by grass. Another colony was found on the second key 


Fic. 45.—A nest of Ward’s heron (Ardea herodias ward) 
in gumbo limbo tree. 


southwest of Big Pine Key. A colony was discovered likewise on 
the third key southwest of Big Pine Key. The fourth key is a mere 
clump of mangroves and did not contain Cerions. On the fifth key 
southwest of Big Pine Key a colony had been planted in 1912, and it 
is here that the crossing between the native and Bahama species has 


46 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


taken place. On the sixth key no Cerions were found, but there 
was secured the new clapper rail which has since been described 
as Rallus longirostris helius, by Dr. Oberholser. Here, also, the 
pictures of the Ward’s heron (Ardea herodias wardi) nest and 
young were taken. This key might really be called Rail Key. In 
the seventh no Cerions were found, but the great white heron 
(Ardea occidentalis) was found breeding, and it was here that 
we secured our photographs of this bird and the specimen, which 
was shipped to the Zoological Park at Washington by parcel post 


from Key West. It is believed that this is the first time this species 


Fic. 46.—Young great white heron (Ardea occidentalis) in 
the nest in a mangrove thicket. 


has been shown in any zoological garden. The eighth and last 
key is a mere clump of mangroves without Cerion possibilities. 

On the evening of the 12th the expedition headed for Key West. 
A large collection of Cerions was made near the Bureau of [Fisheries 
station, to be used for breeding purposes at the Tortugas. 

A new set of experiments was started on Loggerhead Key, Yor- 
tugas. Ninety cages of bronze wire, 2’ x 3’ x 3’ high, were con- 
structed in which were placed one specimen each of two species. In 
addition to this nine cages 6’ x 8’ x 2’ high were built, in which 50 
each of the two species were placed. 

On the 19th opportunity presented itself to return to Key West on 


a submarine chaser. 


MO, SMITHSONIAN EXPLORATIONS, 1919 47 


A summary of the results so far obtained from the breeding 
experiments has recently been published as a bulletin by the Carnegie 
Institution. The results are rather startling, and incline one, con- 
trary to the views previously held by most people, to the belief that 
Cerions are not easily influenced, if at all, by environmental factors. 
The cross obtained in the Newfound Harbor colony opens up an 
entirely new vista in the problem of speciation, and it was this which 
was responsible for the starting of the new set of breeding 
experiments. 

Incidental to these investigations, which have been conducted since 
1912, a list of the birds observed on the various keys has been kept 
and published annually in the Year Book of the Carnegie Institution. 


FIELD WORK ON THE MESA VERDE NATIONAL PARK, 
COLORADO 

The field-work of Dr. J. Walter Fewkes, Chief of the Bureau of 
American Ethnology, at the Mesa Verde National Park, in the sum- 
mer of 1919, was devoted to the excavation and repair of the pic- 
turesque cliff dwelling, Square Tower House, known for many years 
as Peabody House, and two low prehistoric mounds situated among 
the cedars on top of the plateau. - This work was a continuation of 
that of previous years and was carried on in cooperation with the 
National Park Service of the Department of the Interior. As Square 
Tower House has several unique structural features, the summer’s 
work has added to the educational attractions of the Park. At least 
two new types of hitherto unknown small-house ruins were dis- 
covered, and it is believed that a new page has been added to the 
history of the Mesa Verde cliff people. Dr. Fewkes was assisted in 
his field-work by Mr. Ralph Linton, a temporary assistant, who con- 
tributed much to the success of the work. 

The main object was to gather data that may aid one to better com- 
prehend the Indian civilization that arose, flourished on the Mesa 
Verde, and disappeared from the plateau over four centuries ago. 

Square Tower House is situated in a shallow cave at the head of 
a spur of Navaho Canyon opposite Echo Cliff, about 2 miles south 
of Spruce Tree Camp. It has long been considered by tourists one of 
the most attractive cliff dwellings of the park, but its inaccessibility 
has deterred all but the most venturesome from descending to it from 
the rim of the canyon. Part of the old Indian trail (fig. 47) was indi- 
cated by shallow foot holes cut in the almost perpendicular cliffs, and 
previous to the past summer this was the only means of access. 


48 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Without mutilating the vestiges of this primitive trail another was 
made in the cliff near it, around which was constructed a balustrade 
(fig. 48), with ladders conveniently set to aid those who wish to visit 
the ruin. 


Fic. 47.—The Indian trail from the canyon rim to Square Tower House. 
The cliff below is almost perpendicular for over a hundred feet. <A party 
of vistors aided by a rope is shown climbing along the trail. Photograph 
by G. L. Beam. Courtesy of the Denver and Rio Grande R. R. 


Square Tower House (fig. 49) measures 140 feet in length and 
averages three stories high, with seven circular subterranean sanctu- 
aries or kivas. The floor of the eastern end of the cave is composed 


NOP SMITHSONIAN EXPLORATIONS, I9IQ 49 


of large boulders fallen from the roof; that of the western end is 
lower and comparatively level. The original entrance to the build- 
ing, like that of the Cliff Palace, Far View House, and Sun Temple, 


Fic. 48.—The footpath blasted in the cliff at the most 
difficult part of the ancient trail where the tourists are 
represented in figure 47. Photograph by Fred Jeep. 


is a recess in the front wall. On the western end of the ruin there 
protrude radiating walls of basal rooms, one story high, suggesting 


c 


2 


oO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


on 


a terrace. The rear wall of the cliff rises almost perpendicularly 
from the floor with no recess back of the buildings. The destructive 
effects of water dripping from the canyon rim are most marked 
midway in the length of the building where the walls (fig. 50), now 
reduced to their foundations, were formerly at least two stories high. 

The walls of the ruin were in bad condition when the work began: 


Fic. 49—Square Tower House before excavation and repair, 
from Canyon rim. 


great gaps in the masonry of the tower having rendered it in danger 
of falling. The interiors of the rooms were choked with fallen 
stones and the dust of ages. wo months given to excavation and 
repair have put the ruin in fine condition, exhibiting a good example 
of the best type of Pueblo architecture (figs. 51 and 52). The special 
attractions of Square Tower House are the remains of the roofs of 
two kivas and the high tower rising midway in its length. 


NO. I SMITHSONIAN EXPLORATIONS, I9QI9Q 5l 


The original roof beams (fig. 53) of these two kivas are almost 
wholly intact. Considering how few kiva roofs on the mesa have 
survived destruction in the lapse of time, especial care was exercised 


Fic. 50—View of Square Tower House from the 


west, before excavation and repair. Photograph by 
Fred Jeep. 


to preserve these and to indicate their mode of construction, and a 
model (fig. 54) has been made, photographs of which, in successive 
stages of construction, are given (figs. 54, 55). A good understand- 


i) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cn 


ing of the construction of a typical kiva is especially important, as it 
distinguishes cliff houses of the Mesa Verde from those found else- 
where in the Southwest as well as in foreign lands. 


Fic. 51—Square Tower House excavated and repaired as seen from 
the southwest. Photograph by Fred Jeep. 


Fic. 52.—View of the Tower completely repaired. Photograph 
by Fred Jeep. 


The kivas of Square Tower House are circular, subterranean in 
position, and entered by a hatchway. [Each kiva has a fire hole F, 
and near it an opening in the floor called the sipapu, L, which is very 


NON 1 SMITHSONIAN EXPLORATIONS, IQIQ 53 


sacred because it symbolizes the entrance to the underworld. Over 
it in Hopi ceremonies is erected the altar, and through it the priests 
call to their kin in the underworld. A most instructive feature in 
the structure of the kiva is the means of ventilation. Between the fire 
hole and the wall there is an upright slab of stone, H, a wall of 
masonry, or simply upright sticks covered with clay. The function 
of this object is to deflect pure air which enters the room trom a 
shaft opening outside, G; the ventilator is morphologically the 
survival of the doorway of the earth lodge or prototype of the kiva. 


Fic. 53—View from below of one sector of original roof logs of kiva ‘A. 
Photograph by Gordon Parker. 


A characteristic feature of the kiva is the roof, which rests on six 
mural pilasters, C; the intervals between which are called ban- 
quettes, B, that (4) over the ventilator being wider and broader than 
the others. The pilasters support logs, D, D’, D*, laid one above 
another in the form of cribbing. Short sticks, D*, are placed at right 
angles to the cribbing to prevent sagging. Upon this cribbing are 
laid logs over which is spread cedar bark to support the clay covering 
the roof. The hatchway, which also served for the passage of smoke, 
is situated in the roof above the fire hole. In the construction of this 
roof, men of the Stone Age in America were not far from the dis- 
covery of the principle of the dome. 


Fic. 54.—Model of a typical prehistoric kiva of the pure pueblo type. 
The photograph shows the model from above (a) and from the side (0), 
with first roof beams in place. Photographs by De Lancey Gill. 


A, large banquette. E, pegs for ceremonial paraphernalia. 
B, small banquettes. F, fire hole. 

C, pilasters to support roof cribbing. G, external opening of ventilator. 

D. beams of lower level of roof. H. fire screen, or pure air deflector. 
D1, beams of second level of roof. I, niches for sacred meal. 

D2, beams of third level of roof. Kk, floor entrance to ventilator. 


D3, logs to prevent sagging of roof. L. ceremonial floor opening or stpapu. 


Fic. 55.—Model of typical kiva of the pure pueblo type; a shows 
construction of roof beams; b, half-covered roof and hatchway. Photo- 


graphs by De Lancey Gill. 


56 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The most striking feature of Square Tower House is the tower 
from which it takes its name. The cave in which it 1s situated hav- 
ing no recess at its back, there is consequently no refuse heap in the 


Fic. 56.—Middle section of Square Tower House 
from the Crow’s Nest. Photograph by Fred Jeep. 


rear, such as was utilized at Spruce Tree House for mortuary pur- 
poses. ‘The rear wall of the tower is formed by the perpendicular 
cliff (fig. 56). As shown by windows, doorways, and remnants of 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 


on 
a | 


O 
eh 


flooring, this tower is four stories high. The inner plastering 
the lowest story 1s painted white with a dado colored red; its roof is 
likewise well preserved. 

A room near the western end, (fig. 57) of the ruin has doors and 
windows closed with secondary masonry, and in the rubbish, half 


filling the neighboring kivas, human bones were found, indicating 


Fic. 57.—Western end of Square Tower House, excavated and 
repaired. Photograph by Fewkes. 


that the western end of the ruin was deserted and used for mortuary 
purposes before the remainder of the ruin was abandoned. 

There is no archeological evidence that the tribes to the east, north, 
and west of the cliff dwellers and stone house builders of the Pueblo 
area were stone masons. On the south of the area, in the valley of 
the Gila, Santa Cruz, and San Pedro, looking toward Mexico, the 
ancients built their houses of earth and logs, and while the prehistoric 


buildings on the southern tributaries of the San Juan resemble those 


58 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


on the Mesa Verde they are quite different from the pueblos now 
inhabited. <A logical interpretation of the geographical distribution 
of ruins with kivas like those of Square Tower House would not be 
that the knowledge of stone masonry was introduced from Mexico, 
but that the craft was acquired after the original inhabitants entered 
the country, and that the pure pueblo type, or that with kivas like 
those of Square Tower House, was born, cradied, and reached its 
highest development in the area where it was found. But we may 


Fic. 58.—Wall of Earth Lodge A, showing adobe plastering on earth; the 
horizontal log is a roof beam.: Photograph by T. G. Lemmon. 


take another step, and point out that the prototype of these pre- 
historic kivas has a morphological likeness to “ earth lodges.” 

The discovery of Earth Lodge A in this area by my assistant, 
Mr. Ralph Linton, was important, considering the light it may 
throw on the genesis of cliff dwellings. This ancient prototype (fig. 
58) of a kiva is a semicircular isolated room with a slightly depressed 
floor in which is a centrally placed firepit, the surrounding walis 
being either adobe plastered on the earth or molded into clumps 
shaped like rolls. In this rude sunken wall were set at an angle 
posts, now charred at the free ends, all that remains of the supports 


of roof and sides. 


Z 
2 
4 


SMITHSONIAN EXPLORATIONS, I9QI1Q 


9 


o1 


Earth Lodge A was not only excavated but a shed (fig. 59) was 
built over it for permanent preservation. While it is interpreted as 
the prototype of a kiva, it was formerly the dwelling of a family or 
other social unit dating to an epoch much older than that of the 
cliff dwellers. On opposite sides of the fire hole at the periphery oi 
the floor, but within the outer walls, are small square or rectangular 
cists made of stone slabs set on edge. The indications are that these 
were covered with sticks and clay, suggesting the so-called slab 
houses. The pottery found in these cists is very crude, undecorated, 
and not of the cliff house type. 


Fic. 59.—Shed built over Earth Lodge A to protect it from the elements, 
north end, entrance opposite. Photograph by Fred Jeep. 


There are many sites resembling that of Earth Lodge A before 
excavation awaiting investigation on the top of Mesa Verde. Near 
it was a mound which when opened proved to be a unit-type house. 
The crude masonry and rough pottery found in it indicate an advance 
on the walls of an earth lodge, but the former is inferior to that of a 
kiva of the highest development, suggesting that it is an intermediate 
form between Earth Lodge A and Square Tower House. ‘The 
spade revealed that after this room was first deserted debris had 
filled the depression a few feet deep on which a new fire hole and a 
grinding bin had been made of stone slabs on edge in the middle of 
the depression. Later on it was again abandoned and human bones 
had been thrown on the débris that formed over the grinding bin, 


60 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


indicating that the depression had become a dump place.’ Last of all, 
these were also covered by accumulated sand and soil, leaving only 
the top stones of a pilaster projecting above the surface. 


Fic. 60—Idol of the germ-god set by author in 
cement at head of the stairway, near kiva B. Photo- 
graph by Fred Jeep. 


The pottery found in this crudely constructed kiva is more varied, 
but still an advance on that excavated in Earth Lodge A. It may be 
classified as black and white, and corrugated, but so inferior to that 
typical of cliff houses that it can be readily distinguished. From this 


Fic. 61—Mat made of sticks found with a skeleton in room west of 
kiva D. Photograph by De Lancey Gill. 


Fic. 62—Pottery rest made of agave fibre core wound with 
feathered string. 


62 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 


ruin was taken a shard with a fine swastika, showing the antiquity of 
this design so rarely found in Mesa Verde. 

The general facies of the collection of artifacts from Square 
Tower House is the same as in other cliff dwellings on the park, 
and although a few specimens are different from those already 
known, the majority corroborate, as far as age is concerned, the 
testimony of the buildings. A broken fragment of the rim of a vase 


Fic. 63.—Stick with carved extremity. 


of the sugar bow] pattern, a type peculiar to the upper San Juan area, 
was obtained from the Unit-Type House. Fragments of food 
bowls corrugated on the outside, black and white on the interior, 
belong to a type hitherto rare. No collector has thus far reported a 
prehistoric pipe from Mesa Verde, but a stumpy straight tube of 
unburnt clay, more like a “cloud blower ” than a pipe, betrayed the 
fact that the cliff dwellers, like other Indians, smoked ceremonially. 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ 63 


On their altar at the great winter solstice ceremony at Walpi, one 
object of which is the increase of life by calling back the sun, the 
Hopi now employ an idol representing the god of germination. This 
idol is half oval in shape, the surface being painted with symbols of 
corn. A similar undecorated idol (fig. 60), found at Square Tower 
House, one of the best ever collected, was cemented by the author in a 
conspicuous place at the head of the stairway. 

An almost perfect reed mat (fig. 61), resembling those often 
deposited with the dead, was found in a room of Square Tower 
House. Good specimens of feathered cloth were wrapped around 
skeletons of infants. A fine pottery rest (fig. 62), and a stick which 


a 


=< eR ew 


ba 


Fic. 64—Incised maze on one side of an artificially worked cubical 
stone found with idol of the germ-god. The dotted line does not exist 
on the specimen, but was placed there to enable the reader to trace the 
meander. Photograph by T. G. Lemmon. 


shows excellent carving on one end (fig. 63), occur in the collection : 
there are also many bone needles, basket fragments, and other objects 
similar to those elsewhere described. 

A cubical stone with an incised design (fig. 64) found in the same 
room as the idol of the germ god, is worthy of special mention as 
the maze or labyrinth depicted upon it is unlike any pictograph yet 
described from the Southwest. 

Theoretically, Earth Lodge A is supposed to resemble forms of 
dwellings that have survived to our day among non-pueblo tribes. 


64 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


It has, however, an instructive feature they do not possess, viz., 
cists made of slabs of stone set on edge. Evidences are accumulat- 
ing of a culture antecedent to the pure pueblo type in which vertical 
masonry predominates, but we must await more knowledge of the 
construction of the houses of this epoch before speculating on the 
early relations of the builders of vertical and horizontal masonry. 


eh a ; Whe 
we a a 3 ts ae) 


Fic. 65—Square Tower House repaired, as seen from the west. Photo- 
graph by T. G. Lemmon. 


ARCHEOLOGICAL EXCAVATIONS IN ARIZONA 
In continuation of work in Arizona for the Bureau of American 
Ethnology, Dr. Walter Hough began excavation of an important 
ruin in Grasshopper Valley, 14 miles west of Cibecue on the White 
Mountain Apache Reservation, Arizona. The ruin consists of two 


_ 


great mounds covered with brush and showing portions of walls. 
The inhabitants, as shown by the skeletal remains, were Pueblo 
Indians. Among the discoveries were a temporary camping place 
of aclan while their houses were being constructed ; the use of heavy 
masonry retaining walls to prevent the thrust in the earth covered 
with the great structure of the pueblo; and the determination that 
the house plans, sometimes called “ foundations,” and thought to be 
unfinished structures, are remains of open air sheds, such as those 
now in use by the Pimas. The presence of two very large debris 


NORE SMITHSONIAN EXPLORATIONS, I9QITQ 65 


Fic. 66.—Retaining wall of ancient pueblo at Grasshopper Valley, Arizona. 


Fic. 67—Outlines of open-air sheds, ancient pueblos at Grasshopper 


Valley, Arizona. 


6 


66 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. -72 


lenses, forming low mounds at 300 yards from the pueblo, is con- 
sidered somewhat remarkable. 

The artifacts consist of flint implements, stone axes, bone imple- 
ments, and the usual variety of small objects. Of pottery, red and 
gray preponderate ; a!so found are pure yellow (Hopi type) ; black 
outlined with white on strong red (Chevelon type) ; obscure yellow 
gray on brown with black designs (Gila type); and green glaze 
design on white (Rio Grande type). Analysis of the shards from 
the 20 excavations made show that the great ruin and the neighboring 
members of the group may be differentiated on the basis of the 


pottery fragments. 


ARCHEOLOGICAL INVESTIGATIONS IN UTAH AND ARIZONA 


Early in May, 1919, provision was made by the Bureau of Ameri- 
can Ethnology for continuation of an archeological reconnoissance 
of northwestern Arizona, inaugurated several years ago, but inter- 
rupted by the recent world war. As in previous years, the work was 
directly in charge of Neil M. Judd, curator of American archeology, 
United States National Museum. Plans for an extensive survey of 
the arid regions immediately north of the Rio Colorado were neces- 
sarily abandoned because of the exceptionally dry season. Mr. Judd 
then proceeded to Cottonwood Canyon near Kanab, Utah, where, in 
1915, he had hastily examined several shallow caves containing pre- 
historic remains. 

As unforeseen conditions prevented completion of the recon- 
noissance originally contemplated, so unexpected difficulties also 
handicapped the Cottonwood Canyon investigations. Work con- 
tinued during two weeks only, but in this short period twelve or more 
caves were visited and five of them were examined with considerable 
care. Most of the standing walls in these caves (fig. 68) were of the 
customary stone and mortar construction, but others were found in 
which adobe had been utilized almost exclusively. A third type of 
architecture was that in which the walls were formed of upright posts, 
bound together with horizontal willows and plastered over with adobe 
mud. In such dwellings the heavy roof was ordinarily supported by 
larger posts, placed as part of the wall or entirely within it. In these 
ruins (fig. 69) and in the remains of other houses which had preceded 
them, sandstone slabs were invariably utilized for the inner base of 
the walls, the remainder being either of stone and mud or wattled 
construction. Although dwellings of the three types above mentioned 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 67 


Fic. 68.—Isolated rooms forming part of a small cliff village in Cotton- 
wood Canyon. Several of the rooms were repaired after excavation; 
the darker portions show the extent of these restorations. 


« 


tt eae 


Fic. 69.—At the upper left are the broken walls of dwellings built 
above the remains of a circular room. Fragments of wall posts and one 
roof support are shown at the right; the fireplace at the left. In the 
immediate foreground and in the middle of the view will be seen upright 
slabs which formed part of the lower inner wall. 


68 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


seem to indicate different stages in constructional experience, they 
could be and were found in the same cave. In such cases there was 
nothing to suggest any considerable lapse of time between the periods 
represented by the successive years of occupancy ; neither could it be 
determined from the refuse in and about the dwellings that more than 
one people had taken part in their construction. 

From the minor antiquities collected it does not appear that the de- 
eree of culture reached by the ancient inhabitants of Cottonwood Can- 


Fic. 70—Masonry walls built above the ruins of a circular kiva, previ- 
ously destroyed by fire. The banquette or bench surrounding the room 
will be noted in the foreground; also, the charred fragments of several 
wall posts and one roof support. 


yon differed essentially from that of other primitive peoples farther 
to the north.’ The pottery, generally, is of a type closely related to the 
pre-Pueblo peoples south and east of the Rio Colorado, and indicates 
a higher degree of experience than that noted among the ruins at 
Beaver or Paragonah, for example. Wooden agricultural implements, 
basketry, cotton cloth and other objects commonly found in cliff 
ruins of the southwest are likewise of the well-known Pueblo type. 
The results of these recent excavations tend to confirm, therefore, 
the belief that in western Utah there is certain evidence of a pre- 
historic people which originated some place in the northwest and 


1 Smith. Misc. Coll., Vol. 66, No. 3, 1915; Vol. 66, No. 17, 1916; Vol. 68, 
No. 12, 1917. 


NO= SMITHSONIAN EXPLORATIONS, IQIQ 69 


journeyed southward ; that during the course of their long-continued 
migrations they changed rather rapidly from a semi-nomadic to a 
sedentary life as they approached the Rio Colorado. Having 
gained the “red rock” country and having found, for the first time, 
natural caves that increased the protection afforded by their small 
dwellings, they became more closely related, if not identical, in cul- 
ture to those people commonly recognized as the ancestors of the 
modern Pueblo Indians. 


Fic. 71.—Walls of rectangular dwellings built above the remains of a 
circular room. The upright slabs in the foreground formed the inner 
wall base of the latter structure. 


FIELD WORK ON THE IROQUOIS OF NEW YORK AND CANADA 


Mr. J. N. B. Hewitt left Washington May 12, 1919, on field duty. 
On the Onondaga reservation near Syracuse, N. Y., he found only 
fragmentary remnants of the League rituals, laws and chants, aggre- 
gating less than 2,000 native terms ; but these rituals, laws and chants 
are so much broken and wasted away, and their several remaining 
parts are so confused and intermixed the one with the other that 
with these remains alone it would be quite impossible to obtain even 
an approximate view of their original content, forms, and settings. 
The texts which Mr. Hewitt has recorded among the Canadian 
Iroquois aggregate more than 125,000 native terms. During the twe 
weeks spent on this reservation Mr. Hewitt recorded in Onondaga 


7O SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


text all the doctrines of the great Seneca religious reformer of the 
close of the 18th century, Skanyodaiyo (the so-called ‘“ Handsome 
Lake,” but which is literally “ It is a beautiful Lake ”’). 

Mr. Hewitt left this Onondaga reservation May 31, 1919, going 
directly to the Grand River Grant, Ontario, Canada, where the other 
tribes of the six Iroquois tribes dwell. There he resumed his inten- 
sive study and analysis of his recorded texts relating to the institu- 
tions of the League, recording variant passages and terms when 
encountered. He also obtained in detail the pattern of the wampum 
strings in beads which are used in the Requickening Address of the 
League. ‘Twenty-eight strings, at least, are necessary. On each 
string the blue and the white beads are arranged according to a 
definite pattern. 

An effect of the war of the American revo‘ution on the tribal integ- 
rity of the Six Nations of Iroquois was that every tribe, except the 
Mohawk, was sundered into two independent bodies; and one part 
of each of the divided tribes became resident on a separate reserva- 
tion in the State of New York, and its public affairs became mea- 
surably dissociated from those of the parts of the other tribes dwell- 
ing in New York, while the complementary tribal parts removed to 
Canada, where they finally settled on the Grand River Grant. So 
that at first there were two Onondaga tribes, the one in New York 
and the other in Canada, two Seneca tribal groups, the one in New 
York and the other in Canada, two Oneida tribes, two Cavuga tribes, 
and two Tuscarora tribes, similarly dispersed. 

This disrupting of tribal integrity resulted in sundering the League 
Federal Council into two independent units. Since the tribes in 
New York State severally occupied individual reservations, often far 
removed one from another, each tribe was thrown more on its own 
resources than previously ; and the Federal Council composed of the 
New York tribes was convened only when some matter affecting all 
these tribes became urgent; and this situation naturally tended to 
efface the concrete knowledge of the basic federal laws and principles 
of the League from the minds of the New York tribes, so that within 
50 or 60 years after this, the laws and the rituals of the original 
League had become largely obsolescent, if not wholly forgotten, in 
New York State. 

Conversely, the tribes of the Six Nations of Iroquois who removed 
to Canada and settling on the Grand River Grant elected to transact 
their affairs at a semi-federal council composed of all tribal and all 
federal chiefs (whose titles were not then held in New York State). 


oa 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ FAM 


This arrangement naturally tended strongly to preserve the tra- 
ditional and the concrete knowledge of the distinctively federal insti- 
tutions and laws and rituals. But, even here, a living and con- 
structive knowledge of the institutions of the League is less definite 
and is often displaced by dubious modern interpretations. So it has 
become increasingly difficult, indeed, to obtain from the variant 
extant versions of laws, traditions, rituals, songs and institutions, 
their most probable original form. 

The Onondaga tribes of New York State, dwelling 8 miles south- 
ward from Syracuse, occupy the ancient seat of the Federal Council 
of the League of the Iroquois. In the original structure of the 
League, and still exercised by both the Canadian and the New York 
federations, the Onondaga chiefs as a body exercised functions 
approximating those of the presiding judge of a modern court sitting 
without a jury, and had power to confirm or to refer back (but not to 
veto) for constitutional reasons the decisions or votes of the Federal 
Council. 

OSAGE TRIBAL RITES, OKLAHOMA 

In the spring of 1919 Mr. Francis LaFlesche, Ethnologist, spent 
a month among the Osage Indians, gathering further information 
concerning the ancient rites of that tribe and collected two rituals, 
one from Wa-tsé-mo"-1", pertaining to the origin of the people 
of the black bear gens, and one from Mo’-zho"-a-ki-da of the Peace 
gens of the Ts1’-zhu division, as to the origin of that people. 

The ritual obtained from Wa-tsé-mo?-1" contains 582 lines, divided 
into 29 sections and arranged in groups according to subjects. The 
first group of five sections describes the descent of the people from 
the sky to the earth. The second group of four sections tells of the 
appeal of the people to certain water insects who promise help. The 
third group of eight sections speak of the Great Elk who brought to 
light four different colored soils which he gave to the people to use 
in this riteas symbols. The next group of a single section tells of the 
wanderings of the people, of their meeting a man whom they learned 
had descended from the stars and who gave to the people certain 
sacred gentile names. Although they were warriors whose business 
it was to destroy, they resolved to make the stranger their chief, 
saying to one another: “ There shall be in him no anger, no violence 
and he shall be a man of peace.” 

The fifth group of three sections speaks of the parts of the swan 
that were dedicated for use as a war standard. From this sacred 
bird were taken personal names. The sixth group of four sections 


72 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 
recounts the finding of four different kinds of rock in their consecra- 
tion for symbolic purposes. The seventh, a single section, speaks of 
the finding of a female buffalo, the consecration of parts of its body 


Fic. 72—Wa-tsé-mo"-i". Member of the Black Bear Gens. 


and skin for ceremonial purposes. The eighth group of three sec- 
tions recounts the search for a suitable kind of stone out of which 
to make a ceremonial knife. On his third search the man chosen for 


NO. I SMITHSONIAN EXPLORATIONS, I9QIQ 73 


the duty returned with a red flint out of which was shaped a round- 
handled knife and consecrated to ceremonial uses. 

The ritual given by Mo?-zho®-a-ki-da contains 248 lines, divided 
into 20 sections and arranged, according to subjects, into eight groups. 
In the story told by Mo*-zho-a-ki-da the people of the Peace-maker 
gens awakened in mid-heaven to a realization that they were a people 
when a desire came upon them to descend to earth where they might 
come into bodily existence. The first three sections record the down- 
ward journey, of the people finding the first and second heavens 
(counting downward) to be blank, but in the third heaven they met 
the Man-of-mystery (the god of rain), who promised them aid in 
their struggles upon the earth. The sixth section tells of the further 
descent of the people, of their meeting the great Buffalo Bull who, 
out of pity, gives them certain roots to use in healing their bodily 
ailments. These medicinal roots are used to this day. The great 
animal then gave them various kinds of corn and squash. The five 
sections fo'lowing speak of the journey of the people over the earth, 
of their coming to certain trees, to the waters of a river where they 
met the spirit of waters, to water-plants each of which they adopt as 
life-symbols. The next, a single section, tells of the coming of the 
people to a dead animal which they adopt as a symbol. The signifi- 
cance of the incident is not clear. In the next two sections is told of 
the people coming to the center of the earth, meaning mid-summer, 
the time greatest in fruitfulness (August), and to a “ beautiful 
house ” which was to be their sanctuary. The next group 1s a single 
section and speaks of the encounter of the people with another dead 
animal (an elk), the meaning of which is not clear. The next two 
sections speak of the people again coming to the center of the earth, 
meaning another month (September), which, together with August, 
makes mid-summer. The people at last reach another “ beautiful 
house ” with many openings, wherein are to be sent all the children 
of the people to be given their gentile personal names and assigned 
to their proper places in the tribal and gentile order. 


ETHNOLOGICAL STUDIES IN OKLAHOMA, NEW MEXICO, 
AND CALIFORNIA 
The year was spent by Mr. J. P. Harrington, ethnologist, in con- 
tinuation of his studies of Southwest Indian languages and ethnology. 
During the first five months of the calendar year he was engaged in 
the study of the Ventureno and other Chumashan dialects of Cali- 
fornia. [Especial attention was given to the ethnology as well as to 
the language, the linguistic studies proving to be the key to the 


74 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


unearthing of considerable important ethnological data, notably on 
subjects pertaining to material culture, sociology, and the little 
habits of daily life and thought which are really fully as important 
as the larger and more striking features of ethnology. 


Fic. 73.—Ventureno Man. 


The months of July, August and September were spent in New 
Mexico in study of the Tano-Kiowan problem, and with as con- 
clusive and gratifying results as could be desired. The entire struc- 


NO. I SMITHSONIAN EXPLORATIONS, IQIQ 75 


ture and vocabulary of Tanoan and Kiowa is one and the same, and 
points to genetic unity at no exceedingly remote period in the past. A 
peculiar series of phonetic shifts and changes occurring in these lan- 
guages was fully investigated, and interesting studies in comparative 
vocabulary were made. 


Fic. 74—Hoop and pole game of the Ventureno Indians. 


MUSIC OF THE PAWNEE, OKLAHOMA 


In May, 1919, Miss Frances Densmore went to Pawnee, Okla- 
homa, to begin a study of the music of the Pawnee Indians who live 
in that vicinity. 

She arrived at the time of the Buffalo ceremony which is held 
every spring by the Pawnee, having for its original purpose the 
securing of buffalo for food. The ceremony was held in an earth 
lodge of the old type (figs. 75 and 76). Only initiates could be 
present on the first day when the “painting of the buffalo skull” 
took place, but, through the courtesy of the man in charge of the 
ceremony, Miss Densmore attended the Buffalo dance and the Lance 
dance which were held a few days later. These constituted the 
second and third portions of the ceremony. During the Buffalo 
dance the buffalo skull with its ceremonial decorations lay in front 
of the “altar.’”’ Participants in the ceremony were seated in four 
eroups, men in each group having their bodies similarly decorated 
with symbolic designs. The principal singer was Wicita Blain, a 


76 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 72 


blind man, who at a subsequent time recorded a number of the songs 
used on this occasion. These were old songs which he had received 
by inheritance, and the words contain interesting examples of native 
poetry. Blain also recorded ceremonial songs of the Bear dance, 
which were his by right of inheritance. 

One of the leading participants in the Lance dance was John 
Luwak, chief of the Chaui band (fig. 77), who recorded numerous 
old songs of various classes. Some unusually attractive songs were 
heard during the Lance dance, but it was learned on inquiry that they 


had been recently composed by the younger men of the tribe. As 
old songs were desired these were not recorded. One of the old 
Lance dance songs was obtained, with the words, “ Father, the band 
of the dead is coming.” This was sung when the lance bearers 
danced around the lodge. The study was limited to the music, no 
study of the ceremonies being undertaken at this time. 

Three other gatherings were attended by Miss Densmore, 1. e., a 
hand game and two victory dances. 

The victory dances were of unusual interest as they celebrated the 
return of young men who had served in the recent war. Forty 
Pawnee enlisted ; 39 returned without having suffered any casualty, 
and one died of disease in France. Many of the men had been at the 
front, several volunteered for a certain duty of special danger, the 


No. I SMITHSONIAN EXPLORATIONS, I9Q19 ig 


son of a chief served with the heavy artillery in a responsible position, 
and wherever opportunity offered, they seemed to have made a 
creditable record. All appeared to be in the best of health. A mem- 
ber of the tribe said he “ believed this was because the people had 
prayed for them, both in private and at all their public gatherings.” 
The first victory dance was the occasion of the public rejoicing of 
the women of the tribe, especially those whose relatives had been 
in the war. This was similar to the scalp dances of the old times, and 
about 40 women were in the dancing circle. War trophies were car- 
ried aloft on poles, as scalps were formerly carried. In accordance 
with old custom the soldiers presented their trophies to their nearest 
kinswomen. One woman held a pole with a long knife fastened at 
the end like the head of a spear, while below the knife was hung the 
metal helmet which, with the knife, was taken from the enemy by her 
son. As the women danced they lifted their trophies high in the 
air, and expressed their enthusiasm in shrill cries. It was a scene of 
free, native rejoicing. Miss Densmore was the only white person 
present. Many war songs were sung, former deeds of valor were 
related by the old warriors and the dancing continued for several 
hours. The Pawnee are an emotional people, and some of the older 
members of the tribe lamented with sobs and crying the diminution 
of the tribe and the passing of the old ways. 

The second victory dance took place several days later and was 
entirely different in character. Many spectators attended, and the 
building was crowded to its utmost capacity. At this dance the 
returned soldiers were the principal interest, many appearing in 
native costume and dancing the war dance. One such young man 
told Miss Densmore that he had been at a government school prac- 
tically all his life and never before had joined in a native dance. The 
gathering opened with an impressive native ceremony, then speeches 
were made by the chiefs of the bands, gifts were given and received 
in a ceremonial manner, and the son of a chief was adopted by a 
prominent member of the tribe, receiving an old and honored name. 
The young man went through the simple ceremony with quiet dignity, 
wearing the khaki uniform in which he had served in Europe. Once 
the space around the entrance was cleared and a woman led in a 
white horse, presenting it to a soldier; later a pair of white horses 
were similarly presented. An interesting little drama was the “ con- 
’ of the parents of the young man who died in France. 


’ 


soling 
The singing at the victory dances was characterized by songs with 
words concerning the recent war, including mention of airplanes, 


78 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


submarines and the enemies of the allied nations. These words were 
usually sung to old melodies. One woman advanced alone to a place 
in front of the chiefs and, without the drum, sang such a song which 
she had composed for the occasion. 'T'wo similar songs were recorded 
by Luwak who related the dreams in which he heard them. He said 
he “ prayed daily to Tirawahat,” saying, “ help our boys over there 
so they will all come back strong and so I may live to see them again.” 
One night he fell asleep after such a prayer and in his sleep “ some- 
one told him that it would not be long before he would see the 
Pawnee boys again.” In his dream he saw thousands of white people 


Fic. 76—Pawnee ceremonial earth lodge, interior, showing location 
of the “altar.” Photograph by Miss Densmore. 


‘ 


rejoicing and heard them singing this song, “ even the oldest people 


A few days later he heard of the 


b 


were dancing and waving flags.’ 
signing of the armistice, with its celebration, and accepted it as the 
fulfilment of his dream. He related the dream and sang the song at a 
gathering opened with an impressive native ceremony, then speeches 


learned by the people. 


MATERIAL CULTURE OF THE CHIPPEWA OF CANADA 
In July, 1919, Miss Densmore visited the Manitou Rapids Reserve 
in Ontario, Canada, through the courtesy of Mr. J. P. Wright, Indian 
agent at Fort Frances, Ontario. Chippewa from other localities 
in Ontario were also interviewed. The purpose of this trip was to 


NO. 


SMITHSONIAN EXPLORATIONS, I91Q 


re; 


Fic. 77—John Luwak, chief of the Chaui band, Pawnee. 


8o SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


obtain data on the bead patterns, use of native dyes, medicinal herbs 
and other phases of material culture among the Canadian Chippewa 
for comparison with similar data already collected among the Chip- 
pewa of Minnesota. Numerous old geometrical bead patterns were 
noted which show an entirely different character from those in use 
among the Minnesota Chippewa, and only two patterns were dupli- 
cated. An interesting observation on native dyes consisted in the use 
of a bright green dye made from four plants. Specimens of three 
of these plants were obtained, but the fourth grew at a considerable 
distance. A birchbark article decorated with roots colored with the 
dye was also obtained. Green vegetable dye is not known among the 
Minnesota Chippewa, so far as the present inquiry has extended. 
The simpler medicinal herbs are the same as among the Chippewa 
of Minnesota, but interesting variants of general customs were 
observed. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 2 


TWO NEW EAST AFRICAN PRIMATES 


BY 
N. HOLLISTER 


~oeeleces 


= 


(PUBLICATION 2582) 


GITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
JANUARY 22, 1920 


a 


sis The Lord pre 
BALTIMORE, & 
; 
‘ 4 
‘ a 
is 


TWO NEW EAST AFRICAN PRIMATES 
By IN. HOLLISTER 


All of the East African monkeys and lemurs in the collection of 
the United States National Museum have now been critically exam- 
ined, and two forms have been found which require description. One 
of these was collected by the Smithsonian African Expedition in 
1909, and one by the Paul J. Rainey Expedition in 1911. 


GALAGO SOTIKZ sp. nov. 


Type from Telek River, Sotik, British East Africa. No. 184205, 
U.S. Nat. Mus. Male, adult, skin and skull. (Basal suture closed.) 
Collected May 22, 1911, by Edmund Heller (Paul J. Rainey African 
Expedition) ; Orig. No. 1830. 

Allied to Galago braccatus Elliot and Galago albipes Dollman, but 
larger, with longer tail, larger hind foot, and larger ears. Darker 
than braccatus and without the brightly colored limbs of that species. 
General coloration much as in albipes, but legs and feet less buffy 
cinnamon and toes less whitish, not sharply marked from color of 
feet. 

Color of type specimen.—General color of upperparts mouse gray, 
washed with buffy; underfur deep mouse gray. Nose light gray; 
eye rings and ears blackish. Arms and hands buffy gray, much like 
color of back and sides ; legs slightly lighter than back, with suffusion 
of buffy yellowish along inner side and extending over top of feet; 
toes paler gray, with less intermixture of buff. Underparts gray, 
heavily washed with pale yellowish buff. Tail brownish gray, more 
brownish over terminal half, and slightly lighter below. 

Skull and teeth—Skull averaging larger than in Galago braccatus, 
with considerably larger auditory-mastoid bulla. Upper tooth row 
slightly longer but last molar relatively smaller. 

Measurements of type specimen.—Head and body, 200 mm. ; tail 
vertebrz, 295; hind foot, 76; ear, 46. Skull: Greatest length, 49.4: 
condylobasal length, 43.6; greatest breadth, 32.9; zygomatic breadth, 
32.8; mastoid breadth, 26.3; interorbital breadth, 5.4; length of 
mandible, 28.2 ; upper tooth row, canine to m ° inclusive, 16.8. 

Three specimens from the type locality. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 2 


LS) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


LASIOPYGA PYGERYTHRA CONTIGUA subsp. nov. 


Type from Changamwe, six miles inland from Mombasa, British 
East Africa. No. 163327, U. S. Nat. Mus. Male, adult, skin and 
skull. (Basal suture closed but not obliterated.) Collected Novem- 
ber 30, 1909, by Edgar A. Mearns (Smithsonian African Expe- 
dition) ; Orig. No. 7321. 

Nearest to Lastopyga pygerythra tumbili Heller, but larger, with 
larger skull and actually smaller teeth. Tail more grayish, less yellow, 
than in tumbili, the longitudinal stripe above much less well-marked, 
and the underside of tail gray, not tawny yellow. 

Color of type specimen.—Face, lips, and chin black ; brow band and 
cheeks buff, more or less mixed with gray; head, neck, and upper- 
parts of body yellowish buff, somewhat mixed with gray ; rump and 
hips more grayish, less buffy; underparts buffy. Arms and 
legs outside speckled gray and buff, the inner sides clear buff; 
hands and feet blackish, the fingers and toes clear black. Tail above 
speckled gray and buff, beneath gray, the median line above not 
sharply marked as in related forms; a bright chestnut bay spot 
beneath at base, and the tip black. 

Skull and teeth.—Skull larger than that of Lasiopyga pygerythra 
tumbili; palate longer, extending backward considerably beyond 
plane of last molars; mandible much longer and heavier. Teeth 
actually smaller than in twmbili. 

Measurement of type specimen.—Head and body, 570; tail, 720; 
hind foot, 150. Skul! (with measurements of type of L. p. tumbili in 
parentheses): Greatest length, 110 (104); condylobasal length, 
&8.5 (81.2) ; zygomatic breadth, 72.6 (70.0) ; postorbital constriction, 
46.8 (43.9); mastoid breadth, 59.8 (60.0) ; breadth of braincase, 
57.6 (53.2); palatal length, 44.2 (41.2); length of mandible, 77.0 
(70.3); upper molar-premolar row, 24.8 (26.4); middle molar, 
6.0X 6.0 (6.8 6.8) ; lower molar-premolar row, 33.0 (32.5). 

Three specimens from the type locality. 

Compared with a series of eight examples of typical tumbili from 
the Taita Hills, these three specimens from the coast region near 
Mombasa are easily distinguished by the less sharply bicolored tails ; 
gray, not yellowish, underside of tail; and the distinctly larger skull 
with smaller teeth. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 3 


REPORTS UPON TWO COLLECTIONS OF MOSSES 
FROM BRITISH EAST AFRICA 


(WiTH Two PLatEs) 


BY 
TN. DIXON;: M.A; F. L. S. 


(PUBLICATION 2583) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
SEPTEMBER 1, 1920 


i > 
‘ The Lord Baltimore Press 2 
BALTIMORE, MD., U, S. A. 
a 
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| , Ns 
i 
% ‘ We 


REPORTS UPON TWO COLLECTIONS OF MOSSES FROM 
BRITISH EAST AFRICA 


By EN. DIXON, Wi: A. LS. 


(Wits Two PLatTes) 


I. THE MOSSES OF THE DUMMER-MACLENNAN EXPEDITION 
TO MOUNT ELGON, 1918 


Several sets of the mosses collected on this recent expedition to 
Mount Elgon have been issued. I have received part of one through 
Mr. T. R. Sim, of Maritzburg ; and I have also had through my hands 
the sets belonging to the U. S. National Museum and to the Kew 
Herbarium. The material in many cases is poor, but in others it is 
good; and though the whole collection is not large, consisting of 
about 50 numbers (many of which, however, contained several 
species), it contains some interesting novelties, notably a species 
of Holomitrium quite distinct from any of the African species, a 
fine new Bryum of the Rosulata group, and an interesting new 
Braunia. The types of these and of the other novelties are in the 
U. S. National Museum; duplicate types are in my own herbarium. 

An unusual feature of this collection is the number of species 
generally rupestral, which were here epiphytic. This is notably the 
case with Grimmia ovata Web. & Mohr, Amphidium cyathicarpum 
(Mont.), Anomobryum robustum (the species of this genus are 
normally rupestral or terrestrial), Bryum alpinum Huds., Hedwigia 
albicans (Web.), and Ectropothecium lateriticolum Broth. The 
suggestion may be hazarded that these mosses formed the ancient 
flora of the crater, at the time when it was mostly unclothed with 
vegetation, and that as the phanerogamic vegetation increased and 
covered the rock surface the mosses were driven to the only sub- 
stratum left for them, viz, the stems of the tree heaths, and other 
wood, living or dead. 

In the following list the abbreviation c. fr.=fruiting, and st.= 
sterile. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 3. 


bo 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


DICRANACEAE 
CERATODON PURPUREUS (L.) Brid. 


Nos. 2391f, 3393b, 3414c. Mostly fruiting. The capsules are 
frequently subsymmetrical, very little strumose, and only lightly 
plicate, as I have found also in specimens collected by Scott-Elliot 
in Central Africa; but these characters are far from constant and 
may indeed be pathological. 


HOLOMITRIUM MACLENNANI Dixon, sp. nov. 
Cer ie 42.) 


Sat robustum; habitu H. crispuli Mart. brasiliensis; laxiuscule 
caespitosum, pallide olivaceo-viride. Caulis rigidiusculus, densifo- 
lius, circa 3 cm. altus, parce divisus; folia e basi erecta ovata sub- 
vaginante squarrosa, siccitate crispula, undulata, suberecta, superne 
in acumen latiusculum actum sensim angustata, marginibus inferne 
revolutis, supra dense arguteque et grosse inaequaliterque dentata; 
costa sat valida, infra apicem desinens; cellulae superiores ovales, 
dorso papillis nwmerosis dense scaberulae; basin versus sensim 
elongatae, infimae aurantiacae, laeves, juxtacostales lineares, margi- 
nem versus latiores, breviter rectangulares, pellucidae, ad alas de- 
currentes perpaucae paullo dilatatae indistinctae. 

Seta I-1.5 cm. alta, foltis perichaetialibus peraltis, circa tertiam 
partem setae saepe attingentibus, convolutis. Theca subcylindrica, 
‘circa 3.5mm. longa. Peristomium e dentibus irregularibus inaequali- 
bus, in crura plura inaequalia, longa, pallida, brevissime interne 
nodosa fissis instructum. Annulus multiplex. 

Hab.: Heath Zone, 12,000 ft., epiphytic, rare; No. 3445. 

A fine species, differing in the coarsely toothed, broadly pointed, 
squarrose leaves from all the African species except H. acutum 
Wright, to which it is allied; that species, however, has’ the leaves 
more narrowly pointed, less sharply serrate, and with the base less 
widely vaginant, and the perichaetia are much shorter. The peri- 
stome teeth here are more or less equidistant, but very variable, some- 
times showing a tendency to approximation in pairs ; they are very ir- 
regular, but the capsules are overripe and it is difficult to know how 
much of the irregularity is due to wear. Each tooth is made up of 
two, three, or more vertical, filiform, red laminae, more or less 
coherent, without transverse bars below, and without striolations ; 
above they are pale, and closely articulate with shortly protuberant 
internal nodules. 


NO, 3 BRITISH EAST AFRICAN MOSSES—DIXON 5 


DICRANOWEISIA AFRICANA Dixon, sp. nov. 
(PI. I, fig. 1.) 


Corticola; densissime caespitulosa, circa I cm. alta, flavo-viridis. 
Folia conferta, madida erecta, sicca crispata, e basi anguste oblonga 
sensim acuminata, carinata, acuta; marginibus inferne vel medio 
leniter revolutis, supra planis, integris; costa latiuscula, variabilis, 
tenuis, indistincte definita. Cellulae superiores majusculae, 6-8 » 
latae, breviter rectangulares vel isodiametricae, angulis rotundatis, 
laeves ; basilares omnes laxiores, lineares vel rectangulares, angulos 
versus saepius dilatatae, numerosae, partem basilarem maximam 
occupantes. 

Autoica. Bracteae masculae internae perconcavae convolutae, 
obtusae. - Perichaetium parvum, e foliis externis paullo brevioribus, 
latius acuminatis, minus acutis, internis brevibus, late vaginantibus, 
obtusis instructum. Seta brevis, 5-6 mm. longa, theca (vetusta) 
parva, anguste elliptica, microstoma. Operculum et peristomium 
non visa. 

Hapb.: On tree heaths, in crater, 13,000 ft.; No. 3396. 

The only two species of the genus hitherto found in Africa are the 
widely distributed D. cirrata and D. crispula. The latter differs in 
the plane margins of the leaves. The present species is very near 
D. cirrata, but appears to be distinct in the denser tufts, smaller size 
of all its parts, shorter capsule, and distinctly weaker nerve. 


CAMPYLOPUS ACROCAULON (C. M.) Par. 


Heath Zone and moorland, 12,000-14,000 ft.; Nos. 3412d, 239Ie, 
3398b, 3407d, 3762. I determine these from the description alone, 
having seen no specimens of the original plant from Kilimanjaro. 
Sterile only. The color of the plant, length of stem, and evolution 
of auricles vary considerably. 


CAMPYLOPUS CAGNII Negri 


Moorland in crater, 13,500 ft.; No. 3425, c. fr. I determine this 
with some hesitation from Negri’s description of the sterile plant 
from Ruwenzori. It appears to agree with that in every respect but 
one: the leaves are given as 7.2 mm. in length, while here they are 
only 4 to 5mm. long. The crowded, rigid, almost entire leaves, only 
the comal (fructiferous) ones finely setaceous, ate rather character- 
istic; the nerve is smooth at back. Capsules aggregate; calyptra 
smooth at base. 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOLE 72 


POTTIACEAE 
? TRICHOSTOMUM sp. 


No. 3444c. A rather distinct, sterile plant, with somewhat sheath- 
ing, flexuose, suberect, fragile leaves, and trichostomoid areolation, 
may belong here, but its generic position is somewhat doubtful. The 
description of T. usambaricum (Broth.) Broth. reads much like tt, 
but I have not seen specimens. 


LEPTODONTIOPSIS FRAGILIFOLIA Broth. 


Heath Zone, epiphytic, 12,000 ft.; Nos. 3447g, 3772c; also No. 
37506 in the Kew set. St. A very distinct plant. 


TORTULA CAVALLII Negri 
Nos. 3406, 3410, 3424, 3430b; mostly c. fr. 


TORTULA EU-BRYUM (C. M.) Dixon 


Tree heaths in crater, 13,500 ft.; No. 3426. With numerous 
setae and a few old capsules, apparently small for the size of the 
plant. It has not been found before in fruit. (Some of Dimmer’s 
specimens issued under this number do not belong here but to 
T. Cavalli.) 

GRIMMIACEAE 
GRIMMIA OVATA Web. & Mohr. 

Nos. 3403, 3403b, 3409d, 3412c, 3418; mostly c. fr. Most or 
all of these gatherings were epiphytic, on bark of trees, a very curious 
condition. 

ORTHOTRICHACEAE 
ANOECTANGIUM sp. 


Heath Zone, epiphytic, 12,000 ft.; No. 3759d. A small, delicate 
species, with numerous setae and a few capsules in very old, poor 
condition. It has the appearance of A. Wilmsianum (C. M.), but 
shows larger, more pellucid cells, more tapering, short-acuminate 
leaves, etc. 

AMPHIDIUM CYATHICARPUM (Mont.) Broth. 


On tree heaths; No. 3422b, c. fr.; No» 3444c¢ (p. p.),. st. 


ZYGODON EROSUS Mitt. 


No. 3412b, st. I have seen no specimens of Mitten’s plant, but 
from the description there can be hardly a doubt that this belongs 
there. 


NOS, 3 BRITISH EAST AFRICAN MOSSES—DIXON 5 


ORTHOTRICHUM UNDULATIFOLIUM C. M. 


Tree heaths, western crater lip, 13,000 ft.; No. 3407c, c. fr. jun. 
From the description there can be no doubt, I think, that this is C. 
Miuiller’s plant. 


ORTHOTRICHUM LEIKIPIAE C. M. 


firee heathsin crater, 13,000 it.; No. 3417b (p.p.), c. fr.. A 
fertile stem mixed with Braunia. The endostome segments are as 
described by C. Miller, unusually broad, almost, in fact, connivent 
at base. The plant is no doubt nearly allied to O. speciosum. 


MACROMITRIUM HYALINUM Broth. 
No. 3766, c. fr. 


MACROMITRIUM ABYSSINICUM C. M. 


Tree heaths, 12,000-13,000 ft.; No. 3413, c. fr.; No. 3756b, forma 
laxiramea, c. fr. 

After careful comparison of M. hyalinum Broth. with M. abys- 
sinicum I feel very doubtful whether the two can be kept separate. 
Brotherus rests his species on the smaller size and the very acute 
leaves, often with hyaline tip. Comparison of Holst’s Usambara 
plant, however, with W/. abyssinicum (No. 431, Schimp. Iter Abyssin., 
in Schimper’s herbarium) shows no difference, or at any rate no 
constant difference, in leaf. The Central African plant appears as 
a rule to run rather smaller than the Abyssinian specimens, but this 
is by no means constantly the case and Dummer’s No. 3413 is as 
robust as any of these. No. 3766 is smaller and agrees in dimensions 
with Holst’s plant, and I have retained it provisionally under M. 
hyalinum. 

No. 3756b is a very peculiar plant. The stems are elongate, robust, 
distantly and fairly regularly pinnate, apparently pendulous, with 
none of the habit of a Macromitrium, but closely resembling some 
forms of Papillaria. The leaves are very acutely long-acuminate, 
often with the apex half-twisted, and when dry somewhat recurved. 
I do not think, however, that the leaf form must be considered as 
of any importance in comparing it with M/. abyssinicum (type), as 
the leaves with which one is familiar there are the branch leaves, 
while owing to the peculiar growth of this plant the bulk of the leaves 
probably, and of course those of the primary stem, are of the nature 
of stem leaves. A seta and capsule in my specimen are identical with 
those of M. abyssinicum, while the specimen of No, 3413 in the Wash- 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL.572 


ington set indicates a distinct transition between this form and 
ordinary MW. abyssinicum. It is, therefore, probably only a remarkable 
form of that. 


FUNARIACEAE 
FUNARIA VOLKENSII Broth. 
Moorland, 13,500-14,000 ft.; Nos. 2391b, 3414b, both c. fr. 


BRYACEAE 
BRACHYMENIUM FLEXIFOLIUM B. & S. 


Tree trunks in crater, 13,000 ft.; No. 3423, c. fr. This agrees with 
the Abyssinian specimens of Schimper’s at Kew, especially with No. 
452. No. 29 has the outer teeth more strongly bordered, the endo- 
stomial membrane paler and more pellucid, and the leaves with 
rather smaller cells, and wider border. No. 452, however, agrees 
quite well with Dummer’s plant in the peristome and cells, though 
the border is somewhat wider, showing that these characters are 
variable and not correlated, while here and there a leaf on Dtimmer’s 
No. 3423 has the border exactly asin the Abyssinian plant. - More- 
over, another specimen of Schimper’s (No. 552) has the leaves 
exactly as here. 

The outer teeth are densely barred, trabeculate within; the inner 
membrane is rather low, the processes linear, distant. 


BRACHYMENIUM STENOTHECUM Dixon, sp. nov. 
(Pl. I, fig. 3.) 


§ OrtTHocARPUS. Robustum, infra densissime tomentosum. Folia 
confertissime interrupteque comosa, sicca erecta, haud torquescentia, 
paullo flexuosa, inferne rubella, anguste oblonga, infra haud angu- 
stata, supra parum dilatata non spathulata, breviter et acute acumi- 
nata, marginibus inferioribus anguste recurvatis, superne dentibus 
argutis tenuibus sat distincte dentatis, limbo lato flavido e cellulis 
6-8-seriatis angustissimis incrassatis circumdata ; cellulae superiores 
breviter hexagonae, 40-50 p longae; circa 3-41. Costa infra valida, 
supra sensim angustata, in cuspidem perangustam flexuosam brevius- 
culam integram excurrens. 

Synoicum. Seta 3-4 cm. alta, flexuosa ; theca elongata, sat angusta, 
cum collo ad 6-7 mm. longa, inclinans vel subpendula, e collo praelongo 
in setam sensim attenuato anguste elliptica vel fusiformis, micro- 
stoma, castanea, operculo brevi, conico, obtuso; exothecium e cellulis 


INO lS BRITISH EAST AFRICAN MOSSES—DIXON a 


parvis, valde irregularibus, inaequalibus, parietibus flexuosis instruc- 
tum. Peristomii dentes fusco-aurantiaci, apicibus peracutis pallidis ; 
opaci, plus minusve pallide marginati, dense lamellati, intus alte 
trabeculati; endostomii membrana sat alta, aurantiaca, processubus 
brevibus, inperfectis, irregularibus. Spori 25-30 p. 

Hab.: Moorland in crater, 13,000 ft.; Nos. 3399, 3421, 3768. 

The densely imbricate leaves, erect’ and little altered when dry, 
little broader above and not narrowed to base, with broad border and 
the long, narrow, subpendulous capsule, with very distinct collum, 
distinguish this from the allied synoicous species, most of which have 
the leaves twisted, or at least highly flexuose, when dry. B. abys- 
sinicum C. M. has the leaves much narrowed to base and entire above, 
the capsule smaller, etc. 

I have figured the peristome, showing a process in the most perfect 
condition, but they are mostly fragmentary and more or less adherent 
to the outer teeth. 


ANOMOBRYUM ROBUSTUM Dixon, sp. nov. 
CE etion 74m) 


E robustioribus generis. Stirps circa 2-2.5 cm. alta, pallide viridis, 
subnitida. Caules julacei, foliis dense confertis ad 1.25 mm. longis, 
suborbicularibus, cochleariformibus, obtusis vel obtusissime apicu- 
latis, marginibus superioribus indistincte sinuolatis ; costa apud basin 
60-70 p lata, rubella, medium folium versus multo tenuior, sed parum 
angustata, circa tertiam quartam folii attingens. Areolatio superior 
e cellulis angustissimis, vermicularibus, parietibus firmis nec incrassa- 
tis instructa, inferior per tertiam partem folii laxissima. 

Seta circa I.5 cm. alta; theca e collo longo, infra in setam sensim 
angustato atque illic curvato, oblongo-elliptica, leniter curvata, infra 
orificium paullo contracta, badia, operculo purpureo, obtuso, nitido. 
Peristomium externum e dentibus aurantiacis, dense trabeculatis, 
externe striolatis instructum, internum membrana praealta, hyalina, 
laevi, circa 3-2 dentium altitudinem aequante; processubus brevibus, 
inferne latis, superne raptim angustatis, filiformibus, subintegris, vel 
angustissime rimatis; ciliis plerumque binis, swbaequilongis, articu- 
latis nec nodosis, superne tenerrime papillosis. Spori parvi. 

Hab.: Bamboo Zone, 9,000 ft., epiphytic; No. 3764. 

The comparatively large densely crowded leaves give the stems a 
robust appearance, and in this as well as in structural details it is a 
markedly distinct species. A. promontorii (C. M.) Dixon has much 
narrower, smaller leaves, a longer nerve, acute lid. etc. 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


BRYUM ARGENTEUM L. 


Nos. 3752, 3752b, c. fr. These plants afford rather more interest 
than it usually falls to the lot of this ubiquitous species to present. 
They show in the same gathering a form with the leaves widely 
rounded at summit and obtuse, without any trace of apiculus or 
hair-point, and others with long hyaline hair-points, practically identi- 
cal with var. lanatum B. & S.; and all transitions between these 
extreme forms occur, even (with the exception of the form with the 
longest hair-points) within the limits of a single tuft. 

It was gathered at an elevation of 12,000 ft., on the roofs of the 
mud huts of the Ratmen. The Ratmen or Molemen—as their name 
“Mese” signifies—are a small tribe of very primitive savages 
inhabiting the extinct crater of this mountain. 


BRYUM ALPINUM Huds. 


Nos. 2391d, 3422, 3444b; No. 3422b (sparingly fruiting). These 
plants were—a very unusual thing for this species—epiphytic, on tree 
heaths. They differ somewhat from our northern B. alpinum in 
being robust, with the nerve very stout, excurrent in a short, acute 
or obtuse point, the leaves usually acute, subdenticulate at apex; 
these characters however are not constant and are not correlated, 
while some of the tufts are quite ordinary B. alpinum. The fruit 
also agrees exactly. I have no hesitation, therefore, in placing them 
under B. alpinum, which occurs also in South Africa, where, as in 
the Northern Hemisphere, it shows considerable variation. 


BRYUM BREVINERVE Dixon, sp. nov. 
(CEN Ae snes fh) 


§ Rosutata. E robustioribus generis, habitu B. spinidentis Ren. & 
Card., vel B. perspinidentis Broth. Caulis validus, usque ad 10-12 cm 
altus, inferne tomentosus, sat dense regulariter foliosus, vix, nist sub 
tloribus, comosus; flexuosus vel hic illic geniculatus; folia erecto- 
patentia, sicca flexuosa, contracta; 6-7 mm. longa, e basi angusta 
decurrente, late obovata, obtusa, apiculo perbrevi plerumque reflexo ; 
marginibus inferne anguste reflexis, superne sat conferte inter- 
rupteque et breviter acuteque dentata; costa ad basin valida, rubra, 
raptim angustata, supra perangusta, infra apicem sat longe desinens, 
rarissime percurrens. Areolatio densa, e cellulis superioribus anguste 
hexagonis circa 60 p longis instructa, infimis elongatis, angustis. 
hexagono-rectangularibus, nec valde laxis ; marginalibus supra serie- 


NO. 3 BRITISH EAST AFRICAN MOSSES—DIXON 9 


bus 3-4 perangustis, incrassatis, limbum bene notatum, aliquando 
rufescentem, inferne evanescentem, instruentibus. Fructus ignotus. 
No. 3408b. Cliff base in thicket, western side of crater, alt. 13,500 
ft. 
A very fine species, quite distinct in leaf form and structure, and 
especially in the short nerve, from any of its allies. 


BARTRAMIACEAE 
BARTRAMIA RUVENZORENSIS Broth. 


Tree heaths in crater, 13,000 ft.; No. 3422c. Bamboo heath zone, 
10,000 ft., No. 3444, c. fr. 


BARTRAMIA STRICTULA C. M. 


Moorland, 14,000 ft.; No. 2391c, st. This seems to agree with 
C. Muller’s description of the above species. It is probably not dis- 
tinct from the South African B. substricta Schimp. 


BREUTELIA STRICTICAULIS Dixon, Smiths. Misc. Coll. 692: 21. 1918 
Cliff base in thicket, 13,500 ft.; No. 3408, st. 


BREUTELIA SUBGNAPHALEA (C. M.) Par. 

Cliff base in thicket, 13,500 ft.; No. 3415, c. fr. This agrees per- 
fectly in the vegetative characters; the seta is about I cm. long. C. 
Muller says only, “seta perbrevi,’ which would seem to apply; the 
seta in the Kew specimen of the original plant is perhaps slightly 
shorter. 

The peristome, not described by C. Miiller, is double, the outer 
teeth well developed, red-brown, the inner fragmentary, pale orange- 
brown. 


POLY TRICHACEAE 
POLYTRICHUM PILIFERUM Schreb. 
Polytrichum nano-globulus C. M, Flora, 71: 408. 1888. 
Nos. 2391, 3407e, 3414; all c. fr. 


POLYTRICHUM HOEHNELII C. M. 


Nos. 3409, 3776 (Kew set) ; both c. fr. This species, while closely 
allied to P. commune, seems really distinct in the marginal toothing of 
the leaves and in their position when dry, more or less spirally con- 
torted with the points rigidly spreading— horride patentia.’’ 


ie) SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL Ie 72 


POLYTRICHUM KENIAE Dixon, Smiths. Misc. Coll. 697: 21. 1918 


Moorland, 13,000 ft.; No. 3411, st. The present specimen agrees 
well with the plant from Mt. Kenia, except that the sheathing leaf 
base is not so elongated as in that; I have perhaps overrated the 
importance of that character in the description. 


HEDWIGIACEAE 
HEDWIGIA ALBICANS (Web.) Lindb. 


Nos. 3407, 3409b, 3419; all c. fr. These were growing on tree 
heaths, an unusual station for what is commonly so rupestral a 
species. 


BRAUNIA BRACHYTHECA Dixon, subsp. nov. — 
(Pl. I, fig. 5.) 


Habitus, folia etc., omnino B. diaphanae, capensis, et B. secundae, 
americanae. Differt solum thecae forma, Jatissime elliptica vel sub- 
globosa, submicrostoma, ommnino fere sine collo, sicca vetusta sub- 
plicata, ore latiore, suburceolata. 

Hab.: On tree trunks in crater, 13,000-13,500 ft.; Nos. 3398, 
2A 13h, 2403c; alc. fr. INOS. 3407, 34070; 2417 b-(p: pr) jest: 

The vegetative characters, perichaetial leaves, and seta are so 
exactly similar to B. diaphana, that I thought at first, in view of the 
paucity of the capsules on my specimens, that it was possibly a case 
of malformation of fruit. However, further material from the 
U. S. National Museum and from Kew entirely confirmed the nor- 
mality of the structure, and Mr. Sim writes to me that the capsules 
on his three specimens—eight in all—are identical in the subglobose 
form, scarcely tapering at neck, all except one being more or less 
striate when old. In B. diaphana the capsule is narrowly elliptic, or 
fusiform, being narrowed to the mouth, and with a well-defined 
very gradually tapering neck (cf. pl. I, fig. 5b). Though often 
somewhat wrinkled when old, moreover, it has no sign of regular 
striae. 

Mitten, in describing the mosses collected in Central Africa by 
Bishop Hannington, refers a Kilimanjaro plant “ perfectly fruited ” 
to Hedwigia (§Braunia) secunda Hook., and raises the question, 
“ Are the B. sciuroides of Europe, the B. indica so luxuriant in the 
Nilgiri Mts., and the Abyssinian B. Schimperi, really different, or 
are they not most probably slight variations of one wide-spread 


*Journ., Linn. Soc. Bot. 22: 310. 1886. 


NO. 3 BRITISH EAST AFRICAN MOSSES—DIXON LEAL 


species?” So far as my observation goes, B. sciuroides and B. 
Schimperi stand on a somewhat different footing from the others; 
but the Indian plant is most certainly identical with that which occurs 
in several parts of Africa, and which has generally been known as 
B. diaphana. It is éspecially frequent in South Africa, where it 
fruits commonly. The fruit is described by Thériot ;* and Brotherus ’ 
says of it, “ Kapsel unbekannt.” I have several fruiting specimens 
from South Africa, however, and the fruit occurs on several speci- 
mens in the British Museum and Kew collections. Both vegetatively 
and in the fruit the Indian plant is exactly identical with the African, 
and as Mitten finds the Kilimanjaro plant identical with the Mexican 
there can be no doubt that they must all fall under the name B. 
‘secunda, As regards the Indian and African plants at least, I do 
not find even the “ slight variations ’”’ which Mitten allows them. The 
leaves vary in the degree of plication. They may be quite without 
a hyaline point, or they may have a short hyaline tip, even occasion- 
ally a quite long, flexuose hair-point, and the perichaetial leaves vary 
much in length; but none of these characters shows any constancy, 
nor are they correlated in any way with geographical distribution. 

In the course of studying the Indian plant, however, I stumbled 
upon a very unexpected thing: In the British Museum collection. 
in Herb. Wilson, there are two specimens of an undetermined moss, 
labelled “Indies, Winterbotham,” which are identical with my B. 
brachytheca. I find no reference to it in any bryological works, and 
it appears to have remained, otherwise than in Wilson’s herbarium, 
quite undetected. It can scarcely be supposed that two independent 
species, B. secunda and B. brachytheca, would exist side by side both 
in Africa and in India, especially with the very restricted range that 
appears to appertain to B. brachytheca; and I have therefore thought 
it best to consider the latter as a subspecies of B. secunda.’ 


*Bull. Soc. Bot. Genéve IT. g: 135. 10917. 

*Engl. & Prantl, Pflanzenfam. 1°: 718. 10905. 

“Tt may be as well to give here the more important part of the synonymy of 
B. secunda, so far as it bears on our African plant: 


BRAUNIA SECUNDA (Hook.) B.S. G. Bryol. Eur, (29-30:) Braunia 3, 1846. 
Hedwigia secunda Hook. Muse. Fxot. pi. 46. 1818-1820. 
Neckera macropelma C. M. Syn. 2: 104. 1851. 
Braunia macropelma Jaeg. Adumbr. 2: 87. 1869-1870. 
Hedwigia indica Mitt. Journ. inn. Soc., Bot.3: Suppl. 123. 1859. 
Braunia indica Par. Ind. 149. 1894. 
Neckera diaphana C. M. Syn. 2: 105. 1851. 
Braunia diaphana Jaeg. Adumbr. 2: 87. 1874-1875. 


I2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


LEUCODONTACEAE 
ANTITRICHIA KILIMANDSCHARICA Broth. 


Heath Zone; Nos. 3413d, 3756, 3758b, 3772: No. 3756.acqum 
good fruit, which has not been described, but I do not find any differ- 
ence from that of A. curtipendula. The others are sterile. 


NECKRERACEHE AE 
NECKERA PLATYANTHA (C. M.) Par. 


Heath Zone, principally; Nos. 3443, 3449, 3754, 3756f, 3759; 
mostly c. fr. The perichaetial bracts may be three times as long as 
the capsule, which, however, is not always concealed, as it may pro- 
trude laterally from the perichaetium (Cf. pl. I, fig. 6). 


NECKERA SUBMACROCARPA Dixon, sp. nov. 
(Pl. I, fig. 7.) 


Habitu foliisque N. platyanthae (C. M.) et N. macrocarpae Broth. 
simillima, huic quoque speciei cauli paraphylliis numerosis praedito 
similis et affinis, fructu tamen longe aliena. Perichaetium 8-10 mm. 
longum, bracteis externis thecam longe superantibus. Theca im- 
mersa, vel saepe e perichaetio lateraliter emergens, e seta pro more 
praclonga, 2-2.5 mm. ; theca 2-3 mm., aurantiaca ; operculum conicum 
breviter curvirostratum. Peristomii dentes longi, angusti, supra 
dense tenereque infra grossius papillosi, non striolati, intus trabecu- 
lati; endostomii membrana perbrevis, pallida, laevis; processus 
anguste lineares, circa dimidiam partem dentium longitudinis 
aequantes, pallidi laeves, carinati, haud rimosi, plus minusve nodosi. 
Spori 25-30 wp. 

Hab.: Heath Zone, 12,000 ft., epiphytic; No. 3443b. 

Dummer writes on the label “ Frequent” ; but this is by confusion 
with NV. platyantha, which in habit is identical or nearly so; the two 
were growing intermixed, and the Washington specimen under this 
number was entirely N. platyantha, which is evidently a frequent 
moss on Mount Elgon, in the Heath Zone. 

At first sight the fruit of the two species does not show any great 
difference, but on examination it will be seen that in N. platyantha 
the capsule is almost sessile and is hidden at the base of the peri- 
chaetium, with the bracts two or three times its length; in N. sub- 
macrocarpa the capsule itself is about the same length, but both 


* Wissensch. Ergebn. Deutsch. Zentral Afrika Exped., 1907-1908, 2: 162. 
IQT4. 


NO. 3 BRITISH EAST AFRICAN MOSSES—DIXON 1 


vaginula and seta being extremely long, together about equalling 
the capsule length, it is much less immersed, often not even hidden. 
The differences from N. macrocarpa Broth. may be tabulated thus: 
Seta Theca Teeth Processes 
N. macrocarpa Imm. 3-5mm. striolateatbase equalling teeth 
N. submacrocarpa 2-2.5mm. 2-3mm. papillosetobase half length of teeth 
Brotherus gives for his species certain characters derived from form 
of leaf, and branching, which do not quite agree with the present 
plant. I am not inclined, however, to lay much stress on these differ- 
ences, as the branching and form of leaf apex appear to vary con- 
siderably within the limits of the same species in this group; they 
certainly do in N. platyantha. In fact the whole group of African 
species, NV. Hoehneliana, N. Valentiniana, and the above mentioned 
plants, are in my opinion quite inseparable from one another by 
vegetative characters alone. For this reason I feel some doubt as 
to the validity of N. subplatyantha Broth., which appears to be 
separated from N. platyantha on vegetative characters alone. I 
have not, however, seen the plant itself. 


ENTODONTACEAE 
LEVIERELLA FABRONIACEA ABYSSINICA (Broth.) Dixon 
Fleath: Zone, epiphytic, 12,000 ft.; No; 3765, c.: fr. 


FABRONIACEAE 
FABRONIA sp. 


Tree heaths in crater, 13,000 ft.; No. 3420. The quantity is too 
- small for determination; it appears near F. Leikipiae C. M., but has 
a very unusual range of denticulation, as among the leaves even of 
a single plant. 


HOOKERIACEAE 


DALTONIA MILDREADII Broth. in Wissensch. Ergebn. Deutsch. Zentral 
Afrika Exped., 1907-1908, 2: 164. 1914 


No: 3423b; c. iri 


HOOKERIOPSIS VERSICOLOR (Mitt.) Broth. 


Without number. In quantity, and fruiting well. 


= Op mcit. Lon. 


T4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


THUIDIACEAE 
THUIDIUM PALLIDISETUM Dixon, Smiths. Misc. Coll. 695: 8. 1918 


Without number. The material agrees perfectly with Dimmer’s 
original plant from Kipayo. The leaf cells are perhaps a little more 
distinct and pellucid. 


EYE NAC EAL 
STEREODON CUPRESSIFORMIS (L.) Brid. 


Nearly a dozen numbers contained this cosmopolitan species, in 
- very varying forms. Three of them (Nos. 3445b, 3756g, 3756h) 
represent a slender form, with narrow leaves and slender tapering 
branches, which I have no doubt is the Hypnum Hoehneli: of C. 
Miller; but they cannot be separated from the species, though 
perhaps quite deserving of varietal rank, and I should call it Stereodon 
cupressiformis (L.) var. Hoehnelii (C. M.) Dixon, comb. nov. 


ECTROPOTHECIUM LATERITICOLUM Broth. 


Without number. In good though somewhat old fruit. I have not 
seen a specimen of the original plant, but the present specimen agrees 
perfectly with the description. The only point of doubt would be 
in the habitat, since the specific name of Brotherus implies a station 
on stonework or brickwork; but this is not of great importance, 
and it becomes still less so in view of the prevailing tendency towards 
an arboreal habitat shown by the mosses of this locality. 


RHAPHIDOSTEGIUM ELGONENSE Dixon, sp. nov. 
(IPL 2 winter ayy) 


§ AptycHus. Stirps, quoad species africanae spectantur, JK. 
brachythecuformi (C. M.) et R. rivuletorum (C. M.) proxima. Sat 
robustum, flavo-aureum, ramis turgidis, brevissime cuspidatis; folia 
dense imbricata, saepius vix secunda, rarius paullo assurgentia, apici- 
bus falcatis, 1.25-1.5 mm. longa, ovato-oblonga, supra cito angustata, 
breviter acute acuminata, saepe semitorta, concava, marginibus 
anguste explanatis, planis, vel angustissime recurvis, integerrimis ; 
areolatio perangusta, pellucida, cellulis basilaribus aurantiacis, alari- 
bus trinis magnis inflatis, supra-alaribus nonnullis majusculis pellu- 
cidis. 

Autoicum. Folia perichaetialia foltis caulinibus subsimilia, paullo 
latiora, magis sensim acuminata, acumine latiore, swbintegro, interna 


NO. 3 BRITISH EAST AFRICAN MOSSES—DIXON T5 


erecta. Seta 1.25-1.5 cm. longa, laevis. Theca suberecta, cylindrica, 
vix curvata, operculo curvirostro, subaequilongo. 

Hab.: Heath Zone, 12,000 ft., epiphytic ; Nos. 3447, 3770. 

It is rather difficult to diagnose the somewhat numerous species of 
this section; but if habit, length of seta, form of capsule, and leaf 
outline are taken into account, it will be found that there are no 
African species very near this plant. FR. brachytheciiforme (C. M.) 
is more robust, with a foliation strikingly like that of Brachythecium 
albicans, and a different coloring. RR. rivuletorum is smaller, of 
different habit, greener, with less crowded leaves, and horizontal or 
subpendulous capsule. 


BRACHYTHECIACEAE 
PLEUROPUS SERICEUS (Hornsch.) Broth. 
Heath Zone, 12,000 ft., epiphytic; Nos. 3759b, 3759c; st. 


BRACHYTHECIUM VELLEREUM (Mitt.) Par. 


Heath Zone, 12,000 ft.; No. 3756c. On tree heaths in crater, 
13,000 ft.; No. 3441. Both fruiting. I have compared this with 
Mitten’s plant, and there is no doubt of its identity. It is a very 
striking species, but it is certainly autoicous. Mitten describes his 
plant as dioicous, and I have found fruiting stems on which I have 
been unable to detect male flowers, but there is no question that it 
is normally autoicous. 

I suspect B. gloriosum (C. M.) Par., of which the sterile plant 
only was described, to be the same thing. 


BRACHYTHECIUM UGANDAE Dixon, sp. nov. 


Subgen. SALEBROSIUM. Robustum; luteo-aurewm, nitidum, habitu 
B. salebrosi. Caules suberecti, irregulariter distanter ramosi, flexuosi, 
subteretes, acutiusculi. Folia e basi subcordata late ovato-lanceolata, 
in acumen anguste nec longe tenuiter acuminatum sat cito attenuata, 
integerrima, profunde plicata, marginibus planis vel superne anguste 
recurvis ; costa basin versus sat valida, cito multo attenuata, circa 
dimidian partem folii attingens. Cellulae angustissimae, pellucidae, 
alares multae, majusculae, subquadratae, inanes vel obscuriusculae, 
bene notatae. Flores masculi majusculi, turgidi. 

Autoicum. Perichaetia magna, foliis erectis, in acumen filiforme 
flexuoso-recurvum integrum attenuata. Seta 1.5-1.75 cm. longa, 
laevis; theca badia, suberecta, leniter curvata, oblonga, operculo 
brevi, obtuso. 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Hab.: Tree heaths, 13,500 ft.; No. 3430. Bamboo Zone, 7,000 ft. ; 
No. 3763. Heath Zone, 12,000 ft.; Nos. 3768b, 3775. All c. fr. 

Very near to B. salebrosum (Hoffm.) and perhaps not specifically 
distinct; but as that species has not been recorded from tropical 
Africa, and as the present plant exhibits certain characters of dis- 
tinction, notably the golden, glossy coloring, the terete branches, 
and a suberect, only slightly curved, narrower capsule, I have pro- 
visionally treated it as distinct. 


BRACHYTHECIUM DUMMERI Dixon, sp. nov. 
(El 2s ies, 110) 

Subgen. CrrripHyLiopsis. Habitu B. stricto-patentis C. M. 
capensis vel formarum gracillimarum B. implicati (Hornsch.). 
Gracile, laete viride, vix nitidum, dense pinnatum, ramis circa I cm. 
longis. Folia madida rigidiuscule erecto-patentia, e basi cordato vel 
hastato triangularia, sensim longe acuminata, ubique denticulata ; 
ramea brevius latiusque acuminata, dense et argute denticulata, con- 
caviuscula, vix striata, nec plicata ; marginibus planis vel basin versus 
angustissime recurvis; costa basi sat valida, superne foliis caulinis 
multo, rameis paullo attenuata, circa secundam tertiam partem folu 
attingens. Cellulae superiores perangustae, inferne seriebus pluribus 
multo breviores, laxiores, pellucidae, alares sat numerosae, parvae, 
subquadratae. 

Autoicum. Perichaetia majuscula, archegoniis numerosis, foliis 
erectis, latis, in acumen subfiliforme reflexum, denticulatum raptim 
angustatis. Seta I-1.5 cm. longa papillosa. Theca horizontalis, 
fusca, brevis, vetustate sub ore contracta, operculo conico, obtuso. 

Hab.: Heath Forest Zone, 12,000 ft.; epiphytic; Nos. 3, 3425b, 
B447e; 3700 3 7Omesa lic 2a. 

Brachythecium stricto-patens C. M., which this resembles in having 
the leaves rigidly subpatent when dry, differs in its smooth seta and 
dioicous inflorescence; B. implicatum in its larger size and strongly 
striate-plicate leaves. B. atrotheca Duby is more robust, with wider, 
less rigid leaves and wider cells. 


RHYNCHOSTEGIELLA ALGIRIANA (Brid.) Broth. 


Epiphytic, on wood, Heath Zone, 12,000 ft.; No. 3447b; c. fr. 
Also No. 3773 in the Kew set. This plant is exactly our European 
and Northern African form, golden green. The epiphytic habit is 
unusual, but is not unknown with us (the var. scabrellum, indeed, is 
usually so). FR. Holstit Broth., from Usambara, ete., is a green plant 


NO. 3 BRITISH EAST AFRICAN MOSSES—DIXON 17 


. of a slightly different habit ; but I can find no structural differences, 
and I am strongly disposed to consider it only a slight form of the 
same thing. 


II. A SMALL COLLECTION OF MOSSES FROM THE ABERDARE 
MOUNTAINS 

The mosses in the following list were collected near Mount Kenia 

by Mr. A. Y. Allan in 1910, and were sent me for determination 

by Rev. D. Lillie. Although the collection is small it is of unusual 
interest, containing as it does the type of a new genus. 


CAMPYLOPODIUM EUPHOROCLADUM (C. M.) Besch. 


Nos. 395b, 398. This species has not previously been found in 
Africa. It is known otherwise from Java, Tahiti, New Caledonia, 
New Zealand. The second specimen above cited has very young 
fruit and old setae. 

[Campylopodium khasianum (Mitt.), a very closely allied species, 
indeed doubtfully distinct, differs in its fruit only, so far as I have 
been able to observe ; the vegetative characters described by Mitten do 
not appear to hold good. There is the possibility, therefore, that the 
African plant may belong there; but C. euphorocladum being a plant 
of much wider distribution (and not improbably including C. khasia- 
num) I have thought it best to refer this plant to the former. | 


DICRANUM JOHNSTONI Mitt. 
Dicranum Stuhlmannii Broth. Bot. Jahrb. Engler 20: 177. 18094. 

No. 400, c. fr. I have compared this with the original of D. 
Johnstoni (Kilimanjaro, H. H. Johnston 52), and it agrees perfectly. 
It is also identical with D. Stuhlmannii (Stuhlmann 3290b, and 
Volkens 1166, det. Brotherus). Mitten’s description of the leaves 
of his species as “ linearia, sensim loriformi-angustata,” and “ unlike 
any form of D. scopariwm from the narrower lower portions of the 
leaf,’ is very misleading, and is no doubt the cause of Brotherus 
having redescribed the plant. As a matter of fact, in Johnston’s 
specimen the leaves, though occasionally (abnormally) narrow at 
the base, are usually dilated there quite as in D. Stuhlmannii and 
other species. 

The fruit has not hitherto been described. Perichaetium about 
6 mm. long, tubular, the bracts convolute with spreading points; 
seta about 2 cm. long; capsule erect, symmetrical, cylindric, with very 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


gradually tapering neck and no struma, dark chestnut-brown, lightly 
plicate when dry and old; lid finely subulate, erect or suberect; 
deoperculate capsule about 4 mm. long. 


CAMPYLOPUS JOANNIS-MEYERI (C. M.) Par. 
Nan 207 ach arn: 


FISSIDENS LINEARI-LIMBATUS C. M. 


No. 403; st. From the description this would seem to agree exactly 
with the original plant, collected in the same district. 


KLEIOWEISIOPSIS Dixon, gen. nov. 


Stirps habitu Astomi Hampe, sed cellulae superiores majusculae, 
et folia superne distincte denticulata. Paroica; antheridia 3-4, infra 
fructum, in folii perichaetialis axilla. Theca fere sessilis, in seta 
brevissime sita, immersa, minima, globosa, microstoma, operculo 
rostellato, annulo male evoluto persistente, calyptra parva, cucullata ; 
peristomium nullum. Spori majusculi. 


KLEIOWEISIOPSIS DENTICULATA Dixon, sp. nov. 
(ei 2), inks 10) 


Caespitosa seu dense gregaria; minuta. Stirps (vetusta) sordide 
pallideque luteo-viridis ; circa 5 mm. alta, plerumque ad caulis basin 
divisa. Folia erecto-patentia, sicca subcrispata, inferiora brevissima, 
supra sensim longiora, superiora (fructifera) 3-4 mm. longa, e basi 
concava latiore linearia, latiuscule breviterque acuminata, obtuse 
acutata, carinata, marginibus planis, superne plus minusve grosse et 
sat distanter denticulata, Costa infra circa 60 » lata tenuis, superne 
angustata, sat pellucida, percurrens. Cellulae superiores 9-13 p, isodi- 
ametricae et subquadratae vel breviter rectangulares, seriebus longi- 
tudinalibus regularibus dispositae, pellucidae, perdistinctae, laeves, 
basilares omnes perlaxae, rectangulares, hyalinae. 

Theca profunde immersa; vaginula circa 200 p, seta 60-100 p, theca 
400 » longa. Operculum subaequilongum, conico-rostellatum, curva- 
tum, acutum. Calyptra parva, late cucullata. Spori 18-22 p, fusci, 
conferte non alte papillosi. Exothecium e cellulis tenerrimis instruc- 
tum ; infra orificium series 1-2 cellularum pellucidarum persistentium 
quasi annulum imperfectum sistentes. 

No. 395. With Campylopodium euphorocladum. 

A remarkable little plant, the position of which is somewhat 
doubtful. In areolation and denticulation the leaves are very similar 


NO.. 3 BRITISH EAST AFRICAN MOSSES—-DIXON 19 


to those of some species of Rhabdoweisia, and on this account it, 
might be placed in the Dicranaceae. On the whole, however, it 
seems to be best placed in the Pottiaceae, near Astomum and the 
subgenus Kleiowetsia of Hymenostomum. 

The plant is paroicous; but I suspect it may be heteroicous, as [| 
have seen what seems to be a male flower below the fertile flower. 

The capsule is, accurately speaking, neither cleistocarpous nor 
stegocarpous. The lid is perfectly differentiated, and there is a 
distinct row of subannular cells at the orifice; these may be in more 
than one series. On the other hand, the lid is probably not normally 
functional ; the capsule wall is of extremely delicate texture and under 
pressure breaks up without the lid being detached, and this appears 
to be the case also under normal conditions. 

It is unfortunate that the altitude is not recorded. The association 
of the plant with Campylopodium would seem to indicate a compara- 
tively low level. 


TORTULA ERUBESCENS (C. M.) Broth. 
No. 399; st. 


POLYTRICHUM COMMUNE L. 
ING. 304:; St. 


BRAUNIA SECUNDA (Hook.) B. S. G. 


Nos. 401, 404; st. Presumably this species. 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS - VOL. 72 


EXPLANATION OF PLATES 
PLaTE I[ 


Fic. 1. Dicranoweisia africana. a, Leaf, < 20; bb’, apex, X 50; c, cap- 
sule, X 6. 

Fic. 2. Holomitrium Maclennani. a, Plant, X 1, (left moist, right dry) ; 
b, leaf, X 20; c, cells, X 200; d, peristome teeth, X 50. 

Fic. 3. Brachymenium stenothecum. a, Stem, dry, X 1; a’, do., moist, X 1; 
b, leaves, X 10; c, apex, X 40; d, part of peristome, XX 50. 

Fic. 4. Anomobryum robustum. a, a’, leaves, X 20. 

Fic. 5. Braunia. a, B. secunda, b, B. brachytheca; capsules, X 3. 
Fic. 6. Neckera platyantha. a, a’, Capsule with perichaetium, X 2. 
Fic. 7. Neckera submacrocarpa. a, Capsule with perichaetium, X 2. 


PiateE II 


Fic. 8. Bryum brevinerve. a, Stem, X 1; b, leaf, X. 10; c, cells in upper 
part; X 50. 

Fic. 9. Rhaphidostegium elgonense. a, Stem, X 1; 0, leaf, X 20; c, cap- 
sule, X 5. 

Fic. 10. Brachythecium Diimmeri. a, Stem, X 1; b, stem leaves, X 20; 
c,'cells, X 200; d, perichaetium, X 5. 

Fic. 11. Kletoweisiopsis denticulata. a, Plant (moist), X 1; a’, do. dry, 
x 1; b, plant, X 8; c, leaf, X 20; d, leaf apex, X 40; e, upper cells, X 200; 
f, basal cells, X 200; g, cells at orifice of capsule, 200. 


VOL. 72; NO. 8, PL. 1 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


BRITISH EAST AFRICAN MOSSES 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 3, PL. 2 


Vs & 


Sees Ta: 


BRITISH EAST AFRICAN MOSSES 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72 NUMBER 4 


DIAGNOSES OF SOME NEW GENERA OF BIRDS 


BY 
ROBERT RIDGWAY 
Curator, Division of Birds, U. S. National Museum 


(PUBLICATION 2588) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
DECEMBER 6, 1920 


The Lord Waltimore Mress 
BALTIMORE, MD., U. S. 4. 
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® 


DIAGNOSES OF SOME NEW GENERA OF BIRDS 


By ROBERT RIDGWAY 
CURATOR, DIVISION OF BIRDS, U. S. NATIONAL MUSEUM 


OROAETUS gen. nov. (Buteonide) 
Type: Falco isidori Des Murs. 


Similar to Spizaétus Vieillot,” but rectrices much broader, the 
width of middle pair equal to about one-fourth their length (from 
point of insertion) ; feathers of legs longer, those of thighs plume- 
like ; wing-tip relatively longer, the longest primary exceeding outer- 
most (distal) secondary by more than one-fourth the length of wing; 
tip of tail truncate; occipital plumes shorter, subcuneate; adults 
with under parts striped, upper parts uniform black, and tail mottled 
grayish with a broad terminal band of black ; size larger (wing more 
than 500 mm.). 


(“Opos, mountain; derds, eagle.) 


SPECIES: Oroaétus isidori (Des Murs). 


The type and only known species of this genus has been referred 
by Sharpe and others to Lophotriorchis Sharpe (type, Astur kienerii 
Geoffroy-St. Hilaire), but it would be difficult to find two forms of 
this group (Spizaeti) more conspicuously different in structural 
details or even in appearance. Lophotriorchis differs in (1) the 
very broad cere, its width on top nearly if not quite equal to its 
length; (2) relatively very much smaller bill; (3) densely bristled 
loral region; (4) five outer primaries with inner webs deeply and 
abruptly emarginated (instead of six obliquely sinuated) ; (5) very 
different relative length of anterior toes, the inner (without claw) 
not extending beyond the penultimate articulation of the middle toe,_ 
the outer very little longer, the middle toe (without claw) three- 
fourths as long as tarsus instead of only about two-thirds as long; 
(6) tip of tail distinctly rounded instead of truncate. In short, 
practically the only character, apart from those common to the 
whole group, possessed by the two genera consists in the unim- 
portant ones of a similar crest and striped under parts of adults. 


*With “ Falco mauduyti Daudin” =F. ornatus Daudin as type (subsequent 
designation by Gray, 1840). 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VoL. 72, No. 4 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


PHAOAETUS gen. nov. (Buteonidz) 
Type: Falco limnaetus Horsfield.* 


Similar to Lophotriorchis in abrupt emargination of five outer 
primaries and densely bristled loral region, but differing conspicu- 
ously in having the cere much narrower (across top); relatively 
much larger and more produced bill; in very different proportionate 
length of toes, the inner (without claw) extending to decidedly 
beyond penultimate articulation of middle toe; tail about three- 
fourths (instead of less than two-thirds) as long as wing; wing-tip 
shorter, the longest primary exceeding outermost (distal) secondary 
by less than one-third the length of wing ; middle toe (without claw) 
less than half (instead of three-fourths) as long as tarsus; toes and 
claws much stouter, the latter relatively shorter and less acute, and 
uniform dusky coloration. 


(aids, brown, dusky; deros, eagle.) 
Species: Pheoaétus limnaetus (Horsfield). 


MORPHNARCHUS gen. nov. (Buteonide) 

Type: Leucopternis princeps Sclater. 

Similar to Leucopternis Kaup but differing in relatively shorter 
and stouter tarsus (less than twice as long as middle toe without 
claw), circular nostril, cuneate feathers of head and neck, and very 
different coloration, the head, neck, chest and upper parts plain 
black, the under parts (posterior to chest) white narrowly barred with 
black; loral and orbital regions nearly nude. 


(Mopdvos, dusky, dark; apyxés, a leader or chief.) 


Species: Morphnarchus princeps (Sclater). 


PERCNOHIERAX gen. nov. (Buteonide) 


Type: Falco leucorrhous Quoy and Gaimard. 

Somewhat like Rupornis Kaup, but relative length of anterior toes 
very different, the outer toe (without claw) not longer than the 
inner and extending to barely beyond penultimate articulation of 
middle toe (instead of to beyond middle of penultimate phalanx) ; 
middle toe relatively longer (more, instead of less, than half as 
long as tarsus); tarsus less (instead of more) than one-fourth as 


"This species is the type of Limnaétus Vigors, which name is antedated by 
Limnetus Bowdich, the latter a synonym of Buteo. 


NO. 4 DIAGNOSES OF SOME NEW GENERA OF BIRDS—RIDGWAY 3 


long as wing, its upper portion more extensively feathered in front 
(for one-half instead of only one-third, or less, the length of tarsus), 
the naked portion of acrotarstum with much fewer (about 7 instead 
of 12-13) transverse scutellae; cere much narrower across top, and 
coloration radically different, the adults and young being conspicu- 
ously different, the former mostly plain brownish black or blackish 
brown, the latter with under parts buff or light ochraceous conspicu- 
ously striped with dusky. 

Also resembling somewhat the smaller species of Buteo, especially 
B. brachyurus (which it resembles more in coloration than in struc- 
tural details), but these differ in (1) having the wing-tip (distance 
from tip of distal secondary to that of longest primary) equal to 
much more than one-third the length of wing; (2) only three outer 
primaries with inner webs emarginated ; (3) first (outermost) pri- 
mary equal to eighth (instead of equal to tenth) ; (4) tarsus less 
than one-fourth as long as wing (instead of more than one-fourth 
as long), and also in possessing several of the characters distinguish- 
ing Rupornis from Percnohierax. 


_ (Ilepxvos, dark-colored, dusky ; ‘Tépaé, a hawk. 


Species: Percnohierax leucorrhous (Quoy and Gaimard). 
(Monotypic.) 

HAPALOCREX gen. nov. (Rallide) 

Type: Rallus flaviventris Boddaert. 

Very small Rallee (wing about 66-69 mm.) with longest feather 
of alula falling short of tips of longest primary coverts; bill nearly 
as long as head; toes very long (the combined length of first two 
phalanges of middle toe as long as tarsus, the hallux, without claw, 
half as long as tarsus), and with a white superciliary stripe and 
black loral stripe. 

(‘A7rados, delicate; xpeé, a crake.) 


Species: Hapalocrex flaviventris (Boddaert). (Monotypic.) 


LIMNOCREX gen. nov. (Rallide) 

Type: Porgana cinereiceps Lawrence. 

Small Rallee (wing about 70-78 mm.) with longest feather of 
alula extending decidedly beyond tips of longest primary coverts ; 
nostril narrowly elliptical; tarsus shorter than middle toe without 
claw (but longer than combined length of first two phalanges of 
middle toe) ; outermost primary as long as (sometimes longer than) 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


distal secondary; bill subcuneate (tapering) in lateral profile, the 
culmen elevated and more or less arched basally; and with sides, 
flanks, and under tail-coverts conspicuously barred black and white. 


(Aiuvyn, a pool, marsh; x«pé€, a crake.) 


Species: Limnocrex cinereiceps (Lawrence) ; Limnocrex albigu- 
laris (Lawrence) ; Limnocrex exilis (Temminck). 

(Possibly the following species, which I have not seen, may also 
be referable to this genus: Porgana enops Sclater and Salvin; 
P. levraudi Sclater and Salvin, and Rallus leucopyrrhus Vieillot.) 


THRYOCREX gen. nov. (Rallidz) 

Type: Corethrura rubra Sclater and Salvin. 

Small Ralleze (wing about 81-85 mm.) with bill not conspicuously 
deeper. at base than at gonydeal angle, its width at posterior end 
of nostril equal to decidedly more than half its depth at same point; 
malar antia slightly anterior to the broadly rounded (convex) loral 
antia ; longest feather of alula extending beyond tips of longest pri- 
mary coverts ; outermost primary not projecting beyond tip of distal 
secondary ; tarsus longer than middle toe without claw, and under 
parts plain cinnamon-rufous. 

(@pvov, a rush; xpégé, a crake.) 


Species: Thryocrex rubra (Sclater and Salvin). (Monotypic.) 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 5 


NEW SELAGINELLAS FROM THE: 
WESTERN UNITED STATES 


(With Six PLATEs) © 


BY 
WILLIAM R. MAXON 


(PUBLICATION 2589) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
DEGEMBER 22, 1920 


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Baltimore Press 


MD., U. 8. A. 


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NEW SELAGINELLAS FROM THE WESTERN 
UNITED SEATES 
By WILLIAM R. MAXON 
(With Srx PLates) 


Within the past twenty years a considerable number of species 
have been proposed in the group of Selaginella rupestris, nearly all 
of which, judged by a critical comparison of their essential though 
minute characters, are undoubtedly well founded. In all, about 
twenty-five species have been described from the United States. 
These are so various in gross form and habit, and under a dissecting 
microscope or even by use of a good hand lens show such remark- 
ably diverse and constant leaf and sporophyll characters, that it is 
hard to conceive of their ever having been regarded as, for the most 
part, “ forms” of a single species. Extensive collecting, especially 
in the Rocky Mountain region, is still necessary in order to clear up 
the relationship of a few doubtful forms, and it is likely that explora- 
tion in the Southwest will yield additional new species, since the 
plants as a group are decidedly xerophilous or, at least, are able to 
withstand long periods of drought, and so may be sought in those 
arid out-of-the-way places that appeal chiefly to the natural history 
collector. Specimens from any part of the southern and western 
United States will, indeed, be gratefully received by the writer. 

Of the six species here described the first is one of the interesting 
assemblage of species growing together, often intimately associated, 
in the Organ Mountains of New Mexico; the second is a plant of the 
desert region of southern California, confused by Underwood with a 
similar species from Zacatecas, Mexico; the third, long known to the 
writer as distinct, is a related plant from Arizona; the fourth and 
fifth are species of southern California, brought to light by the 
_ energetic field work of a small group of enthusiastic botanists ; and 
the sixth is a strongly marked plant, not uncommon in the Glacier 
National Park, recently discovered during the course of intensive 
botanical collecting in that region. In the lack of a monograph or a 
synoptical account of the group as represented in the United States, 
it has seemed especially desirable to accompany the descriptions by 
illustrations. These, besides assisting in identification, will serve to 


SMITHSONIAN MISGELLANEOUS COLLECTIONS, VOL. 72, No. 5 


Z SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


show very well some of the more diverse forms assumed by members 
of this group. All the illustrations are at natural size and represent 
the type specimens in each instance, excepting only that of S. arizonica 
which is of Thornber 315. 


SELAGINELLA NEOMEXICANA Maxon, sp. nov. 


(Pl. 1) 

Plants strongly assurgent, 10 to 20 cm. long, the main stem rooting 
sparingly at the extreme base, freely ramose, all the branches erect 
or ascending, several times pinnate, subequal; stems (leaves ex- 
cluded) mostly 0.2 to 0.5 mm. in diameter, the older ones readily 
defoliate. Leaves uniform, rigidly ascending on all sides, subdistant 
in attachment, imbricate but not wholly concealing the axis, 2 to 
2.75 mm. long (seta included), the blades subulate-attenuate, 1.7 to 
2.5 mm. long, 0.37 to 0.5 mm. broad at the base, setigerous (the seta 
0.3 to 0.47 mm. long, whitish-hyaline from a greenish-lutescent base, 
straight, sparingly serrulate), thin-herbaceous, spongiose at the base, 
subglaucous, flat above, dorsally convex toward the narrowly obtuse 
apex, sparingly pilose at the base of the deep narrow median groove, 
ciliate, the cilia 12 to 20 on each side, slender, rigid, nearly straight, 
mostly 0.06 to 0.125 mm. long, spreading or slightly ascending, the 
apical ones reduced and more oblique. Spikes numerous, terminating 
the main branches, 1 to 2 cm. long, about 1.5 mm. thick, recurved, 
sharply quadrangular; sporophylls glaucous, yellowish brown with 
age, readily detached, 2.4 to 2.7 mm. long (seta included), the blade 
2.2 to 2.4 mm. long, 0.9 to 1.2 mm. broad, ovate, evenly long- 
acuminate, setigerous (the seta 0.2 to 0.47 mm. long, greenish- 
lutescent with a white tip, slightly scabrous), strongly concave, with 
a deep dorsal groove throughout, freely short-ciliate, the cilia 25 to 
32 on each side, close, stout, rigidly ascending, mostly 0.045 to 
0.075 mm. long, the upper ones reduced. Megasporangia abortive 
or wanting. Microsporangia very numerous; microspores yellow, 
about 0.022 mm. in diameter. 

Type in the U. S. National Herbarium, No. 591262, collected in 
the Organ Mountains, Dona Ana County, New Mexico, at an altitude 
of about 1,800 meters, January 9, 1909, by E. O. Wooton. There are 
at hand three additional sheets of specimens collected in the same 
range of mountains by Mr. Wooton on September 28, 1902, Septem- 
ber 11, 1904, and March 3, 1907, the last mentioned associated with 
S. rupincola Underw. 

The present species has hitherto been referred doubtfully to 
S. bigelovu Underw., of southern California, and this is clearly its 


NO. 5 NEW SELAGINELLAS—MAXON 3 


relationship. Selaginella bigelovii differs, however, in its more com- 
pact habit and rigid, funiform branches, and more particularly in 
details of leaf structure, the cilia being strongly oblique, very rigid, 
short (mostly 0.03 to 0.04 mm. long), and pointed, often incurved ; 
also, the setae are strongly scabrous throughout. Similar differences 
are found in the sporophylls, those of S. bigelovu being coriaceous, 
distinctly carinate, and tipped with a strongly scabrous seta. 


SELAGINELLA EREMOPHILA Maxon, sp. nov. 
(Pl. 2) 

Plants wholly prostrate, the main stems up to Io or 12 cm. long, 
coarsely radicose at intervals throughout, freely branched, forming 
a close mat, the principal basal divisions subequal, divaricate, 2 or 
3 times pinnate, the ultimate sterile branches very short, mostly 2 to 
4 mm. long, about 2 mm. broad, involute upon drying; stems, 
branches, and minor divisions all densely leafy, of pronounced dorso- 
ventral aspect. Leaves crowded, in six ranks, those of the under side 
the largest, about 2 mm. long, 0.5 mm. broad, exactly lanceolate, 
acutish, not setigerous, ciliate (the cilia about 25 on each side, white, 
spreading, mostly 0.075 to 0.125 mm. long), yellowish brown, im- 
bricate, oblique-spreading, strongly secund upon drying ; leaves of the 
upper side close-set, subimbricate, nearly vertical, straight or slightly 
curved, deltoid-subulate, acutish, not setigerous, I to I.4 mm. long, 
0.4 to 0.47 mm. broad at the base, at first bright green and sub- 
glaucous, soon turning yellowish brown, flat above, broadly convex 
beneath and sulcate in a median line nearly or quite to the tip, ciliate, 
the cilia 6 to 12 on each side, weak, mostly spreading, about 0.1 mm. 
long, similar minute hairs tufted at the base of the midrib and extend- 
ing sparingly along the dorsal groove. Spikes numerous, arcuately 
ascending, 6 to 10 mm. long, I mm. thick or less; sporophylls deltoid, 
acute or acutish, not setigerous, mostly 1.2 to 1.4 mm. long, 0.9 to 
I mm. broad, convex, subcarinate and sulcate dorsally, ciliate, the 
cilia 12 to 18 on each side, spreading or weakly ascending, mostly 0.09 
to 0.125 mm. long, rarely reaching the apex. Megasporangia few, 
inferior, mostly basal; megaspores light yellow, 0.36 to 0.4 mm. in 
greatest diameter, the commissural faces finely and deeply reticulate, 
the outer face coarsely but sharply and deeply reticulate, the ridges 
about 0.016 mm. broad ; commissural costae prominent, long. Micro- 
sporangia numerous; microspores dull yellow, about 0.039 mm. in 
diameter, long remaining associated in tetrads. 

Type in the U. S. National Herbarium, No. 867484, collected in 
Palm Canyon, Riverside County, California, April 4, 1917, by Ivan 
M. Johnston (No. 1047) ; distributed as Selaginella parishii Underw. 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Mr. Johnston’s notes accompanying the specimen read, “ Very 
common in rock crevices and in their shade; Lower Sonoran Zone. 
It is very hard to find a rock which hasn’t a large colony of this at its 
foot. It grows with Selaginella bigelovu.” 

The following additional specimens of S. eremophila, all from the 
Colorado Desert region, are in the National Herbarium: 

CALIFORNIA: Mountain Spring, San Diego County, alt. goo 
meters, May 14, 1894, Mearns 3162. Top of Granite Mountain, seven 
miles east of Julian, April 17, 1918, Bethel. Base of San Jacinto 
Mountain, March, 1908, Saunders. Palm Canyon, eastern base of 
San Jacinto Mountain, March, 1919, Hall. West Canyon, Riverside 
County, alt. 200 meters, April 18, 1907, Parish 6111.- Tahquitz, near 
Palm Springs, December 25, 1903, Dudley. 

Selaginella eremophila is the plant of southern California (rare 
in herbaria) which has been called S. parishii. Underwoad in describ- 
ing S. parishit,, however, cited three collections, two of these from 
the Colorado Desert (Parish 1200; Saunders), and the third from 
Zacatecas, Mexico (Palmer 306). The California plant is specifically 
distinct from the Mexican element, which, having been designated 
by Underwood as the type, must bear the name S. parishti. The 
dissociation of Mr. Parish’s name from so characteristic a species of 
the Colorado Desert flora is especially regrettable. 

Of the species hitherto described, S. eremophila is closely related 

~only to S. parishu, of Zacatecas, and S. landu Greenm. & Pfeiffer,” 
of Jalisco, both of which have a very similar dorso-ventral aspect. 
Selaginella parishii is a more lax plant, with the ultimate branches 
2 to 3 mm. broad, and larger, narrower leaves, whose characters may 
be summarized as follows: Leaves of the under side 2.2 to 2.5 mm. 
long, with about 18 cilia upon each side, these oblique, 0.078 to 
0.125 mm. long; leaves of the upper side 1.3 to 1.6 mm. long, 0.35 to 
0.43 mm. broad, with 4 to 8 cilia on each side, these oblique, 0.06 to 
0.09 mm. long. The sporophylls, moreover, are broadly cordate- 
deltoid, 1.5 to 1.7 mm. long, 1.3 to 1.4 mm. broad, with 25 to 30 
“very oblique, close-set cilia on each side, those of the lower two-thirds 
0.1 to 0.17 mm. long, forming a conspicuous fimbriate border. The 
megaspores are pale yellow, about 0.42 mm. in diameter, and 
delicately reticulate. 

Selaginella landui is represented in the National Herbarium by a 
portion of the type, Barnes & Land 2024 (San Esteban Mountains, 

32 kilometers from Guadalajara, Jalisco) and by another collection 


* Bull. Torrey Club 33: 202. 1906. 
Ann. Mo. Bot. Gard. 5: 205. pl. 11, 12. 1918. 


NO. 5 NEW SELAGINELLAS—MAXON 5 


(Rose & Painter 7499) from the same locality. The essential char- 
acters are as follows: Stems very firm, stiff, the branches rigid, not 
intricate; leaves of lower side closely appressed-imbricate, lance- 
attenuate, 2.7 to 3.2 mm. long, 0.6 to 0.7 mm. broad, with about 15 to 
20 slender, mostly ascending cilia on each side in the lower half or 
two-thirds (these 0.06 to 0.12 mm. long), the apical third with 
pungent serratures ; leaves of the upper side crowded, rigidly vertical 
or recurved, narrowly deltoid, evenly acuminate, I to 1.2 mm. long, 
0.4 to 0.5 mm. broad, with about 13 to 16 cilia on each side, these 
mostly oblique and incurved, 0.055 to 0.085 mm. long, the upper ones 
passing into broad pungent serratures; sporophylls deltoid-ovate, 
narrowly long-acuminate, 1.7 to 2 mm. long, 0.85 to I mm. broad, 
variable in ciliation, sometimes with as many as 20 stiff, rigidly 
ascending, mostly incurved cilia in the basal half (these 0.03 to 
0.06 mm. long) and elsewhere serrate, or with short ascending teeth 
along the whole margin above the extreme base (here with a few 
cilia). Megaspores yellow, subglobose, about 0.33 mm. in diameter, 
rugulose-reticulate, the ridges projecting sharply, less than 0.008 mm. 
broad. 

These three species, S. eremophila, S. parishui, and S. landi, while 
readily distinguished specifically, are by no means typical members 
of the group of S. rupestris, and together with the next species 
(S. arizonica) forma fairly well-defined subgroup. The pronounced 
dorso-ventral habit and subdimorphous leaves are doubtless to be 
associated with their strongly xerophilous habitat. 


SELAGINELLA ARIZCNICA Maxon, sp. nov. 
(PIs) 


Plants wholly prostrate, the main stems up to 20 cm. long, rooting 
at intervals throughout, pinnately branched, the branches I to 1.5 cm. 
apart on each side, the lower and middle ones 2.5 to 6 cm. long, twice 
pinnate, the ultimate branches broadly subclavate, short, subdistant, 
all the parts densely leafy, dorso-ventral, involute. Leaves crowded, 
in six ranks, those of the under side the largest, appressed-imbricate, 
oblique laterally, linear-lanceolate, acuminate, not setigerous, 2.5 to 
2.8 mm. long, 0.5 to 0.6 mm. broad, thin-herbaceous, yellowish brown, 
evenly ciliate, the cilia 18 to 22 on each side, oblique, up to 0.11 mm. 
long, the apical ones reduced ; leaves of the upper side subulate, 1.8 to 
2.2 mm. long, 0.3 to 0.44 mm. broad, evenly attenuate to the acutish, 
whitish-marginate, short-setigerous apex (the seta dirty white, stout, 
0.15 to 0.28 mm. long, serrate, often reflexed, present only in the 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


young leaves, caducous), ciliate (the cilia 4 to 8 on each side, ascend- 
ing, pungent, 0.04 to 0.09 mm. long, passing into short serratures at 
the apex), at first bright green, grayish with age, rigidly herbaceous 
from a thick spongiose base, rigidly ascending, with age nearly 
vertical in the older branches, flat above, slightly convex dorsally 
and deeply sulcate nearly to the tip. Spikes ascending, terminating 
the short ultimate divisions of the larger branches (or the divisions 
wholly fertile), sometimes numerous, 2 to 5 mm. long; sporophylls 
iarrowly ovate-deltoid, 1.5 to 1.95 mm. long, 0.75 to 0.85 mm. broad, 
evenly long-acuminate, at first barely setigerous (the seta 0.15 to 
0.25 mm. long, broad, pointed, serrulate, dirty white), subcarinate, 
ciliate, the cilia 18 to 22 on each side, stout, rigidly ascending, mostly 
0.03 to 0.06 mm. long, the upper ones greatly reduced, dentiform. 
Megasporangia numerous, basal, or sometimes interspersed among 
the microsporangia ; megaspores pale yellow, subglobose, 0.36 mm. 
in greatest diameter, coarsely reticulate on the outer face (the ridges 
sharp and narrow), finely reticulate on the commissural faces ; com- 
missural costae long, delicate. Microsporangia numerous; micro- 
spores orange, about 0.035 mm. in diameter. 

Type in the U. S. National Herbarium, no. 694327, collected at 
the foot of Soldier Trail, Santa Catalina Mountains, Arizona, altitude 
about 960 meters, July 28, 1914, by Forrest Shreve. Other specimens 
in the National Herbarium are as follows: 

ArIzoNA: Sabino Canyon, Santa Catalina Mountains, alt. 870 
meters, June 15, 1903, Thornber 315. Ventana Canyon, near Tucson, 
1913, Cook. Pimo Canyon, near Tucson, February, 1913, Parish 
8513. Arivipa Canyon, April, 1873, P. F. Mohr. Santa Catalina 
Mountains, April 3, 1894, Toumey. Roosevelt Dam, on steep rocky 
slopes, August 3, 1910, Goodding 722. Salt River Mountains, alt. 
600 meters, November 9, 1913, Bailey. Ray, 1913, Bailey. 

Selaginella arizonica is related to S. eremophila, and to S. land 
and S. parishii, whose characters are given in detail under the last 
preceding species. The disparity in size between the leaves of the 
under and upper sides is far less in S. arizonica than in the others, 
and it alone of the four species has the leaves and sporophylls at all 
setigerous. Jt is a much larger and coarser plant than S. eremophila 
and differs in nearly all technical leaf characters. 


SELAGINELLA ASPRELLA Maxon, sp. nov. 


(PI. 4) 
Plants forming a loose mat, the main stems 3 to 6 cm. long, creep- 
ing but not prostrate, rooting at intervals throughout, with a few 


NO. 5 NEW SELAGINELLAS—MAXON 7 


laxly ascending branches, these close, usually intricate, 1 to 2.5 cm. 
long, twice pinnate, the ultimate divisions 3 to 7 mm. long, oblique, 
slender, all the parts scantily leafy ; main branches (leaves excluded) 
about 0.6 mm. thick, tardily defoliate. Leaves uniform, rigidly as- 
cending on all sides, subdistant, decurrent, subimbricate, 2.75 to 
3.2 mm. long (seta included), the blades narrowly deltoid-subulate, 
1.85 to 2.3 mm. long, 0.55 to 0.7 mm. broad at the base, long-setigerous 
(the seta 0.7 to 0.9 mm. long, white-hyaline, slender, subflexuous, 
serrulate-ciliate throughout, the cilia up to 0.04 mm. long), charta- 
ceous, inflated, concave above, broadly convex beneath, with a deep 
median groove, very strongly glaucous, with a more or less well- 
defined whitish-hyaline border (0.045 to 0.075 mm. broad at the 
middle of the leaf), ciliate, the cilia 16 to 23 on each side, spreading, 
straight or often curved, mostly 0.05 to 0.09 mm. long, the upper 
ones distant, shorter, oblique. Spikes numerous, loosely aggregate 
at the ends of the short apical branches, I to 2 cm. long, 1.5 to 2 mm. 
broad, arcuate, sharply quadrangular; sporophylls laxly imbricate, 
strongly glaucous, yellowish brown with age, 2.5 to 3 mm. long (seta 
included), the blade narrowly ovate-deltoid, evenly long-acuminate, 
1.9 to 2.2 mm. long, 0.85 to I mm. broad at the base, long-setigerous 
(the seta stiff, straight, 0.6 to 0.8 mm. long, whitish, strongly 
scabrous), carinate, with a deep dorsal groove, strongly whitish- 
marginate, ciliate, the cilia 25 to 35 on each side, slightly oblique, 
mostly 0.03 to 0.06 mm. long, the apical ones few and reduced. 
Megasporangia few, mostly basal; megaspores pale to bright yellow, 
subglobose, about 0.375 mm. in diameter, lightly reticulate on all 
faces, the meshes broad, with low ridges; commissural costae 
prominent. Microsporangia very numerous; microspores bright 
’ orange, about 0.033 mm. in diameter. 

Type in the U. S. National Herbarium, No. 867507, collected at 
the west end of Ontario Peak, San Antonio Mountains, southern 
California, altitude about 1,800 meters, in rocky ground, March 25, 
1918, by Ivan T. Johnston (No. 1815). Other material, all from the 
same range of mountains, has been examined, as follows: San 
Antonio Canyon, in shelter of rock on the dry, open canyon floor, 
alt. 1,725 meters, July 28, 1917, Johnston 1595; Ontario Peak, in 
crevices of a sunny, exposed granite cliff, alt. 2,475 meters, December 
22, 1917, Johnston 1807. The last-mentioned specimen is dwarfed, 
and the leaf parts scarcely attain the size given in the description. 

Selaginella asprella is a strongly marked species, without any 
very close relatives. Of western United States species it is related 
only to S. bigelovii Underw., S. rupincola Underw., and S. neo- 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


mexicana Maxon, all of which are much larger plants of essentially 
erect growth and differ, besides, in numerous technical characters. 
The very slender, rigid branches and spaced, half-appressed, strongly 
setigerous leaves give the plant a scant, harsh aspect, which has sug- 
gested the specific name. 


SELAGINELLA LEUCOBRYOIDES Maxon, sp. nov. 
(Pl. 5) 


Plants very closely prostrate, the stems short-creeping, 1 to 2 cm. 
long or less, closely aggregate, simply pinnate, the divisions thick, 
strongly cespitose, erect, only 2 to 7 mm. long, or the terminal ones 
bearing erect elongate spikes, all the parts densely leafy. Leaves 
crowded, closely appressed-imbricate, mostly incurved, glaucous, 
linear-subulate, uniform as to shape, variable in size, the basal ones 
2.8 to 3.25 mm. long (seta included), 0.44 to 0.53 mm. broad, the 
upper ones mostly 2 to 2.8 mm. long (seta included), 0.42 to 0.5 mm. 
broad, all short-setigerous at the acutish whitish thickened apex (the 
seta stout, white, not translucent, subflexuous, 0.125 to 0.28 mm. long, 
strongly scabrous, often reflexed), ciliate (the cilia 8 to 16 on each 
side, those of the basal half spreading, 0.6 to 0.13 mm. long, the 
upper ones shorter, distant, ascending), thick, rigidly herbaceous, 
flat or broadly concave above, convex beneath (strongly so toward 
the apex), the median groove deep, broad, nearly percurrent. Spikes 
relatively numerous, aggregate, 5 to 10 mm. long, about I.5 mm. 
thick, erect, nearly straight ; sporophylls rigidly appressed-imbricate, 
deeply concave, narrowly to broadly deltoid-ovate, evenly long- 
acuminate, about 2 mm. long, 0.8 to I mm. broad, short-setigerous 
(the seta white, rigid, pointed, subentire, about 0.15 mm. long or 
less), ciliate-serrulate ; cilia or teeth 20 to 25 on each side, the basal 
cilia not more than 0.046 mm. long, pungent, oblique, passing grad- 
ually into oblique hyaline teeth toward the apex. Megasporangia 
few, basal; megaspores subglobose, bright yellow, about 0.47 mm. in 
diameter, the outer face obscurely reticulate, the commissural faces 
manifestly so; commissural costae short, elevated. Microsporangia 
numerous ; microspores orange, about 0.039 mm. in diameter. 

Type in the U. S. National Herbarium, No. 982453, collected at 
Bonanza Mine, Providence Mountains, southeastern California, alt. 
840 meters, in crevices, rocky mountain side, March 30, 1920, 
by P. A. Munz and R. D. Harwood (No. 3789). The following addi- 
tional material is at hand: 


NO. 5 NEW SELAGINELLAS—MAXON 9 
® 

CALIFORNIA: Surprise Canyon, Panamint Mountains, Inyo County, 
alt. 1,400 meters, April 14, 1891, Coville & Funston 628. Vicinity 
of Bonanza King Mine, east slope of Providence Mountains, Mojave 
Desert, alt. g60 meters, May 11-24, 1920, Munz, Johnston & Harwood 
42206. 

The relationship of Selaginella leucobryoides is difficult to deter- 
mine, since the plant differs not only in megaspores but in most 
foliage characters from all other species of the Pacific Coast region. 
The most striking characteristics are the extremely short, pure white 
but opaque seta of the leaves and the condensed, rosette-like arrange- 
ment of the very short branches. In habit and color there is a strong 
suggestion of the tufted growth of some of the smaller species of 
Leucobryum. 

The Panamint Mountains plant collected by Coville and Funston 
(No. 628) was mentioned as a critical form by Underwood in his 
initial work upon the United States species allied to S. rupestris 
It is clearly a reduced state of the present species, differing from the 
type only in its lesser size. The leaves are only 1.65 to 2 mm. long 
and 0.35 to 0.44 mm. broad; the seta and cilia characters are identical. 
The plant collected by Munz, Johnston, and Harwood (No. 4226) 
also comes from a higher elevation than the type collection and is 
somewhat smaller. 


SELAGINELLA STANDLEYI Maxon, sp. nov. 
(Pl. 6) 


Plants closely prostrate, the main stems up to 6 cm. long, finely 
radicose, pinnately branched, the larger basal branches up to 2.5 cm. 
long and with a few short alternate divisions, the upper branches 
-simple or once dichotomous, all the divisions cespitose, rigidly 
arcuate-ascending. Leaves crowded, imbricate, rigidly appressed, 
those of the older stems of a characteristic bronze color, relatively 
large, the blades broadly acicular, acutish, up to 2.5 mm. long and 
0.6 mm. broad, with a short lutescent seta; leaves of the branches 
mostly dull green, oblong-linear, 2.1 to 2.5 mm. long (seta included), 
0.35 to 0.45 mm. broad, setigerous at the narrowly obtuse apex (the 
seta 0.6 to 0.78 mm. long, lutescent throughout, coarsely serrulate- 
scabrous), ciliate (the cilia I0 to 14 on each side, hyaline, stiff, 
oblique, mostly 0.05 to 0.06 mm. long, passing into pungent serratures 
toward the apex), rigidly herbaceous, flat above, convex beneath and 
reddish along the deep median groove, especially toward the cymbi- 
form apex. Spikes numerous, mostly geminate, erect from a curved 
base, 7 to 11 mm. long, about 1.5 mm. thick; sporophylls deltoid to 


ie) SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. . 72 


ovate-deltoid, 1.8 to 2 mm. long, 0.9 to I mm. broad, acuminate, 
setigerous at the acutish tip (the seta 0.2 to,o.4 mm. long, stout, rigid, 
scabrous, lutescent from a darker base), ciliate, the cilia close, 16 to 
21 on each side, stiff, rigidly ascending, up to 0.08 mm. long. 
Megasporangia few, basal; megaspores orange-yellow, 0.46 to 0.5 
mm. in diameter, oblate-spheroidal, rugose in all aspects, the com- 
missural costae short and prominent. Microsporangia very numer- 
ous; microspores dull orange, about 0.032 mm. in diameter. 

Type in the U. S. National Herbarium, No. 1028638, collected in 
the vicinity of Sexton Glacier, Glacier National Park, Montana, 
altitude 1,950 to 2,220 meters, on a moist rocky slope, August 7, 1919, 
by Paul C. Standley (No. 17228). Other material studied is as 
follows: 

Montana (Glacier National Park): Gunsight Pass and vicinity, 
alt. 1,775 to 2,100 meters, August 25, 1919, Standley 18136; August 
25, 1917, Ulke. Along the trail from Many Glacier Hotel to Piegan 
Pass, alt. 1,500 to 2,160 meters, August I1, 1919, Standley 17483. 
Vicinity of Iceberg Lake, alt. 1,740 to 1,950 meters, July I1, 1919, 
Standley 15363. Ptarmigan Lake, alt. 1,800 to 1,900 meters, August 
3, 1919, Standley 16970. 

ALBERTA: Tunnel Mountain, alt. 1,650 meters, June I1, 1906, 
Brown 95. : 

The writer takes pleasure in dedicating this excellent species to 
Mr. Paul C. Standley, who, in the course of his botanical exploration 
of Glacier National Park, assembled an extraordinarily rich collec- 
tion of material in this group, the specimens comprising (besides 
S. standleyt) S. montanensis Hieron., S. densa Rydb., and S. wallacei 
Hieron., all in ample series. 

Superficially S. standleyi most resembles S. watsoni Underw., of 
the high mountains of Utah, Nevada, and California, in which also 
the leaves have lutescent setae. It is at once distinguished from 
S. watsoni, however, by the fact that the setae (which are even 
darker) are not only 2 to 3 times as long but are strongly serrulate- 
scabrous nearly throughout, those of S. watsont being smooth or 
nearly so. The sporophylls also have longer and scabrous setae, and 
the blades are much more freely ciliate, the cilia being stiff, very 
oblique, and subpersistent nearly to the apex, in marked contrast to 
S. watson. 


VOL. 72, NO. 5, ‘Pl. 1 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


SELAGINELLA NEOMEXICANA Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO-'5, PL. 


SELAGINELLA EREMOPHILA Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 5, PL. 


SELAGINELLA ARIZONICA Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 5, PL. 


SELAGINELLA ASPRELLA Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


SELAGINELLA LEUCOBRYOIDES Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 5, PL. 


SELAGINELLA STANDLEYI Maxon 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 6 


EXPLORATIONS AND FIELD-WORK OF THE 
SMITHSONIAN INSTITUTION 
IN 1920 


(PUBLICATION 2619) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 


1921 


The Lord Baltimore Press 


BALTIMORE, MD., U. 8. A. 


CONTENTS 


PAGE 
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Geological Explorations in the Canadian Rockies. .. 2.2.02. ehe0ee. een es I 
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ACOORICA lesson sin AGGIES oooagocan0 b4docc0cKdobnne oon bbobooOnUauE Pye 
Botanicale Collectio tmmeAhis Ca-mace ie sesee ee sene eereeie ciaine emia s ai 
PNAS Urpallit Ati eRe pNE GE OM Ih se ce pcv ches si aleste tonas'atiear ot esa ses cave sich, Shane oka oem ees av doe lees aut « 39 
Fiolosicalmixplorationmeine Elaine soca aco necro oe ae eceite es 43 
Malacological Field-Work in California and the Hawaiian Islands....... ny) 
lByoyeimicall IB Sqo lovreiniormatnl, |ekenteh\eHln waacoocaodag cones oude.e5 bn oc URS onGoeN oe 49 
Botanical Easplonamon cineebritishn Giana ears oteecenieeces nae niace 54 
Collections of Living Animals for the National Zoological Park......... 50 
FAMiGO POLOcicalm xa editiOnmtOntdcmhatmMaSteea area ciae ae ca seacieiae cise 63 
MM ee@ iby waste Viti eso beacermeyss «ta eerie ravers oe eee ache ise onn 8 ake cane ecko 75 
Pield-Work onthe Mesa’ Verde National. Park. 22.05. s0046< cscs caste os 75 
Picid-\onks Amons the bMiopiclndians: <<... 3... acess s.cee es vce oe ene oe 94 
Archeological Investigations in Utah, Arizona, and New Mexico........ 06 
aVinisiGuoiethnerbapacorand seawneeayaar hae aa ee oeecien oad oeerceecmanecn 102 
OzankaCGavesrandsMoundsmne Missounlsoseeneeeenae seen one non ee: 107 
mecheological Recounoissance in Hawai. «..<2..0.. sess 1s. bes we aas aes 110 
Field-Work Among the Fox and Plains Cree Indians.................... III 
mrcheological, explorations. im “Menmessees «havc oseccs-cu 2 se eariawdieness i) 
Archeological Explorations in New Mexico «2. o:: s.c.¢ eon ac cece csccece: 120 


Archeological Explorations in Eastern Texas 


>, : Pee ee err ee ae 


EXPLORATIONS AND FIELD-WORK OF THE- SMITH- 
SONEAN INSTITUTION IN) 1920 


INTRODUCTION 


Investigation of the unexplored regions of the earth and extending 
scientific knowledge of imperfectly known localities have from the 
beginning been an important phase of the Institution’s activity in the 
“increase of knowledge.” This pamphlet serves as an announcement 
of the more important expeditions sent out during the calendar year 
1920, and more detailed accounts of the scientific results are later 
published in the Proceedings of the U. S. National Museum, Bul- 
letins of the Bureau of American Ethnology, and other series of 
publications issued under the direction of the Institution. 

Not only has our knowledge of little known regions been increased 
through the numerous expeditions sent out by the Institution during 
the 75 years of its existence, but also the collections in natural his- 
tory and anthropology in the Museum have been greatly enriched 
thereby. The urgency of some of the field-work is illustrated by the 
Australian expedition herein briefly described. The remarkable 
Australian mammal life has been but meagerly represented in the 
National Museum and the rapid extermination of the native animals 
through various agencies renders increasingly difficult the securing 
of an adequate collection. However very satisfactory shipments are 
being received from the present expedition and it is hoped that a 
good representation will be secured for the Museum before it is 
too late. 


GEOLOGICAL EXPLORATIONS: IN THE CANADIAN ROCKIES 


During the field season of 1920, geological exploration was con- 
tinued by Secretary Charles D. Walcott in the Canadian Rocky 
Mountains, with two main points in view, (1) the determination of 
the character and extent of the great interval of non-deposition of 
sedimentary rock-forming material along the Front Range of the 
Rockies west of Calgary, Alberta; (2) the clearing up of the rela- 
tions of the summit and base of the great Glacier Lake section of 
1919° to the geological formations above and below. The party 
going from Washington consisted of Dr. and Mrs. Walcott and 
Arthur Brown. 


*Smithsonian Misc. Coll., Vol. 72, No. I, 1920, p. 15. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 6. 


Cascade Mt. (9,825) 


Mt Pe (9, is 


———_—— ats 


| 
| 
| 
| 


VOL. 72 


OUS COLLECTIONS 


») 


MISCELLANE 


SMITHSONIAN 


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‘RYUBMIUUTFY Oye] JO peasy ay} JO s10Ys usIYy}I0U 


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SMITHSONIAN EXPLORATIONS, 1920 


NO. 


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jeo18 94} JO dO} UO ST UOTJEUIIOF JOATY JSOYY) OL 


‘QAOGE SHIJI UIYOIG dy} Ul SaUOJSOUMT] ULIUOADCT 9Y} PUL “FLO TOMO] 
‘JUOIF UIeJUNOP, AYOY oy} UO JIATY JSOYs) 9aoqe sHipo Survey preMysey—eE “Oly 


es 


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VOL. 72 


MISCELLANEOUS COLLECTIONS 


SONIAN 


SMITH 


‘oz6r “ooTe@AA\ “q “DO Aq ydesSojoyg ‘AaTyea 
uokues pedeys--) peosq & YSsno1y} ureyunoW oy} Jo JNO sMoy YOIYA ‘JOATY JSOYD) JO Vpls y}1OU 9y} UO puelpeay yeaI8 17 Mig | 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 5 


Early in July work was begun along Ghost River northeast of 
Banff and about 53 miles (85 km.) west of Calgary, Alberta. The 
route taken was along the north shore of Lake Minnewanka (fig. 1, 
Frontispiece) and through the Devils Gap to Ghost River, which here 
runs north and south at the foot of high eastward-facing cliffs of 
Cambrian limestone, capped by limestones of Devonian age. Lake 
Minnewanka is a beautiful sheet of water (fig. 2) in the broad 
bottom of a pre-glacial river channel, the eastward extension of which 
forms the Devils Gap. 

The Rocky Mountain front (fig. 3) is formed of masses of evenly 
bedded limestone that have been pushed eastward over the softer 
rocks of the Cretaceous plains-forming rocks. This overthrust is 
many miles in extent and occurred long ago before the Devils Gap, 


Fic. 5.—Devils Head (9,204 ft.), a butte rising above the cliffs of Fig. 3 on 
the north side of Ghost River Gap. Photograph by C. D..Walcott, 1920. 


Ghost River Gap and other openings were cut through the cliffs by 
running water and rivers of ice. Great headlands (fig. 4) and high 
buttes (fig. 5) have been formed by the silent forces of water and 
frost, many of which stand out against the western sky as seen from 
the distant foothills and plains. 

It was among these cliffs that we found that the first great cliff 
(figs. 3 and 4) was of lower Middle Cambrian age, and that resting 
on its upper surface there were 285 feet (86 m.) of a yellowish 
weathering magnesian limestone, here named the Ghost River forma- 
tion, which represents the great lost interval between the Cambrian 
below and the Devonian above. Sixty miles to the west, over four 
miles in thickness of limestone, shales and sandstones (22,670 feet 
(6,890 m.) ), occur in the lost interval of the Ghost River cliffs. 


VOL. 72 


MISCELLANEOUS COLLECTIONS 


SMITHSONIAN 


‘Oz61 JiONTeAA “q ‘D Aq 
ydersojoyd “Yl JOMO] yj ur ueliquiey sradd~Q pure yyeausq syoo1 URITAOPIC, YUM 4YSI4 ay} UO a8prs ay} deo sauojsowy ueMOAaq 
94 “Woes asino7y syeT FO Yj1OU Sols Tz “JOATY JoyeMAvaTD JO Aalyea 1addn JO pusd Usdjs¥a JY} 3e SID JO apis usJIsa\\—'9 “OLY 


ee A 


‘deo uviuo0aac ‘SHI Ueliqmuiey ssddy 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 7 


es} ey ‘ b - eo 3 Ea ah ; % Se 
Fic. 7.—A contented outfit on a Sunday afternoon near the head of the 
Clearwater River. Photograph by C. D. Walcott, 1920. 


SS aia fede ee ea 


aber line (9,400 ft.) over Pipestone Pass. 
Photograph by Mrs. Mary V. Walcott, 1920. 


ea 


Fic. 9.—Result of an hour’s fishing in Lake Minnewanka near Banff. 
Photograph by Mrs. Mary V. Walcott, 1920. 


Fic. 10.—The avalanche lily forces its way up through the hard snow, and 
its beautiful slender green leaves and yellow flowers fairly cover the thin 
outlying margins of the winter's snow. Photograph by Mrs. Mary V. 
Walcott, 1920. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 8) 


Fic. 11.—Our pack horse “ Pinto” preferred to take a short cut at the ford 
and went down in deep water and was dragged out. Getting ready to get her 
up. Photograph by Mrs. Mary V. Walcott, 1920. 


es ee Be oe ‘ etiam aE 


Sia Ne a i: —_" 


ed) 


Fic. 12.—Getting “ Pinto” up on her feet in shallow water. Photograph by 
Mrs. Mary V. Walcott, 1920. 


iz) SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Returning to the Bow Valley, the party left the Canadian Pacific 
Railroad at Lake Louise and went north over Pipestone Pass to the 
Siffleur River, which is tributary to the Saskatchewan. In the north- 
ward-facing cliffs 25 miles (40 km.) east of the Glacier Lake section 
of 1919, and 4o miles (64 km.) north of Lake Louise, a geological 
section was studied that tied in the base of the Glacier Lake section 
of 1919 with the Middle and Lower Cambrian formations. Return- 
ing up the canyon valley of the Siffleur River to the wide upper valley 
of the Clearwater River, a most perfectly exposed series of lime- 
stones, shales, and sandstones of Upper Cambrian and later forma- 
tions was found (fig. 6) which cleared up the relations of the upper 
portion of the Glacier Lake section to the Ordovician formations 
above. 

The field season was marred by forest fire smoke in July and 
August, and almost continuously stormy weather in September. 
Some of the incidents of the trail are illustrated by figures 7-12. 
The trout of Lake Minnewanka (fig. 9) increased our food supply 
for days while on Ghost River, and the camp on the Clearwater was 
a paradise for man and beast (fig. 7). On Pipestone Pass the 
avalanch lily was found forcing its way up through the hard snow 
(fig. 10), and in a treacherous ford of the Pipestone River, Arthur’s 
war bag and the sugar and flour got a soaking. 

The party is indebted in many ways to the officials of the Rocky 
Mountains Park, and to the officials of the Canadian Pacific Railroad, 
all of whom gave assistance whenever it was possible to do so. 


GEOLOGICAL FIELD-WORK IN-THE UNITED STATES 


Dr. R. S. Bassler, Curator of Paleontology, U. S. National 
Museum, was engaged in field-work in Ohio and Illinois during the 
latter half of June and the first part of July, with the result that two 
large, instructive exhibits and important additions to the study series 
of fossil invertebrates were obtained. Proceeding first to Northside, 
Ohio, Dr. Bassler made arrangements for the shipment to Washing- 
ton of a large, well-preserved fossil elephant skull which had been 
purchased by the Museum through the efforts of Dr. E. O. Ulrich, 
Associate in Paleontology. This specimen, discovered in glacial 
gravels near Cincinnati some years ago, was long the prize exhibit of 
a local saloon; in fact, it was so highly regarded for advertising 
purposes that repeated offers of a considerable sum for its purchase 
were invariably refused. With the coming of prohibition, its former 
usefulness departed and the Museum was able to secure it for a 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 eit 


nominal amount. Teeth of this species (Elephas columbi Falconer) 
are contained in our collections, but such a complete skull is of rare 
occurrence, there being only one or two others in North American 
museums. The specimen is further valuable in giving evidence as to 
the proper position of the tusks in the skull, a subject of long 
controversy. 

The second important exhibit secured during the trip was a slab, 
measuring four by eight feet, of highly fossiliferous limestone from 
the Richmond formation of Early Silurian age as exposed near 


Fic. 13.—Beginning of excavation for exhibition slab of Richmond limestone 
near Oxford, Ohio. Photograph by Bassler. 


Oxford, Ohio. Such a specimen had long been desired for the 
exhibition halls to show the advancement in life from the primitive 
Cambrian forms, represented in the large Cambrian sea-beach sand- 
stone exhibit, to the higher and more complex species of succeeding 
geological periods, but notwithstanding the numerous occurrences of 
fossiliferous limestone of Ordovician and Silurian age, it was not 
until 1920 that a layer affording slabs of suitable size and sufficient 
perfection of preservation was brought to the attention of the 
Museum. This was discovered by Dr. W. H. Shideler, Professor 


I2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


of Geology at Miami University, Oxford, Ohio, who most generously 
assisted in quarrying out the specimen. As shown in the accompany- 
ing photograph (fig. 13) representing the begining of the excavation 
for the thin bedded, fossiliferous layer desired (marked -r), numerous 
large blocks of stone had to be removed before the real task of 
quarrying the slab was begun. The work was completed successfully 
and the exhibit is now being installed in the hall of invertebrate 
paleontology. The perfection of the fossil shell remains on this slab 


iS i * 


Fic. 14.—Surface of fossiliferous limestone slab, one twenty-fifth natural size. 
Photograph by Bassler. 


is evidenced in figure 14, which, however, shows only in a small degree 
the distinctness of the shells upon the rock background. 

Upon the completion of the quarrying operations at Oxford, 
Dr. Bassler proceeded to Chicago, Illinois, where he was engaged in 
the preparation of casts of type specimens of fossils contained in the 
collections of the Walker Museum, University of Chicago. The 
paleontological collection of the National Museum, which includes 
the celebrated Walcott, Ulrich, Springer, Harris, Nettelroth, and 
Rominger collections, is especially rich in type specimens of Early 
Paleozoic fossils, but nevertheless the Walker Museum possesses 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 13 


many unique types not represented at all in Washington. Permission 
to prepare casts of these and thus advance our study series toward 
the completeness which the National collections should attain, was 
generously granted by Dr. Stuart Weller, Director of the Walker 
Museum. In two weeks time Dr. Bassler was enabled to finish cast- 
ing all of the Ordovician and Silurian types, leaving the remaining 
Paleozoic species for a future trip. The work was done quickly by 
using the modeling compound (plastocene) to make the mold from 
which the cast is prepared. After dusting the fossil with talcum 
powder the modeling compound is carefully pressed upon it and then 
withdrawn, thus securing a clear-cut impression into which the plaster 
is poured. Bubbles can be avoided by first pouring thin plaster of 
Paris into the mold and distributing it uniformly with a camel’s hair 
brush. The thicker plaster is then introduced as usual to fill the 
cavity. When dry the modeling compound is torn away, thus leaving 
the complete cast but also, unfortunately, destroying the mold. 

Field-work in vertebrate paleontology was limited to a short trip 
made by Mr. J. W. Gidley, Assistant Curator, in the latter part of 
August to Williamsburg, Virginia, where scattered remains of a 
fossil whale had been found in the Miocene strata outcropping nearby. 
It was at first hoped that an entire skeleton could be secured here, but 
careful search proved the bones to be so scattered and fragmentary 
that no exhibition material was available although some interesting 
additions to the collection of fossil vertebrates and some excellent 
Miocene shells for the exhibition series were obtained. 

Mr. William F. Foshag, of the Division of Mineralogy, at his own 
expense made sundry trips into interesting mineral localities in Cali- 
fornia and secured a considerable quantity of desirable material for 
‘ the Museum’s collections, including an excellent series of borax 
minerals. 


FIELD-WORK IN ASTROPHYSICS 


In astrophysical research the Institution was unusually active. 
Early in 1920, Dr. Abbot had a long discussion and correspondence 
with Professor Marvin, Chief of the United States Weather Bureau, 
on the applications of solar radiation measurements to meteorology 
now being officially practised in Argentina and Brazil on a basis of 
daily telegraphic reports from the Smithsonian observatory near 
Calama, Chile. Professor Marvin felt strongly the inadequacy of 
existing solar radiation observations as a basis for studies of the 
dependence of temperature on the solar variation. While the Chilean 
results might be excellent, still they were for the most part not 


2 


14 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


checked by independent observations. The Mount Wilson work 
yielded results on less than a third of the days, and might well be 
affected by variations of atmospheric humidity incident to the site 
so near the Pacific Ocean and the cities about Los Angeles. These 
objections could not but be admitted by Dr. Abbot, and led him to 
make a great effort to strengthen the observations of solar variation. 

Mr. John A. Roebling, of New Jersey, had indicated a strong 
interest in the work. In conference with Dr. Abbot in May, 1920, he 
generously gave the sum of eleven thousand dollars for the purposes 


oh ee ee 


Be sare ea pM oR 
i : he hs ay, ae : 
vee eet betes, te ee 
Piller SA PS 
Fic. 15.—Montezuma solar observ- Fic. 16.—Montezuma solar observ- 
ing station near Calama, Chile. ing station. Entrance to spectrobo- 
Dwelling house, shop and garage. lometer tunnel. Also pyrheliometric 
apparatus. 


first, of removing the station theretofore on the plateau near Calama, 
Chile, to a nearby mountain high enough above the plain to avoid 
dust and smoke; second, of removing the “solar constant” outfit 
from Mt. Wilson to the best mountain site available in the United 
States; third, the balance for any other objects closely associated 
with these investigations. 

Under the zealous and able management of Director A. F. Moore, 
a new observing station was selected and prepared at a place called 
Montezuma, about 8 miles south of Calama on a mountain rising 
about 2,000 feet above the local level, and about 9,500 feet above sea 


SMITHSONIAN EXPLORATIONS, 1920 15 


NO. 


‘asnoy SuljamMq ‘BUINZI}UOW 3 UOI}e}S BurArasqo 
“EUINZaJUOPY Je UOI}e}S BuUlALasqO AvJOS—oz7 “DIYy IeJOS dy} JOF eCwR[eD WoOIT sjersajeu Suljnep]—O6l1 ‘oy 


"poyeoo] st A1OJLAJOSGO dy} YIM uO 


yeod oy, “wore}s SurAtasqo 1ejOs euInza}JUOJY—'gI “OI 


‘snyeiedde drajaworeyszdd pue 
}BJSOJIOD) “UOI}LJS SUTATISqO ARJOS VUINZaJUO[—ZT “MJ 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


ae ie 


Fic. 21.—Town of Wenden, Arizona. Mt. Harqua Hala in the background. 


eA 7 eee Pao ‘ ule ee So ery 


Re a fics ee SE a sane So mie. 


Fic. 22.—Packing apparatus to Mt. Harqua Hala. 


| me 
| 
\ * a a a 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 17 


level. The instruments are arranged in a tunnel excavated hori- 
zontally in solid rock near the summit of the mountain. Observers’ 
quarters, computing rooms, garage and shop are located some three 
hundred feet lower in a sheltered ravine. These quarters can be 
reached by the auto truck in 50 minutes drive from Calama. No road 
had to be constructed, as there are no trees in the region, and a way 
was found smooth enough, and of sufficiently easy grade, without 
working. Within about two months of receipt of the Institution’s 
telegram, Mr. Moore completed these arrangements, removed the 


VE tw jill Y nw 


Fig. 23.—Observatory on Mt. Harqua Hala. 


outfit from its former location and recommenced observing August 
5, 1920, at Montezuma with the loss of but ten days for the removal. 
He regards the new site as excellent, and expresses doubt if a better 
one could be found in the whole world. 

In December, Mr. Moore returned to the United States, turning 
over the Directorship of the Chile Station to Mr. Leonard H. Abbot, 
formerly assistant, who is now assisted by Mr. Paul Greeley. Tele- 
grams giving the values of solar radiation observed are sent as 
heretofore to Buenos Aires and forwarded from there to Rio de 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Janeiro. Both the Argentine and Brazilian Weather: Bureaus employ 
them with approval for forecasting purposes. 

Dr. Abbot, with the advice and assistance of the U. S. Weather 
Bureau, which carried on special observations in several localities for 
the purpose, selected a site on Mount Harqua Hala, near Wenden, 
Arizona, as the best place to relocate the Mount Wilson outfit. A 
building, partly underground, was erected there in July and August 
by local contractors. Messrs. Abbot and Aldrich occupied the Mount 
Wilson Station as usual from July 1 to September 15, when the outfit 


Maes ‘ o ae 
its SEL ae at hall = 


Fic. 24.—Coelostat and pyrheliometer, Mt. Harqua Hala. 


was removed to Mount Harqua Hala, where observations were begun 
on October 2, 1920. Dr. Abbot took charge and continued observing 
until January 25, 1921, assisted by Mr. Fred A. Greeley. Mr. Aldrich 
then relieved Dr. Abbot, and it is expected will himself be succeeded 
about’ May 1, 1921, by Mr. A. F. Moore, formerly at Calama. 

Thus the Institution has now in charge two first-class solar radia- 
tion observatories, which are to be operated continuously hereafter 
until the question of the value of the solar variation as a meteoro- 
logical datum is definitely settled. Heretofore the measurements have 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 19 


been secured on nearly 70 per cent of the days at Harqua Hala and on 
nearly 80 per cent at Montezuma. The agreement of results on days 
in common has hitherto been remarkably close and leads to the hope 
of surely detecting solar variations as small as 1 per cent. 

The conditions of living at Montezuma, while lonely, are not 
excessively so. Frequent motor trips to the city of Calama for 
supplies, and occasional visits to the copper mine at Chuquicamata, 
where great kindness is experienced, help to break the monotony. 
At Mount Harqua Hala, however, the isolation is excessive. There 


cme RAK NN EOE SIRE nse eALERTS TRE ET . * _ ee 


ee ee . ar oo eaenen 


Fic. 25—Top of Mt. Harqua Hala after a snowstorm, showing fog-bank in 
the background. 


is a single neighbor, Mr. Ellison, a mining prospector located a mile 
away, on whose three burros depends the transportation for the 
observatory. It is 11 miles from Wenden to the foot of the mountain 
trail, which is 5 miles more in rising about 3,000 feet. Mail 1s 
received only about once in two weeks, when supplies are ordered by 
heliograph signaling with Morse code to the merchants in Wenden, 
at the cost of several hours hard work with the lights. Water must 
be hauled from Mr. Ellison’s camp, over a mile distant and 850 feet 
below, except when at rare intervals rain falls. The two observers 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cook, wash, cut firewood from the small oak bushes and dwarf yuccas 
about, and repair or alter the building or the apparatus as occasion 
requires, besides carrying on the solar investigation. 

During the occupation of Mount Wilson in 1920, many pieces of 
research were successfully carried through by Messrs. Abbot and 
Aldrich besides the measurements of solar variation. One of the 
most interesting was the perfecting of the solar cooker begun several 
years ago. A parabolic cylindrical mirror with polished aluminum 
surface of about 100 square feet focuses the sun’s rays upon a 
blackened tube filled with mineral oil communicating to an iron 


Pe. “om 


Wilson. 


x 


Fic. 26.—Solar cooker on Mt. 


> 


reservoir of oil in which are two baking ovens. A continuous circu- 
lation of the heated oil keeps the ovens hot enough to perform all 
cooking operations except frying. Excellent bread, meat dishes, 
vegetables, cereals, canned fruits and vegetables and preserves were 
cooked there by Mrs. Abbot, who had charge of this part of the 
experiments and who was much envied for her cool kitchen and novel 
appliance by the ladies of the mountain. This solar cooker was con- 
structed on Dr. Abbot’s plans largely at the cost of grants from the 
American Academy of Arts and Sciences in Boston, and the National 
Academy of Sciences. It has proved successful, but must be regarded 


No. 6 SMITHSONIAN EXPLORATIONS, I920 2. 


at least for the present as rather a luxury for rural and relatively 
cloudless regions, than as a generally useful appliance. 


ZOOLOGICAL EXPLORATION IN AFRICA 


The generosity of friends of the Smithsonian Institution made it 
possible to engage Mr. H. C. Raven, well known for his previous 


Fic. 27,—The Chimpanzee was one of the most inter- 
esting animals in the forest. Their calling and shouting 
could frequently be heard early in the mornings and on 
moonlight nights. Adult female, Uganda, July, 1920. 


work in Borneo and Celebes, to accompany the ‘‘ Smithsonian African 
Expedition, under the direction of Edmund Heller in conjunction with 
the Universal Film Manufacturing Co.,” which sailed from Brooklyn, 
July 16, 1919, on the steamship City of Benares, and arrived in Cape 


Town, August 13. 


22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


i BOR ee 
ecured at Masindi, in Uganda, by jacking, 
June, 1920. 


ig be y 
NP es 8 
F) 


Ps 


Fic. 28.—A fine leopard s 


seldom seen owing to its nocturnal habits. Budongo Forest, June, 1920. 


SMITHSONIAN EXPLORATIONS, 1920 


were encamped on the Kafue River about sixty miles above its confluence 
with the Zambesi, in Northern Rhodesia, December, r1g1o. 


Fic. 31.—The “ standard-wing night jar.” Masindi, Uganda, June, 1920. 


24 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Le. Loe tie < Stee 
Fic. 32.—Lates, a large perch of Lake Tanganyika. 


wey 


Fic. 33.—Kaffirs cleaning elephant skeletons at the camp of Major 
Pretorius, in the Addo Bush. The South African Government has ordered 
the destruction of these animals—the only herd of the kind in the world 
today, living so far beyond the confines of the tropics, with the exception of 
the few in the Knysna Forest. Kenkel Bosch, Cape Colony, September, 


IQI0. 


No. 6 SMITHSONIAN EXPLORATIONS, I920 25 


Fic. 34—Wahutu men dancing at Nyanza on the shore of Lake Tan- 


ganyika. Their voices, jingling bells on the ankles and stamping feet add 
excitement to the scene. 


Fic. 35.—Among the Wahutu who live on the coast of the lake and the 
Watuzi of the mountains it is customary for a few of the best dancers to 
come forward that their skill in jumping and whirling may be demonstrated 
to better advantage. 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


In the vicinity of Cape Town, Mr. Raven was able to collect only 
insects and invertebrates, and from there he went to the Addo Bush, 
where 19 days were spent in collecting small mammals and _ birds. 
Going through Durban and Johannesburg, Mr. Raven spent two 
weeks collecting at Ottoshoop in the Transvaal, after which he pro- 
ceeded to Victoria Falls, and from there he left for the Kafue River 


Fic. 36—A young chief of the Wahutu ready to 
lead his men in the dance. Nyanza, Lake Tangan- 
yika, February, 1920. 


region, where he camped for several weeks. After spending some 
weeks along the Congo, he reached Lake Tanganyika, where camp 
was made for about a month. The next stop of any length was in 
Uganda, where a few days over a month were spent in collecting in 
the Budongo Forest. As the whole forest was in the sleeping-sick- 
ness area, it was necessary to get a special permit from the district 
commissioner to enter it, and the native boys had to be examined by a 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 27 


ata el ad ed 20 beet ti 


Fic. 37.—The Watuzi of the mountainous region northeast of Lake Tan- 
ganyika in one of their very picturesque dances. Each man carries a long 
lance or two, and a bow with one or more arrows. 


Fic. 38.—W epairing the wall of a hut 
with mud. The walls are made with wooden supports and between these are 
placed rows of stalks of elephant grass partly buried in the ground and 
fastened together with grass. The whole is then covered with mud and a 


roof built so that it overhangs and protects the walls from the erosive effect 
of rain. 


28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


doctor before entering the area and again on leaving it. Work here 
was finished on July 14, 1920, after which Mr. Raven returned to the 
United States, sailing from Cairo, September 2, and arriving in New 
York, September 17. 


Fic. 39.—A Dinka woman and her child at Shambe 
on the upper Nile. It is a rather common sight to 
see the natives cleaning their teeth with a bit of stick. 
Sometimes they pound the end or split it with a knife 
so that it becomes brushlike. 


Though not numerically large the collections are of unusual interest 
on account of the manner in which they supplement those obtained 
by other expeditions in which the Smithsonian Institution has been 
interested. Among the most important material may be mentioned 
697 mammals (including 272 specimens from South Africa, a region 
hitherto very imperfectly represented in our collections; 152 from 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 29 


Fic. 40.—The Victoria Falls of the Zambesi River. Above the falls the 
river is about a mile wide but drops over a cliff nearly four hundred feet 
into a narrow gorge which in some places is less than one hundred and 
fifty yards in width. 


Fic. 41—A native village at Port Bell in Uganda, with Lake Victoria 
Nyanza in the distance and to the right an acacia tree in which a colony of 
weaver birds have made their nests. 


3 


30 SMITHSONTAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 42.—Primitive irrigating machinery, on the Blue Nile at Khartoum, 
August, 1920. Oxen, donkeys or camels are used to turn such water 
wheels. 


* 


Fic. 43.—Sheep grazing near the temple of Medina Habu in Upper Egypt. 


‘No. 6 SMITHSONIAN EXPLORATIONS, 1920 31 


Lake Tanganyika; the chimpanzee of Uganda), 567 birds, 206 rep- 
tiles, and 193 fishes. The photographs here reproduced were all taken 
by Mr. Raven, who has also prepared the legends which accompany 
them. 


BOTANICAL COLLECTING IN AFRICA 


Dr. H. L. Shantz, Botanist, Office of Seed and Plant Introduction, 
Bureau of Plant Industry, United States Department of Agriculture, 
was also a member of the Smithsonian African Expedition, and his 
chief objects were to secure live plants of agricultural value for intro- 
duction into the United States, to study the agricultural methods of 
both natives and Europeans, and to collect plants for the National 
Herbarium of the United States National Museum. This work began 
at Cape Town, August 13, 1919, and terminated at Port Said, Sep- 
tember 2, 1920. 

The vegetation of the Cape region has long been known to Euro- 
pean botanists, and has received more attention than that of any other 
portion of Africa. It is difficult to imagine a region which has so 
many striking features. The wealth of Proteas and Ericas alone 
would make this region unique. Lilies of various and beautiful types, 
Iridaceae, Amaryllidaceae, and Orchidaceae, each represented by 
many genera and species, the Arum lily or calla, which occurs every- 
where in wet soil, and Pelargoniums, which here cover the mountain 
sides, make of this Cape region a natural botanical garden, so rich and 
varied that any botanist will here find plants of absorbing interest. 
At Kirstanbosch there has been established the National Botanic 
Gardens now under the direction of Dr. R. H. Compton. If the well- 
laid plans are fully carried out, it will be possible to find here all of 
the more interesting indigenous plants of South Africa, and to this 
garden will come botanists, horticulturists, and agriculturists inter- 
ested in South African plants. American botanists would be proud 
if we had anywhere in our country a garden to compare with it. 

East of Port Elizabeth in the Addo Bush, which is a low thorn 
thicket of trees and vines about 15 to 20 feet high, are food plants of 
especial interest. Among the succulents, none are more interesting 
than the speckbroom (Portulacaria affra), a source of forage for the 
wild elephant herd of the bush as well as for other large herbivora, 
ostriches, cattle, sheep, or other domesticated animals. This plant 
has been introduced into the United States and is doing especially 
well in southern California in the lower chaparral zone and should 
greatly improve the forage value of the natural range. Here are 
many interesting plants such as the picturesque Acacia horrida, with 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


its large white spines, the Boer Bean, Schotia speciosa, the young 
beans of which are cooked and eaten, also many interesting Aloes, 
Lilies, Cotyledons, and Euphorbias. The elephants’ foot (Testu- 
dinaria elephantipes) and many species of asparagus also occur here. 

The Karroid plateau was seen only during the rest period, when its 
vegetation, which consists of desert grasses and shrubs, is in appear- 
ance identical with portions of the Great Basin in Nevada. Especially 
interesting features of this desert are the great number of species of 


i Rag? 


Fic. 44——On the Karroid Plateau, west of De Aaar. This desert shrub, 
known as Karroo bush (Pentzia), is a valuable forage plant, resembling our 


bud sage of the Nevada and Utah deserts. Cattle, sheep and ostrich are the 
chief grazing animals. 


Mesembryanthemum, several of which are edible, and the Karroo 
bush (Pentzia), a valuable forage plant, areas of which resemble in 
general appearance our Bud Sage areas of Nevada and Wyoming. 
Passing northwest to the region about Kimberley, there is a 
scattered growth of Acacias, over an open desert grass type similar 
in some ways to the vegetation of west Texas and portions of Arizona 
and New Mexico. The high grasslands of the Transvaal, on the 
other hand, with a grass vegetation dominated by Themeda forskalu, 
reminds one of Andropogon scoparius areas in the drier portions of 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 33 


our prairies. Here corn is the principal crop and the large ranches 
with houses far apart, each with a clump of trees, make the resem- 
blance to our prairies in the earlier days even more striking. 

The portion of the Transvaal north of Pretoria, known as low 
Veld, consists of a scattered growth of relatively small trees over a 
grass cover composed of rather coarse tall grasses. This is one of 
the most widely distributed types and an exceptionally interesting 
one. The grasses are burned off each year and only such trees as can 
resist the fires can maintain themselves under this condition. This 
type becomes somewhat modified at Lourengo Marques, where the 
vegetation, although quite luxuriant, still showed signs of a prolonged 
drought period. Here, as in the region north of Pretoria, the Kaffir 
Orange (Strychnos pungens) is abundant, and there are many species 
of Acacia and Combretum. The Cashew Nut (Anacardium occi- 
dentale) is everywhere a prominent tree and has the appearance of 
being indigenous, although introduced from South America. It forms 
a large evergreen tree and is never cut down by the natives, who prize 
it both for the fruit and for the nut, from which they secure both food 
and a strong alcoholic beverage. Another tree of unusual interest 
is the Morula (Sclerocarya caffra), which has a valuable oil and 
edible nut, with a fruit useful for making jam and an alcoholic drink. 

Of the more strikingly beautiful trees of this section are the red 
flowered and fernlike-leaved Delonix regia, the beautiful blue 
flowered Jacaranda, and the Mahogany Bean (Pahudia quanzensis) 
which produces in its large pods a large black bean with a brilliant 
scarlet cup-shaped aril at the base and is one of the important timber 
trees. 

The vegetation at Salisbury reminds one of the low Veld above 
Pretoria, a grassland with scattered trees, singly or often in clumps. 
At Bulowayo the grasses are less luxuriant and the trees smaller and 
more xerophytic. The vegetation about Victoria Falls, except for 
the small forest irrigated by spray from the falls, is also xerophytic 
in character. At Kafue the grasses seem more luxuriant but the 
trees are much as at Victoria Falls. Here a number of important 
fruits were secured, most of which are still undetermined. A nut 
tree of unusual interest, because of its value for food and oil and the 
remarkably light weight of the wood, was secured here. It has been 
known as the Manketti Nut (Ricinodendron rautanenu). Here also 
occurs the Beobab (Adansonia digitata), the largest tree in Africa, 
useful to natives as a source of Bast fiber and as food. The acid 
white pulp which fills the fruit and surrounds the seed is eaten or 
dissolved in water to produce a refreshing drink. 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The dry, open forest around Elizabethville gives way, before 
Bukana is reached, to the tall grass and scattered trees which form 
the great Savanna, which surrounds the tropical forest of the Congo. 
The Lualaba is lined with oil palms (Elaeis guineensis) throughout 
almost the whole of its course, and during much of the time swamps 
of Papyrus are abundant along its course. Most interesting were the 
great numbers of wild Sorghum grasses, some of which may prove 


Fic. 45——Two large mango trees (Empe oribo) at Kigoma on Lake Tan- 
ganyika. The trees bear two crops of fruit a year, a large crop in January and 
February, and a small crop in August and September. The fruits are large, 
fully five inches long, of excellent flavor and with practically no fiber around 
the seed. The building in the back is the railway station. 


valuable in our dry-land agriculture. The oil palm, which belongs to 
the native who planted it, is probably the most useful native plant in 
all Central Africa, and its oil is used by the natives as food and for 
making soap with which to wash their clothes. 

The dense tropical forests which cover much of the central Congo 
were seen at Kindu on the Congo River, where they form a dense 
canopy, but where the undergrowth is not entirely shut out. At 
Kigoma and Ujiji, on Lake Tanganyika, the grassland is dotted with 


NO. 6 SMITHSONIAN. EXPLORATIONS, 1920 35 


large mango trees, the fruit of which is large and of excellent quality. 
These trees were probably introduced by Arab slave dealers and 


Fic. 46.—Watuzi chiefs dressed for the dance. They are, from 
left to right, Kikovio (son of Ararawe), Mizambo (a Bagamwa 
or prince of the fourth generation) and Ararawe (brother of 
the head chief, Andugu). 

The dress consists of an undergarment of bark cloth, made 
from the bark of a fig tree, of two skins of leopard or serval 
cat, one over the shoulder and one around the loins. Each carries 
a long bow, decorated with banana fiber, two arrows and a long 
spear. 

They live largely on cattle, and inhabit the high mountain grass- 
lands of Urundi. They are exceedingly tall, slender and athletic 
men, are alert and pleasant and are almost untouched by white 
influence. 


merchants, and probably all originated as seedlings. Along the shore 
of Tanganyika in Urundi many plants were collected. In the high- 
land back of the lake at N’gano N’gano, the rolling hills are covered 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


with excellent grasses of high forage value, and support thousands 
of cattle. The Watuzi who inhabit this region are one of the least 
known but most interesting tribes in all Africa. They are tall, 
slender, athletic men, with thin. lips and straight noses, and are 


rw \ EE = OME SN LD See ae 
Fic. 47—A grove of cocoanut palms at Dar es Salam, Tan- 
ganyika Territory, with a native (Swahili) hut in the back- 
ground. 

The whole region about Dar es Salam and for fifteen or 
twenty miles inland is occupied by an almost continuous cocoa- 
nut palm grove. The notches in the trees facilitate the gather- 
ing of the nuts. 


probably the best athletes in the world, especially at high jumping, 
which is one of their chief accomplishments. Many grasses and 
many bulbous plants from this region give promise of value as plant 
introductions. A great variety of bananas, beans, and cereals are 
grown by these natives. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 37 


At Dar es Salam, a broad strip of coast is given over largely to the 
cultivation of the coconut palm, although the streets are often lined 
with wild figs, Delonix regia, and Terminalia catappa. Zanzibar is 
given very largely to the cultivation of cloves, and here are also grown 
many tropical fruits, and there is a small but exceedingly interesting 
botanical garden. Tanga is somewhat similar to Dar es Salam in 
vegetation. 


Fic. 48.—Bank of the Victoria Nile at Masindi Port in Uganda. A luxuriant 
growth of papyrus, water-lilies, morning glories and other water plants. Much of 
Lake Kioga is covered with this type of vegetation. 


es 4 


While the vegetation of the north shore of Lake Victoria is rich 
and varied and reminds one of that seen in the Congo and on Lake 
Tanganyika, the outstanding features in Uganda are the areas of 
elephant grass, Pennisetum purpureum, and the immense tracts of 
bananas which extend for miles and miles, for bananas are relatively 
as important to Uganda as corn is to Illinois. 

There are several small tropical forests in Uganda, and at Entebbe 
an unusually interesting botanical garden. The flame of the forest 
(Spathodea), a prominent tree through much of tropical Africa, the 


38 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


kiduri1 (Antiaris toxicaria), and many other trees. are prominent 
here. At Entebbe one may see Para rubber, Cera rubber, Cacao, 
sugar cane, yams, corn, rice, wheat, and other temperate crops har- 
vested at the same time. 

The principal results of the expedition were the collection of about 
1,000 botanical specimens for the National Museum, and the introduc- 
tion of about 1,600 plants for growth as agricultural plants in this 


Fic. 49.—The Uaso Nyiro River at Archer’s Post. It flows through a_ semi- 
desert country abounding in big game animals. It is lined throughout by 
groves of Dum Palm. 


country ; the more important being forage plants, nut plants, fruits, 
and vegetables. The acquaintance was made of many men interested 
in plants and agriculture, throughout the Continent, who can be of 
service 1n connection with securing additional material. First-hand 
observations were made of the methods of agriculture pursued by 
African tribes as well as the Europeans, and a large number of photo- 
graphs were taken which illustrate the natural vegetation and agri- 
cultural crop methods. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 39 


AUSTRALIAN EXPEDITION 


During the past year Mr. Charles M. Hoy has continued the work 
of collecting material in Australia, under about the same conditions as 
those mentioned in the last report on explorations. In this period 
collections were made at the following localities : 


“Farina, S. A.: Work in the Farina district was done at Lindhurst, 30 
miles east of the town of Farina. Nineteen days were spent there, resulting 
in the collection of 110 birds and 64 mammals. A few reptiles and insects 
were also collected.” 

“Kangaroo Island, S. A.: Twenty-six days were spent, in the field, on 


* 


Fic. 50.—Aboriginal grave yard, North Australia. 


Kangaroo Island with the result of 85 mammals, 51 birds, and miscellaneous 
reptiles, amphibians, and marine specimens collected.” 

“Port Lincoln (Eyres Peninsula), S. A.: Twenty-two days were spent in 
the field resulting in the collection of 86 birds and but 15 mammals. A 
few miscellaneous specimens including reptiles, crustacea, etc., were also 
obtained.” 

“Busselton, W. A. (50 miles south): Camp was pitched 50 miles south 
of the town of Busselton, on the edge of the Government Timber Reserve. 
Forty days were spent in camp (May 14-June 23). The weather was the 
worst that I have experienced. During the whole 40 days, there were only 
three days free from rain. Over 18 inches fell in that time. It was impossible 
to keep things dry and even the tent fly went green with mould. Despite 
these handicaps, however, a pretty fair collection was obtained. The collec- 
tion contains 94 mammals, 46 birds and a few miscellaneous alcoholic speci- 
mens (reptiles and land shells).” 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 51.—A rufous rat-kangaroo from New South Wales. 


Fic. 52.—Phascogale, a mouse-like marsupial from New South Wales. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 4! 


Ri +: s 

geo a Z * * 

- ef “sy - we x * . ~—> =e ” < 
+S * -% oon ‘ - * Es, 4 ae, x 
es . ‘ 3 ee | - 


+ ? ee ae 


Fic. 53—A young kangaroo. Photographed on Kangaroo Island, Australia. 


Fic. 54.—An Echidna or “spiny anteater” photographed on Kangaroo 
Island, Australia. The long bird-like beak projects from behind the plant 
which conceals the animal’s face. 


42 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


“Derby, W. A. (32 miles southeast): Twenty-three days were spent in 
the above locality, August 7-29. The locality visited was very poor in both 


mammal and bird life and a collection of only 43 mammals, 68 birds and 10 
reptiles secured.” 


Fic. 55.—A native of North Australia. 


In the last letter received from Mr. Hoy, from Port Darwin, 
Northern Territory, dated September 25, 1920, he writes, in part, as 
follows : 


NO. 6 SMITHSONIAN EXPLORATIONS, I9Q20 43 


“T have decided to work the Northern Territory and then go overland to 
Queensland via the old wagon road. I will travel in a buckboard and will go 
south from here, to the Catherine River, then east along the Roper, and then 
to the McArthur. On reaching the latter river I will go south along the river, 
then to Anthony’s Lagoon and east across the tableland to some point in 
Queensland—most likely Gloncurry. The trip will take about four months 
and will have many advantages. The road is an easy one, being an old estab- 
lished route with plenty of good water along the way, and the trip ought to be 
productive of very good results.” 

During the year two shipments were received from Mr. Hoy, the 
last one arriving here in September. A total of 440 mammals, well 
prepared, several of which were hitherto unrepresented in our collec- 
tion, together with series of skeletal and embryological material ; 
570 bird skins, with 24 additional examples in alcohol, and smaller 
collections of reptiles, amphibians, insects, marine specimens, etc., 
were received. 

Up to the time of Mr. Hoy’s visit to Australia the Museum had 
received not over goo specimens of birds from that country; the 
majority of these were old, mounted, and without precise data, some 
of them dating back to the time of the Wilkes Exploring Expedition. 
About 350 mounted birds, displayed at the Centennial Exposition in 
Philadelphia in 1876, by the several Australian colonies, and pre- 
sented to the National Museum at the close of the exposition, formed 
the largest single contribution to our collection; the remainder of 
the material consists of many smaller lots, obtained by gift or ex- 
change at long intervals. About 140 species, including several of the 
distinct forms of Kangaroo Island, are represented in the material 
received from Mr. Hoy, all well prepared and with adequate data. 
Some of them are quite new to the Museum collection, and others, 
‘such as the lyre bird, have not previously been available in our study 
series. 

BIOLOGICAL EXPLORATION IN HAITI 

Dr. W. L. Abbott, of Philadelphia, accompanied by Mr. E. C. 
Leonard, of the National Museum, as botanical collector, made a 
visit of exploration to southern Haiti from February to July, 1920. 
Dr. Abbott undertook this visit chiefly that he might study the bird 
life of Gonave Island, hoping to complete certain series he had col- 
lected on a former visit. The island is about 30 miles long and Io 
miles broad, and consists of a low mountain range bordered by a 
belt of foothills that merge gradually on the north coast to a level 
beach fringed by mangroves, but on the south slope descend rather 
abruptly into the sea. Dense thorn thickets cover the arid mountain 
sides and foothills, while the uplands, called La Table, open into 


44 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


large grassy tracts with only occasional trees or shrubs. Due to the 
scarcity of water and, in many places, to large outcrops of bare coral 
rock, the island is poorly adapted to agriculture, but the grassy up-~ 
lands furnish excellent grazing. The forests yield a fair amount of 
lignum vitae. The party spent three weeks on the north coast, work- 
ing around Anse Galette and Etroite, and later a week on the south 
coast in the vicinity of a small fishing village called Pikmi. 

The regions visited on the mainland were St. Marc, Etang or 
Manneville, Fond Parisien, La Mission, Furcy, and Pétionville, with 
Port au Prince as base. 


ian ex al “ot Se NBeae bu « 
Fic. 56.—Royal Palm groves of Fond Parisien. 


Etang is on the northwest shore of Etang Saumatre, a large lake 
nearly 20 miles east of Port au Prince, bordered on the west by the 
plains of the Cul de Sac, on the north by the mountains of Grand 
Bois, and on the south and east by the foothills of La Selle Moun- 
tains. The lake is about 50 feet below sea level and very salty. 
Among the interesting natural features of the region is a series of 
large springs, flowing into the lake through a belt of marshy meadows 
which are covered by a short sod composed almost entirely of several 
species of sedges. An excellent opportunity was offered to study 
both the arid cactus forests and cat-tail marshes that occur in the 
Cul de Sac. 

The large royal palm groves of Fond Parisien, situated on the 
southeast shore of Etang Saumatre, give it a picturesque appearance, 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 45 


In old French times Fond Parisien was considered one of the most 
beautiful spots in Haiti, but a flood has covered the greater part of 
this once fertile district with stones and gravel, transforming it into 
a desert. The large areas of black mucky swamp land to be found 


1 is 
yds f i 
j yy 
Boe j ld ; Ny ‘ . 3 
Fic. 57.—“ Strangler plant” (a species of Clusia) on a 
large leguminous tree near Pétionville. 


here are utilized in sweet potato farming, while some cotton is grown 
in the drier parts. 


La Mission is a day’s journey to the south from Fond Parisien. 
The most striking features of this region are the open pine forests 


4 


46 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


* _ af i Reh rd seat 


Fic. 58.—Pic de Bromt (called “ Morne-cte-Weézan). A new species of grass 
, was found growing on the summit of this mountain. 


Fic. 59.—Weaver bird and nests in a thorn tree. Fond Parisien. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 47 


and occasional wet thickets, the latter sheltering a luxuriant growth 
of ferns. The natives are, however, rapidly destroying the pine trees 
both by burning the forests repeatedly and by girdling the pines for 
splinters, which are sold in the markets as kindling. 

Furcy and Pétionville are not far from Port au Prince. Both are 
easily accessible and are among the few localities which have been 
visited by naturalists. 

Nearly 10,000 specimens of plants were collected, as well as a 
number of land shells and insects. 

The birds obtained by Dr. Abbott during this expedition numbered 
201 skins, with a few alcoholic specimens and skeletons. By far the 
most interesting ornithological observation made was the discovery 
in some abundance of an introduced weaver bird, Hyphantornis 
cucullatus (Muller), a native of West Africa. This species was 
found at several points in Haiti, where it occurs in colonies and 
affects much the same type of country as do related species in Africa. 
Nearly completed nests, without lining, were found about the middle 
of May, but no eggs had been deposited at this date. They are 
strongly woven of narrow strips of palm or banana leaves, and 
have an entrance at the side. An illustration of the manner of nest- 
ing is shown in figure 59. Two smaller species of west African 
weavers, belonging to other genera, are known to occur in Porto Rico, 
where they have existed for many years, but the date and circum- 
stances of their introduction, as well as those of the species dis- 
covered in Haiti, are at present unknown. 


MALACOLOGICAL FIELD-WORK IN CALIFORNIA AND THE 
HAWAIIAN ISLANDS 

On the way to the First Pan-Pacific Scientific Congress held in 
Honolulu, August 2-20, 1920, Dr. Paul Bartsch, curator of mollusks, 
U. S. National Museum, stopped for three days in Glacier National 
Park, where some collections were made. 

He also spent a day on shipworm investigation about Mare Island, 
where he had placed at his disposal, by the commandant of the station, 
a tug and pile extractor, and the necessary officers and men to make 
every minute of his stay count, the result being a careful examina- 
tion of pilings throughout the stretch of San Pablo Bay and the 
adjacent shores of San Francisco Bay. This investigation resulted 
in establishing the fact that the mollusk which has been doing the 
damage estimated at some $25,000,000 last year is a new species of 
Teredo, which Dr. Bartsch has named Teredo beachi in honor of the 
commandant of Mare Island. 


48 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOLE 72 


Dr. Bartsch, in preparing a monograph on the land shells of the 
Epiphragmophora californiensis group, was very much puzzled how 
to account for the presence of two very closely related subspecies at 
Pt. Pinos, California. He took this occasion to visit Pt. Pinos, and 
there found that the two subspecies do not occupy the same habitat. 
The smaller of the two was found in great abundance under plants 
on two of the rocks lying off the Point, separated from the mainland 
by a gap across which one could easily leap, while the larger sub- 
species, which was rather rare, was found on the ground, buried 
beneath needles and vegetable detritus. Two subspecies of the 


Fic. 60—The home of Epiphragmophora californiensis Lea, a species of land 
shells, off Pt. Pinos, California. 


Epiphragmophora tudiculata group were found to occupy a similar 
range. 

Mr. Henderson and Dr. Bartsch arrived in Honolulu a few days 
prior to the meeting, and this time was used for collecting land, 
fresh-water, and marine shells on the island of Oahu. They also 
collected mullusks during their sojourn about the wonderful crater 
of Kilauea, on the occasion of the visit by the congress to the island 
of Hawaii. Several stations were likewise made between Kilauea and 
the Kohala coast. A large number of marine shells were secured 
from the rocky shores of Honaunau Bay. 

Since the first accommodations to be secured for the return were 
dated September 8, the intervening time between the close of the 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 AQ 


congress and this date was spent in collecting specimens. Dredgings 
were made in Pearl Harbor, where the commandant placed one of 
the dredges at their command. They were also rendered the neces- 
sary assistance in making a search for shipworms, with the result 
that a new species of Teredo was discovered, which has been named 
Teredo parksi, in honor of Admiral Parks, in charge of Yards and 
Docks, U. S. N. They also dredged in Maunalua Bay, on the south 
side of Oahu and in Kaneohe Bay, on the east side of the same island. 
Specimens were also collected on various occasions at Haleiwa Beach, 
on the north end of Oahu, and the beach and shallow water adjacent 
to their cottage at Waikiki were thoroughly scratched over. Trips 
were also made into various parts of the mountains, where land shells 
of many kinds were secured. 

Another excursion carried them to the island of Maui, where 
marine shells were collected wherever possible along the shore, and 
land shells were secured on their ascent of the magnificent extinct 
voleano of Haleakala. 

One of the very interesting observations made on this trip to the 
Hawaiian Islands was the finding of an existing marine flora and 
fauna at a considerable elevation above the level of the sea on the 
gently sloping bench at the southeast point of Hanouma Bay. This 
flora and fauna consist of algae, quite a number of species of mollusks, 
crustaceans, echinoderms and other marine organisms, which occupy 
pools and puddles kept ever moist and supplied with fresh water by 
the spray from the breaking surf, which incessantly pounds that 
shore. Dr. Bartsch considers this an important observation, since the 
occurrence of fossiliferous laminae bearing marine organisms be- 
tween sheets of lava has been held to indicate that they were deposited 
‘at or below sea level and their occurrence above this has been held as 
evidence of elevation. We have here an instance which indicates 
that this is not necessarily the case, for such a lamina would be pro- 
duced if a new outpouring of lava were to cover up the place 
mentioned. 


BOTANICAL EXPLORATION IN JAMAICA 


In February, 1920, Mr. William R. Maxon, Associate Curator in 
the Division of Plants, United States National Museum, and 
Mr. Ellsworth P. Killip, aid, were detailed to make botanical col- 
lections in Jamaica. The expedition was made possible largely 
through the co-operation of the New York Botanical Garden, the 
Gray Herbarium of Harvard University, the Field Museum of 
Natural History, the University of Illinois, the Arnold Arboretum, 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 62.—Residence at Cinchona. 


NO. 6 SMITHSONIAN EXPLORATIONS, I920 51 


Fic. 63—Higher peaks of the Blue Mountains as seen from the southwest; 
Mossman’s Peak (unexplored) at the left, separated from Blue Mountain 
Peak (2,225 meters) by Portland Gap. 


Fic. 64.—In the heart of the Blue Mountains. The denuded areas are land- 
slips due to erosion in areas long under cultivation in coffee. 


52 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


and Mr. Oakes Ames in contributing to the field expenses of the 
work. Two months were spent in the island, and upwards of 10,000 
specimens were brought back, representing about 1,700 collection 


Fic. 65.—Fern-covered bank on trail to Morce’s Gap. The 
tree ferns in the center are Cyathea pubescens. 


numbers. The material has been shared among the contributing 


institutions, the ferns and flowering plants having already been fully 
identified. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 


3 


on 


From headquarters in Kingston field-work was carried on in several 
widely separated parts of the island, the courtesy of free transporta- 
tion on the Jamaica Railway having been extended by the colonial 
government. Through the kindness of Mr. J. G. Kieffer, general 
manager of the United Fruit Company in Jamaica, a house on the 
company’s plantation at Windsor, in the rich banana region south of 
Port Antonio, was placed at the disposal of the party. About 10 
days was spent here, trips being made to Mooretown, Mill Bank, 
Cuna Cuna Pass, and the northern foothills of the John Crow range. 


> Se ae 


Fic. 66.—A characteristic fern (Dicranopteris bifida), growing in vinelike 
masses near Morce’s Gap. 


The most productive period was one of three weeks in March, 
spent in the Blue Mountain region, with headquarters at the botanical 
station at Cinchona, the lease of which had been renewed by the 
Smithsonian Institution in January, 1920. Located on a projecting 
southern spur at an altitude of 1,500 meters, equipped with a service- 
able laboratory and most comfortable living quarters, Cinchona served 
as an excellent base for botanical exploration in the Blue Mountain 
region, most of the peaks lying within fairly easy reach. Extensive 
collections were made on John Crow Peak, at New Haven Gap and 
Morces Gap, and in the vicinity of Cinchona, as well as on trips to 
Thompson’s Gap, Hardward Gap, and the summit of Blue Mountain 


54 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Peak. Over 800 numbers were collected in this region. In prepara- 
tion for a projected work by Mr. Maxon on the ferns of Jamaica, 
particular attention was paid to this group, nearly 200 species being 
here collected. 

Other regions visited include Hollymount, on the upper slopes of 
Mount Diabolo, in the central part of the island, the coastal territory 
of Montego Bay, and the southern border of the “ Cockpit Country,” 
the last a wild, little inhabited, wooded area of innumerable limestone 
sinks lying southeast of Montego Bay. Collections at Cook’s Bottom, 
Mulgrove, Mocho, and Ipswich yielded a number of new or otherwise 
very interesting species. Just before leaving Jamaica Mr. Maxon 
made a brief visit to Pigeon and Great Goat islands, lying off Old 
Harbour. 

Much of the success of the trip is due to assistance extended freely 
by officials of the United Fruit Company, acknowledgment of which 
is gratefully rendered. 


BOTANICAL EXPLORATION IN BRITISH GUIANA 


Mr. A. S. Hitchcock, Custodian of Grasses, visited British Guiana, 
making the trip through the co-operation of the United States De- 
partment of Agriculture, the New York Botanical Garden, and the 
Gray Herbarium. He left New York, October 4, 1919, and arrived 
at Georgetown, October 22, stopping on the way at St. Thomas, 
St. Croix, St. Kitts, Antigua, Guadeloupe, Dominica, Martinique, 
St. Lucia, and Barbados. He left Georgetown, February 2, 1920, 
and arrived in New York, February 16, stopping four days in Trini- 
dad and one day at Grenada. 

Six weeks were spent at Georgetown, and other points along the 
coast; three weeks at the Penal Settlement on the Mazaruni River, 
from which were visited Bartica, Kalacoon, and Kartabo; two weeks 
on a trip up the Demerara, Essequibo, and Potaro rivers to Wismar, 
Rockstone, and Tumatumari; and ten days on a visit to the North- 
western Distict, including Morawhanna on the Barima River, Isso- 
rora, the Rubber Station on the Aruka River, and the Yarikita Police 
Station on the Venezuelan border. 

Four sets of plants were collected including 1,134 numbers, with 
extra sets of the grasses. On account of the extremely damp climate 
it was necessary to use artificial heat in drying the specimens. Two 
oil stoves were kept burning night and day, the specimens being 
between corrugated paper. After drying, the plants were sprinkled 
with naphthalene powder to prevent subsequent molding. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 55 


British Guiana has an area of about 90,000 square miles, is about 
400 miles deep, and extends about 250 miles along the coast (Lat. 
1°-8° N., Long. 57°-61° W.). There are three counties: Demerara, 
including the drainage system of the Demerara River and to the 
Abary River on the east; Essequibo, including the drainage system 
of the Essequibo River and all to the west; and Berbice, including 


Fic. 67.—St. Thomas. The wall is covered with coralita 
(Antigonon leptopus), an ornamental vine with handsome 
racemes of pink flowers. The palms are royal palms. 


the drainage system of the Berbice River and east to the Courantyne 
River. Georgetown, at the mouth of the Demerara River, has a 
population of about 60,000. The only other city is New Amsterdam, 
at the mouth of the Berbice River, with a population of about 9,000. 
The entire population of the colony is about 300,000, about 4,000 of 
whom are whites. The bulk of the population consists of East 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Indians (42.7 per cent) and negroes (39 per cent). The chief 
product of the colony is sugar, which, together with the by-products 
rum and molasses, constitutes about three-fourths of the exports. 
Other products are gold, rice, balata, timber, and cattle. The country 
is fairly healthy, the death rate being about 35 per 1,000 (14.8 per 
1,000 among whites). Yellow fever is absent, but malaria and dysen- 
tery are prevalent. 


Fic. 68.—Antigua. An old sugar mill. These old stone 
mills, formerly used for crushing the cane, are common on 
the islands. Oxen were attached to the long beam. The 
crushing or grinding is now done in modern sugar factories. 


The rainfall at Georgetown is about 90 inches, with a dry season 
September to November, and another short dry season in the spring. 
The temperature at the same place is, in the daytime, about 88° F. 
in the summer, falling four to six degrees at night, and in winter 
four to six degrees lower. The temperature at night in winter rarely 
falls below 75° (the minimum record for 35 years is 69°). 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 


oF 


The coastal region of the colony for 10 to 40 miles inland is a flat 


plain scarcely above sea level. Back of this there is a belt with hills 


7 ee 
Fic. 69.—Georgetown, British Guiana. 
rain tree (Samanea saman). 


One of the main streets with rows of 


Fic. 70—Morawhanna, British Guiana. A typical village of the interior. 


as much as 200 feet high. Toward the southwest the land rises 


and at the Venezuelan-Brazilian border culminates in the famous 
Mt. Roraima, a table mountain rising to a height of 8,500 feet. With 


58 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


the exception of the savannas of the southern part of the country 
(Rupununi District) and a few other small areas, the whole country 
is covered with dense virgin rain-forest. 

Communication in the interior is almost entirely by boat along the 
numerous streams, but unfortunately is hindered by falls and rapids 
above the influence of the tide (30 to 60 miles). 


OE > yA Me ES, eee 


Sad . Wat” >. » ‘ia ee a. ‘a 


Fic. 71.—A giant mora tree (Dimorphandra excelsa) in 
the virgin forest of British Guiana, near Tumatumari. The 
base is broad and buttressed. Attached to the trunk is a 
species of Marceravia. 


The scientific activities of the colony are mainly under the control 
of Prof. J. B. Harrison, Director of Science and Agriculture, who 
extended to Mr. Hitchcock many courtesies. 

The Jenman Herbarium, an important collection of British Guiana 
plants, is at the office of the director in Georgetown. There is an 
excellent botanical garden with a large collection of trees and shrubs, 
including a very fine series of palms. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 9 


on 


COLLECTIONS OF LIVING ANIMALS FOR THE NATIONAL 
ZOOLOGICAL PARK 
As in former years, friends of the Smithsonian Institution, while 
on expeditions abroad, collected and sent to Washington interesting 
living animals for the National Zoological Park. 
Mr. W. J. La Varre, who has before made collections of this kind, 
visited South America and explored the upper waters of the Amazon. 


Fic. 72.—Animals for the National Zoological Park awaiting shipment at 
Manaos, Brazil. Photograph by La Varre. 


He left the United States in June, 1919, and traveled directly to 
Manaos, Brazil, the jungle metropolis about 1,000 miles up the 
Amazon at the mouth of the Rio Negro. From Manaos he ascended 
the Rio Negro, by small steamer and launch, into Venezuela. He 
found much of interest, but no trace of the so-called “ cannibals ” of 
the region, or of anything savage, either beast or man. The natives, 
poor, half-breed rubber gatherers—Spanish, Portuguese, Negro, and 
Indian mixtures—treated him cordially and most hospitably, sharing 
their rude homes of thatch with him and giving him as much of their 
food as they could possibly spare. Six months were spent with these 


60 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


i 


Fic. 73.—Girls of the Rio Negro, Brazil. Photograph by La Varre. 


Fic. 74.—Native Batalao of rubber gatherers, Rio Negro, Brazil. Photograph 
by La Varre. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 61 
kindly, primitive people, in geographical and zoological research, ex- 
ploration, and hunting. 
The general scarcity of mammal life along these famous rivers was 
co) my, co) 


surprising. So many rubber gatherers live here that the country has, 


wad 


CF eet NN cml Sg wan, 


Fic. 75.—Border marker between Brazil and Venezuela, with govern- 
ment officials of both countries. Photograph by La Varre. 


in fact, been hunted out, and the natives themselves are often hard 
pressed for food. Pacas and peccaries were plentiful, and numbers 
Tapir tracks were crossed several 


were shot for use in the camp. 
natives. 


times, and small deer were occasionally killed by the 


3) 


62 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Curiously enough, only two wild monkeys were observed, although 
examples of various species were commonly seen in the possession of 
natives. Birds, on the contrary, were plentiful—among the con- 
spicuous species were toucans, curassows, macaws, and _ parrots. 
Mr. La Varre left the jungle in February, and arrived in the United 
States near the end of March, 1920. His collection of living animals, 
which he presented to the park, included a specimen of the rare black- 
headed ouakari monkey (Cacajo melanocephalus), a species never 
before represented in the collection. This monkey is a member of the 


TBO SS GORE HAE BGT pai 
Fic. 76.—White-backed Trumpeter (Psophia leucoptera) from the Rio Negro, 
now in the National Zoological Park. Photograph by La Varre. 


only genus of short-tailed monkeys inhabiting the New World, and is 
very seldom seen in captivity. 

Other animals in the La Varre collection are capuchin and squirrel 
monkeys, an ocelot, two margay cats, egrets, a scarlet ibis, and a 
number of parrots and paroquets. A large living specimen of the rare 
and curious matamata turtle, a gift to the park from Mr. A. T. S. 
Hore, of Manaos, was brought home with the lot. Another American 
resident of Manaos, Mr. Edward B. Kirk, also contributed some 
interesting birds, among which was a fine specimen of the very rare 
white-backed trumpeter (Psophia leucoptera) from the Rio Negro. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 63 


A second collection of living Neotropical animals was brought to 
the park by Dr. William M. Mann, of the Bureau of Entomology, 
United States Department of Agriculture, who visited Honduras in 
the spring of 1920. Dr. Mann’s duties in other lines naturally 
absorbed most of his time, but he succeeded in landing in good con- 
dition a number of valuable animals. His collection included pacas, 
agoutis, kinkajous, squirrels, a mantled howler monkey, and some 
reptiles, among which was a specimen of Rossignon’s snapping turtle, 
a species rarely taken by collectors. 

Other valuable animals were collected and presented to the park 
by Hon. Henry D. Baker, American Consul at Trinidad, British West 
Indies, and by Mr. Isaac Ellison, of Singapore, Straits Settlements. 
Mr. Ellison succeeded in landing and placing in the park a thrifty 
young male orang-utan, three years old. This is one of the most 
interesting and valuable gifts received in many years. The animal 
has now become thoroughly adapted to his new home and promises 
to become .a most unusually attractive addition to the collection. 

The National Zoological Park also shared in the large collection of 
African animals collected and brought to America for the New York 
Zoological Society by Mr. A. K. Haagner, director of the National 
Zoological Gardens at Pretoria, South Africa. Included in the lot 
received at Washington are a lechwe antelope and a specimen of the 
Rhodesian baboon, recently discovered and described by Mr. Haagner. 


ANTHROPOLOGICAL EXPEDITION TO THE FAR EAST 


Under the auspices of the Smithsonian Institution and in connec- 
tion with the Rockefeller Foundation and the Peking Union Medical 
-College, Dr. Ales Hrdli¢ka made an extensive trip to the Far East 
during the first half of 1920. The objects of this trip were continua- 
tion of the studies relating to the origin of the American aborigines ; 
examination of the oldest skeletal and other human remains in Japan ; 
the furthering of the interests of physical and medical anthropology 
in China; and a personal visit to the rapidly disappearing full-blooded 
Hawaiians. The countries visited included Japan, Korea, Manchuria, 
northern China, the boundary of southern Mongolia, and the islands 
of Oahu and Hawaii in the Hawaiian Archipelago. 

In Japan especial attention was given on one hand to the physical 
characteristics of the people, and on the other to the prehistoric 
anthropological collections. The latter have by now assumed con- 
siderable importance. They are deposited in the universities and 
medical schools of Tokio, Kyoto, Sendai, Osaka, and Kumamoto, 


64 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 


Se 


Fic. 77—Average types of Japanese children. Photographs presented by 
Mr. Tsunawo Araki. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 65 


and are being steadily added to by new explorations in prehistoric 
mounds and shell heaps. They date all from the Neolithic period, 
nothing earlier having thus far been discovered in eastern Asia; and 
they show both an old diversity, as well as more or less relation to the 
Aino and to the Japanese. 


cd 
iA 
7 
5 
+ 


Fic. 78.—Japanese child. 


In Korea special facilities were obtained for visiting the museum 
at Seoul, which was found unexpectedly rich in Korean and Tur- 
kestan antiquities. The people represent quite a distinct subtype of 
the yellow-brown stem from that of the Japanese as well as that of 
the Chinese; they are more like the western Siberian or southeastern 
Russian Tatars. 

One of the most interesting features in Korea are the mound burials 
of the people. These mounds are all hemispherical, in contradistinc- 


60 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 79.—Of the best in Central Japan. Photographs presented by 
Mr. Tsunawo Araki. 


NO. 6 SMITHSONIAN EXPLORATIONS, I920 67 


tion to the conical mounds of Manchuria and northern China. They 
are of various sizes; they occur singly, in clusters, and in whole 
“ cemeteries "’; they are frequently assiduously cared for, and many 
are most picturesquely located on the slopes of hills, where they ap- 
pear to the best advantage. The Koreans are a modern race of mound 
builders. The country is full of archeological remains, including some 
big mounds and dolmens, and deserves much closer scientific atten- 
tion than it has so far received. 


Fic. 80 —A Korean Hamlet. From a few houses to large villages, they 
cluster in the nooks of the hills like mushrooms. 


The Manchus and the northern Chinese, particularly those of the 
Chihli Province, are for the most part tall, well-built people, quite 
different in bearing and even in physiognomy from the southern 
Chinese, though there is no sharp delimitation. They, too, present a 
fruitful field for detailed anthropological investigation. 

The southern or inner Mongolians were found to be a rather 
mixed lot, more so than the northern Mongolians who were visited 
by Dr. Hrdlicka in t912. A series of photographs was secured here 
as well as in Korea and Japan. In Japan, through the kind help of 
Dr. Tsunawo Araki, there was obtained a large collection of portraits 


68 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOLi72 


of Japanese children, while the Tokyo Dental College, through the 
good offices of Professor Mitsuru Okada, contributed several hun- 
dreds of portraits of its students. 

China, for the anthropologist and archeologist, is one vast open 
museum, in which something of absorbing interest 1s met with at 
almost every step. In addition the people, and particularly the students 
in colleges, impress one with their native abilities. China in the 
future may well be relied upon to give the world many a philosopher 
and scholar of distinction. 


Fic. 81.—Mounds near a Korean village. At sunrise on special days it is 
not unusual to find before each mound a prostrate figure in devotion before 
the grave of a father or mother. 


The stay at Peking was principally devoted to assisting in the de- 
velopment of the medico-anthropological work at the Union Medical 
College, and the organization of the “Anatomical and Anthropological 
Association of China.” The college has an excellent staff of well- 
trained young workers such as Drs. Cowdry, Black, Howard, and 
others, the majority of whom are seriously interested in those branches 
of anthropology which are nearest the medical sciences ; and there are 
bright prospects for anthropological work in other parts of China, 
due to the presence there of English-speaking (mostly American) 


ell te 


ae mtg ii 


Fic. 83.—A young matron of a good family, with baby and servant, at 
Sen Sen, Korea. 


70 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


medical missionaries, who are naturally interested in investigations 
of that nature. ; 

While at Peking, certain investigations were carried on, with the 
help of Professor Davidson Black, on Chinese teeth ; and a conference 
was held with the representatives of several Chinese ministries, as 
well as of the Chinese Geological Survey and the Peking Union 


Fic. 84.—A Korean girl. 


Medical College, on the subject of the foundation at Peking of a 
“Museum of Natural History of China,” the establishment of which 
would mean so much for the progress of the Chinese themselves, and 
for facilitating the work of foreign men of science in the Chinese 
Republic. There exists already, under the direction of Dr. V. K. 
Ting, a very creditable geological museum, which could serve as a 
nucleus of the more comprehensive institution. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 71 


Fic. 85-The surgical class at Severance College, Seoul, Korea, 
Dr. A. I. Ludlow operating. 


PSG Sete ae 


Fic. 86—Chunhuzes. A rare photograph of the North-Mongolian brigands. 


72 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


On the return trip a stop was made at Hawaii, and with the kind 
assistance of the staff of the Bernice Pauahi Bishop Museum at 
Honolulu, and particularly of Dr. Gregory and Mr. Stokes, some 
studies were carried out on the native Hawaiians in several of the 
most favorable localities. It was found that the Hawaiians, even 


Fic. 87.—Chinese woman with artificially de- 
formed feet, at Peking. This crippling deforma- 
tion is still extensively practised by the Chinese. 
A Chinese woman without deformed feet is not 


“cc 


regarded as “comme il faut.” 


where free from historic admixture with whites or negroes, present 
an old blend of several ethnic elements (yellow-brown, Indo-Euro- 
pean, and Negro or Negrito); this blend, however, has already 
reached a degree of approach to physical unity which permits the 
student to deal with it as with a racial subvariety or subtype. But 
this subtype is rapidly vanishing through new contacts. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 


NI 
no 


Fic. 88 Full-blood Hawaiion: 


ae i. 
Fic. 89.—Full-blood Hawaiian. 


74 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 90.—Full-blood Hawaiian. 


~~. * * eo ¢@, 


a” J 


Fic. 91.—Full-blood Hawaiian. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 75 


THE OJIBWA OF MINNESOTA 


During the fall of the past year, Dr. Ales Hrdli¢ka was called once 
more to Minnesota to assist the Department of Justice in settling the 
subject of mixed bloods and pure bloods among the Ojibwa. (See 
Smithsonian Explorations for 1917.) 

The whole work, now concluded, presents a good illustration of the 
practical value of anthropology in certain directions. The results are 
outlined in the following extracts from a letter to the Institution from 
Mr. R. C. Bell, Special Assistant to the Attorney General : 


The Department of Justice in 1910 instituted approximately 1500 suits in 
the United States Court for the District of Minnesota involving Indian lands. 
This litigation to January, 1916, has cost the government a very large sum 
and little had been accomplished. 

The blood status of the Indians became the determining factor and it was 
ascertained that all the available evidence (principally testimony as to 
genealogy) on this issue was found unreliable and always unsatisfactory. 
Consequently, the Department of Justice, in the spring of 1916, procured the 
services of Dr. Hrdlicka to make a physical examination of the Indians and 
report his conclusions as to their status. The doctor spent more than three 
months in this work and examined approximately 800 individuals. 

The Department of Justice, the Department of the Interior, and counsel for 
the defendants agreed to accept his findings as a basis for settlement, and 
the litigation now has been terminated, resulting in the recovery of more than 
$1,000,000 in land and money for the Indians; besides, the cost of the work 
since 1916 has been insignificant in comparison to the cost prior to that time. 

Furthermore, a commission was created by an Act of Congress to make a 
roll of the allottees of the White Earth Reservation. The law required, in 
addition to much other information, that the blood status of the Indians be 
given. This roll, which affects the title to approximately 725,0000 acres of 
land, has been completed; and the commission in preparing it followed the 
findings of the doctor. Only those thoroughly familiar with the situation can 
‘appreciate the far-reaching importance of this work. 


FIELD-WORK ON THE MESA VERDE NATIONAL PARK 


The Chief of the Bureau of American Ethnology, Dr. J. Walter 
Fewkes, continued his field-work on the Mesa Verde National Park, 
Colorado, during June, August, and September, 1920, in cooperation 
with the National Park Service of the Department of the Interior. 
Excavation and repair work was done on the Fire Temple Group and 
Oak Tree House, ruins in Fewkes Canyon and at Cedar Tree Tower, 
situated about a mile north of Spruce Tree House, leading to im- 
portant contributions to our knowledge of the culture of cliff dwellers. 

He was ably assisted in this work by Mr. J. A. Jeancon, who made 
the originals of the ground plans of the Fire Temple Group and 
Cedar Tree Tower here published. 


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MITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


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Fic. 92—Map of Sun Temple Area in the Mesa Verde 
National Park, Colorado. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 77 


The opening of Sun Point Road along the south rim of Fewkes 
Canyon (fig. 92) is a most important addition to the park from the 
tourist’s point of view. For about a quarter of a mile along this road 
one can look down into Fire Temple (fig. 94) and Fire Temple 
House, Oak Tree House (fig. 103), and the two ruins under Sun 
Temple, the walls of one of which, Willow Tree House, are in the 
same condition as when the cliff dwellers left the mesa; the other, 


Fic. 93—Ladders into Fewkes Canyon from Sun Point Road, opposite Fire 
Temple. Photograph by G. L. Beam. Courtesy of the Denver and Rio Grande 
Railroad. 


Mummy House, on a lower level, is notable for its fine masonry. On 
the point across Fewkes Canyon, rise in full view the walls of Sun 
Temple, and beyond it, nestling in the cliff, is the magnificent Cliff 
Palace. The fine cliff dwelling Sunset House (‘‘ Community 
House’’), a prominent ruin in Cliff Canyon, is likewise conspicuous. 
The road along Fewkes Canyon from which these prehistoric build- 
ings are visible has already become a very popular drive, being only 
about two and a half miles from Spruce Tree Camp. The accom- 


6 


78 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


panying map (fig. 92) shows the relative position.and approaches to 
the above mentioned ruins. A fine trail, one of the most beautiful in 
this area, was developed under the north rim of Fewkes Canyon, to 


Fic. 94.—Fire Temple from Sun Point Road. Photograph by G. L. Beam. 
Courtesy of the Denver and Rio Grande Railroad. 


connect the above ruins. Three ladders (fig. 93) placed in the cliff 
opposite Fire Temple enable the traveler to reach this trail, which 
ends in ladders on the canyon rim opposite Cliff Palace near the point 


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80 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


where the discoverers stood when their eves first beheld this most 
impressive cliff dwelling of the Southwest. 

The most important discovery of the past season was the determina- 
tion by excavation that a large cliff house was not a dwelling, but 
specialized for some communal purpose. This ruin (fig. 98) was 
devoted to fire worship, a cult which up to this year, although sus- 
pected, had not been demonstrated as existing among cliff dwellers— 
at least no specialized building for that function had been recognized. 

In 1915 there was discovered on the promontory opposite Cliff 
Palace a building with semicircular ground plan that was interpreted 


. sei 


Fic. 96.—Western end of Fire Temple Court, half excavated. Photograph 
by Fewkes. 


as a specialized religious structure and called Sun Temple. While 
work on it was in progress a reconnoissance was made of cliff houses 
situated in the canyon below, to one of which was given the name 
Painted House. Like Sun Temple, it was suspected of having also 
been dedicated to some religious cult of the cliff dwellers, but its true 
significance was not apparent until the spade of the archeologist last 
season verified this suspicion and revealed its true purpose. Painted 
House, upon excavation, proved to be one of the most exceptional 
cliff ruins yet recognized in the Southwest. The results of the exca- 
vation have led Dr. Fewkes to designate it Fire Temple, and by 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 81 


implication to regard it a temple of the eternal fire. Attention should 
be called to the importance of the discovery that the cliff dwellers 
had a New Fire Cult and possibly that rites of new fire and conserva- 
tion of the same existed among prehistoric people of the Mesa Verde. 

The rites of kindling the new fire among the descendants of the 
cliff dwellers, as the Hopi, occur in July and November and are 
known as the Lesser and Greater fire ceremonials. The act in both 
is performed by means of a fire stick or drill made to rotate in a 


Bae 


Fic. 97.—Eastern end of Fire Temple Court. Photograph by G. L. Beam. 
Courtesy of the Denver and Rio Grande Railroad. 


notched board ; the same kind of fire sticks have been found in Spruce 
Tree House, Square Tower House, and elsewhere. 

Probably it is to the Lesser Fire ceremony at the East Mesa of the 
Hopi that we should look for the nearest survival of the cliff dweller’s 
rite, as in it we find the personation of a phallic being, Kokopelli, 
whose picture was well preserved up to a few years ago on the wall 
of the secret chamber of the Fire Temple where fire was created. 
This Lesser New Fire, called Sumykoli, is celebrated by a fraternity 
of fire priests, now extinct, known as the Yaya priesthood. The Yaya 
priest at Hopi carries in his hand during this ceremony a rattle of 


72 


VOL. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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84 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


exceptional construction. Two of these, now in the museum of the 
Brooklyn Institute, were found in a cliff dwelling in the Chelly 
Canyon, which seems to indicate that there formerly existed among 
the cliff dwellers of that canyon a fire priesthood like the Hopi Yaya. 
As the cliff dwellers of Chelly Canyon and those of the Mesa Verde 
were closely related it is a fair conclusion that the latter also had a 
well-developed New Fire Cult, and possibly a Yaya priesthood. 

The masonry of Fire Temple points to an early epoch in the evolu- 
tion of the Mesa Verde culture, possibly one contemporary with the 


Fic. 101—Western end of Fire Temple Court. Photograph by G. L. Beam. 
Courtesy of the Denver and Rio Grande Railroad. 


first settlement in Cliff Palace cave, but anterior to the erection of the 
unfinished Sun Temple, which marks a later or culminating phase of 
cliff house development. Architectural features that Fire Temple 
shares with Sun Temple may be interpreted by the close relationship 
of fire and sun cults among the cliff dwellers. Earth Lodge A, exca- 
vated in 1919, is the ancient type in the evolution of buildings on the 
mesa antedating stone walls, and there are evidences of successive 
stages illustrating cultural epochs from the crude Earth Lodge A, 
which the earliest colonists constructed, to those of horizontal ma- 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 85 


sonry (fig. 108), the highest products of the mason’s craft in pre- 
historic North America. This evolution may have occurred on the 
area now reserved as a national park, but was not limited to it. 

After the abandonment of Fire Temple and the desertion of build- 
ings of the culminating epoch that followed, people of like culture 
may have still inhabited the great pueblos at Aztec and in the Chaco. 
But these in time also succumbed and were deserted before the arrival 
of the white man. Their descendants were amalgamated with nomadic 
or non-pueblo peoples and their survivors still inhabit the modern 


Fic. 102.—Bins for grinding corn in upper cave of Fire Temple 
House. Photograph by J. A. Jeancon. 


pueblos along the Rio Grande. Both blood and culture suffered 
changes in this mixture, and architectural features remain to espe- 
cially indicate the modifications. The Hopi, Zufii, and modern Rio 
Grande pueblos have no specialized buildings like Sun Temple nor 
Fire Temple for sun or fire cults, although they have ceremonial rooms 
where they formerly kindled the new fire annually. They no longer 
conserve the fire in this room, but there are legends that they did so 
in former times, pointing to a remote cultural connection between the 
cliff dwellers and their modern survivors, the Pueblos. 


86 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The general form and arrangement of rooms at the east and west 
ends of the central court of Fire Temple differ from any cliff ruin 
or pueblo in the Southwest. Significant facts show that the building 
(fig. 97) 1s unique, as will readily appear from the following state- 
ments. Excavations in other cliff houses of the same size reveal 
household utensils, as pottery, and other domiciliary objects. No 
cooking places, grinding bins, or household implements were found 
in the extensive work at Fire Temple. Moreover, every cliff house 


of size on the Mesa Verde has one or more specialized gener- 


Fic. 103 Oak Tree House from Sun Point Road. Photograph by G. L. Beam. 
Courtesy of the Denver and Rio Grande Railroad. 


ally circular subterranean rooms for ceremonies. There were no 
kivas in Fire Temple. But the one exceptional positive feature in this 
ruin that separates it widely from the cliff dwelling is stronger than 
these negative evidences. In no cliff house, and indeed in no pueblo, 
do we find a similar large circular fire pit filled with ashes in the center 
of a rectangular court. This structure would seem to be the key to 
the meaning of the whole building. That great fires were once built 
in this fireplace, as the abundant ashes indicate, no one can doubt. 
This fireplace is too large for an oven for culinary purposes and 
although we know that the cliff people sometimes cremated the dead 
the absence of calcined human bones would disprove the theory that 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 87 


it was used as a crematory. A natural conclusion would be that it 
was constructed for ceremonies connected with fire. 

The significance of the two low-walled rectangular enclosures 
one on each side of the central fire pit, is unknown. Each was par- 
tially filled with soil and ashes when excavated and it is suggestive 
to record that the stratum of earth above them as well as the whole 
surface of the hardened floor of the court was filled or covered with 
charcoal and burnt brush. Great fires must have raged over the 


Fic. 104—Cedar Tree Tower before excavation. Photograph 
by JeeAs seancom: 


whole court in addition to that in the fireplace, after the temple was 
deserted. 

We find several other facts that fit in very well with the interpreta- 
tion that this building was a fire temple. On the east and west ends 
of the court (figs. 97, 101) there are banquettes, the former evidently 
seats for those who watched the ceremonial performance in the court. 
There are niches in the rear wall where possibly sacred objects may 
have been placed; a wall of the cliff bears triangles and zig-zag paint- 
ings, symbols of sex life ; but, most important of all, on the wall of one 
of the rooms at the west end of the court there are paintings in red, 


88 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


one of which, now erased, represented a phallic being still associated 
with New Fire ceremonies among the Hopi, while others represent 
fire itself. At the New Fire ceremony among the Hopi one of the 
four fraternities that celebrate it is the order of Horn Priests, who 
wear on their heads imitations of the horns of mountain sheep. A 
large number of paintings of mountain sheep cover the walls of the 
west room of Fire Temple where fire was supposed to be kindled. 
The massive walled buildings at the east and west (fig. 94) ends 
of the court formerly reached to the roof of the cave, and although 
two stories high no wooden beams for flooring occur in their con- 


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Fic. 105—Cedar Tree Tower after excavation. Photograph by J. A. Jeancon. 


struction. Wherever a lower story existed it was filled in with rubble 
on top of which was laid an adobe floor. On the white plastering, 
which is well preserved, there are numerous figures in red, mostly 
triangles and symbols of lightning ; female and male symbols similar 
to those in sacred rooms. 

Just west of Fire Temple there is a group of rooms from which 
utensils were excavated. In the floor of one of these rooms is a 
vertical shaft which opens outside the house walls like a ventilator. 
The former use of this structure is unknown. 

Although Fire Temple was not inhabited there were undoubted 
dwellings nearby. A hundred feet east of it there are two low caves, 
one above the other, in which may have lived those who once made 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 89 


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Fic. 106.—Below, Cedar Tree Tower and kiva; above, ground plan of 
Cedar Tree Tower and kiva. Photograph by G. L. Beam. Courtesy of the 
Denver and Rio Grande Railroad. 


go SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL: (72 
use of this sanctuary. Dr. Fewkes has called the ruin (fig. 98) situ- 
ated in these caves the Fire Temple House and supposes it was the 
habitation of the fire priests and their familzes. The rooms in the 
lower cave were fitted for habitation, and it had two, possibly three, 
circular ceremonial rooms ; but the upper cave (fig. 99) is destitute of 
kivas. The large rooms of the upper house (fig. 100a) may have 
been granaries for storage of provisions, although possibly some of 
its rooms were inhabited. In the rear of the large rooms identified 
as granaries was found a small room with a well-preserved human 
skeleton accompanied with mortuary pottery. One of these mortuary 
offerings is a fine mug made of black and white ware beautifully dec- 
orated; a specimen worthy of exhibition with the best in any mu- 
seum. In the rear of the cave were three fine grinding bins (fig. 102), 
with metates still in place. 

The upper house 1s now approached from the lower by foot-holes 
in the cliff and a ladder shown in the illustration. Evidences of 
a secondary occupation of kivas in the lower house appear in double 
walls and those of crude masonry without mortar, forming a rec- 
tangular room built diagonally across the room. The plastering on 
the rear walls of the lower house is particularly well preserved, but 
there are very few rooms in addition to the kivas. One of the kivas 
has in place of a deflector and ventilator shaft a small rectangular 
trench enclosed by a well-made wall, as in Sun Temple. 

Work was done on the large cliff ruin, Oak Tree House (fig. 103), 
on the trail an eighth of a mile east of Fire Temple Group. Three 
new kivas were excavated to their floors and the walls repaired, add- 
ing to the four already known. No signs of these buried kivas were 
visible when work began. All these kivas show fine masonry ; after 
the most easterly had been used as a sanctuary for a time it was 
abandoned and five well-preserved grinding bins were set in the floor 
so as almost to conceal it. The upright slabs of stone and metates of 
these structures were reset, showing fine examples of these prehistoric 
mills. Many other novel features were brought to light in the exca- 
vation of Oak Tree House, which may be regarded as one of the 
most instructive ruins of the park. One of the exceptional features 
of Oak Tree House is a fragment of a circular wall in the rear of the 
cave, made of willow and other sticks set in mortar, like what is called 
“ stick and adobe ” construction in other regions. 

The ground plan of one of the kivas is semicircular and shows a 
rectangular room on the straight side communicating with the cham- 
ber by means of two passageways. The ventilator opens directly into 
this room, whose function 1s unknown. 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 gli 


In one of the grinding bins there was excavated a bundle of grass, 
Koeleria cristata, of exactly the same form as the brushes with which 
Hopi maidens sweep their metates after grinding meal; one more 
resemblance between cliff dweller and Hopi customs. 

In his classic on the “ Cliff Dwellers of the Mesa Verde,” Baron G. 
Nordenskiold figured and described a nameless ruin designated a 
tower (fig. 104), situated in the cedars about a mile north of Spruce 
Tree House. To this ruin the author has given the name Cedar Tree 


Fic. 107.—Section of floor of Cedar Tree Tower, showing 
ceremonial opening. Photograph by J. A. Jeancon. 


Tower, on account of an ancient cedar tree (fig. 105) hanging over 
the top of the north wall. Nordenskiold closes his brief description 
with the remark, ‘‘ Perhaps it should be regarded a religious building.” 

The desirability of testing this surmise of the talented Swede led 
the author, in August, 1920, to excavate this tower and the area about 
its base, which led to the discovery that although it appeared to stand 
alone there were two subterranean rooms connected with its base 
situated on the west and south sides. The larger of these rooms 
(fig. 106) had all the structural features of a typical kiva of a Mesa 
Verde cliff dwelling. This subterranean structure, its floor excavated 


Q2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


in solid rock, was circular with pedestals for supports of a roof, the 
beams of which were absent, and had a central fire hole, ventilator, 
and deflector. It communicated with the tower by a subterranean 


Fic, 108.—Square Tower House. Photograph by G. L. Beam. Courtesy of 
the Denver and Rio Grande Railroad. 


passage which bifurcated, one branch opening through the tower floor, 
the other into a square room situated on the southwest side, also 
subterranean, partially constructed under a large rock forming a 


SMITHSONIAN EXPLORATIONS, 1920 


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O4. SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


veritable cliff chamber. In the middle of the solid rock floor of the 
tower which served as the foundation of the tower walls a circular 
hole or sipapi (fig. 107), symbolic of the entrance to the underworld, 
had been drilled, affording evidence that the tower was used for cere- 
monials, A distant view down Soda Canyon may be had from the top 
of the tower, although it is situated some distance from the rim of the 
mesa and shut in by a dense growth of cedars and pinyons. 

An automobile road constructed around Cedar Tree Tower was 
continued through the cedars to join the Mancos road. Several 
ladders were placed in position and a trail opened down the steep wall 
of Soda Canyon from Cedar Tree Tower to Painted Kiva House, an 
instructive cliff dwelling about a quarter of a mile away, formerly 
practically inaccessible. To the west of the Mancos road about the 
same distance from Spruce Tree House as Cedar Tree Tower there 
is another tower of the same type, but with walls of adjacent rooms 
projecting above ground. Several other similar towers have been 
reported on the mesa, in the Mancos, McElmo, and Hovenweep Can- 
yons, and elsewhere. The relation of a tower to kivas and other 
buildings of Square Tower House is shown in figure 108. 

A preliminary examination was made of the ruin at Aztec Springs 
now called Yucca House National Monument, in the Montezuma 
Valley, with a view to future excavation and repair of this important 
site. As no satisfactory photograph of this ruin has ever been pub- 
lished a view of the Lower House of this ruin taken in 1874 by 
W. H. Jackson is by his permission given in figure 109. It is planned 
to begin work on the Lower House of this great ruin in the spring 
Or 192% 

FIELD-WORK AMONG THE HOPI INDIANS 

Dr. Walter Hough, curator of ethnology, U. S. National Museum, 
spent the month of June among the Hopi Indians of Arizona, a tribe 
with which he has been associated for 25 years. At present some 
of the Hopi tribes are making rapid progress toward assimilating the 
culture of the white man, while others; though becoming more and 
more affected, show changes to a lesser degree. As these changes 
have taken place through peaceful assimilation and were not forced 
by war or other disruptive agency they present an interesting field 
for ethnological research on normal modifications of social struc- 
tures due to contacts. Some notes on this subject are appended. 


MATERIAL WELFARE 


The Hopi have prospered during the last quarter of a century. 
From the period when they knew almost nothing of money the Hopi 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 95 


have advanced to a complete familiarity with United States currency. 
Purchases can be paid for with check. Some of the more advanced 
have bank accounts. The Hopi were always acquisitive and frugal, 
and their habits have put them in a rather good financial condition. 
Their agricultural products have had a better market and the prices 
are less subject to the former fixed low valuations of the local trader. 


SoctaL CHANGES 


The most effective cause of social changes was the enforced atten- 
dance of children at government schools and the sending of children 
to distant Indian schools. Causing considerable friction at first, this 
has now been accepted in most cases as advantageous. 

A result not prevised is the weakening of the clan discipline whose 
former regulative authority was silent but powerful. The weakening 
of this authority produced much laxity for a time and it was found 
necessary to appoint policemen and a “ judge.” The government 
found it necessary to send away girls not noticeably under parental 
discipline to schools until they should become discreet. This measure 
was quite opportune and had a beneficial effect. 


Decay oF NATIVE CEREMONIES 


In this connection there is ensuing a rapid decay of native cere- 
monials. The heaviest loss to the native cult is felt by the death of 
the old men of a former generation. Very shortly there will be no 
one of the tribe who has not had training in school and more and more 
of these will evade the call of the native religion. 

Some fraternities have suspended operation and others are very 
weak. Notably the woman’s harvest ceremony at Walpi has passed 
out and the Snake Society there is about to discontinue. 


CHRISTIANIZATION 


Missions to the Hopi were carried on from time to time during a 
period of several hundred years without appreciable results. When 
the disintegration due to government control had progressed mis- 
sionary efforts began to bear fruit. 

The Baptist mission at Polacca has a stone church and a consider- 
able and growing number of converts. Other branches of this mission 
are doing well. 

A slight cleavage is observed between the Christians and non- 
Christians but no friction. The Hopi are agreed to let things work 
out as they will. 


96 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


ARCHEOLOGICAL INVESTIGATIONS IN UTAH, ARIZONA, AND 
NEW MEXICO 

During May and early June, 1920, Neil M. Judd, curator of Ameri- 
can archeology, United States National Museum, continued his arch- 
eological reconnoissance of the arid region north of the Rio Colo- 
rado, Arizona, in behalf of the Bureau of American Ethnology. 
Attention was chiefly directed to the Toroweap Valley and several 
caves in an extensive lava flow on the east slope of Mt. Trumbull ; to 
the unwatered mesa known as Pariah Plateau ; to certain portions of 
House Rock Valley not previously visited’ and to the upper two- 


pe © : t - s 
a a 

Fic. 110.—Ruin surmounting a circular butte of white sandstone near the 
eastern rim of Paria Plateau and not far from the Rio Colorado. Note the 


upright slabs in the foreground—a frequent feature of prehistoric dwellings 
in this region. 


Be we oS ee EE a 


thirds of Bright Angel Creek. In addition, a number of caves in 
Cottonwood Canyon and Kanab Creek, Kane County, Utah, were 
examined for evidence of ancient habitations. 

In Bright Angel Creek several open ruins and three groups of cliff 
houses were inspected; a complete survey was found impossible on 
account of unexpected high water which prevented access to the 
narrow, walled-in portion adjoining the Grand Canyon of the 
Colorado. 

In contrast to the conditions which were encountered in this 
beautiful gorge, lack of water and forage for pack animals seriously 


* Smithsonian Misc. Coll., Vol. 70, No. 2, 1918. 


No. 6 SMITHSONIAN EXPLORATIONS, I9Q20 Q7 


Fic. 111.—Cliff dwellings on the west side of Bright Angel Creek, above 
the mouth of Beaver Creek. Through the doorway of the right-hand room 
will be seen a bench, made from a cottonwood log, which forms an unusual 
feature of the ruin. 


Fic. 112.—A group of small storage cists near several ancient ruins at the 
foot of the upper falls, Ribbon Falls Canyon, Bright Angel Creek. The in- 
accessible cliffs surrounding this section of the canyon form an amphitheater 


whose narrow entrance was guarded by a second fall over one hundred feet 
in height. 


98 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


restricted investigations in the other sections above noted. The 
hurried inspection of the Mt. Trumbull region was made in an auto- 
mobile, it being impracticable to use horses in this parched country 
during the summer months. Exposed pueblo ruins bordering the 
east rim of Pariah Plateau and overlooking the Painted Desert proved 
more numerous than was anticipated. In size, in arrangement of 
rooms and in the quality of their masonry these ancient dwellings are 
superior to those seen elsewhere in northwestern Arizona; likewise, 
potsherds examined at each site exhibit greater perfection of form 
and a higher decorative technique. These two factors—architectural 


Fic. 113.—Part of a cliff village in a cave on the east side of Cottonwood 
Canyon, near Kanab, Utah. The village includes nineteen rooms and a nearby 
spring furnished excellent water for the ancient inhabitants. 


and ceramic remains—alone are sufficient to connect the former in- 
habitants of this region with the pre-Puebloan peoples east of the Rio 
Colorado and to warrant the expectation that additional investigations 
will disclose the approximate points at which the Colorado River was 
crossed in ancient times. 

Following his researches for the Bureau of American Ethnology, 
Mr. Judd proceeded to New Mexico as director of an archeologic 
reconnoissance of the Chaco Canyon National Monument. This sur- 
vey was conducted under the auspices of the National Geographic 
Society and had for its prime object close examination of the 
aboriginal remains in the above monument with a view toward selec- 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 99 


tion of a possible site for exhaustive investigation and permanent 
repair. 

The Chaco Canyon National Monument was created by presi- 
dential proclamation March 11, 1907, and includes 18 major ruins 
of very great significance in the study of ancient Pueblo life. Unlike 
the vast majority of cliff houses and other ruins found elsewhere, 
each of these huge buildings was constructed along preconceived plans 


Fic. 114.—Grand Canyon of the Colorado from the lower 
Toroweap valley, southeast of Mt. Trumbull. Evidence of 
prehistoric habitations were not lacking in this region but 
the dwellings were widely separated and poorly preserved. 


and as a community enterprise. The studied arrangement of their 
rooms and the perfection of their masonry rank them as the very 
finest examples of prehistoric architectural accomplishment in the 
United States. Not only did the ancient inhabitants of Chaco Canyon 
excel as builders with stone, but the lesser objects, found in and about 
the great communal dwellings, show that they had attained remarkable 
skill as makers of pottery, ornaments and implements of various 


IO0O SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 115.—The north wall of Pueblo Bonito, viewed from the northeast. 
This is the largest and justly the most famous of all the Chaco Canyon ruins ; 
it covers nearly three acres of ground and some of its walls still stand to a 
height of forty feet. When occupied Pueblo Bonito probably contained as 
many as 800 rooms, sheltering over 1200 individuals. 


Fic. 116.—The north-central portion of Pueblo Bonito, from the southeast, 
showing its position relative to the north wall of Chaco Canyon. Sections of 
fourth story walls appear in the above illustration. Like most of its neigh- 
boring ruins, Pueblo Bonito was constructed in a series of terraces overlooking 
a central court or plaza; the outer wall was pierced by small windows above 
the first floor but had few doorways. 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 IOI 


Fic. 117.—A portion of Kimmenioli ruin, showing the present condition of 
its walls. About 135 ground floor rooms are still traceable; originally the 
building was three, perhaps four, stories high. Although one of the finest 
in the national monument this great communal dwelling is not so well known 
as some of its neighbors in Chaco Canyon which is situated some ten miles 
to the north and east. 


Fic. 118.—Pueblo del Arroyo, occupying an insecure position on the very 
edge of Chaco wash, 300 feet west of Pueblo Bonito. Flood waters have 
exposed the remains of an older dwelling beneath the walls of the larger 
structure and now threaten the latter. View from the north. 


102 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


sorts. The beauty and technique of such specimens warrant the belief 
that these canyon dwellers had reached a plane of esthetic as well as 
social development not surpassed elsewhere in the Southwest. 
Although the 18 major ruins constitute the main feature of this 
national monument there are, in addition, hundreds of “ small 
house” remains scattered throughout the entire Chaco Canyon dis- 
trict. In culture as well as in architecture these lesser dwellings were 
closely allied to the larger structures. Talus pueblos and small cliff 
houses are to be found along the north side of the canyon; elsewhere 
the mud walls of a “ pit house” have been disclosed—a crude, semi- 


Fic. 119.—Part of Pueblo Pintado, as seen from the northwest. This ruin 
was visited by Lt. J. H. Simpson, August 26, 1849, on his memorable advance 
into the Navaho country; the large timbers noted by Simpson and other early 
explorers have since been torn from the walls, causing obvious destruction to 
the latter. 


subterranean shelter—older than any of the other habitations yet 
observed in this region. Certain it is that comprehensive investiga- 
tions in the Chaco Canyon drainage will add largely to present knowl- 
edge concerning the prehistoric pueblo peoples of the southwestern 
desert country. 


MUSIC OF THE PAPAGO AND PAWNEE 
In February, 1920, Miss Densmore went to the Papago Reserva- 
tion in southwestern Arizona to continue her study of Indian music 
for the Bureau of American Ethnology, residing for more than four 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 103 


weeks at a government station called San Xavier Mission. The 
Papago tribe was selected partly because of its desert habitat (fig. 
120), the intention being to compare the phonographic records of 
Papago songs with those of Arabian songs obtained from Arabs who 
were temporarily in Washington, D. C. (Subsequent results proved 
the value of this comparison.) According to the last census there are 
7,465 Papago Indians on the reservation, but not one “ mixed-blood ” 
family. It is said further that there has never been any intermarriage 
between this tribe and Mexicans or Spanish. Their manner of life is 
becoming modified, but many primitive customs remain and were 
observed. A primitive burial place was found by Miss Densmore. 


acini 


Fic. 120.—Habitat of Papag 


o Indians. (Photograph by Miss Densmore.) 


These burial places were constructive on the side of a mountain and 
consisted of low walls of rocks, roofed with timber and tightly closed 
with stones. Bodies were removed after a time to make room for 
other burials. A skull and a few bones remained in the tomb exam- 
ined. 

The subjects studied were: (1) Songs used in treating diseases 
caused by spirits of dead Apaches and Papago; (2) songs connected 
with the “ purification ” of returned warriors who had killed Apaches, 
and (3) songs connected with dreams, games, and dances. Musical 
instruments formed a subject of special investigation. A native 
flageolet was obtained (fig. 12) together with the tradition concerning 
its origin. The music of this instrument was phonographically 
recorded and has been transcribed. The Papago beat upon an over- 


104 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 121.—Papago playing on native flageolet. - 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 105 


turned basket instead of a drum, striking the basket with the palms 
of one or both hands. “ Rasping sticks” are sometimes used with 
such a basket, as shown in figure 122. 


Fic. 122.—Papago and native musical instruments. 


After a brief stay in Phoenix, Arizona, Miss Densmore went to 
Camp McDowell (formerly Fort McDowell) and was present at a 


106 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


gathering of Mohave Apaches, explaining her work and securing 
their consent to record songs on a subsequent visit. The adobe build- 
ings of the old fort are in ruins, but a few of the smaller and more 
substantial buildings remain. 

From Arizona Miss Densmore went to Pawnee, Oklahoma, arriving 
April 12, a few days before the Morning Star Ceremony. This is 
one of the most important ceremonies of the year as it is held for the 
purpose of securing good crops. At this time the “ Morning Star 
Bundle” is opened and its contents displayed for several hours, while 
the proper rituals are sung. Miss Densmore was allowed to enter 
the lodge for a brief time and to view the sacred articles (it is said 


Fic. 123.—Pawnee lodge of Morning Star Ceremony, (Photograph by 
Miss Densmore.) 


only one other white person has been accorded this privilege). Dur- 
ing the remainder oi the ceremony, which lasted many hours, she 
stayed outside the lodge (fig. 123) and make manuscript notes of the 
songs. An approach to two-part music, heard at this time, had not 
been previously observed. While at Pawnee a sufficient number of 
songs was recorded to complete the musical study of that tribe. 

In November, 1920, Miss Densmore returned to Arizona to resume 
work among the Papago. The principal work was done at Vomari, a 
point near the Mexican border and 80 miles from the railroad. Inter- 
esting material was collected also at Sells, formerly known as Indian 
Oasis. Among the subjects studied were: (1) The Papago expedi- 
tions to the Gulf of California for salt and for “ medicine power,” 


No. 6 SMITHSONIAN EXPLORATIONS, 1920 107 


each sort of expedition having its songs; and (2) the rain-making 
ceremonies, including the manufacture of tizwin. In connection with 
the latter a visit was made to Santa Rosa, at the extreme north of the 
reservation, where a tizwin camp and lodge were photographed. A 
specimen of the cactus syrup used in making tizwin was obtained, as 
well as a large basket which had been used in serving this wine. 

Many sites of legendary or geographic interest were photographed, 
Miss Densmore travelling more than 360 miles by auto on this trip. 

The most important result of this expedition was the hearing of a 
form of three-part music at a Papago dance. This was said to be a 
native musical custom. So near an approach to polyphonic music has 
not been hitherto observed by Miss Densmore and the subject will 
receive further investigation. 


OZARK CAVES AND MOUNDS IN MISSOURI 

During the summer of 1919 the work of cave exploration in the 
Ozark region was continued by Mr. Gerard Fowke, for the Bureau 
of American Ethnology. Almost his entire time was given to a 
thorough examination of two large caves in Pulaski County. The 
first, known as Miller’s cave, is three miles northeast of Big Piney 
postoffice. The opening is in the vertical face of a high cliff fronting 
Big Piney River, with a steep talus slope beginning 30 feet below the 
floor of the cave and extending to the water’s edge. The perpen- 
dicular wall below, with a projecting ledge which forms the roof, 
prevents a direct entrance, and the interior can be approached only 
through another cave whose opening is in a ravine near by. A narrow 
passage, barely large enough to admit a man in a crawling or crouch- 
ing position, connects the two, and it is only through this that access 
can be gained to the main cave. The inmates were absolutely safe 
from molestation, as one man could defend this opening against any 
number. A little stream flowing along the foot of the east side of the 
cavern ensured a supply of water at all times: game was plentiful in 
the neighborhood: the river abounded in fish; and fertile, level 
bottom lands, easily cultivated, on either side of the stream furnished 
much corn and other farm products. 

A ditch and enbankment across an isthmus guarded a peninsula 
on the opposite side of the river, and on both sides low house mounds 
and abundant debris furnished proof of two large village sites. 
Whether there was any connection between the villages and the cave 
dwellers cannot be determined. 

A bed of clean, pure ashes whose depth ranged from 3 to 64 feet, 
according to the irregularities of the clay, was found in the cave 


108 SMITHSONIAN MISCELLANEOUS. COLLECTIONS VOL. 72 


reaching from wall to wall, a width varying from 45 to 70 feet. This 
bed was so loose as to be almost like a snow bank; but for the most 
part they were as compact as if much trampled over while wet. When 
solidly packed, the mass would measure fully 800 cubic yards in 
volume; but when loosened by excavation, 200 cubic yards more. 
All the wood had to be carried from either the top or the bottom of 
the hill, which is about 400 feet high, and passed through the small 
opening from the other cave. It is safe to say no more fuel would be 
used than was strictly necessary. When it is considered how little 
fire is requisite for the needs of an Indian household, and that the 
limited space suitable for residence would not provide sufficient room 
for more than half a dozen families at a time, it is quite clear that this 
amount of ashes meant a very long occupancy. [ven with continuous 
habitation, several centuries would be required for such a quantity to 
accumulate; and if residence was desultory and intermittent, as is 
customary with roving or hunting tribes, or if it was only a winter 
home for some of those living in the villages mentioned, the period 
would be greatly lengthened. Yet the remains found in these ashes 
were of the same character from top to bottom. The artificial objects 
found numbered about 75 mortars, more than 200 pestles, hundreds of 
flint knives or spear heads, numerous implements of bone, antler, and 
shell; quantities of crude pottery fragments, a few tomahawks, and 
two pipes. While the many mortars and pestles indicate much use of 
grain, seeds, and nuts, at the same time the great amount of mammal, 
bird, and fish bones showed that a large part of their sustenance was 
derived from animal food. Of more than 20 skeletons found in 
various stages of decay, only two were of aged individuals, most being 
remains of children or young persons. The skulls were of low type. 
Not an ornament of any sort was found except a few rude ones of 
bone or shell. Some of the human bones, mostly those of children, 
were charred and broken, and mingled with the debris of food animals 
and ashes as if the flesh had been used for food, and the broken bones 
thrown aside with the refuse. There was no evidence of the crema- 
tion of bodies ; the condition of these bones points to the practice of 
cannibalism. 

The second cave explored is situated a mile south of Waynesville, 
on land belonging to Dr. J. W. Sell, and was probably a temporary 
camping place. Its opening is on a hillside facing Roubidoux creek, 
and is easily accessible from either the top or the bottom of the hill. 
A few rods back from the entrance, water stands on the floor through- 
out the year: so that only the front part of the cave was used for 
shelter. At the entrance is a pile of earth washed from the sloping 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 10g 


surface of the hill above, over the ledge that forms the roof. This 
accumulation spreads for 50 feet into the cave, but not so far on the 
outside, because there it washes down the slope. From its surface to 
the clay floor on which it rested the greatest depth was a few inches 
over six feet. From top to bottom there was found in this cave the 
ordinary debris of an Indian campfire. Buried at various depths 
here and there, in the portion within the cave were 14 human skele- 
tons, most of them so decayed that only a few fragments were remain- 
ing. They are of persons of various ages; some of the skulls were 
low, small, and flat. 

A long period of occupancy is indicated by the conditions here as 
at Miller’s cave. While the amount of earth heaped in front of the 
cave does not seem large, yet it all has come from a space not exceed- 
ing 6,000 square feet in area and most of this is bare rock with humus 
of decayed vegetation existing only in the crevices or on the few flat 
surfaces. All the other water from the hill runs to the slopes and does 
not reach the cave. A violent storm passed over the region soon 
after the work was concluded, in which 12 inches of rain fell in 
three days, yet not more than a wheelbarrow load of soil was washed 
down over the roof to the pile already there. It is evident that cen- 
turies would be required to build up the mass, throughout which these 
traces of man’s presence are scattered promiscuously. 

During all the period these caves were in use no improvement took 
place in the fabrication of stone implements or pottery. Specimens 
found nearest the top of the ashes or dirt could not be distinguished 
from those of the same class from the rock or clay floors. The inhabi- 
tants remained in the same plane of culture. 

The thousands of small mounds extending southward from the 
upper swamp region of Missouri have long been a puzzle to arche- 
ologists and until recently it has been supposed that in this state they 
are confined to the southeastern portion: but in the course of 
Mr. Fowke’s field-work they have been found to extend to the north 
and west as well. Groups of them have been located in Oregon, 
Dent, Phelps, Pulaski, Osage, and Morgan counties, the latter along 
the Benton County line. Their purpose has not yet been determined, 
although Thoburn’s hypothesis that they are due to the Pawnees, 
whose line of migration was through the area in which they occur, 
and are the remains of earth-covered houses, seems the most tenable 
yet advanced. This theory implies that when this tribe passed beyond 
the region in which suitable timber for supporting the weight of the 
earth, and also earth adapted to such use, could be procured, they were 
compelled to substitute for them small poles overlaid with grass. 


8 


110 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Comparison with the typical modern Pawnee earth lodge, a photo- 
graph of which Miss Densmore published in her account of field- 
work for 1919, corroborates Thoburn’s interpretation of these 
Missouri mounds. 


ARCHEOLOGICAL RECONNOISSANCE IN HAWAII 


With an allotment from the Bureau of American Ethnology, 
Mr. Fowke spent the entire summer of 1920 in the Hawaiian Islands, 
making a careiul examination of all ancient works of whatever nature, 
that could be visited with the time and opportunities at his command. 

While there is abundant evidence everywhere that the old Hawaiian 
people were extremely industrious, using vast quantities of stone in 


Fic. 124.—Pawnee ceremonial earth lodge, exterior. Photograph by 
Miss Densmore. 


the construction of their temples, houses, garden enclosures, fish 
ponds, and taro terraces, there was nothing discoverable among all 
these remains which could be attributed to a prehistoric tribe, or to 
any other race than that found in possession when the islands were 
first known to the white man. 

The five principal islands were visited and explored as thoroughly 
as was possible in the circumstances. It was not practicable to ex- 
amine every feature of interest, where there is so much demanding 
attention; but at no place could there be discovered any indication 
which would seem to justify excavation with the expectation of un- 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 MEA EAE 


earthing beneath the top soil remains which might differ in general 
character from those on the surface. There being no difference 
between remains belonging to the historic period and those superficially 
showing evidence of great age, it is logical to conclude that when that 
branch of the Polynesian race, now known as Hawaiians, left their 
home in the distant South Seas and migrated to these islands, they 
found the territory without inhabitants ; and there is no reason what- 
ever for supposing that any people culturally different from the his- 
toric Hawauians had ever previously lived on the islands. 


FIELD-WORK AMONG THE FOX AND PLAINS CREE INDIANS 


Dr. Michelson, ethnologist of the Bureau of American Ethnology, 
began field-work among the Fox Indians at Tama, Iowa, about the 


Fic. 125——The dwelling in which the White Buffalo Dance of the Fox In- 
dians is held. The building is the typical “ bark” house used by the Fox in 
the summer and early fall. 


middle of June. His main purpose was to restore phonetically a text 
containing the autobiography of an Indian woman written in the cur- 
rent syllabary which he had obtained in the summer of 1918, to correct 
the translation where there was need, to elucidate some ethnological 
references contained in the text, to clear up some grammatical ob- 
scurities, and to work out the verbal stems so far as was feasible in 
the field. All this was successfully accomplished, and Dr. Michelson 
left for Saskatchewan in the latter part of July for a preliminary 
investigation of the Plains Cree. The results of this investiga- 
tion show that the Plains Cree are tall and have a cephalic index 


LIZ SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


. 


Fic. 126.—An aged Plains Cree (File 
Hills Agency). 


£ mn si 5 = 
ee 


Fic. 127.—Tipi of the Plains Cree (File Hills Agency). 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 113 


of about 79, and evidently are the same type as the one which 
formerly occupied the Mississippi Valley, thus confirming the results 
of Dr. Boas, announced in 1895. The general grammatical prin- 
ciples which have been worked out for Fox apply also to Cree. 
In some respects Cree is more archaic than Fox, in others less so. 
Ethnologically the Plains Cree are about half way between more 
typical Indians of the Plains, such as the Blackfeet, and the Central 
Algonquins. An analysis of the myths and tales which cluster around 
the culture hero shows that we practically have the myths and tales of 
the culture heroes of the Blackfeet and Ojibwa combined. All this 
is just what one would expect from the geographical position of the 
Plains Cree. 


ARCHEOLOGICAL EXPLORATIONS IN TENNESSEE 


Mr. W. E. Myer, of Nashville, Tenn., spent September and 
October, 1920, making explorations for the Bureau of American 
Ethnology in the Cumberland Valley around Nashville. He dis- 
covered on the H. L. Gordon farm, one mile northeast of Brentwood, 
in Davidson County, the remains of an ancient Indian walled town. 
These were situated in a woodland and had never been disturbed by 
the plow. Their partial exploration brought to light some new and 
interesting details of the life of the inhabitants. Traces of 87 house 
circles and faint indications of several more could be made out. This 
town covered 11.2 acres and was surrounded by an earthen embank- 
ment which formerly supported a palisaded wall, equipped with 
circular towers every 55 feet. 

The ancient inhabitants, for some unknown reason, had deserted 
.this village and the site had never afterward been occupied or dis- 
turbed. The deserted structures had gradually fallen down and the 
remains slowly buried under from 10 to 14 inches of earthmold. In 
some of these circles portions of beautiful, smooth, hard-packed, 
glossy-black floors were found. In the centers were the ancient fire- 
bowls, yet filled with the ashes of the last fires kindled in these homes 
before their owners left them forever. Near these fire-bowls often 
could be seen the metates, mullers and other household utensils, just 
as left the last time used. Underneath the floors were the stone slab 
graves of the little children, one of which is shown in figures 128 
and 120. 

A level open space was found near the center of the town and on 
the western side of this plaza was a low flat-top mound that had 
originally supported some important building. Adjoining this mound 


114 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


on the west was an earth circle which probably outlined the ruins of 
the town house. At the center of this sacred structure, on the unique 
black glossy floor, an ancient altar (fig. 130) was found. It was still 
filled with the pure white ashes of what had once been the sacred fire. 


Fic. 128.—Child’s grave after removal of infiltrated soil, 
before disturbing mortuary vessels. 
This altar was carefully preserved and is now in the Bureau of 
Ethnology. The Gordon site is of much interest because here we 
have an ancient Indian village just as the original inhabitants left it. 


THE FEwWKES GRouP 
Mr. Myer also partially explored an unnamed Indian village group 
at Boiling Spring Academy in Williamson County, Tenn. At the 


iD 
3S 


No. 6 SMITHSONIAN EXPLORATIONS, 19 115 
request of many citizens of Tennessee Mr. Myer named this site the 
Fewkes Group, in honor of Dr. J. Walter Fewkes, who had visited it 
and recognized its possibilities a few months before. 


Fic. 129.—Child’s grave after removal of body. Note 
floor composed of broken pottery. 


At least two different peoples have lived on this site. The earlier 
people built the mounds and most of the other remains. At a later 
date a small band of some other tribe located here. The earlier people 
buried their dead either in hexagonal or almost circular stone slab 
graves, the bodies closely flexed. The later band used rectangular 
stone slab graves with the body extended full length on its back. 


116 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The Fewkes Group consists of four mounds, one on each of the 
four sides of a level plaza, the traces of about a dozen house circles, 
and a small remnant of what was once a considerable stone slab 
cemetery. 


Fic. 130.—Altar. 


Mound No. 2 on the map is a low oval mound situated on the 
western side of the plaza. The site of this mound had been lived upon 
for some time before any mound was raised. At last the mound was 
commenced and raised to a height of three feet and a building for 
domestic purposes erected thereon. This building was later torn down 
and then the mound was raised three feet higher. The mound was 
again used for domestic purposes for a period. Then a town house 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 WAVY), 


or sacred ceremonial house was built on it. This sacred building also 
had one of those rare, beautiful floors made of clay, smoothed, then 
hardened by fire, and finally covered with a coating which is yet black 
and glossy. In the center of the building, on this beautiful floor, an 
altar was found. It was similar to the altar shown in figure 130. 
This building had walls made of cane stalks with the leaves 
attached, which had been woven in and out between the upright posts 
which supported the roof. These canes may have had a coating of 
earth, though no trace of it could be found, and the walls also had a 


Fic. 131.—Mortuary vessel from 
child’s grave. 


covering of woven cane matting. In some way the building was 
destroyed by fire. Earth was thrown on the remains in time to 
smother its still glowing embers, which produced a large amount of 
powdery charcoal containing fragments of cane stalks with the leaves 
attached, and portions of the woven cane matting. After this sacred 
building was burned the mound was raised one and one-half feet or 
more in height. All trace of its last use has been destroyed by 85 
years of cultivation. 

The low mound, No. 3, on the south side of the plaza, was a burial 
mound belonging to the first settlers. The mortuary vessel shown 
in figure 131 came from a hexagonal grave in this mound. 


118 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Mound No. 1 on the north side of the plaza is 180 feet across the 
base and 25 feet high. It is the most conspicuous mound in the 
group. Lack of funds prevented its exploration. 

House circle No. 6 was one of the group of buildings, Nos. 6, 10, 
and 11, whose functions were doubtless closely interwoven. No. 6 
contained in its center an altar or fire-bowl. 

There was evidence that this town had either been taken by an 
enemy and burned, or the ancient inhabitants, forced to flee, had 
burned their homes to prevent their falling into the hands of the 
invader. 


Fic. 132——House circle No. 17. Cleared floor of wigwam, showing ancient 
fire-bowl. Body of child was found by side of upright stone. Its head rested 
within edge of fire-bowl. Top edges of upright stone slab sides of another 
coffin in corner to right of women. 


House circle No. 17, shown in figure 132, was a typical dwelling. 
It was evidently the home of a neat housekeeper. No broken animal 
bones, pottery, fragments, or other evidences of untidiness littered 
the floor. The floor was of hard-packed clay and a fire-bowl was 
sunk in the center of the floor. At this fire-bowl a puzzling burial 
was unearthed. A child, about eight years of age, was buried by 
the side of the upright stone slab, with its head resting just within 
the extreme edge of the fire-bowl, whose rim had been cut away at 
this point to admit the top of the child’s head. The fire-bowl was 
found still filled with ashes, and although the ashes covered the top 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 I1g 


of the child’s head, the head showed not the faintest trace of the 
action of fire. The graves of two infants were also found in the floor 
of this house. 

At both the Gordon and the Fewkes groups every piece of bone 
and every fragment of pottery was carefully saved and location 
noted. These thousands of fragments will give a reliable record of 
the food animals and practically a complete list of all the sizes, colors 
and shapes of their domestic pottery. 

Both these sites, when explorations were completed, were accurately 
restored to their original shape for the benefit of coming generations. 
The interesting altars, fire-bowls, building post-holes, and vestiges of 
domestic life were carefully preserved, and again covered up so as to 
allow their future study. It is strongly urged by the citizens of 
Tennessee that the Fewkes Group be made a national monument. 

Mr. Myer discovered a great Indian fortress on the long, narrow 
point of land between the Harpeth and Cumberland rivers, at their 
junction, in Cheatham County, Tennessee. This fortress consists of 
a thin, double-faced bluff, about three-quarters of a mile in length, 
and only from 10 to 250 feet wide along its tall and narrow summit. 
It faces both rivers and has nearly perpendicular sides along its entire 
length on both streams. It can be scaled with very great difficulty and 
at only a few places. The Indians protected these few places of ascent 
with breastworks or mounds. This was a central place of refuge for 
a series of scattered Indian settlements extending about six miles up 
and five miles down the Cumberland River and about five miles up 
the Harpeth. 

The four pipes from this region are unlike any found elsewhere 
. in the valley, and probably the culture of the ancient people who used 
this fort was different from any other known at present in the Cum- 
berland Valley. 

Ona recent visit Dr. Fewkes examined the great unexplored mound 
group on Harpeth River at the mouth of Dog Creek, in Cheatham 
County. This group is the remains of one of the important pre- 
historic settlements east of the Mississippi. 

There is a great mound, with wide earthen platforms, capping a 
hill in the up-stream end of this settlement. A portion of the hill 
has been artificially shaped so as to give greater prominence to the 
works on top of it. Surrounding these works on the summit are 
the ruins of a large edifice and other important remains. This portion 
of the settlement covers about 40 acres and is said to be connected by 
an embankment with the remainder of the mounds in Mound Bottom, 


I20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


about two miles down the Harpeth. The Mound Bottom portion, 
shown in figure 133, covering about 50 acres, contains Mound No. 2 
with large platform ; Mounds Nos. 1, 4, 5, and 6; cemetery No. 7, and 
other traces of a considerable population. 


eee 
les 


Fic. 133—Mound Bottom. Other great mounds belonging to this unexplored 
group. 


ARCHEOLOGICAL EXPLORATIONS IN NEW MEXICO 


During July, and a part of August, Mr. J. A. Jeancon, special 
archeologist of the Bureau of American Ethnology, made a recon- 
noissance and conducted intensive archeological work at Taos, New 
Mexico. While it has been known for a long time that there was 
excellent archeological as well as ethnological material to be obtained 
in this valley, no archeological research has been done there before the 
present work in the summer of 1920. 

The great number and variety of sites seem to indicate a long 
period of occupancy of the region. These sites are well-defined small 
house groups, each indicating one, two, or more rooms. ‘There are 
also great communal groups as that at Bagley ranch and the Arroyo 
Hondo. The mounds are sometimes over 20 feet in height; the 
pottery sherds scattered over these sites range from the primitive 
black-and-white ware to what appears to be the so-called biscuit ware. 

A small pueblo ruin at Llano was selected for excavation and, while 
the yield of pottery was small, many interesting facts were obtained. 
The ruin is located on the south bank of the Little Rio Grande, one 
mile and a half from the plaza of Ranchos de Taos. Situated on the 
edge of a high mesa it commands a magnificent view of the country 
for miles around, excepting to the east, where the view is cut off by 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 121 


the mountains. The fields which probably furnished the villagers 
well-watered agricultural areas are situated in the valley below. 

The excavation showed that there had been two occupations on the 
site. In several places the remains of earlier old walls show beneath 
the present walls, indicating that the first and second buildings had 


Fic. 134.—Ruin at Llano, Taos Valley. 


totally different ground plans. All of the walls (fig. 134) were made 
of a mixture of wood ash, small stones (about the size of pebbles ordi1- 
narily found in gravel), and adobe which when exposed to the air 
becomes very hard. The walls of the second occupation are not as 
well made as those of the first, but the floors of both resemble those 
of the older villages still inhabited, where the blood of animals was 
used to give them temper and polish. 


[22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The general plan of the ruin recalls those of southwestern Colo- 
rado. The kiva at Llano (fig. 135) was completely surrounded with 
rooms and when the roof was intact its surface was a small plaza 
surrounded by the buildings of the main group. An evidence of the 
two occupations is that the more recent kiva was built inside the older, 
and the space between their walls had been filled in with rubbish. No 
roof timbers remained in the ruin, but there were in the kiva four 
upright posts upon which the former roof rested. In about the center 
of the kiva there was an excellent fireplace, and in the floor directly 


Fic. 135.—Kiva at Llano, Taos Valley. 


adjoining the fireplace a plastered pit (fig. 135), an unusual adjunct 
to the fireplace, the purpose of which is unknown. Between the fire- 
place and the pit is a stone slab, one foot high and about nine inches 
wide. The excavations brought to light a very small number of the 
undecorated sherds of white ware; the black-and-white pottery is 
unusually hard and fine, but the black or rather brownish-black ware 
used for cooking and storage is very soft. The forms of and designs 
on the black-and-white pottery strongly suggest the San Juan ware. 
During the month of May, 1920, Mr. Jeancon made a satisfactory 
reconnoissance in the country lying south and southwest of Dulce, 


123 


SMITHSONIAN EXPLORATIONS, 1920 


NO. 


Fic, 136—Ruin in La Jara Canyon. 


Fic. 137.—Ruin in La Jara Canyon. 


124 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


New Mexico. He found in Burns, La Jara and other canyons indi- 
cations of two periods of occupation evinced by the pottery which 
belongs to the old pre-Spanish black-and-white and the hard- 
coiled wares. The houses of the earlier period were “earth 
lodges” of a primitive type. The house remains point to the second 
occupation and are in many cases built on the tops of high masses of 
sandstone (fig. 136), and show the crudest workmanship. A common 
site for buildings is the edge of high points (fig. 137), along the 
terraced (natural) sides of the canyons. All of the later sites give 


~ a 


Set 


Fic. 138.—Dulce Ruin. 


an impression that they were more or less defensive and _ hastily 
erected. Associated with these buildings are remains of metal objects, 
apparently of Spanish manufacture ; many of the beams in the houses 
plainly show the marks of metal tools. The pottery has a bluish-black 
color, closely resembling a modern vitrified brick, and is so hard that 
when struck it rings with a clear bell-like tone. The surface suggests 
old Hopi ware and the decorations are similar to the older Zuni and 
Acoma designs. 

The pottery and associate remains probably do not antedate the 
reconquest of the Southwest by the Spaniards in 1690. It is known 
that some of the pueblo people fled from the Spaniards at the time of 


NO. 6 SMITHSONIAN EXPLORATIONS, 1920 125 


the great rebellion and took refuge in the mountains to the north. 
It is probable that further investigation will show that in this area 
the ruins ascribed to the second period were built and inhabited by 
refugees from Zuni and Acoma. 


ARCHEOLOGICAL EXPLORATIONS IN EASTERN TEXAS 


Archeological field-work was carried on in 1920 by the Bureau of 
American Ethnology in co-operation with the University of Texas 
under direction of Professor Pearce and Professor Engerrand. 
Several localities in Texas were visited and considerable intensive 
work done in the eastern part of the state. 

The region in eastern Texas to which most attention was given was 
in the vicinity of the little city of Athens in Henderson County. Judge 
A. B. Watkins of that city has long taken a keen interest in the 
history and archeology of the region and was of great help to 
Professor Pearce in his field-work. A number of aboriginal objects, 
complete specimens of pottery, clay pipes, conch-shell cores, fine 
arrowheads and human bones were obtained from an ancient burial 
ground two miles northeast of Frankston on the De Rossett Farm. 
One of the objects found was a “ turkey call” or whistle made from 
the drumstick of a turkey. This is identical with those used not 
many years ago by old white hunters on the frontier and Professor 
Pearce feels sure that the white man’s use of this device was borrowed 
from the Indian. Professor Pearce finds that the east Texas region 
contains numerous mounds, village sites and burial places, among 
which may be mentioned Nacogdoches, Panola, Bowie, Wood and 
other counties. 

Three interesting mounds on the Morrall Farm four miles east of 
Cherokee County were investigated. The highest of these mounds 
has an altitude of about 35 feet above the level valley or field in which 
they are all located and is about 80 feet across at the base. This 
mound is very steep and even now after long erosion its sides rise at 
an angle of 45°. Mound B is 180 feet long by 75 feet wide and rises 
only 15 feet above the general level. The other three mounds in the 
vicinity of Athens have been ploughed into and have no regularity 
in form. 

On the Quate tract east of De Rossett farms there are Indian 
mounds which were not regarded as very ancient. Several mounds 
situated in Harrison County on the farm of Mr. Lane Mitchell, of 
Marshall, were examined and remains of earth lodges with central 
fire pits were reached. These mounds are probably very ancient. 


126 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Numerous other sites were explored, yielding a collection of pottery, 
stone implements and other objects, illustrating the life of the pre- 
historic aborigines of eastern Texas. 

Everything found implies that the Indians of this region lived in 
relatively settled villages, had considerable agriculture, made pottery 
extensively and of a high-grade, and were altogether in a considerably 
higher stage of culture than were those who occupied the prairies 
and plains. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 7 


SEA-LILIES AND FEATHER-STARS 


(WitH 16 PLATES) 


BY 
AUSTIN H. CLARK 


(PUBLICATION 2620) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
1921 


The Lord Baltimore Press 


BALTIMORE, MD., U. S. A. 


SEA-LILIES AND FEATHER-STARS 
BY Aust UNH CUART 
(WitH 16 PLATES) 


CONTENTS PAGE 
[PRELARE Gini AA COO Oe De LS BEE TIRE ae ii ei ek ee I 
Number and systematic arrangement of the recent crinoids.............. 2 
she interrelationships: of the crinoid’ species..5.0.......csse-crcsensccees 2B 
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PREFACE 


Of all the animals living in the sea none have aroused more general 
interest than the sea-lilies and the feather-stars, the modern repre- 
sentatives of the Crinoidea. Their delicate, distinctive and beautiful 
form, their rarity in collections, and the abundance of similar types 
as fossils in the rocks combined to set the recent crinoids quite apart 
from the other creatures of the sea and to cause them to be generally 
regarded as among the greatest curiosities of the animal kingdom. 
They have usually been considered as the rare, curious and decadent 
remnants of an interesting animal type once important but now 
trembling on the verge of extinction, and it is from this melancholy 
viewpoint that they are discussed in practically all the text-books. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 7 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The discoveries of the last few years have shown that the living 
crinoids, far from being rare or few in numbers, are abundant both 
as individuals and as species, and that in all localities where the some- 
what exacting conditions under which they can exist are met they 
occur, sometimes in enormous numbers. The requirements necessary 
for the maintenance of crinoidal hfe are unfortunately of such a 
nature that, though quite generally distributed in the deeper waters 
of the oceans, they become rare or very local in the littoral, which, 
together with the great difficulty of preserving them in anything 
approaching satisfactory form, has served to keep them enshrouded 
in mystery while animals of other types engaged the attention of 
investigators. 


NUMBER AND SYSTEMATIC ARRANGEMENT OF THE RECENT 
CRINOIDS 


_ There are known from the seas of the present day 576 described 
species of crinoids which are distributed in 142 genera and 28 families 
and subfamilies; of these, 76 species, included in 22 genera and 6 
families, are stalked, while 500 species, included in 120 genera and 
22 families and subfamilies, belong to the unstalked or comatulid type. 

The systematic arrangement of the families and higher groups is 
as follows: 


Order Inadunata. 
Family Plicatocrinide (Calamocrinus, Ptilocrinus [fig. 42], Thalassocrinus, 
Gephyrocrinus and Hyocrinus). 
Order Articulata. : 
Family Bourgueticrinide (Rhizocrinus, Bythocrinus, Democrinus, Bathy- 
crinus, Ilycrinus and Monachocrinus [fig. 39]). 
Family Phrynocrinide (Phrynocrinus and Naumachocrinus). 
Family Apiocrinide (Proisocrinus [fig. 40] and Carpenterocrinus). 
Family Pentacrinide. : 
Section I: Pentacrinites (Metacrinus, Isocrinus, Endoxocrinus, 
Comastrocrinus [fig. 41] and Hypalocrinus). 
Section II: Comatulids (see below). 
Family Holopodide (Holopus). 
The comatulid section of the family Pentacrinide in the recent 
seas has become so numerous, so widely spread and so diversified 


that it alone has acquired all the characteristics of an order. It is thus 
subdivided : 


Suborder Macrophreata. 
Family Atelecrinide. 
Family Pentametrocrinide (figs. 49, 50). 
Family Antedonide (including the subfamilies Antedonine [figs. 47, 48], 
Thysanometrine, Perometrine, Heliometrine, Zenometrine, Insome- 
trine and Bathymetrine). 


IN@.)07 SEA-LILIES AND FEATHER-STARS—CLARK 3 


Suborder Oligophreata. 

Family Charitometride. 

Family Thalassometride (including the subfamilies Ptilometrine [fig. 
46] and Thalassometrine). 

Family Calometride (fig. 45). 

Family Tropiometride. 

Family Colobometride. 

Family Mariametride. 

Family Stephanometridz. 

Family Himerometride. 

Family Zygometride. 

Family Comasteride (including the subfamilies Capillasterinee, Comac- 
tiniine [fig. 44] and Comasterinz). 


THE INTERRELATIONSHIPS OF THE CRINOID SPECIES 


The various crinoid species are of very different relative value. In 
some comatulid genera, especially those including species with many 
arms, if any one character whereby the species are commonly dif- 
ferentiated be plotted on a species curve the several species will be 
found to be indicated not by a series of separate triangles, but by a 
succession of more or less marked nodes which are united to the mass 
forming the adjacent nodes by coalesced bases in thickness equal to 
from 10 to 60 or more per cent of the maximum height of the neigh- 
boring nodes. Such variability and lack of absolute fixity in any one 
character is as a rule reflected in all the characters, and thus there 
results a species group or genus which may be compared to a small 
mountain system rising out of a plain each peak of which represents 
a recognized form. In such a genus every character varies between 
two extremes, but there is often no correlation whatever between the 
different characters. Thus every sort of combination is possible and 
a very large variety is found, though the tendency is for the characters 
to form more or less definitely correlated groupings and to crystallize 
into certain definite types. 

This type of variability is not connected with the geographical 
origin of the specimens except in a very general way ; it is chiefly seen 
in the multibrachiate species of the Oligophreata, and in specimens 
of these species from the East Indian region, though there are one or 
two good examples in the Caribbean Sea. In the Indo-Pacific many 
species which occur in numerous well-marked varieties in the Malayan 
region when extending their range outside of this region gradually 
become more and more fixed and definite in their characters so that 
individuals from, for example, Madagascar or southern Japan, are all 
found to be practically uniform in their various features and to 
represent the mean of the two extremes seen in a series from the 
central East Indian region. 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


Thus it is evident that in a number of crinoid genera, as in many 
groups among the fixed and arborescent marine organisms, we have 
to deal not only with the usual and well-recognized geographical 
variation and the formation of geographical “ subspecies,” but also 
with the formation of “ varieties” which are strictly comparable to 
the accepted “ varieties” among the plants. Such difficult and intri- 
cate genera as Crategus, Aster, etc., have their representatives among 
the crinoids, though in the latter the number of included species is not 
by any means so large. 

Many plants form marked local varieties correlated with the 
physical and chemical character of their immediate environment—the 
type of soil, amount of sunlight, average temperature, amount of 
moisture, etc-—and several of these varieties may often be found 
within a relatively limited area, as in certain species of Aster. Many 
crinoids do exactly the same thing as a result of local variations in 
the food supply, the amount and kind of illumination, and the 
temperature. 


FORM AND STRUCTURE OF THE CRINOIDS 

Typically a crinoid is rather abruptly divided into a slender and 
more or less flexible column which supports at its summit a pen- 
taradiate head or crown (figs. 39-42) the five divisions of which 
each may bear anywhere from one (figs. 42, 50) to nearly forty (fig. 
17, left), but most commonly two (figs. 39, 43, 46-48), flexible arms 
along the ventral side of which, giving off branches to the slender 
alternating lateral appendages or pinnules, runs a narrow ciliated 
groove (fig. 36, left), the grooves from all the arms of each division 
uniting and running in a single groove across the so-called ventral 
disc to the mouth (figs. 4,5). The cilia in these grooves pick up and 
convey to the mouth the minute plankton organisms, both animal and 
vegetable, which serve the crinoid as food. 

A single living crinoid (Holopus), lacking the column altogether, 
‘is attached directly by the crown, the basal portion of which becomes 
much elongated. In the Plicatocrinidz the column continues through- 
out life to add new segments just beneath the crown and never, so to 
speak, matures. In the large group to which all the living crinoids 
except the Plicatocrinidze belong the column increases to a definite 
size, the topmost columnal then enlarging and becoming permanently 
attached to the crown, forming a sort of apical plate. This‘is the 
general law which, like all of nature’s laws, must be liberally inter- 
preted, for it is subject to curious modifications. In some types, as in 
Bathycrinus, maturity comes slowly and several of these topmost 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 5 


columnals, progressively increasing in width with the growth of the 
crown, are formed before a fixed attachment occurs. In the group 
including the pentacrinites (fig. 41) and the feather-stars (figs. 43- 
50) two widely different extremes are found. The pentacrinite 
column is extremely precocious. It reaches the mature stage and 
forms the definite topmost columnal when the crown is still extremely 
immature.and, so to speak, as yet lacks the instinct to attach itself to 
the column. The column therefore continues to grow and forms a 
second topmost columnal as in Bathycrinus, though in this case the 
two are separated from each other by a number of intercalated 
columnals. The second, like the first, fails to become attached to the 
crown and, the rapidity of stem growth increasing, a continuous series 
of these topmost columnals is formed each of which immediately 
after its appearance is pushed away from the crown by the formation 
of another one above it, the column becoming so enormously over- 
developed that the animal cannot nourish it all and so it dies away at 
the distal end as rapidly as new segments are added beneath the crown. 
As they are pushed backwards the numerous elements which nature 
intended for topmost columnals become separated by a definite num- 
ber of intercalated segments from which they are always to be dis- 
tinguished by their larger size and the presence of a whorl of five long 
jointed processes ending in a strong hook, the so-called cirri. In the 
feather-stars the column is just as precocious as in the pentacrinites, 
reaching maturity and forming the definite topmost columnal at a 
very early stage (fig. 55). But in this group attachment occurs. The 
column, being mature, has ceased its development ; the crown is as yet 
very small and young; the topmost columnal has become attached to 
. the latter and now forms an integral part of it, and it continues to 
develop with it regardless of the conditions in the column of which it 
was once a part. The crown becoming too large and heavy for the 
column, the latter breaks away just beneath the enormously enlarged 
topmost columnal, now called the centrodorsal, and the animal be- 
comes free. The further development of the soft structures of the 
column takes place entirely within the centrodorsal (fig. 7) from 
which the numerous cirri, here crowded together instead of spaced in 
whorls of five as in the pentacrinites, are extruded (fig. 10). 
Feather-stars mostly attach themselves to foreign objects by means 
of their usually stout and hook-like cirri which are most commonly 
from one-fourth to one-third the length of the arms (figs. 33, 34), 
though in a few species they are longer than the arms (figs. 32, 46). 
In some the cirri are very numerous, long, slender and nearly straight, 
forming collectively a sort of disc which, on the principle of a snow- 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


shoe, supports the animal on soft ooze or mud (fig. 35), and in one 
family (Comasteridz) they are frequently quite absent, the centro- 
dorsal being atrophied and sunken in so that its now flat surface does 
not project beyond the dorsal surface of the crown (fig. 11). Penta- 
crinites attach themselves to arborescent marine animals by their 
cirri, like the comatulids, or lie upon the sea floor with the column 
more or less coiled and the crown raised high above it. The other 
crinoids, except Holopus, are either attached to solid objects by the 
expanded and encrusting basal columnal or terminal stem plate 
( Plicatocrinidz, Apiocrinidz, and Phrynocrinide), or send out from 
the distal portion of the column a mass of root-like processes by 
which, plant-like, they are able to maintain an erect position on muddy 
bottoms (Bourgueticrinide). It is curious that in some of these if 
the crown be lost before the stem dies a mass of roots is produced 
from the upper end of the column similar to those at the lower end. 

The crown of a crinoid is composed primarily of three alternating 
circlets of five plates, excepting in the Plicatocrinide in which there 
are only two, calling to mind the bracts, sepals and petals of a flower. 
The plates of the lowest circlet (infrabasals) are small, often only 
three in number, and frequently, or perhaps usually, absent in mature 
animals ; the plates of the second circlet (basals) are larger and more 
constant, though in the feather-stars they become transformed into 
an internal septum (fig. 7, shown cut across just above the cavity 
within the centrodorsal) with no hint of their original significance, 
and in the Plicatocrinide there are frequently only three of them; the 
plates of the third circlet (radials) are always highly developed, and 
are structurally the basal plates of the arms. In a few types each of 
these is doubled so that there are ten of them instead of only five 
(compare figs. 49 and 50). 

Following the radials there is a linear series of ossicles which 
rarely remains undivided (figs. 42, 49, 50), almost invariably forking 
on the second (figs. 39, 46-48) ; this gives ten arms, the commonest 
number among the crinoids ; but each of these may again divide on the 
second or fourth segment beyond the first division (very rarely on any 
other) (figs. 40, 41) and this process may be repeated in extreme 
cases as many as eight or nine times (fig. 17, left). Ordinarily all 
of the five groups of arms are alike and all of the arms are of the 
same length, but in the Comasteride the arms arising from the left 
posterior radial, sometimes from both posterior radials, are frequently 
shorter than the others, sometimes scarcely more than a third as long 
(fig. 44), and they are further peculiar in lacking the ambulacral 
groove (fig. 36), in bearing more numerous and more developed 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 7 


gonads, and in ending in a terminal brachial bearing a pair of pinnules 
instead of in a growing tip as do normal arms. 

From the second onward the arm segments bear on alternate sides 
long slender jointed processes called pinnules (figs. 1, 44, 48), which, 
in the comatulids, are of three types. At the base of the arms and on 
the second ossicle of division series composed of four elements are 
the so-called oral pinnules which lack the ambulacral groove and are 
variously modified into very sensitive tactile organs (figs. 47, 48, 51) 
or into stout spines (fig. 52) extending over and protecting the disc ; 
following these and more or less abruptly differentiated from them 
are the shorter genital pinnules (figs. 1, 51, 52), with, or, more rarely, 
without (fig. 36, left) an ambulacral groove, on which the gonads are 
developed ; there are usually between six and twenty of these on each 
side of the arm, and distally they pass gradually into the longer and 
usually very slender distal pinnules (figs. I, 51, 52) which serve 
purely as food gatherers. In a few types one or more of the earlier 
pinnules are lacking (fig. 43), while in the Comasteridee (figs. 15, 43) 
the oral pinnules bear curious comb-like structures recalling the 
pectinate antennz of certain insects. In the crinoids other than the 
comatulids the pinnules are much more nearly uniform in structure 
and in function; in some types (Metacrinus, Hypalocrinus, Comas- 
trocrinus [fig. 41] and Proisocrinus [fig. 40]) they are rudimentary 
or even quite lacking on the terminal portion of the arms. In one 
comatulid (Comatulella brachiolata) many of the pinnules are modi- 
fied into stout organs resembling cirri which assist the animal in 
clinging to arborescent marine organisms. 

The various ossicles which together form the crinoidal skeleton 
are tied together by more or less closely packed bundles of fibrillze 
the ends of which take the form of loops within the calcareous sub- 
stance. Between most of the brachials or ossicles of the arms there 
is found in addition to the ligaments a pair of ventral muscle bundles 
and between the ossicles of the pinnules there are sometimes a few 
muscle fibers or a small muscle bundle. Excepting in Holopus more 
or fewer of the brachials are united in pairs by ligament fibrillze only ; 
such unions, known as syzygies, are extremely close, at right angles 
to the axis of the arm, and with the joint faces marked with radiating 
ridges ; two brachials so united usually appear as a single one with a 
thin dotted line across it (fig. 54). Crinoids seem to have the power 
of severing the syzygies at will, and arm fracture almost invariably 
takes place at these unions. As a rule syzygial pairs are regularly 
distributed throughout the crinoid arm, the first being composed of 
the third and fourth brachials ; their number decreases with specializa- 
tion and with increase in the number of arms. 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


In addition to the primary bony framework including the ossicles 
of the crown—calyx plates, brachials and pinnulars—and stem and 
cirri crinoids have two other skeletal systems; one, superficial, takes 
the form of very numerous spicules which may increase in size to 
definite plates sometimes mutually in contact protecting the soft 
ventral integument; along the ambulacral grooves, especially on the 
pinnules, these become more regular and better developed than else- 
where (figs. 18-26) and often form large and definite side and cover- 
ing plates (figs. 27-31) the former lying in the perisomic wall and the 
latter, hinged to them by ligaments, in the lappets which line the 
ambulacral grooves and capable of being closed down over them; the 
other skeletal system is the internal, consisting of numerous spicules 
and networks occurring more or less plentifully in the bands of con- 
nective tissue traversing the body wall and in the walls of the 
digestive canal. 

In a very large 10-armed feather-star in which side and covering 
plates are developed there are visible externally about 600,000 distinct 
skeletal elements each of which arises from a separate center of 
ossification; of these about 87,000 belong to the primary and about 
513,000 to the secondary or perisomic skeletal series. In a large 
comasterid with no side and covering plates visible there may be as 
many as 700,000 primary skeletal elements, while in the very small 
antedonids the number probably never falls below 10,000. The 
greatest of the figures, however, is insignificant when compared with 
the number of ossicles in the larger pentacrinites where, in the recent 
species, nearly two and one-half millions are found. These figures, 
large as they are, must be approximately doubled when the internal 
skeleton is taken into consideration. 

The internal structure of all the crinoids which have been studied 
is very similar. The mouth, at the point of convergence of the 
ambulacral grooves coming onto the disc from the arms (figs. 4, 5), 
usually central or subcentral but often excentric or even marginal in 
the Comasteride (fig. 12), leads downward through the gullet into 
the digestive tube (fig. 13) which, turning to the right, makes some- 
what more than one complete coil (four in some of the Comasteride), 
the posterior portion bending upward and slightly forward to end at 
the summit of the so-called anal cone situated on the disc between 
two of the ambulacral groove trunks. Except for its canal-like pro- 
longations into the arms the body cavity is filled with a mass of 
mesenteries, bands and septa so that it is reduced to a minimum, and 
in some cases, as in Isocrinus, has entirely disappeared. 

Within the centrodorsal in the comatulids (fig. 7) and just over the 
summit of the column in the other types lies the chambered organ; 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 9 


its central axis from which the partitions dividing it into five sections 
arise is continued irregularly upward to the vicinity of the mouth as 
the so-called axial organ, a cord of connective tissue including a 
number of open spaces or lacune. Five slender prolongations, one 
from each of the chambers-of the chambered organ, accompany the 
axial organ for some distance, ending blindly, and each cirrus 
includes a median vessel from the same organ. 

Except at the point where the axial organ leaves it the chambered 
organ is completely encased in a mass of nerve fibrilla from which the 
large dorsal nerves of the arms and pinnules and their various 
derivatives as well as the cirrus nerves arise (fig. 9) ; while over this 
nervous envelope and along the nerve cords lie multitudes of wander- 
ing cells which play an important part in the regeneration of lost 
members. The envelope of the chambered organ and its derivatives, 
including also a closely associated nerve ring about the mouth which 
sends off very numerous branches including two cords running along 
the ventral surface of each arm, form the chief nervous system of the 
crinoids, but beneath the ambulacral grooves of the disc, arms and 
pinnules there is second quite independent nervous system consisting 
of a continuous thin layer of nerve fibrille. 

The water vascular system of the crinoids consists of a ring canal 
about the mouth and vessels radiating out from it under each of the 
ambulacral grooves which they follow in their course to the pinnule 
tips, sending off branches into the delicate tentacles. Attached to 
the ring canal is a row of little tubes which open into the body cavity, 
and communication between the body cavity and the sea water outside 
the body is maintained by a number of calyx pores (5 in Rhizocrinus, 
1500 in Antedon mediterranea, and still more in larger species) which 
pierce the body wall. 

The blood vascular system of the crinoids is very highly developed, 
though the blood vessels are nothing more than intercommunicating 
cavities or gaps in the connective tissue of the mesenteries, bands and 
cords which in all directions traverse the body wall, the walls of the 
digestive tube, the axial organ, etc. 

The so-called genital cord forms an irregular pentagon about the 
mouth from which five branches are given off, these running beneath 
the water tubes into the arms and pinnules; but it is only in certain 
of the lower pinnules in most comatulids or at the pinnule bases and 
rarely in the arms in the stalked types that the sexual products are 
developed. It has already been mentioned that in the short posterior 
arms of certain of the Comasteridz the ambulacral grooves are absent ; 
when this occurs the ambulacral nerves, water vessels and tentacles 
are also absent, but the genital cord is here especially developed. 


Io SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Along the ambulacral grooves, except in most of the Comasteridee, 
and usually also internally along the digestive tube, is a usually 
regular row of little round bodies, conspicuously colored in preserved 
specimens though usually colorless in life, called sacculi (fig. 4.) which 
remind one strongly of the glandular dots on the leaves and petals of 
certain plants such as the species of Hypericacee. They are assumed 
to be excretory organs. 


VIVIPAROUS CRINOIDS, AND SEXUAL DIFFERENTIATION 


Three antarctic comatulids are viviparous, the young developing in 
special pouches or marsupia formed on the pinnules in two, but on 
the arms themselves in one. In all three of these the two sexes are 
easily distinguished by superficial external examination. Besides 
these three comatulids only six echinoderms are known to exhibit 
sexual dimorphism, four irregular echinoids, one holothurian, and 
one ophiuran. Excepting for one of the echinoids (Anochanus) all 
are from antarctic or subantarctic regions. 


THE DEVELOPMENT OF THE COMATULIDS 


The early stages of the comatulid larve are passed within the egg 
membrane and the developing eggs usually hang from the bases of 
the genital pinnules like little bunches of grapes. It is only after the 
formation of the elements of the skeleton—the rudiments of the 
terminal stem plate, a number of columnals, the infrabasals, basals 
and orals—that the larva emerges as a small barrel or bean-shaped 
creature with five transverse ciliated bands, an anterior tuft of long 
cilia, and a deep ventral groove (fig. 56). 

In the best-known species (Antedon adriatica) the length of the 
free-swimming life varies very greatly, even in different individuals 
of the same brood; some attach themselves after a few hours and 
immediately proceed to further development, while others are to be 
found still swimming about after a lapse of as much as four and a 
half days. As a rule the free-swimming existence terminates after a 
few hours and is rarely as long as two or three days; larve still 
swimming at the end of that time are abnormal and incapable of 
fixation. 

After attachment the larva soon assumes the form of a curious 
little stalked creature composed of a delicate column attached by a 
spreading base and supporting a calyx consisting of three or five, or 
often no, infrabasals which are very small, delicate, and difficult of 
detection, five large united basals forming a cup in which the visceral 
mass is enclosed, and five equally large orals superposed upon them 


INO: 7, SEA-LILIES AND FEATHER-STARS—CLARK i 


which may be opened outward or closed together over the mouth. 
The plates of the radial series appear first as minute spicules in the 
angles between the basals and orals, one in each of these angles, or 
sometimes two in the right posterior angle. These grow very rapidly 
and two additional plates appear beyond them, the outer giving rise 
to two plates each of which forms the base of a rapidly growing arm. 
The additional plate in the right posterior area, known as the radianal, 
is always present, often appearing before any of the radials, but 
sometimes, as in Antedon, not being formed until a relatively ad- 
vanced stage has been reached; it grows very slowly and by the 
growth of the radial just to the right of it it is shoved gradually 
upward and to the left, so that when the radials have come into lateral 
contact and have united into a ring it occupies a position at the edge 
of the disc where it is soon resorbed. Though small and soon 
disappearing in the young comatulid this is a very important plate 
in many fossil types. The arms at first are very different from the 
arms of the adults; they are composed of a series of exactly similar 
brachials without pinnules and with all the articulations between them 
the same, without muscles, and crossing the arm at right angles. 
Pinnules first appear at the tip of the growing arm after from nine 
to fourteen brachials have been formed, these being followed by the 
pinnule on the second brachial and considerably later by the pinnules 
on the intervening brachials (fig. 55). The first cirri appear on the 
now enlarged topmost columnal just before, simultaneously with, or 
just after, the first formation of the pinnules. Just before the 
appearance of the pinnules and cirri and before the disappearance 
of the radianal the larval comatulid is a remarkably perfect replica 
of a fairly typical representative of the Flexibilia Impinnata, but 
‘after the appearance of the pinnules and the cirri the crown under- 
goes a most extraordinary transformation and rapidly assumes all 
the characters of the adult comatulid, at various periods between five 
or six months and two and one-half years breaking away from the 
column and becoming a free-living feather-star. 

The fully grown pentacrinoid young of different species show great 
variation, and range between 15 mm. and 65 mm. in total length; in 
some the column is very short and relatively stout, not more than one- 
third of the total length, and composed of as few as 10 segments, 
while in others it is very slender and much elongated, reaching four- 
fifths of the total length and being composed of more than 65 
segments. 

In the comatulids and in the pentacrinites (possibly excepting 
Metacrinus) with more than 10 arms the young always have Io arms 


a 


I2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


only until a considerable size is reached ; increase in the number of 
arms is accomplished by breaking off each of the original 10 arms © 
at the articulation between the first and second (more rarely between 
the third and fourth) brachials and forming on the stump an axillary 
ossicle from which two arms arise, one or both of which may still 
further divide. 

REGENERATION 

In the crinoids, especially in the feather-stars, the replacement of 
lost parts by regeneration reaches an unusual extreme. It is most 
highly developed in the comatulids, pentacrinites and bourgueti- 
crinites, and least in the Plicatocrinide and, so far as we know, in 
Holopus. 

In the pentacrinites it is very common in Metacrinus, nearly as 
common in Jsocrinus, less noticeable in Endoxocrinus, and relatively 
rare in Comastrocrinus and in Hypalocrinus. This is not necessarily 
the result of a greater inherent ability to regenerate on the part of 
Metacrinus and Isocrinus, but is correlated with the fact that they 
run up into the shallowest water where the wave action makes itself 
felt, for the proportion of regenerated individuals decreases rapidly 
with depth regardless of species. 

Although inhabitants of deep water the species of Jlycrinus and 
Bathycrinus lose the radials, arms and visceral mass very readily and 
specimens are frequently found regenerating from the basal ring. 
Similarly the species of Bythocrinus, Rhizocrinus and Democrinus 
lose their arms so easily that it is very difficult to secure individuals 
with the arms still attached to the basiradial cone. 

The family Apiocrinide as represented in the recent seas is known 
from two specimens, each representing a different genus. One of | 
these (the type of Proisocrinus ruberrimus) is perfect, the other 
(the type of Carpenterocrinus mollis) is only a fragment. Similarly 
the family Phrynocrinidze is known only from two specimens each 
representing a different genus. One of these (the type of Phryno- 
crinus nudus) is perfect, though the arms were broken during cap- 
ture, while the other (the type of Naumachocrinus hawatensis) lacks 
the arms beyond the radials and the terminal stem plate. 

Among the comatulids regeneration is very common in all littoral 
species, but with increasing depth it becomes less and less frequent. 
Broadly speaking it appears to occur to a much greater extent in the 
Macrophreata than in the Oligophreata, though partially regenerated 
cirri have been mostly recorded in the latter. It is quite possible that 
this is connected with the large chambered organ of the Macrophreata ; 
and it is also possible that it is the small size of the chambered organ 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 13 


which to a large degree limits the extension of the pentacrinites and 
such comatulids as the Thalassometrine and the Charitometridz 
toward the surface, since as a result of wave action breakage is most 
common in the littoral and without a large chambered organ a crinoid, 
unless unusually tough, could not repair its injuries with sufficient 
rapidity to survive. 

The most common mutilations are the loss of the visceral mass and 
of more or less important portions of the arms, the fracture in the 
latter case almost invariably occurring at a syzygy. Loss of the 
visceral mass appears to cause the animal no inconvenience whatever, 
and it is entirely replaced in a little more than three weeks. 


ASYMMETRY 


There are four types of deviation from the normal pentamerous 
symmetry of the crinoids. These follow the following lines: 

1. A rearrangement of the five primary groove trunks upon the 
disc whereby (a) the left posterior increases in size and gives off 
more branches than any of the others; (b) as a result of the anterior 
migration of the mouth the two posterior become much longer and 
the anterior much shorter than the others and a condition of bilateral 
_symmetry is attained; (c) correlated with the anterior migration of 
the mouth, all of the primary groove trunks become merged into a 
horseshoe-shaped ring which skirts the lateral and anterior borders 
of the disc, giving off branches to the arms, the mouth being in the 
right center of the ring so that the ambulacra on the left are more 
developed than those on the right, or the ambulacra leading to the left 
posterior ray disappear altogether so that the ambulacra on the right 
are more developed than those on the left. 

. 2. A dwarfing, or an overdevelopment, of the left posterior, more 
rarely of both posterior, radial with the accompanying post-radial 
series. 

3. The intercalation of additional radials and post-radial series 
which alternate with the original five, and the associated dropping out 
of one of the five radials. 

4. The suppression of two of the primarily five basals. 

Asymmetry is almost universal in the comatulid family Comas- 
teridz, which includes the most specialized of all the recent types; in 
this family the first and second types occur, though the latter is much 
less common. 

Asymmetry is characteristic of the genus Promachocrinus, which 
is probably rightly considered as the most specialized genus in the 
subfamily Heliometrinz ; here the first and third types occur. 


14 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


Asymmetry is equally characteristic of the genus Thaumatocrinus, 
the most specialized genus of the family Pentametrocrinidz ; in this 
genus the third type is found. 

Asymmetry exists in all of the recent genera of the Plicatocrinide, 
the first, second and fourth types being represented; the third also 
occurs in the fossil representatives of this family. 

Asymmetry is characteristic of both of the recent genera of 
Apiocrinide, which are the most highly specialized genera in the 
family ; in these the second type occurs. 

Asymmetry of the second type is characteristic of Holopus. 

Asymmetry characterizes both of the species of Rhizgocrinus exist- 
ing in the present seas, and one of the species of Monachocrinus; in 
these the third type is found. © 

It appears that, no matter in what form it may manifest itself, in 
the recent crinoids asymmetry is an attribute of the most special- 
ized types in the groups in which it occurs. From the conditions in 
the Plicatocrinide, the last remnants of the once abundant Inadunata, 
it would appear that asymmetry is an attribute of phylogenetically 
decadent types—types in which type senescence has so far advanced 
as to inhibit the normal course of development. . 

Although occurring everywhere except in the Arctic Ocean and in 
the Mediterranean, Bering, Okhotsk and Japanese seas, asymmetrical 
types are most frequent and most highly developed (1) in warm and 
shallow water from southern Japan southward throughout the 
Malayan archipelago to northern Australia and thence westward to 
Ceylon, and (2) in the Antarctic and in the cold abysses. 

Though present among species inhabiting the western Atlantic 
from North Carolina to Brazil, and characteristic of many forms 
living at intermediate depths in the western Pacific and in the Indian 
Ocean, in these it is never more than slightly developed, even though 
they may be very closely related to types in which it is, in other situa- 
tions, carried to an extreme. 

Briefly stated among the recent crinoids any wide departure from 
the normal close approximation to true pentamerous symmetry indi- 
cates unfavorable conditions of one or other of two main types which 
are not mutually exclusive ; these two types are: 

1. Internal unfavorable conditions, induced by incipient phylo- 
genetical degeneration through type senescence, as in the Plicato- 
crinidz which in the recent seas represent the otherwise almost ex- 
clusively palaeozoic Inadunata ;. and 

2. External unfavorable conditions, taking the form of 

a. Phylogenetically excessive cold, and 
b. Phylogenetically excessive warmth. 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 15 


THE COMPOSITION OF THE CRINOID SKELETON 

The skeleton of the crinoids has the composition of a moderately 
magnesian limestone, the proportion of magnesium carbonate to 
calcium carbonate appearing to be a function of temperature and 
rising from 7.26 per cent in the coldest water to as high as 13.74 per 
cent in the tropical littoral. A trace of phosphate of lime appears 
always to be present, but whether or not it is an essential constituent 
is uncertain. 


THE DISTRIBUTION OF THE CRINOIDS 


The modern distribution of the crinoids has been chiefly the result 
of the gradual differentiation in the conditions of different sections of 
a once uniform sea area resulting in the evolution of more or less 
distinct faunal units through the selective extirpation of different 
types in different regions; combined with this there has been under 
the changing conditions the evolution of a few new types and the 
further specialization of others, some of which, efficient and aggres- 
sive, have apparently extirpated the previous crinoidal inhabitants 
from all the regions into which they have been able to extend their 
range. 

Changing geological and meteorological conditions affect chiefly the 
shallow water of the littoral and sublittoral regions ; the intermediate 
depths are but slightly affected, and the abysses not at all. Thus 
faunal differentiation is most marked in shallow water, much less 
marked in water of intermediate depth, and but vaguely indicated 
in the abysses. 

One of the results of the gradual change in conditions in a once 
nearly uniform ocean has been the discontinuous distribution of many 
.marine types occurring in two or more widely separated localities 
which have been subjected to less modification than the intermediate 
regions but which are now separated by impassable thermal or other 
barriers. This is well brought out in many marine types and in the 
crinoids is illustrated by the curious correspondence between the 
fauna of Australia and that of the Caribbean Sea. 

After the differentiation of a fauna land barriers sometimes appear 
isolating a certain section from the main range. It is thus that we 
account for the reappearance of Arctic types in the Okhotsk and 
Japanese seas. 

Geographically the littoral crinoids are divisible into a number of 
more or less well-marked faunas corresponding in the main to those 
indicated by other marine types. In those regions where the tem- 
perature of the water is more or less uniform from the surface to 


2 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


great depths, as in the Arctic, the Antarctic, the Mediterranean, etc., 
the littoral crinoids descend with it and there is then a uniformity 
in the crinoid fauna from the surface almost or quite to the abysses ; 
but where the temperature decreases rapidly with depth, as along the 
tropical shores, the bathymetric extension of the littoral types is very 
limited and the littoral fauna is underlain by an intermediate fauna 
consisting for the most part of more ancient and more conservative 
types which is fairly uniform the world over, though it reflects the 
broader divisions of the local overlying faunas. It is from this inter- 
mediate fauna that the littoral faunas on the one hand and the abyssal 
faunas on the other appear to have been derived. 

The distribution of the crinoids appears to be governed entirely by 
temperature, pressure playing no part whatever. 

There seems to be a close correlation between the bathymetric (or 
thermal) range and the geographical range of the same type, a form 
with a, restricted bathymetrical range having a similarly restricted 
geographical range and the reverse. 


THE PALEONTOLOGICAL HISTORY OF THE LIVING CRINOIDS 


Of the four great divisions of the crinoids, the Camerata, the 
Flexibilia, the Inadunata and the Articulata, two, the Inadunata and 
the Articulata, are represented in the present seas. 

The Inadunata are almost entirely confined to the Paleozoic, rang- 
ing from the Ordovician to the Carboniferous, with one of the 18 
gamilies (Poteriocrinide) represented in the Trias and another 
(Plicatocrinidz) known only from the Upper Jurassic and from the 
recent seas. 

The Plicatocrinide (including the living genera Calamocrinus, 
Ptilocrinus, Thalassocrinus, Gephyrocrinus and Hyocrinus and the 
fossil genus Plicatocrinus) are at present entirely confined to the deep 
and cold abysses ; all of the species are very rare, most of them having 
only been dredged once and none of them more than twice. The 
Jurassic representative of this family is also very rare, and its remains 
are commonly associated with those of hexactinellid and lithistid 
sponges so that it also probably lived at considerable depths. No 
representatives of the Plicatocrinide are known from the Cretaceous 
or from the Tertiary. 

The Articulata are entirely post-paleozoic, all from the Jurassic or 
later except the pentacrinites, which are also represented in the Trias. 

The Phrynocrinide are not represented as fossils; the ranges of 
the other families and of the genera including both recent and fossil 
species are as follows: 


NO. vi SEA-LILIES AND FEATHER-STARS—CLARK 7, 


Bourgueticrinide: Upper Jurassic to Recent. 
Rhizocrinus: Cretaceous (New Jersey); Eocene (Europe); Recent. 
Democrinus: In a recent breccia at Guadeloupe which also contained a 
human skeleton; Recent. 
Apiocrinide: Jurassic, Cretaceous and Recent. 
Pentacrinide: Trias to Recent. 
Isocrinus: Triassic and Jurassic; Recent. 
Zygometride: Jurassic to Recent. 
Catoptometra: Jurassic to Recent. 
Eudiocrinus: Jurassic to Recent. 
Holopodide: Jurassic to Recent. 
Holopus: Tertiary to Recent. 


fie) POSSIL REPRESENTATIVES OF THE .RECENT CRINOID 
GENERA 

Only a very few crinoid genera include both recent and fossil 
species, and these are divided into two groups, (1) those occurring 
only in the western Pacific (Eudiocrinus, Catoptometra, Proisocrinus 
and Carpenterocrinus, the species of the two last being apparently 
congeneric with certain species of Millericrinus) and (2) those con- 
fined to the western, or western and boreal, Atlantic (Jsocrinus, 
Rhizocrinus and Holopus). The recent distribution of these types 
is thus seen to be the same as that of the living king or horseshoe 
crabs (Xiphosuridz). 

Excepting only Proisocrinus ruberrimus and Carpenterocrinus 
mollis, all of the species of these genera are chiefly represented in 
shallow water, and these two are the only ones which do not occur 
within 100 fathoms of the surface ; indeed the species of three of the 
five other genera are entirely confined to water of less than 155 
- fathoms depth. 

The maximum representation is between the shore line and 200 
fathoms, especially between 50 and 150 fathoms; as, taking the ocean 
as a whole, we find at a depth of 200 fathoms a temperature of 
50.1° F. and at 100 fathoms a temperature of 60.7° F. it is evident 
that these genera are most abundantly represented within the opti- 
mum temperature for crinoid life, which is between 50° and 65° F. 
It is interesting to observe that (excepting for Proisocrinus and 
Carpenterocrinus, each only known from a single dredge haul at tem- 
peratures of 36° and 4o° F.) the only increase in the numbers falls 
between 50° and 64°, that is, within the optimum temperature for 
crinoids, and is particularly emphasized between 56° and 64°, the 
emphasis within the optimum temperature range being between 60° 


and 65°. 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


THE COURSE: TAKEN: BY SPECIALIZATION AMONG iis 
CRINOIDS 

The dominant feature of the progressive specialization among the 
crinoids from the earliest times to the present day has always been 
a process of progressive simplification in structure, the result of a 
process of progressive atrophy or suppression affecting some part or 
other of the organism. Thus the more specialized types differ from 
the more generalized through the atrophy or suppression of some 
important structural element, while the later groups are differentiated 
among themselves according to the lines which this atrophy or sup- 
pression has followed. 

The (recent) Articulata are distinguished from the Inadunata by 
the sudden cessation of stem growth (with an apparent, though not 
real, exception in the pentacrinites) after the stem has attained a 
definite and fixed length, and by the extreme atrophy of the calyx 
involving in most cases the complete disappearance of certain essential 
elements ; the comatulids are differentiated from all the other (recent) 
types by the suppression of the column excepting for the proximal 
or topmost columnal which becomes permanently attached to the 
calyx; Holopus is differentiated from all other (recent) genera by 
the suppression of the column, the infrabasals and the basals, the 
stalk being formed by the coalesced and elongated radials; the 
Phrynocrinide differ from the Bourgueticrinide in the complete sup- 
pression of the radicular cirri, and the Bourgueticrinide differ from 
the Phrynocrinidz in the suppression of the terminal stem plate. 


THE OCCURRENCE OF LITTORAL CRINOIDS 


I-xcept on sandy and exposed muddy shores littoral crinoids occur 
in all possible situations. Their one essential requirement is pure, 
well-aerated water having a relatively high minimum salt content and 
well provided with minute plankton organisms, and wherever this 
condition is met within the range of the littoral species they may be 
looked for in the water just below the low-tide mark or in protected 
situations ; sometimes they even occur in regions left bare at low tide. 

Along the shores of the Indian Ocean from southeastern Africa, 
Madagascar and Mauritius to Suez, India and the Malay archipelago, 
along the coasts of Australia, especially in the north, and thence north- 
ward to Fokien and southern Japan, littoral comatulids of many 
species are abundant—about 30 are known from Singapore alone— 
particularly on reefs and rocky shores, less commonly in sheltered 
situations and in eelgrass, though their occurrence is commonly more 
or less local and they are frequently not to be found in apparently 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 19 


ideal places. A few species have been found by shore collectors in 
New Caledonia, Lord Howe Island, Fiji, Samoa, the Marshall, Gil- 
bert (Kingsmill), Pelew, Caroline, Society and Hawaiian Islands, 
but throughout Oceania they appear to be relatively rare. None are 
known from the Japanese coasts north of Tokyo Bay, from the Asiatic 
coasts north of Fokien, from the northern or eastern shores of the 
Pacific, or from New Zealand. 

In the Atlantic basin littoral crinoids occur from Scandinavia and 
Great Britain to the Gulf of Guinea, including the Mediterranean 
area (but not the Black Sea) and the islands of the European and 
African coasts, and in the region of Cape Town, and in the west from 
the Bahamas and Florida to southern Brazil; but in the west they 
are extraordinarily rare, there being, except in the case of Tropio- 
metra, but six records, one from the Bahamas (Nemaster), one from 
the Tortugas, Florida (Nemaster), one from St. Thomas (Antedon), 
one from Dominica (Nemaster) and two from Brazil (Nemaster 
and Antedon). 

Of all the comatulids the preéminently littoral genus is Tropiometra, 
and wherever this genus occurs, from South Africa to Australia, 
Oceania and southern Japan, and from the southern Caribbean to 
south Brazil and St. Helena, it is commonly found along the shores, 
often in great abundance. In the western Atlantic, from Tobago, 
Trinidad and Venezuela to southern Brazil, it is the only really 
common littoral form. 

A close second to Tropiometra is found in the genus Antedon, 
ranging from Scandinavia and Great Britain to the Gulf of Guinea, 
including the offshore islands and the entire Mediterranean basin, 
and also found from St. Thomas to Brazil, all the species of which 
occur along the shores, where they are often locally abundant. Only 
two specimens of the American species are known, one from shore 
collections at Rio de Janeiro, the other from shore collections at 
St. Thomas. 

The species which have actually been captured along the shore 
number no less than 152, representing 38 genera and 12 families and 
subfamilies, while 93 more undoubtedly occur there, making a grand 
total of 245 shore-living types already known. Of these 227 are 
from the Indo-Pacific region (including two from South Africa), 
eight are from the region between the Bahamas and Florida and 
Brazil, six are from the northeastern Atlantic north of the Gulf of 
Guinea, and four are from southern Australia. 

The favorite localities for shore-living comatulids are more or less 
shaded situations, holes and crevices in reefs, benéath stones; in half- 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


submerged caves, on piling beneath wharves, and in the irregularities 
on the outer side of breakwaters; but they are sometimes found 
among gorgonians or eelgrass, on mangrove roots, and occasionally 
on mud. 


THE RELATION OF THE COMATULIDS TO TEMPERATURE 


In the recent seas the comatulids range from the very warm water 
of the tropical littoral to water with a temperature of only 28.7° F., 
considerably below the freezing point of fresh water. 

The species of the genera of the Oligophreata are especially de- 
veloped in the warm waters of the present seas, and they are pecu- 
liarly characteristic of the warm waters of the tropical coasts. The 
species which occur in this warm water are almost without exception 
highly specialized, and they are especially remarkable for a great 
reduplication in the number of their arms, of which they may have as 
many as 150 or even more, and also for their large size. 

A study of the ontogeny of the most extreme of these types shows 
that the essential characters of the adults appear at an extraordinarily 
early age, and also suggests that these characters do not indicate a 
true phylogenetic progress which will eventually lead to the evolution 
of new types, but rather a more or less pathological hyperdevelop- 
ment, an abnormal exaggeration of the normal phylogenetical ten- 
dencies, which will lead nowhere, but will terminate simply in the 
extinction of the species in which it appears. The fundamentally 
aberrant or unbalanced nature of these types is strongly indicated by 
the invariable conservation of some primitive character, for example 
spiny borders on the brachials, a reguiar distribution of the syzygies_ 
in the arms, a very primitive type of cirri or of pinnules, etc. 

The species of the genera of the Macrophreata are mostly developed 
in the colder waters of the recent seas, and this suborder includes all 
the comatulids of the polar regions and of the abysses. The species 
which are found in very cold water are almost without exception very 
primitive, and they are especially remarkable for a reduplication of 
the radials, a conservation of the carination of the ossicles of the 
division series and of the arms, a conservation and an exaggeration 
of the spines which ordinarily are found only among the young, an 
abnormal shortness of the brachials and of the segments of the 
pinnules and of the cirri, as well as for their very large and very 
primitive pentacrinoids in which the radianal plate approaches its 
original position beneath the right posterior radial; the greater part 
of these species are remarkable for their very large size, and they 
include among their number the largest living crinoids known; their 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK — 21 


arms are never more than Io in number except in the forms with 10 
radials, which may have 10 or 20. 

A careful study of these types, together with a detailed comparison 
between their characters and the characters shown by other species 
found in water abnormally cold for their immediate phylogenetic 
stock shows that the apparently primitive characters are without 
doubt the result of a repression or an inhibition of the normal 
phylogenetic development; furthermore, in combination with these 
characters we always find other characters which indicate a condition 
of very marked specialization, as for example a large number of 
proximal pinnules which are provided at their tips with more or less 
developed terminal combs, both of which characters are otherwise 
only found in the comatulids of very warm water at the opposite end 
of the temperature scale, and a great specialization of the centro- 
dorsal. 

The species of very cold water thus resemble the species of very 
warm water in the possession of a fundamentally aberrant structure, 
for they preserve and exaggerate certain very primitive characters 
while at the same time they show a high degree of specialization along 
other lines. 

However extraordinary it may appear, in their unbalanced type of 
specialization the comatulids of the coldest water agree more nearly 
with the species inhabiting very warm water—nearly all of which 
belong to the other suborder—than with any of the species of the 
intermediate waters, and the largest species, the smallest species, and 
the species with the greatest number of segments in the arms, pinnules 
and cirri are found equally at both extremes of temperature. 

The Oligophreata and the Macrophreata are both represented by 
six families between the temperatures of 50° and 55° F., but the 
Oligophreata predominate at all temperatures above this, while the 
Macrophreata predominate at all temperatures below. 

In the Oligophreata the greatest number of families is found be- 
tween 60° and 65°, and in the Macrophreata between 50° and 66°. 
For all the comatulids the greatest representation is between 55° and 
65°, with the emphasis on 60°-65°. 

It would therefore appear that the temperature range included 
between 55° and 65° represents the temperature phylogenetically 
most suitable for the recent crinoids. It is a very curious fact that 
the comatulids found between 55° and 65° are all of medium size, 
none very large and none very small, and that they all show well- 
balanced and conservative characters. 


22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


So far as we can see it is with the recent species which are found 
within these temperature limits that the fossil crinoids best agree, 
and one might hazard the guess that it was principally, if not entirely, 
within these temperatures that the crinoids of the post-palzeozoic 
faunas, characterized by a very great development of the Articulata, 
were developed. 

FOOD 

Duchassaing records that the stomach contents of a specimen of 
Isocrinus decorus which he fished up in relatively very shallow water 
at Guadeloupe consisted only of the remains of small crustaceans. 

Bronn, summarizing previous ‘accounts, wrote that the stomach 
contents of Jsocrinus were made up of the remains of small crus- 
taceans, while those of the comatulids consisted of diatoms such as 
Navicula, Bacillaria, Actinocyclus and Coscinodiscus, of Tethya, and 
of many types of entomostraca. 

W. B. Carpenter said in 1866 that in the very numerous specimens 
of Antedon bifida from Arran of which he examined the contents of 
the digestive cavity he never found anything other than microscopic 
organisms, and the abundance of the horny rays of Peridinium tripos 
made it evident that in this locality that organism is one of the 
principal articles of food. But in specimens from other localities he 
found a more miscellaneous assemblage of alimentary particles, the 
most commonly recognizable forms being the horny casings of ento- 
mostraca or of the larve of higher crustaceans. 

In his account of Hyponome sarsw (the visceral mass of Zygometra 
microdiscus) Lovén states that in the ambulacral grooves he found 
masses consisting of minute crustaceans, larval bivalves, and other 
remains of food. 

In 1876 W. B. Carpenter wrote that the contents of the alimentary 
canal of Antedon bifida both in the pentacrinoid stage and in the adult 
consists of minute entomostraca, diatoms, spores of algz, etc., but 
in his Lamlash specimens especially of Peridinium tripos, which was 
usually very abundant in that locality. He also notes that the contents 
of the alimentary canals of the various types of pentacrinites ex- 
amined by him are of the same nature. 

P. H. Carpenter says that the food of a crinoid is considerably 
varied in its nature according to the character of the sea bottom on 
which it lives. The horny casings of entomostraca and the larve of 
larger crustacea are frequently to be found in the digestive tube 
together with the frustules of diatoms, spores of alge, etc. In sec- 
tions of Bathycrinus, Rhizocrinus, Isocrinus and Endoxocrinus from 
deep water the silicious skeletons of radiolarians may be found in 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 23 


considerable abundance and variety. Foraminifera also form a staple 
article of food for these deep-sea species, for he frequently found 
Globigerina, Biloculina and other types beneath the covering plates of 
the food grooves on the arms and pinnules, while the remains of their 
soft parts occur in the intestines of decalcified specimens. 

Seeliger believes that he recognized in the earliest food of the larve 
of Antedon adriatica half-digested infusorians and different pelagic 
larve. Bury found the stomach of the very young pentacrinoids of 
Antedon mediterranea so filled with diatoms that the cutting of sec- 
tions was rendered very difficult. 

Dr. Edwin Kirk states that in the case of a number of specimens of 
Comanthus japonica which he examined the contents of the intestine 
were almost wholly comminuted animal matter. 

At Maer Island, Torres Strait, Dr. H. L. Clark examined the 
stomach contents of four comatulids (species undetermined). He 
found that in each case the greater part of the food material was 
green algz, chiefly unicellular though some linear forms (thread 
alge) were also noted; a few diatoms were detected, and some 
foraminifera. In one of the stomachs several radiolarians were seen, 
in another a piece of a red alga, and in a third some fragments of 
minute crustaceans. Dr. Clark also examined the stomach contents 
of Tropiometra picta at Tobago which he found to consist of a 
mixture of vegetable and animal food, the former predominating. 
The plants were diatoms and unicellular green alge, with occasional 
fragments of seaweeds ; of animals, crustaceans were most frequently 
noted, but a few foraminifera were also seen; the crustaceans were 
minute amphipods, copepods and crab zozas. 

Dr. Th. Mortensen found that a relatively large percentage of the 
pentacrinoids of Jsometra vivipara have in their stomachs the half- 
digested, but still perfectly recognizable, remnants of the larve of 
the same species; he even found very young pentacrinoids with the 
vestibule recently ruptured and the arms not yet developed with 
embryos almost as large as themselves in their mouths. He remarks 
that on account of the large number of pentacrinoids found attached 
in clusters to the tips of the upturned cirri—as many as 99 in one 
specimen—this danger to the embryos is very real, and probably quite 
a large number of them perish in that way. 


LOCOMOTION 
Excepting for the pentacrinites all of the stalked crinoids are 
firmly attached to foreign objects or rooted in the mud and therefore 
incapable of locomotion. The pentacrinites have such long and heavy 


24 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


stems which are usually so entangled with the objects on the sea floor 
and with the stems of other individuals that they are to all intents 
and purposes as firmly fixed as are the other stalked types. But the 
comatulids, attached by their highly mobile dorsal cirri, are able to 
detach themselves and move about, though as a rule they remain 
pretty constantly in one place and rarely change their position except 
as a result of some unusual stimulation. 

Among the comatulids locomotion is of two types, swimming and 
crawling; swimming is the more usual, and apparently all littoral 
comatulids can swim. In swimming the arms of each pair beat the 
water alternately and at first quite rapidly, as much as I00 times a 
minute, but the animal soon tires and the longest distance recorded as 
covered by a swimming comatulid is less than 3 meters. The swim- 
ming of the feather-stars has been likened to the flitting of small 
birds in shrubbery as contrasted with sustained flight. 

The young of two species, Dorometra nana and Comanthus parvi- 
cirra (twice) have been captured while swimming at the surface from 
ships at anchor or in plankton hauls. 

Crawling is accomplished by a combined pulling and pushing, and 
in the comasterids the long anterior arms are extended forward and 
used for pulling while the short and stout posterior arms are used 
for pushing. The rate of progress has been calculated as 85 mm. a 
minute, or 5 m. an hour. 


COLOR 


Of all the animals in the sea there are none that exceed in beauty 
and variety of coloration the shallow water crinoids. Flower-like in 
form and almost flower-like in the fixity of their habit, they are also 
flower-like in the variety and distribution of their pigments. But 
with depth the diversity of hue diminishes so that we find the color 
range of the species of the deeper water relatively restricted while 
the individuals themselves, losing the almost universal spottings and 
bandings of the littoral types, become comparatively plain. 

Though crinoids resemble flowers in the diversity and brilliance of 
their colors, their color types are quite the reverse of flower-like. In 
a particolored flower the center or eye is more or less abruptly lighter 
or darker than the remaining portions, or the petals are longitudinally 
striped ; cross-banding of the petals is very rare. Among the crinoids 
particolored specimens are usually cross-banded, regularly or irregu-' 
larly, and though the tips of the pinnules may be of a different color 
from that of their bases a true longitudinal striping of the arms is 
very rare and a conspicuous eye is never developed. 


NO. :7 SEA-LILIES AND FEATHER-STARS—CLARK 25 


The published records show in the feather-stars the following 
frequency for the various colors; the numbers in parentheses show 
the individuals entirely of the color given, the others all the records 
for that color both in unicolor and in variegated types: 


LCG 194 (47) Hs lhe acre gaa o ee aes che « po ol 19) 
SHO NVA ehes crac sic 3,400 <5 138 (24) Oranges coe its oe es 390 (5) 
NWalnit leans Aiciccartescsuacane shee s 126 (1) Giicye Persie ae eestor Doe! (Te) 
OEE ee SR Pais wea dy oe 80 (8) WiGleE rr eeweesee kee eh 15.) (6) 
GRECIIgre keane eee n ees FAC 73) Stein, Pee perpen se tNaeteis oars 15 (0) 
EE Dlegetiem a ckiso stones S 70 (10) 


While white and yellow occur in all possible combinations, orange 
does not occur with violet, black or green; red does not occur with 
black; purple does not occur with black, gray or green; violet does 
not occur with orange, black, gray or brown; black does not occur 
with orange, red, purple, violet, gray, green, or brown; gray does not 
occur with purple, violet, black, green or brown; green does not occur 
with purple, black or gray ; and brown does not occur with red, violet, 
black or gray. 

It is of course true that this apparent incompatibility of colors is 
partly due to a lack of observations and to a misinterpretation of the 
colors as recorded, and the foregoing list must therefore be accepted 
with considerable reservation. 

In particolored comatulids the distribution of the colors on the 
arms and pinnules falls into several well-marked types, which may be 
arranged as follows: 


I. Arms and pinnules uniform in color. 

a. Arms and pinnules uniform in color, but differing in 
color from the cirri. 

b. Arms and pinnules uniform in color, but the ventral and 
dorsal surface of different colors. 

II. Pinnules of a different color from that of the arms. 

a. The distal portion of the pinnules (and usually also the 
arm tips) is of a different color from that of the proxi- 
mal portion and the arms. 

b. All of the pinnules are of a color different from that of 
the arms. 

III. Arms and pinnules irregularly nea mottled and blotched. 
IV. Arms with more or less regular and uniform spots. 

a. Spots confined to the division series and arm bases. 

b. Numerous small spots generally distributed. 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


V. Arms with a median dorsal stripe. : 
a. A broad median stripe, lighter or darker than the color 
on either side of it. 

b. A narrow median stripe, always very dark. 

VI. Arms conspicuously and regularly cross-banded. 
a. With several more or less irregular broad bands. 
b. With a broad approximately central band. 
c. With broad alternating bands of equal width. 
d. With narrow alternating bands of equal width. 
e. With narrow well-spaced bands. 

As a general rule the coloration of the pinnules follows that of 
arms, but in a few types they are banded on each segment and in at 
least one case this is a good specific character. 

The cirri are usually unicolor, less commonly dull at the base, 
becoming gradually or abruptly brighter distally, and rarely show 
distinctive color types; when this occurs the color types are usually 
a reflection of the color types of the division series and arm bases and 
very rarely distinctive. 

Particolored cirri, except those which are merely brighter distally, 
fall into the following classes: 

I. Each cirrus segment with a transverse band. 
II. Cirri unicolor, but of a color not found in the calyx or arms. 

III. Cirri blotched or spotted. 

a. Cirri with irregular blotches or irregular bands. 
b. Cirri with small spots. 

IV. Cirri longitudinally striped. 

A study of the development of the colors seems to indicate that all 
colors except gray and black may arise directly from white, and that 
yellow, red and brown usually arise directly from white, while violet 
arises as often from white as from any other color. All colors may 
develop from yellow ; gray and black are developed only from yellow, 
and purple and green arise more frequently from yellow than from 
any other color. Red frequently develops into purple, and occasion- 
ally into yellow, violet and green. Brown develops into green and, 
less frequently, into violet. Orange develops into brown... 

At a depth of 55 fathoms in the sea the relative proportion of the 
red rays is considerably diminished, and at 300 fathoms they have 
almost completely disappeared. In a discussion of colors, color com- 
binations and color types and their relation to depth, therefore, it 
would seem that bathymetric divisions of 0-55 fathoms, 55-300 
fathoms, 300-600 fathoms and 600 fathoms and over would be as 
satisfactory as any. 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 27, 


A tabulation of the colors according to depth shows that black does 
not occur below 55 fathoms; red, violet, gray and white do not occur 
below 300 fathoms; purple, green and orange do not occur below 
600 fathoms; yellow and brown occur at all depths. 

Yellow and brown are relatively much more frequent below 300 
fathoms than above; purple, green, orange, gray and white occur in 
about the same relative proportions down to 300 fathoms, at that 
point decreasing abruptly or disappearing altogether ; red, violet and 
black decrease abruptly below 55 fathoms. 

No colors are more frequent between 55 and 300 fathoms than 
elsewhere. The proportion of uniformly colored species increases 
markedly with depth, while the corresponding decrease in variegated 
species is even more abrupt. All of the color types given occur only 
above 300 fathoms. The median dorsal stripe is most common be- 
tween 55 and 300 fathoms. Distinctively colored pinnules and regu- 
lar crossbands occur in about the same proportion down to 300 
fathoms. Distinctively colored cirri and irregular spotting or mottling 
are much more common above 55 fathoms than below. Regular 
spotting occurs only above 55 fathoms. 

Whereas the development of color in the crinoids seems to have a 
more or less definite relation to illumination, it appears to have no 
relation whatever to the temperature of the water in which the 
crinoids live. The various color types are almost entirely confined to 
water of high or intermediate temperature; but this is undoubtedly 
due to the fact that the crinoids of the colder parts of the oceans 
belong to groups in which color patterns are not developed even in 
their tropical representatives. This supposition is emphasized by the 
‘occurrence of several well-marked and beautiful color types in the 
species of the genus Antedon which are quite as well developed in the 
Scandinavian species as in those inhabiting the shores of northwestern 
Africa and the Mediterranean. 

From the evidence at hand the following conclusions seem justified : 

White, which is the original color of the pentacrinoid young and 
occurs frequently in the adults, denotes the more or less complete 
absence of pigment. 

Yellow is the color of practically all of the more primitive forms, 
and of many of the more specialized, throughout life, and with very 
few exceptions (occurring in the brilliantly illuminated littoral) of 
small specimens and of advanced pentacrinoids. Orange or red, in 
reality an intensification of the yellow, is the color of a few primitive 
forms, and of nearly all the young which are not yellow. 


28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


After the full size has been reached a dusky factor makes its 
appearance which may be generally diffused or more or less localized, 
and deepens, alters, or obscures the original colors. 

Illumination of the habitat results in an intensification of the natural 
colors and the very early appearance of the dusky age factor, as well 
as in the appearance of a blue factor resulting in the formation of 
bright greens, purples and violet, which may deepen to black. 

All the comatulids living below the limit of light penetration exhibit 
the basic colors, white, orange or red, only, which, though they may 
become more intense toward the calyx and arm bases, are never other- 
wise diversified. Each of these colors, however, may be modified by 
the dusky age factor, resulting in “ dusky purple,” greenish or brown- 
ish yellow, brown, orange brown, crimson, or red brown. The blue 
factor is absent in these species, but in the group as a whole it gradu- 
ally increases from the limit of light penetration to the surface, 
causing the appearance of greens, purples and violets of increasing 
intensity. | 

Geographically the maximum development of color diversity ap- 
pears to be in the Malayan and north Australian region, and thence 
westward to Ceylon; but it is here also that the maximum develop- 
ment of littoral types is found. The whole littoral and intermediate 
fauna from east Africa to Oceania and southern Japan is notable for 
the diversity in the coloration of the endemic forms. 

On the other hand, throughout the vast extent of the east and north 
Pacific we find the minimum diversity of crinoid coloration; all of 
the comatulids are unicolor, most of them yellow, becoming yellow 
brown, a few purplish brown or red; all of the stalked forms are 
yellow. 

The crinoids of the Caribbean Sea as we know them to-day are 
much less highly colored than those of the Indo-Pacific region, and 
this holds good for stalked as well as for unstalked types. But here 
the groups which furnish the majority of the most variegated species 
are absent. In the remaining portions of the Atlantic, outside of the 
region of the Cape of Good Hope where the Indo-Pacific fauna in- 
trudes for a short distance, we note especially the presence of the 
highly colored species of Antedon, which range collectively from Rio 
de Janeiro to St. Thomas and from the Gulf of Guinea to Norway, 
including the Mediterranean basin; of the green or white species of 
Leptometra which occur from Madeira to Scotland, including the 
Mediterranean basin; and of the small green or gray species of 
Hathrometra which are found from Chesapeake Bay and Portugal 
northward. 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 29 


The coloring matter of crinoids is freely soluble in fresh water and 
in alcohol. It is possible to keep certain species for some time in 
water fresh enough to dissolve out a considerable amount of pigment 
without apparent injury, while many may be partially decolorized in 
a stream of fresh water while still alive. 

. As a general rule comatulids preserved in alcohol, no matter what 

their original colors may have been, become brown, usually a yellow- 
ish, more rarely a purplish, reddish or greenish brown, later slowly 
fading out to grayish white. The bands and spots often persist for 
some time, though with entirely changed color values, but they 
eventually disappear. On account of the wonderful diversity of the 
colors in life and of the altogether extraordinary alteration of the 
colors by preservation the greatest care is necessary in identifying 
living specimens, especially from descriptions based upon preserved 
material, for the color may or may not be a good specific index; it 
usually is not. 


THE SIMILARITY BETWEEN CRINOIDS AND PLANTS 

Although they are animals possessing a relatively high type of 
organization the crinoids are so plant-like in their outward form that 
it seems worth while to explain briefly the extent of and the reasons 
for this curious and striking similarity. 

The roots of the stalked crinoids are of several different types 
varying from a large encrusting mass with digitiform processes about 
its borders to-a long slender taproot buried in the mud from which 
very numerous delicate lateral roots are given off. Every type of 
crinoid root can be matched among the plants, though the crinoid root 
performs only one of the functions of the plant root, and that is to 

‘hold the organism in place. 

The stem of some of the stalked crinoids, such as Proisocrinus, is 
long, smooth, slender, and enlarged toward the base, and thus 
strikingly similar to the stems of many of the commonest palms, this 
similarity being heightened by the numerous pinnate arms like palm 
leaves at the summit. The pentacrinite stems with their whorls of 
five cirri at regular intervals call to mind the stems of many plants 
with narrow whorled leaves, in combination with their lily-like crowns, 
especially such lilies as Lilium philadelphicum. From their resem- 
blance to palms the stalked crinoids are commonly called “ sea-palms ” 
in French and Spanish, while their usual appellation in English is 
“ sea-lilies.” 

The food of the crinoids consists of the minute plankton organisms 
suspended or moving slowly about in the surrounding water. In 


30 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


order to obtain an adequate supply of these organisms they must 
intercept the maximum amount of water without, however, impeding 
its flow, for it must pass by them constantly and continuously in order 
to furnish them with a supply of oxygen without which they would 
soon perish, as well as to deliver to them the requisite amount of 
food. As the maximum area is included within a circle the crinoids 
have developed a circular food-collecting apparatus consisting of 
slender pinnules which, spread out in the form of a circular net, 
filter the maximum amount of water while at the same time they 
interrupt the flow of water to the minimum degree. In this circular 
food-collecting apparatus composed of a vast number of slender 
filaments we see at once the influence of the same factors which have 
determined the development of the submerged filiform-dissected 
leaves among the water plants ; and the similarity becomes more strik- 
ing still when we call to mind such carnivorous plants as the species 
of Utricularia. 

The crinoid crown is almost entirely a food-collecting apparatus ; 
the essential organisms of the animal are reduced to a minimum and 
subordinated to the development of a structure offering a maximum 
area for the interception of food particles. This is not by any means 
a peculiarity only of the crinoids, for all of the other fixed and 
arborescent animals, the sponges, ccelenterates, polyzoans, tunicates, 
protochordates, etc., have similarly subordinated, as it were, their 
whole being to the specialization of the meehanism for collecting 
mobile food to such a degree that they may be differentiated often 
down to genera, and sometimes even down to species, by the char- 
acters found in the food-collecting apparatus alone without considera- 
tion of their other structures. The polyp or polypoid individual more 
or less flower-like in form or else capable of maintaining a strong 
inflowing current of water is a physical necessity correlated with a 
fixed existence, and the contrast between the requirements of a fixed 
and an active life are nowhere better illustrated than in the echino- 
derms through the comparison between the crinoids on the one hand 
and the echinoids, asteroids and ophiuroids on the other. 

Terrestrial plants live rooted in the earth from which and from the 
surrounding atmosphere they derive all the substances necessary for 
their existence. But the medium about them is so light that some 
special provision must be made for the fertilization of their ova. 
Thus while the crinoids, and all the other fixed marine animals, have 
had to specialize, so to speak, on the development of an adequate 
apparatus for food collection, the plants have had to devote their 
energies to the problem of securing cross fertilization. This is largely 


INOS 7. SEA-LILIES AND FEATHER-STARS—CLARK Bil 


accomplished through the intermediary of insects of various types, 
more rarely by small birds, which transport the pollen through the air, 
and the plants have developed all sorts of artifices by which they make 
their flowers attractive to these creatures. The result of this neces- 
sity has been to localize in the flowers the chief differential characters 
of the plants just as the same characters have in the crinoids and in 
the other plant-like animals been chiefly segregated in the commonly 
flower-like food-collecting mechanism. 

The polyps of the plant-like animals cover the maximum area with 
their arms or tentacles in order to collect the maximum amount of 
food, while the flowers cover the maximum area with their petals in 
order to attain maximum visibility, with the common result of a 
circular expanse of symmetrically arranged parts in both cases. To 
increase their efficiency by mass effect the polyps of plant-like animals 
are often spiked, sometimes spirally arranged on the axis, and 
occasionally grouped in umbels or in imperfect racemes like flowers, 
while to counteract unusual external stresses of waves or wind both 
flowers (/taoulia, etc.) and polyps (brain-corals, etc.) are sometimes 
in the same way gathered together in great more or less globular and 
highly resistant masses. 

A very large proportion of the conspicuous flowers are pentapartite, 
with five sepals and five petals alternating with them, and commonly 
bracts beneath the sepals; crinoids are also pentapartite, with five 
basals and five arm-bearing radials alternating with them, and com- 
monly infrabasals beneath the basals. Some flowers are tetrapartite, 
like the crucifers; some crinoids are the same, like Tetracrinus. 
Many flowers are hexapartite, as are also some crinoids, like Hexa- 
crinus. The reason for the most common occurrence of five in both 
cases is probably that in the pentapartite division there lies the maxt- 
mum strength. 

The basals of the crinoids normally enclose the visceral mass much 
as in many flowers the sepals enclose the ovary, and sometimes 
(Isocrinus, etc.) they imbricate over the bases of the radials as the 
sepals imbricate over the bases of the petals. 

In many crinoids the arm bases are firmly united by interbrachial 
plates or so closely pressed against each other that they may almost 
be said to possess a gamopetalous corolla. 

In a few fossil crinoids (Petalocrinus and Se) all the 
arms borne by each radial are united into a single, broad, flat plate 
which may be highly flexible, and the crowns of these crinoids 
resemble flowers to a most astonishing degree. 


3 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


At the base of the petals in the flowers are the stamens, while at 
the bases of the arms in the comatulids are the elongated oral 
pinnules which are usually bent inward over the sometimes central 
high anal tube which in many cases looks very much like a pistil. 

The essential part of the plant is the flower; roots, stem and 
leaves may be dispensed with in the parasitic types, but the flower 
must be developed. In the crinoids the great essential is the food- 
collecting apparatus ; everything else may be reduced to a minimum, 
but that must remain at an irreducible maximum. In the family 
Rafflesiaceze the whole plant is reduced to nothing but a flower, which 
may be very large, as much as three feet in diameter ; in the coma- 
tulids the animal is little else than arms and pinnules, and the diameter 
of the expanded animals in one species is about three feet. 

Since the spermatozoa of the crinoids escape into the sea while the 
ova remain attached to the pinnules of the female it is evident that in 
this group conditions exist in a way comparable to those found in 
wind-pollinated plants, and it is interesting to note that the crinoids 
possess many scores of entirely separate and distinct gonads arranged 
in a series along both sides of each arm on the pinnules or at the 
bases of the pinnules remotely suggesting the arrangement of many 
wind-pollinated flowers in catkins. 

The ciliation of the crinoid larvae may be compared with the 
development of the fibers on the seeds of such plants as the cotton, 
and the development of the long anterior tuft of cilia with the coma 
on such seeds as those of the milkweed (Asclepias) or fireweed 
(Epilobium). 

The color of the crinoids has already been discussed, but there are 
one or two points regarding color which are of interest in this 
connection. 

Many of the species of Comasteridz are asymmetrical, one or two 
of the arm clusters being more or less, sometimes very much, shorter 
than the others, the animal developing a secondary bilateral symmetry 
from an original pentamerous symmetry. Many flowers also develop 
a bilateral symmetry from an original pentamerous symmetry, as is 
well seen in our species of Orchidacez, Scrophulariaceze, Menthacez, 
etc., and in all intermediate stages comparable to those seen in the 
Comasteride, in the Campanulariaceze and Solanaceze. Because of the 
coiled digestive tube the visceral mass in the center of a crinoid never 
shares the pentamerous symmetry of the rest of the animal, and in 
the pentapartite flowers the similarly placed ovary, excepting only 
in the Crassulacez, is out of harmony with the radial symmetry of the 
other structures. 


NOs 7 SEA-LILIES AND FEATHER-STARS—CLARK 33 


Flowers facing directly upward or directly downward are always 
regular, insuring maximum visibility from all directions; irregular 
flowers always are directed more or less laterally. Crinoids which 
rest on muddy bottoms and therefore face directly upward (as Penta- 
metrocrinus ) or which have pendent crowns (as Ptilocrinus) are also 
symmetrical since this means maximum efficiency in combing the 
water which may pass across them in any direction. 

Among our native flowers (in eastern North America) the various 
colors represented fall into three distinct groups on the basis of the 
proportion of irregular to regular flowers included, as follows: 


Group I: AsoutT ONE-QUARTER OF THE FLOWERS IRREGULAR 


Red White Green 
RemCentiol teettlar HOWERSes. st. sence scr > 7 73 72 
iRenecent on imregtlar flowers... s2052s00.0 056% 22 27) 28 


Group II: Nearty One-HALF oF THE FLOWERS IRREGULAR 


Brown Yellow Orange 
Rercentyon negtlar i MOwers.ccerccces ones ss 57 50 56 
Petsceut Ol itterillar HowerS....¢s6-5-.2 6. 5+% 43 44 44 


GrovuP IJ]: More THAN THREE-QUARTERS OF THE FLOWERS IRREGULAR 


Blue Purple 
RemAceninar Tesilar NOWErsiss lc, sede alc ce Ss sel acide ds 24 21 
Pe MRED COTe MEM UIA Re HOWETS «(5.2 ci ti oc bclsis fotos ajo ss 76 70 


The proportion of variegated flowers is much higher in irregular 
than in regular types since in the irregular types every artifice which 
will increase the visibility must be adopted. The proportion of varie- 
gated crinoids is very much higher in the irregular than in the regular 
species because they are all from shallow water and it is in the shallow 
‘ water that the colors of crinoids are best developed. From a mini- 
mum in the coldest regions the proportion of irregular flowers in- 
creases to a maximum in the tropics; from a minimum in the coldest 
water the irregular crinoids increase to a maximum in the tropical 
littoral. 

About three-quarters of all our blue, violet and purple flowers are 
irregular; since blue, violet and purple seem to be the most con- 
spicuous colors so far as insects are concerned a flower loses less in 
visibility by being of these colors than it would by being of other 
colors. Blue is only recorded from irregular crinoids, and violet 
and purple are much more common in irregular than in regular types, 
as a result of the occurrence of the former only in shallow water. 

In the crinoids the pigment is not confined to the exterior of the 
animal as in most active types, including the other echinoderms, but 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


occurs more or less generally distributed throughout the body just as 
pigment is distributed throughout the interior of many plants. The 
coloring matter of the crinoids is, in part at least, a lipochrome, and 
other lipochromes occur in a number of flowers just as indigo, occur- 
ring in many different plants, is also found in the Polyzoa and other 
animals, and just as cellulose or a very closely allied substance is 
found in the tunicates. 

Many flowers have a sweet and attractive odor, and certain crinoids 
(Tropiometra and others) also exhale a pleasant plum-like aroma, 
though this is not so marked as in the case of certain polyzoans 
(Flustra) ; as this pervades the whole animal it is perhaps better to 
compare these types with such plants as those of the families 
Menthaceze or Myricaceze, most of which are aromatic. But among 
the fixed animals these plants more nearly parallel the sponges in this 
respect, while the sharp principle pervading the cruciferous plants 
calls to mind the very acrid secretions found in the ccelenterates. 

Many plants, like nettles, have stinging hairs; in the crinoids the 
secretion from the glands connected with the hair-like papilla on the 
tentacles appears to possess stinging qualities. Just as cattle will not 
eat nettles, so the fishes carefully avoid the crinoids. 

The petals of certain flowers, as in the Hypericacee, are dotted with 
so-called glands containing excretory products and often arranged in 
regular rows. Along the ambulacral grooves in the ¢rinoids is a row 
of minute glandular bodies also containing excretory products. 

Similarity of habit and the resultant similarity or at least parallel- 
ism in the problems to be met have given rise to a very close corre- 
spondence in many features between the fixed and sessile animals 
and the plants, though the means by which this close correspondence 
has been attained differ very widely in the two classes of organisms. 


PARASITES AND COMMENSALS 

A very large number of organisms belonging to very diverse groups 
are found more or less associated with the crinoids. The relation 
between these types and the crinoid hosts runs by imperceptible 
gradations all the way from true parasitism, in which the organism 
feeds directly upon the body tissues or fluids of the host, to the most 
casual or even accidental association. 

The animals associated with the crinoids may be grouped as 
follows: 

I. True parasites—Animals which (1) live upon the tissues or 
body fluids of the crinoids and occur either (a) internally or (b) 
externally; (2) occur internally, though not feeding directly upon 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 35 


the tissues of the host; or (3) while living externally upon the sur- 
face of the body and not feeding directly upon the tissues or fluids 
of the host are more or less permanently fixed in position and cause 
more or less extensive malformations, sometimes becoming encysted. 

This class includes a few “ worms,’ a number of myzostomes, a 
few crustaceans, and the parasitic gasteropods. 

Il. Semiparasitic commensals—Animals which feed upon minute 
organisms and have to a greater or lesser extent adopted the habit of 
sucking up the food particles from the streams flowing down the 
ambulacral grooves of the crinoid to the mouth, or of temporarily 
entering the digestive tube and feeding upon the contained matter. 

This class includes the polynoid and ophiuran parasites, most of 
the crustacea, and most of the myzostomes. 

III. Nonparasitic commensals—Animals which, while usually, or 
commonly, found living upon or among the crinoids lead an entirely 
independent existence and for the most part are found living under 
similar relations with other organisms. 

Here are included the foraminifera, sponges, corals, hydroids, 
polyzoa, barnacles, tunicates and Rhabdopleura, as well as certain 
shrimps. 

IV. Casual associates—Animals which normally occur hiding 
among, crawling over, or attached to other usually arborescent organ- 
isms (fig. 62) from which they may or may not derive nourishment, 
or which normally occur attached to any available support, and which 
occasionally stray among or upon, or attach themselves to, the crin- 
oids, but remain otherwise entirely independent of them. 

This class includes a vast number of organisms of very diverse 

types. 

_ As in the case of the other arborescent marine types, and in general 
among the animals that live by filtering the smaller plankton from the 
sea water, the crinoids are chiefly subject to indirect parasitism, that 
is to say, the creatures depending upon them for their existence 
appropriate the food particles which the crinoids have collected in the 
ambulacral grooves, or even which they have swallowed, instead of 
consuming the tissues or body fluids directly. Of the animals which 
derive a part or all of their nutriment from the body or from the 
efforts of the crinoids about 10 per cent are directly parasitic, and 
about 90 per cent are indirectly parasitic in varying degrees. 

Of the animals which are parasitic on the crinoids nearly all may 
be described as casual parasites, for they belong to genera or families 
other representatives of which are nonparasitic; that is to say, they 
are merely particular species which have found an easy existence in 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


preying upon the crinoids, though this mode of life has not induced 
any special modification of their structure. 

There is a curious and interesting correspondence between the 
relations of the fixed marine organisms (including the crinoids) and 
their parasites and commensals and those between parasitic and epi- 
phytic flowering plants and their hosts. The barnacles, most hydroids, 
polyzoans, etc., correspond very closely to the epiphytic plants, espe- 
cially those of the families Orchidaceze and Bromeliacee. Rhabdo- 
pleura and certain hydroids are quite vine-like in habit, ascending 
crinoid stems as vines do the trunks of trees. Most parasitic plants 
appropriate the unelaborated sap of the host and convert it to their 
own ends; most parasites of the fixed marine organisms in the same 
way appropriate the concentrated but undigested microplankton in or 
approaching the stomach of the host. On land most animals are 
parasitized by animals of an inferior organization; but among the 
fixed marine animals the parasites for the most part belong to a 
phylum with a superior organization and sometimes even to the same 
phylum (ccelenterates parasitic on ccelenterates, crustaceans parasitic 
on crustaceans, ophiurans parasitic on crinoids, etc.). The relations 
between the fixed marine animals and their parasites are thus more 
nearly the same as those between parasitic flowering plants and their 
hosts. On land the various animal groups are definitely parasitic or 
nonparasitic ; but many plant families, such as the Scrophulariacez, 
Santalacez, etc., and even many single genera, such as. Pedicularis, 
Melampyrum, Gerardia, etc., include both parasitic and nonparasitic 
species, just as do many families and genera, such as Synalpheus, 
Periclimenes, etc., occurring with the fixed marine animals. 

The three types of parasites which are of especial interest are the 
gasteropods (Stilifer, Stylina, Sabinella and Melanella), Enterog- 
nathus and the myzostomes (figs. 57, 58). 

The family Melanellide to which Stilifer, Stylina, Sabinella and 
Melanella belong includes species showing all gradations between 
free-living nonparasitic types and shell-less parasites living entirely 
within the body of the host. As parasites the Melanellidz occur only 
upon the echinoderms, in which group, however, they are found on 
species of all the classes. Most of the parasitic forms, including all 
of those occurring on the crinoids, are characterized by extraordinarily 
delicate shells. Some of the species are permanently fixed in one 
position on the body of the host, but others, including all those found 
upon the crinoids, appear to move about and to bore into different 
parts of the host. It is not a little curious that, apart from Melanella 
capensis and Stylina comatulicola, all the species parasitic on the 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK a7 


crinoids are always attached to the calyx plates, or to the cirrals, 
brachials and pinnulars instead of to the soft ventral integument. 

The curious copepod Enterognathus occurs only in crinoids, but 
the family to which it belongs is well known as a parasite (or com- 
mensal) of the tunicates, most of the species living in the branchial 
chamber of these animals. 

The myzostomes form a group of very highly specialized polychzete 
annelids and are the chief parasites of the crinoids, to which animals 
they are almost exclusively confined. On the crinoids they are, with 
one possible exception, always ectoparasitic, though they may form 
soft or calcified cysts within which they are almost completely isolated 
from the outer world. An organism, possibly a myzostome, has been 
reported in the ovarian cavity of Notocrinus virilis. If this really is a 
myzostome, which is not unlikely as similar endoparasitic species 
occur in starfishes (Asterias, Stolasterias and Ceramaster) and 
astrophytons (Gorgonocephalus eucnemis and G. arcticus), we find in 
the crinoids the five following groups of myzostome species: 

1. Wandering species which move about freely and actively over 
the body of the host, as Myzostomum cirriferum. 

2. Sedentary species which rarely, if ever, leave the spot where 
they have settled, as M. parasiticum. 

3. Cyst-producing species which cause the formation of galls or 
swellings on the arms or disc, as M. cysticolum. 

4. Entoparasitic species inhabiting the digestive tract, as M. 
pulvinar. 

5. Entoparasitic species living in the ovaries, as Protomyzostoma 
polynephris does in the astrophytons. 

Thus in the crinoids we find a single group of animals which, 
broadly speaking, play the part of the fleas, lice, jiggers and bots, 
intestinal worms and flukes combined as we know them among the 
land vertebrates. 

A comparison between the myzostomes and the species of Thrips, 
occurring only on flowers, is also interesting. 

In the vertebrates the blood with its multitudes of red corpuscles 
which when destroyed are promptly and continuously renewed is the 
logical food of practically all the parasites which do not inhabit the 
intestinal canal. The dilute blood of the crinoids, without structures 
corresponding to the red corpuscles, has none of the features which 
make the blood of the vertebrates such a reservoir of concentrated 
food. But the uncountable myriads of minute organisms flowing 
continuously downward along the ambulacral grooves and into the 
mouth form a stream of nutrient fluid in many ways analogous to the 


38 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


vertebrate blood stream, and it is from this source that the myzostomes 
as well as most of the other parasites derive their subsistence. 

The species in each group parasitic on the crinoids in those cases 
in which our information is sufficient to permit us to speak with a 
reasonable amount of certainty follow bathymetrically and geo- 
graphically the distribution of the classes to which they belong quite 
regardless of that of their hosts, and apparently, excepting possibly 
in the case of Stelechopus, the most primitive of the myzostomes 
parasitic on the most ancient of the living crinoids, there is not the 
slightest correlation between the systematic position of the parasite 
and that of the crinoid. 

An undetermined internal worm, a parasitic ostracod, Laphysti- 
opsis, Anilocra, Cirolana (fig. 60), Cyclotelson (fig. 61), Synalpheus, 
Periclimenes, Pontoniopsis, Galathea (fig. 59), Ophiactis, Ophiomaza, 
Ophioethiops, Ophiophthirius, Ophiosphera, Sabinella and Polynoé 
are known as parasites on crinoids only in the Indo-Pacific region, 
though Laphystiopsis, a parasitic ostracod (on fish), Sabinella, Synal- 
pheus, Periclimenes, Galathea, Anilocra, Cirolana, Ophiactis and 
Polynoé also occur in the Atlantic. 

Collocheres, Enterognathus, Stylina and Hemispeiropsis are known 
as parasites on crinoids only from the Atlantic; but all of these are 
small and must be especially searched for; probably all occur in the 
Indo-Pacific. 

Mortensen’s parasitic worm of doubtful affinities is only known 
from the Antarctic; but only Notocrinus virilis offers a suitable 
habitat for it. 

Thus while the myzostomes occur wherever crinoids are found the 
majority of the other parasites and commensals on crinoids are con- 
fined to the Indo-Pacific region, though many are very closely related 
to nonparasitic Atlantic species. The chief reasons for this are 
probably the absence of a richly developed littoral crinoid fauna in 
the tropical Atlantic comparable to that in the Indo-Pacific region, 
and the plating of the ambulacra in most of the tropical Atlantic types, 
including the littoral species, which renders them unavailable as a 
source of food to most of the parasitic forms. 

It is interesting to note that, with the exception of the myzostomes 
and the gasteropods, the great majority of the organisms which are 
directly or indirectly parasitic upon the crinoids are confined to the 
littoral zone. The reason for this is probably to be found in the 
development of side and covering plates along the ambulacral grooves 
of the pinnules, arms and disc of the crinoids from intermediate and 
great depths which enables the animals to convert the ambulacral 


NO. 7 SEA-LILIES AND FEATHER-STARS—CLARK 39 


grooves into closed tubes and prevents the appropriation of food 
particles by the ectoparasitic crustaceans, the ophiurans, and the 
polynoid worms. 

The larger commensals living on the crinoids are usually striped or 
banded, and resemble them more or less closely in color, though in 
many cases the closely related noncommensal species are quite plain. 
This may or may not be the case with the myzostomes. 

In regard to the parasites and commensals of the comatulids there 
is one curious feature which stands out very prominently—the 
majority of the records, especially of the larger and more vigorous 
types, are based upon species of the family Comasteridz, probably the 
most specialized of all the comatulid types. 


COMMENSALISM OF THE CRINOIDS 


A number of small comatulids and the young of certain others may 
be considered as truly commensal, living as they do in the cavities of 
large sponges and gathering the minute organisms brought to them 
by the currents flowing into the afferent openings of the host. Many 
others habitually cling to gorgonians or withdraw into crevices in 
corals where they live symbiotically, but quite independently of the 
supporting organism. ? 


ECONOMIC VALUE OF THE LIVING CRINOIDS 

Economically the crinoids serve no useful purpose—at least up to 
now they have been put to none. They cannot be eaten, and they are 
not, so far as we know, eaten by any fish or other animal that serves 
as human food. 

As a result of their ordinarily fixed mode of life it is possible that 
they might be used to furnish an index of the density of the finer 
plankton content of the water in which they live, though it is probable 
that other more generally distributed animals with more or less 
similar feeding habits would serve the purpose better. 

Because of their beauty and delicacy of form as well as on account 
of their rarity they are frequently preserved and offered for sale as 
curios in Japan and China and, less frequently, in India, Oceania, 
Australia and the West Indies. 

In southern Japan crinoids are frequently brought up on the long 
lines used for fishing in deep water in Sagami Bay. The comatulids, 
because of their beauty and delicacy of form, are called “ komachi ”— 
a name originally borne by an exceptionally well-favored lady of the 
court upwards of a thousand years ago—while the local stalked 
crinoid (Metacrinus rotundus) is known as the “ bird’s foot.” The 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


former when well preserved are sometimes sold as curios, while the 
latter,always meet with a ready sale at extraordinarily high prices on 
account of their rarity combined with their paleontological interest. 

In China comatulids are sometimes offered for sale which have been 
brought from a considerable distance. 

At Barbados the local species of [socrinus, especially I. asteria, and 
Holopus rangu, are occasionally to be found in the curio shops. 

Among the Slavic peoples red is the color about which all their 
abstract ideas of beauty, and hence of idealism, revolve. The delicate 
and often gorgeously colored red Adriatic Feather-Star (Antedon 
adriatica) occurs more or less abundantly along the coasts of the 
largely Slavic provinces of Istria and Dalmatia where it is frequently 
found in the fishermen’s nets and is sometimes brought up on their 
hooks. Its beauty of form, and particularly its red color, especially 
commend it to the local fishermen, who commonly take it to market 
and exhibit it along with the fish offered for sale. 


EXPLANATION, OF PEATES 
PLATE & 


Fic. 1. A Feather-Star (Antedon adriatica) with the terminology of its 
parts explained. 

2. Lateral view of the centrodorsal and articular faces of the radials of 
of a Feather-Star (Himerometra martensi) with the terminology 
of its parts explained. Fossil Feather-Stars usually consist of 
this portion of the animal only. 

3. The same, in ventral view. 

4. The naked incised disc of Cenometra bella with the terminology of 
its parts explained. 

5. The plated entire disc of Neometra multicolor with the terminology 
of its parts explained. 

6. Lateral view of the centrodorsal and articular faces of the radials 
of Pentametrocrinus japonicus. 

7. Longitudinal section of the same. 

8. Ventral view of the same (compare with fig. 3). 

9. The dorsal nervous system of Tropiometra macrodiscus. 

10. The proximal portion of Nanometra bowersi showing the differ- 
ence between the large cirri about the periphery of the centro- 
dorsal and the small one near its apex. 

11. Dorsal view of the centrodorsal, radials and arm bases of a specimen 
of Comatula rotalaria showing the centrodorsal reduced to a 
stellate plate. 

12. The disc of a specimen of Comatula micraster with four grooved 
and six ungrooved arms. 

13. The ambulacral grooves and the digestive tube of Antedon bifida 
(adapted from P. H. Carpenter). 

14. The arm tip of Pterometra trichopoda. 


NO. 


FIc. 15. 


TRIG 


Fic. 


7 


16. 


17. 


18. 


TO. 
20. 
ar: 
22) 
23. 
24. 


25. 
26. 


27 
28. 
20. 


30. 


21. 


82: 


33. 


34. 


37. 


38. 


SEA-LILIES AND FEATHER-STARS—CLARK 4l 


The terminal comb on the oral pinnules of Leptonemaster venustus 
in external, internal and ventral view. 

The tip of an outer pinnule of Capillaster multiradiata in lateral 
and dorsal view, showing the long spines. 

The division series and arm bases of Comanthus bennetti with, on 
the right, homologous ossicles shown similarly shaded. 


PLATE 2 


The calcareous deposits in the perisome bordering the ambulacral 
grooves and in the tentacles of the pinnules of Dorometra 
parvicirra. 

The same in Leptonemaster venustus. 

The same in Eudiocrinus junceus. 

The same in Heterometra bengalensis. 

The same in Amphimetra discoidea. 

The calcareous deposits in the perisome bordering the ambulacral 
grooves in Psathyrometra antarctica. 

The same in Pentametrocrinus varians. | 

The same in Eumorphometra concinna. 

The same in Sarametra triserialis. 

The side and covering plates of Glyptometra tuberosa; the latter 
(above) are hinged to the former and can be closed down over 
the ambulacral grooves. 

A side plate of Strotometra hepburniana in (upper) interior and 
(lower) dorsal view. 

Interior view of two side plates of Pachylometra distincta. 

Ventral view of a portion of a pinnule of Pachylometra distincta 
showing the side and covering plates, the latter closed down 
over the ambulacral groove. 

Lateral view of the side and covering plates of Pachylometra dis- 
tincta, the latter partially closed down. 


PLATE 3 


Diagram showing the relative proportions of the arms and cirri in 
Asterometra macropoda; the cirri are adapted to clinging to 
very rough bottom. 

Diagram showing the relative proportions of the arms and cirri in 
Comactinia echinoptera; the short, strong and stout cirri are 
well fitted to hold the animal securely. 

Diagram showing the relative proportions of the arms and cirri in 
Pentametrocrinus tuberculatus; the animal is very different in 
every way from the preceding, but the cirri are of the same type. 

Diagram showing the relative proportions of the arms and cirri in 
Pentametrocrinus varians; the cirri collectively form a sort of 
circular mat supporting the animal on soft ooze. 

The grooved anterior (left) and ungrooved posterior (right) arms 
of a specimen of Comatula pectinata, drawn to the same scale. 

A cirrus of Capillaster multiradiata in dorsal (upper) and lateral 
(lower) view, showing the dorsal spines. 

A smooth cirrus in dorsal (upper) and lateral (lower) view. 


Fie, 42. 


43. 


Fic. 44. 


Fic. 45. 


Fic. 46. 


Fie. 48. 


Fic. 49. 


Fic. 50. 


BIGe ss 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


PLATE 4 


Crown and upper part of the column of Monachocrinus sexradiatus. 


PLATE 5 


Crown and upper part of the column of Proisocrinus ruberrimus. 


PLATE 6 


Crown and upper part of the column (above) and central portion 
of the column (below) of a _ pentacrinite, Comastrocrinus 
springer. 

PLATE, 7 


Crown and upper part of the column (a), and middle (b) and lower 
(c) part of the column of Ptilocrinus pinnatus; in life the upper 
part of the column is recurved so that the crown points directly 
downward. 


‘Comatilia iridometriformis, a species of Comasteridze with some of 


the pinnules at the base of the arm lacking. 


PLATE 8 


A specimen of Comatula pectinata from Singapore showing long 
anterior and short posterior arms (compare with fig. 36). 


PEALE : 


Neometra acanthaster, one of the Calometride. 


BEATE -10 


Asterometra macropoda, one of the Ptilometrine. 
PLATE Aa 


Antedon adriatica, one of the Antedonine. 


IPL NIN, We 


Compsometra incommoda, one of the Antedoninez. 


PLATE, 13 
Thaumatocrinus jungersent, a ten armed species of Pentametro- 
crinide. 
PLATE 14 
Pentametrocrinus diomede@, a five armed species of Pentametro- 
crinide. 
PLATE 15 


An arm of Heterometra compta, showing the difference between 
the oral, genital and distal pinnules. 


NO. 7 


FIG. 52. 
53. 


54. 


SEA-LILIES AND FEATHER-STARS—CLARK 43 


An arm of Stephanometra echinus, showing the stout and spine- 
like oral pinnules. 

An arm of Stylometra spinifera, showing the mid-dorsal overlap- 
ping spines. 

Four syzygial pairs from the arm of Stylometra spimfera, showing 
the progressive increase in the individuality of the two elements 
distally. 

Pentacrinoid larva of a large Feather-Star, Heliometra glacialis 
(after Levinsen). 

Ventral view of a larva of Antedon mediterranea early on the eighth 
day (adapted from Bury). 

Myzostomum costatum, dorsal view (after Boulanger). 

The same, ventral view (after Boulanger). 

Galathea elegans (after Potts). 

Cirolana lineata (after Potts). 

Cyclotelson purpureum (after Potts). 

Scalpellum pentacrinarum (after Pilsbry). 


PLATE: 16 


A specimen of Nemaster iowensis captured in shallow water in the 
Bahamas (Cat. No.. 36164 U. S. N. M.). 


VOL. 72, NO. 7, PL. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


2 


DORSAL LIGAMENT FOSSA 
CENTRO-DORSAL 


4 


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INTERAMBULACRAL (INTERPALMAR}) 
AREAS 


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(For explanation see page 40.) 


VOL. 72, NO. 7, PL. 2 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 7, PL. 3 


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VOL. 72, NO. 7, PL. 4 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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VOL. 72, NO. 7, 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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VOL. 72. NO. 7, PL. 6 


VOL. 72, NO. 7, PL. 7 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 7, Ple 8 


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VOL. 72, NO. 7, PL. 9 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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VOL, 72, NO. 7; PL. 10 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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7, PL. 11 


72, NO. 


VOL. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


(For explanation see page 42.) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 7, PL. 12 


(For explanation see page 42.) 


13 


VOL. 72, NO. 7, PL. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


(For explanation see page 42.) 


VOL. 72, NO. 7, PL. 14 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 8 


A REVIEW OF THE INTERRELATIONSHIPS 
OF THE CETACEA 


BY 
HERLUF WINGE 
[Translated by GERRIT S. MILLER, JR.] 


(PUBLICATION 2650) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
1921 


¥ ies The Lord Baltimore Drees 


BALTIMORE, MD, U.S A. 


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Pe VV Ob - Lith INTE RRELATIONSHIPS OFTHE 
CETACEA 


By HERLUF WINGE 
[Translated by Gerrit S. Mitrer, Jr.] 


In translating Doctor Winge’s “Udsigt over MHvalernes indbyrdes 
Slegtskab” (Vidensk. Medd. fra Dansk naturh. Foren., vol. 70, pp. 59-142, 
1918) my aim has been to give the author’s ideas as clearly and exactly as 
possible rather than to make smooth English sentences. I have been much 
aided by the kindness of Dr. Leonhard Stejneger, who has compared the 
entire MS with the original, making himself responsible in particular for 
the rendering of the adverbs ret, sikkert, vel, and vist, whose idiomatic 
shades of meaning present many difficulties to one whose acquaintance with 
Danish is limited to the printed language. Doctor Winge has also examined 
the translation, expressed hi3 approval of it, and made some useful suggestions 
for its improvement. I have added an index, a few bibliographical refer- 
ences, and in some instances the generic names which are correct according 
to. the International Code of Nomenclature. Brackets are used to distinguish 
all additions to the original text——G. S. M., Jr. 

The Cetacea * originated * from the Hyenodontide, the most primi- 
tive family of the Carnivora, by way of the most typically carnivorous 
members of the group such as Pterodon and Hyenodon. The oldest 
known whales have such a great likeness to Hyenodon and its nearest 
relatives that there can be no doubt about the relationship. Aquatic 
habits have given the cetaceans their special peculiarities and have 
caused their differentiation from the Hyznodonts. 

As an inheritance from the highest Hyzenodonts, and as an indica- 
tion ‘of relationship with exactly these animals, the most primitive 
whales retained a series of special peculiarities which the Hyzenodonts 
had developed in the course of their differentiation from the insectiv- 
orous stage. They still had about the same dentition as the Hyzeno- 
donts. All the teeth were fitted for flesh eating; the incisors and 
canines were strong and hooked, the anterior cheekteeth strong, 
elongated, compressed, smooth-edged; the molariform cheekteeth, 
especially those of the upper jaw, had a peculiar form and all of 
them were nearly alike. In the upper molars the 4th and 5th cusps 
[paracone and metacone] were coalesced to form a trenchant longi- 
tudinal ridge, the 1st and 2d cusps [parastyle and mesostyle] were 
reduced, the 3d cusp [metastyle] was a compressed ridge, and the 


*Notes are at end of paper, pages 47-93. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 8 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


6th cusp [protocone] was reduced or absent. All of the upper molari- 
form teeth including the third premolar still had the inner root, 
though this was in process of reduction. All the teeth of the typical 
[eutherian] dentition were present, 11 in each jaw [44 in all]. The 
jaws were elongated in harmony with the long, well-developed tooth- 
rows. The temporal fossa was very large, widened out by a powerful 
temporal muscle. It was bounded by a high sagittal crest, by a 
strong, backward-projecting occipital crest, and by an abruptly out- 
standing, posteriorly heavy processus zygomaticus squame. 

In addition to these peculiarities the most primitive whales had two 
high characters which were perhaps inherited from the Hyzenodonts ; 
at any rate they are to be found in the latter group, though less pro- 
nounced: a rather large supraorbital process, and a bony palat 
lengthened backward far under the posterior nares. 

Radical alterations have taken place during the change from 
Hyeenodont-like carnivores to true whales. In many of the mam- 
malian groups there have arisen forms modified for life in the water ; 
but no other aquatic mammals are modified to the same degree as the 
cetaceans, nor has any other become so exclusively aquatic; only to 
breathe do they raise the nose above the water in which they other- 
wise are hidden. 

The cetacea have used the tail as the chief implement of locomo- 
tion ; the hind limbs are put wholly out of service; the fore limbs are 
scarcely used for much else than steering and balancing. 

The tail becomes enormous, long and thick, powerfully muscled. 
It is formed in agreement with the manner in which it is wielded: 
with strokes from side to side, or up and down, or with a sculling 
motion. Throughout most of its extent it becomes compressed, but 
at the tip 1t acquires a powerful, horizontal, caudal fin constructed of 
skin folds (not present in quite young embryos of recent cetaceans). 
At the front of its upper margin, in the region where the tail joins 
the back, there may occur a special erect skin fold in the form of a 
longitudinal crest, a dorsal fin. Most of the caudal vertebrz lose the 
atrophied appearance which they have in primitive mammals; they 
acquire powerful centra, heavy, flat-outspread transverse processes, 
high dorsal arches with large, compressed spinous process, and 
articular processes which are distinct though not mutually fitting 
together. The ventral arches with the inferior spinous processes 
become so large that they approach the upper arches in size. Only 
the outermost caudal vertebre, which lie almost inclosed in the caudal 
fin, retain the degenerate character. The tail has an influence on the 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 3 


dorsal vertebre also. Its powerful muscles, which have their origin 
in part on the sacral and dorsal vertebrz, and are also in connection 
with the muscles of the back, widen their place along the spinal 
column and stimulate the vertebrz to increase in bulk. The sacral 
and lumbar vertebre come to resemble the largest, most anterior 
caudal vertebrz exactly, apart from the lower arches. On a few of 
the hindmost thoracic vertebre, which in the ancestral forms are 
without, or as good as without, transverse processes, there grow out 
powerful transverse processes on a line with and similar to those 
of the lumbar vertebrz (parapophyses, apparently corresponding to 
the lower section of the double, rib-bearing “ transverse process ”’ of 
the anterior thoracic vertebree, which supports the rib’s capitulum ; 
but in reality they most probably correspond to the upper and lower 
sections combined), and on their tip they eventually bear the attach- 
ment surface for the rib. Apparently this surface may be either for 
the attachment of the tuberculum or of the capitulum or of the two 
coalesced, but in reality it is perhaps always for the two combined 
(or, more correctly, not separated). The transverse processes of the 
anterior thoracic vertebre (diapophyses, the upper portion of the 
double ‘“‘ transverse processes”), which in the beginning are quite 
short, may eventually grow long, pushing far out to the side the 
articular surface for the rib’s tuberculum which they bear at their 
extremity. On all the thoracic vertebre the spinous processes finally 
become high and strong. 

The hind limb atrophies completely, and disappears. At length 
only quite insignificant parts of its skeleton are found, hidden deep 
under the skin, finally in the form of a mere little rod-shaped bone, a 
‘remnant of the pelvis.” In small embryos the hind limb can, however, 
still be distinguished externally. 

The disappearance of the hind limb has a great influence on the 
vertebral column. No longer does a pelvic bone come in contact with 
any of the vertebree. In consequence the sacral vertebree completely 
lose their peculiarities : their characteristic strength, their mutual firm 
connection, their robust transverse processes with flattened areas for 
the hip bones. They are formed exactly like the adjacent dorsal and 
caudal vertebre. The movements of the spinal column become 
changed in character. Bending of the column in the vertical plane, 
which depends especially on the movements of the hind legs, is 
reduced or abandoned, and as a result the differences in slant— 
forward or backward—of the spinous processes as good as disappear, 


val SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


so that all the processes alike are directed upward. The zygapophyses 
become reduced and in large part lose their mutual articulations. 

The fore limb, which no longer comes in contact with the earth or 
bears any load, is changed into a flipper whose single function is that 
of striking against the water. The entire arm becomes an oar blade. 
Of the fore limb’s articulations the shoulder joint only is used; it 
retains its ball-and-socket structure. All the other articulations are 
held stiff. They degenerate, become flat and immovable, or are 
wholly effaced. Practically the only function of the upper arm is to 
support the forearm and hand. It becomes short and heavy. Its 
middle portion retains its terete form, but its lower end is com- 
pressed in agreement with the bones of the forearm. The radius 
and ulna become very simply-formed, compressed bones, losing 
muscle crests, sinew furrows and all pronounced articular sur- 
faces ;,even the olecranon may wholly disappear. The mutual posi- 
tion of the two bones is somewhat altered, so that they eventually 
lie exactly fore and aft of each other. The hand is set somewhat 
supine, fore edge downward. The carpal bones become compressed, 
or more correctly flattened, pieces [like sections of a mosaic]. They 
are rather indifferent as to form and number, and are immovable. 
The folds of skin between the fingers are lengthened out to the finger 
tips; and the hand stiffens. The claws disappear. The first and 
fifth fingers are somewhat inclined to be stunted, but the other fingers, 
particularly the second, tend to lengthen and to form new joints at 
their tips, so that the number of phalanges may increase far beyond 
the typical three. The metacarpals and phalanges are shaped almost 
alike, as more or less flattened pieces of bone.” The shoulder blade 
degenerates only slightly. In the most primitive whales it already 
has the form which, with few exceptions, is found among the highest. 
It is broadly fan-shaped, with a prominent, antrorse acromion, and a 
large coracoid, but on the other hand almost without crista scapule. 
Rarely it becomes narrower or lacks both acromion and coracoid. 

The fact that the fore limb does not act as a support for the body 
results in lessening the limb’s pressure on the chest. Another result 
is that the spinous processes on the anterior thoracic vertebre lose 
their special height. Still another result is that the connections 
between the ribs and both the thoracic vertebree and the sternum have 
a tendency to become loose or to disappear. Perhaps this tendency 
is also brought out by the fact that the water pressure on the chest 
during diving changes strongly. The ribs may lose the capitulum, 
and the costal cartilage may practically disappear. When this happens 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—-WINGE 5 


the sternum loses an essential stimulus and becomes reduced and 
atrophied. 

The head, during swimming, is held directed as firmly as possible 
forward. The neck is not moved, and for this reason it becomes short 
and stiff. During motion through the water the head is pressed from 
the front; it is forced backward against the cervical vertebrze, which 
thereby are squeezed excessively together and pressed back against 
the anterior dorsal vertebree, with the ribs of which they may even 
come in connection. Most of the cervical vertebrae may become 
almost as thin as paper. The odontoid process of the axis becomes 
short and blunt; the articular surface between the bodies of the atlas 
and axis becomes almost flat. And there arises a strong tendency to 
coalescence of the cervicals.’ The occipital condyles lose their pro- 
jecting form and become almost flat, only quite weakly convex, pressed 
in against the wall of the braincase; and the concave surface of the 
atlas likewise becomes flattened out. The occipital crest in its 
capacity as an attachment for the upper neck muscles is restricted ; 
the points of attachment for the lower neck muscles on the basal part 
of the occipital bone are effaced, and the under side of the cccipital 
bone is formed more as a sheath around the gullet and windpipe. 

The pressure of the water on the head when the cetacean swims 
has a highly modifying effect on the skull. 

From above the water presses especially during the animal’s con- 
stant rising to the surface to breathe. This gives the skull.a tendency 
to acquire a flat and broad upper surface, with thick bones. The size 
of the horizontally outspread supraorbital process of the frontal, 
which pushes itself far out over the orbit, becomes particularly notice- 
able. The facial part of the cheek bone may likewise become pecu- 
liarly flattened out. 

From in front the water presses during forward motion, the more 
strongly as the motion is faster. Its effect is to develop an unusual 
strength in those bones of the face which project furthest forward, 
the intermaxillary, maxillary, and vomer, as well as in the cartilaginous 
nasal partition which the vomer embraces. This strengthening may 
show itself in different ways: in the noticeable lengthening forward 
of the bones in question, in their solid ossification, in their tendency 
to coalesce. It also appears in the backward spreading of the inter- 
maxillary and especially of the maxillary. The latter may extend 
itself out over the facial part of the zygoma and over the frontal, 
which it almost entirely covers to the hinder margin, so that the supra- 
orbital foramen may pierce not only the frontal as in other mammals. 


6 SMITHSONIAN “MISCELLANEOUS COLLECTIONS VOL. 72 


but the maxillary as well. The cartilaginous nasal partition, the 
mesethmoid, has a tendency to ossify. The incisive foramen is 
narrowed and closed. In the palate the maxillary pushes itself far 
backward, forcing the palatine behind it; the palatal surface of the 
palatine is thus shortened. But at the same time the maxillary acts on 
the palatine in such a way that it also increases in thickness. The 
braincase is acted on from the front by the pressure of the water 
against the forehead; from behind it is pressed by the cervical 
vertebree and the neck muscles. In this manner it becomes so 
squeezed that it acquires a short, broad form. Pressure is exercised 
especially on the frontal and on the supraoccipital and interparietal. 
These bones widen out at the expense of the parietal, whose inner- 
most part is squeezed quite narrow and eventually obliterated. The 
exoccipital also grows, especially noticeably downward, where it 
broadens out shield-like behind the mastoid and the tympanic. The 
mastoid is compressed inward between the exoccipital and the 
squamosal, by both of which it is so overgrown that at last it is no 
longer visible on the outer surface of the braincase. 

The water pressure on the head from in front has also a great 
influence on the soft parts of the face and through them on the skull. 
It assists in shifting the nasal apertures. The cetacean has tried, with 
the help of the nose muscles, to draw the apertures as high as possible 
up on the head’s upper side, in order to be able easily to get them 
raised above the water. The result has been that the nasal cartilage 
has caused resorption of the anterior border of the nasal bones and 
has forced them further and further back. The cartilage has also 
worked itself back between the anterior median part of the frontals, 
pushing the plates of the ethmoid behind it. Thus at last the nares 
have acquired a position which appears to be on the forehead but 
which in reality is close in front of the anterior wall of the braincase. 
The moving of the nasal cartilage has been accelerated in those cases 
where the facial adipose cushion which originally lay in front of the 
nares and which in the first place was merely a little filling out of 
fatty connective tissue has been stimulated to growth by the pressure 
of the water, becoming very large, pushing the nasal cartilage back- 
ward, pressing it against the front wall of the braincase and disinte- 
grating the nasal bones and the plates of the ethmoid. The nasals then 
become tuberformed and are pressed into the frontals. The adipose 
cushion together with the nasal muscles and other neighboring 
structures may exercise an enormous influence on the skull, the 
anterior and upper sides of which it modifies to form its bed, the 
“ facial depression.” 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 7 


The water acts in a very special way where the whale lets it stream 
into the mouth for the purpose of catching the small animals which 
it carries in with it. In such cases it brings about huge increase in the 
size of the jaws together with many other remarkable peculiarities. 

For smelling there comes to be no use; this sense is not exercised, 
and the nose is therefore formed in accordance with the needs of 
breathing only. The ethmoid degenerates. The numerous folded 
laminze of which it originally consisted disappear, while the cribriform 
plate loses its nerve perforations and becomes a solid lamina of bone 
on the front wall of the braincase. The nose becomes a simple 
passage for air. The air, which is exposed to strongly varying 
pressure and temperature, has a tendency to provide itself with 
greater space by widening out the nasal passage and Eustachian tube 
wherever it meets with least resistance. It may form air-sacs, partly 
on the upper side of the skull over the facial bones, partly on the 
under side behind the palate. Here an air-sac may spread itself 
forward along the outer side of the pterygoid and palatine and back- 
ward along the outer margins of the body of the sphenoid and the 
basal part of the occipital, pushing itself out under the ala parva, ala 
magna and the squamosal, and bounded more or less by plate-like 
outgrowths from all the bones mentioned. The bony palate is 
lengthened backward still more by the pushing out from the ptery- 
goids of laminze which extend into the soft palate beneath the nasal 
passages. This clearly takes place partly under the action of the 
tongue, but doubtless still more under the influence of the larynx. 
The fact that the two original outer nostrils finally coalesce into one 
is an indication of the nose’s degeneration. 

The lacrimal bone is reduced and eliminated, or it fuses with 
the cheek bone as in many other aquatic mammals, probably because 
the bone is no longer acted upon by a lacrimal duct. 

The outer ear disappears from lack of use; the outer auditory 
aperture is so strongly contracted that it may be difficult to find. 
The bones of the inner ear acquire a peculiarity which is found 
again in several other mammals that live in the sea, and which cer- 
tainly in some manner or other must be dependent on aquatic life. 
They are formed of unusually thick, stony-hard masses of bone; this 
is especially remarkable as regards the tympanic, the inner wall of 
which is thickened in a peculiar way.” 

The dentition degenerates because the chewing of food is given up 
as not easy to carry on satisfactorily under water. Most animals 
chew with open mouth; under water the chewed food would be 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


washed away from between the teeth. The dentition is therefore 
chiefly used for grasping the food and holding it fast. In the most 
primitive whales the mouth did service as an implement for catching 
fish. The jaws were used in exactly the same manner as in the shell- 
drakes, Mergus, and they were produced forward as a long slim beak, 
a kind of tweezers, influenced not only by the use to which they were 
put, but also by the pressure of the water during swimming forward. 
The Hyenodon-like dentition which the most primitive whales 
inherited, with teeth of considerable size, diversified form, and of 
typical number, at first becomes more simple. The upper molariform 
teeth lose the inner cusp and the inner root, and the crown under- 
goes compression. A further step in the reduction is that the crowns 
of the cheekteeth, or at least of most of them, acquire a serrated 
anterior and posterior margin. Next the two remaining roots, 
foremost and hindmost, of the cheekteeth fuse into one, and the 
serrations of the crowns are reduced and obliterated. The size 
at the same time is reduced, and the form becomes simply conical so 
as to resemble that of the incisors and canine, which in their turn 
undergo reduction. While this is happening the number of teeth in 
the long jaws is increased, no doubt because in the place of the few 
quite large teeth there spring up many smaller ones; scarcely by the 
actual splitting up of the few. Perhaps also in the beginning some 
of the milk teeth came to take a place in the series with the permanent 
ones, without, however, the entire milk dentition’s intercalation in the 
permanent set. The number of teeth grows greater and greater, far 
beyond the typical, while the individual teeth become smaller and 
smaller. Those at the front and back of the series become especially 
stunted, frequently disappearing from the intermaxillary. The 
enamel covering of the teeth becomes thin or disappears entirely. 
What later happens to the dentition depends on the use to which it is 
put. It may happen that there comes to be no use whatever for it, 
and that it consequently disappears. Or it may, wholly or in part, be 
once more put to heavy use and be modified to this end; or a single 
tooth may take on power while all the others atrophy. 

The succession of teeth, which in the most primitive whales took 
place in the ordinary way, ceases. It is not clear how this happens. 
Judging from investigations of the teeth in embryos of the higher 
cetaceans it might appear, at least sometimes, as if it were retained 
milk teeth that are found in the adult animal’s dentition—as if the 
successors to the milk teeth had cisappeared. Such, however, is 
scarcely the explanation. Most probably it is really the actual perma- 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 9 


nent set that is found in the adult, while those that precede and follow 
(both of which have been demonstrated) disappear.’ 

The fact that mastication ceases and that the teeth become stunted 
has a great influence on the chewing muscles and the jaws. It was 
necessary for the first whales as fish catchers to be able to open the 
mouth wide. The masseter muscle which has the tendency to limit 
the opening of the mouth was therefore little used, and it became 
restricted ; together with the muscle the region of its origin became 
shrunken. This region is the anterior and median part of the 
zygoma ; it is transformed into a slender bridge of bone. The tem- 
poral muscle has been more used, but it also shows the tendency to 
be reduced by lack of vigorous use, and it draws itself backward quite 
low on the side of the braincase, losing its influence on the zygomatic 
process of the squamosal. This process shrivels up like the coronoid 
process of the mandible, the muscle’s point of insertion. In cases 
where the under jaw becomes very large the temporal muscle may 
acquire renewed strength and may spread its region of origin out 
over its surroundings in an unaccustomed manner. With the atrophy 
of the teeth they cease to influence the body of the mandible, which 
consequently loses its original height. The alveoli become less defined 
and the partition walls between them may disappear so that there 
arises a common dental furrow. The articular condyle of the 
mandible weakens, loses its cylindrical form, and the articular sur- 
face becomes an almost flat area pointing backward at the similarly 
formed glenoid fossa on the squamosal, which as good as loses its 
postglenoid process and is otherwise inclined to suffer reduction. It 
may happen, however, that the lower jaw becomes huge and that its 
articular condyle acquires corresponding heaviness. In such cases 
the condyle is curiously modified, losing the true articular surface. 
This is grown over by articular ligament, and the lower jaw stimu- 
lates the squamosal to grow out in prodigious size, bearing, instead 
of the true articular surface, an area of attachment on a projecting 
foot. The symphysis menti. long in the most primitive whales, is 
restricted. The under jaw’s degeneration is also no doubt indicated 
by the huge gaping posterior entrance to the mandibular canal, which 
is mostly filled with loose connective tissue. It is not clear what the 
reason is for this peculiarity, which was already present in the most 
primitive cetacea and is found in all the later ones though sometimes 
in a rather disguised form; possibly it might in some way depend on 
the air-sacs of the nasal passages which lie exactly internal to this 
part of the lower jaw. 


10) SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Whales lose their hair covering because it ceases to be of use; at 
most some few degenerated vibrisse remain. 

It holds good for the cetacea as for other groups of mammals that 
the most primitive forms have much less brain than the later ones; 
in the highest whales the brain is extremely well developed. 

It likewise holds good for the cetacea as for others that the earlier 
forms are smaller than the later, though dwarfs may at any time be 
developed. Ordinarily whales increase noticeably in size as they 
become more highly developed; the highest forms have reached 
gigantic proportions. 

Judging by their greater or less resemblance to the Hyznodonts 
the cetacea are mutually related essentially as follows: ” 


Cetacea. 
I. The number of teeth is not more than typical [44]. Braincase 
not telescoped, not shortened. 

Archeoceti. 

Zeuglodontide. 
Protocetus, Progeuglodon, Zeuglodon. 
II. The number of teeth is or has been more than typical. Brain- 
case telescoped, shortened. 

A. Nasal bones forming a roof over hinder part of nasal 

cavity. Maxillary not covering frontal. 
Mystacoceti. 
Baleenide. 
BaL2#NINI: Balena, Neobalena. 
BALANOPTERINI: Lhachionectes, Plesiocetus, 
Cetotherium, Balenoptera, Megaptera. 

B. Nasal bones pressed into fore wall of braincase, not or 
scarcely forming a roof over any part of nasal 
cavity. Maxillary covering frontal. 

Odontoceti. 
1. Teeth not alike, the most posterior less simply 
formed than the most anterior. 
Squalodontidz. 
Agorophius, Squalodon, Neosqualodon, 
Prosqualodon. 
2. Teeth now or formerly alike, simple in form. 
a. Temporal fossa large, not covered over by 
frontal and maxillary; zygomatic pro- 
cess of the squamosal heavy, primitive 
in form. 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE II 


Platanistide. 
Pontistes, Pontoporia, Lipotes, Inia, 
Saurodelphis, Platanista. 

b. Temporal fossa relatively small, covered 
anteriorly by the widened frontal and 
maxillary; zygomatic process of the 
squamosal reduced, losing its primitive 
form. 

a. Occipital wall not especially elevated. 
Delphinide. 

Delphinodon, Champsodelphis, 
Schizodelphis, — Heterodelphis, 
Eurhinodelphis, | Argyrocetus, 
Delphinapterus, Monodon, 
Steno, Prodelphinus, Delphi- 
nus, Tursiops, Tursio, Lageno- 
rhynchus, Orca, Orcella, 
“ Grampus,” Pseudorca, Globi- 
ceps, Phocena, Neomeris. 

8. Occipital wall highly elevated. 
Physeteride. , 

XIPHINI: Argyrodelphis, Meso- 
plodon, Xiphirostrum, Chonoxi- 
phius, Xiphius, “ Berardius,” 
Hyperoodon. 

PHYSETERINI: Hoplocetus, Phy- 
seterula, “ Cogia,’ Physeter. 

In the form of a genealogical tree [see pp. 45-46] : 
Physeteride. 


Delphinide. 
Platanistide. 
Squalodontide. 
Balende. 


Zeuglodontide. 


Zeuglodontide [| Basilosauride|—Of all known cetacea the 
Eocene Egyptian Protocetus of the family Zeuglodontide is the most 
primitive. It is known from a rather complete skull without the 


I2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


lower jaw, and from a few vertebre and ribs. In all that is known it 
stands so near to the Hy@nodontide that there would scarcely have 
been any reason to separate it from them had it not been evident that 
it was one of the first members of the cetacean series. The number 
of teeth in the upper jaw is, as in Stypolophus and Pterodon, the 
typical 11, since m* is present, while it has disappeared in Hyenodon, 
the highest genus of Hyenodontide. But the form of the teeth is 
most nearly as in Hyenodon, more shearing than in other members 
of the family. The difference from Hyenodon is chiefly a result of 
the fact that heavier use has been made of that part of the toothrow 
which serves for grasping the food and that consequently the incisors 
and anterior cheekteeth have increased in size. The incisors have 
become about as heavy as the canine, the premolars have become 
heavier and more elongated than formerly, while the molars are 
weakened and m? has lost its predominance. The mouth was already 
used mostly as a pair of forceps; the long, narrow, but strong, beak- 
shaped jaw, in which the teeth have abundant space, bears witness 
to the fact. The anterior nasal aperture is already forced consider- 
ably backward; but it has, however, only reached a point scarcely 
half way to the anterior margin of the orbit, and it has kept a rather 
primitive form. The nasal bone is long and narrow, roofing over a 
large part of the nasal cavity. The intermaxillary is strengthened 
anteriorly, its body is lengthened, likewise its nasal process, though 
this process does not reach to the frontal. Otherwise the inter- 
maxillary does not show much deviation from the conditions ordi- 
narily found in carnivores. The maxillary also is lengthened and 
thickened, but is not otherwise modified to any noticeable degree. 
Posteriorly it does not push itself out over the facial part of the 
zygoma or over the frontal, which it merely forces slightly backward. 
On the palatal surface it has not crowded the palatine bone, which 
has retained its original length. The incisive foramina seem to have 
disappeared. The forehead is pressed quite flat, and the supraorbital 
process of the frontal has become very broad; otherwise the forehead 
is unmodified. The anterior and median part of the zygoma is 
already well on its way to become slender, but the zygomatic process 
of the squamosal is still robust. It bears a considerable postglenoid 
process, though the articular surface for the lower jaw has begun 
to assume the: peculiar vertical position that it has in the higher 
whales. The temporal fossa has on the whole remained primitive 
in size and form. It is bounded by high crests. The braincase is 
not compressed antero-posteriorly ; the frontal and supraoccipital are 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 13 


not widened so as to encroach on the parietal. The mastoid is still 
visible on the outer wall of the braincase. Occipital crest well 
developed, projecting. Occipital condyles not pressed flat. On the 
basal part of the occipital the impressions where the lower neck 
muscles were attached are essentially unmodified in character, and the 
under side of the occipital bone’s basal part is not shaped for sheath- 
ing the gullet and larynx. On the other hand the exoccipital has 
already acquired a noticeable widening out to the side. The hinder 
part of the nasal cavity appears to be wholly undisturbed ; it must 
contain a well-developed ethmoid. The bony palate is already pro- 
longed backward by plate-like outgrowths from the lower margin of 
both the palatine and the pterygoid. No doubt an air-sac formed by 
an enlargement of the nasal passage lay on the outer side of the 
pterygoid, but whether it was enclosed by outgrowths from the 
adjacent bones is doubtful. The tympanic bone had already acquired 
the characteristic cetacean thickening of the inner wall. The cervical 
vertebre are mutually free, not strongly compressed. The odontoid 
process of the axis is strong, projecting. The spinous processes of 
the dorsal vertebre differ noticeably among themselves as to their 
slant, some of them sloping strongly backward, others upright or 
directed a little forward; those on the hindmost dorsal vertebre are 
rather low. Zygapophyses apparently well developed. No project- 
ing transverse processes on the hindmost thoracic vertebrae. Centra 
of ordinary size. On the tip of the transverse process of a sacral 
vertebra there is present a rather large area of attachment for the 
ilium, although the process has otherwise already lost much of its 
original character. On such ribs as are present in the fossil there is 
a well-developed capitulum; the hindmost ribs lack the tuberculum 
and are articulated with the corresponding vertebrz by the capitulum. 

Progeuglodon (Zeuglodon osiris, Prozeuglodon atrox partim”), 
also Eocene, Egyptian, has departed in dental characters not a little 
from Protocetus. In the number of teeth the difference is only that 
m*, small in Protocetus, is here absent. The form of the teeth has 
undergone greater change: pm’ has lost the compressed form of the 
crown and has become simply conical with a single root like the 
incisors and canine; pm? has acquired a serrate posterior margin; 
pm’, pm*, m+ and m? are strongly serrated on both the anterior and 
posterior margins of the crown; in pm? and pm‘ the inner heel is 
much reduced and in the two molars it has entirely disappeared. The 
lower jaw is also known; it contains the typical 11 teeth. Incisors, 
canine, and pm, approximately uniform, simply conical; pm,, pm, 


14 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


and pm, with compressed crown and serrated anterior and posterior 
margins; m,, m, and m, also with compressed crown, its anterior 
margin smooth, its posterior margin serrate. Tooth succession 
occurred in the ordinary way as it assuredly did in Protocetus also. 
In all characters the skull agrees essentially with that of Protocetus. 
The basal part of the occipital appears, however, to be more adapted 
to the larynx and gullet. A few peculiarities of Prozeuglodon which 
are not clearly demonstrated in Protocetus are: the presence of an 
elongated, compressed incisive foramen on each side; the presence 
of a distinct lacrimal bone; and the presence to the outside of the 
pterygoid and in front of the tympanic of a considerable pit bounded 
by high ridges springing from the surrounding bones, evidently the 
impression of an air-sac. The under jaw already has nearly the same 
peculiar form as in many highly developed cetaceans with long 
symphysis menti; it has, however, a relatively large coronoid process. 
But the mandibular condyle is placed low and is turned backward, 
and the strange gaping hinder entrance to the mandibular canal is 
present. Of the rest of the skeleton rather more is known than of 
Protocetus, among other parts most of the vertebral column and the 
fore limb down to the hand. There is a great similarity to Protocetus. 
A difference from this genus is that no sacral vertebra is found with 
the transverse process plainly acted upon by the ilium. The skeleton 
of Prozeuglodon throws light on certain conditions that are not under- 
stood in Protocetus. The sternum is of considerable size, with several 
joints. The shoulder blade is essentially as in the higher whales. 
The humerus has retained relatively much of the original form: 
distinctly separated greater and lesser tubercles, a distinct deltoid 
crest, and a well-developed hinge-shaped lower articular surface. 
Radius and ulna have correspondingly well-developed articular sur- 
faces for the humerus, are relatively only a little compressed, and 
have distinct articular surfaces for the carpal bones; the ulna has a 
rather large olecranon. 

Zeuglodon [Basilosaurus| (Z. cetoides, Z. isis), known rather 
completely as to the skeleton, occurs in Eocene strata of both the 
Old and New Worlds. In most respects it resembles Prozeuglodon. 
But it has acquired a highly remarkable peculiarity in the vertebral 
column. While the centra in Progeuglodon are not in any direction 
strikingly altered in form, in Zeuglodon the centra of most of the 
hinder thoracic vertebre, of the lumbar vertebrz, sacral vertebrz and 
all but the outermost of the caudal vertebrae, have become remarkably 
large and especially greatly elongated, while the vertebral arches 
have remained short, standing about midway on the centra, the arches, 


no. 8 INTERRELATIONSHIPS OF THE CETACEA——-WINGE I5 


in common with the spinous processes, widely separated from each 
other. Thus in Zeuglodon the body has acquired an altogether 
peculiar length, putting one in mind of the snakes. The posterior 
thoracic vertebree seem to have developed considerable transverse 
processes which bore the ribs on their extremities. In size also 
Zeuglodon went further than its relatives. Of the hind limb there 
is known a small, quite atrophied pelvic bone with articular surface 
for the femur, and an even more degenerated little rod-shaped femur.” 

The genera of Zeuglodonts together form the section Archzoceti, 
the source from which all the higher cetaceans have originated. Pro- 
tocetus has scarcely a single peculiarity, apart from its large size, 
that one would not expect to find in an ancestral stock for the higher 
whales. The same is true of Prozeuglodon. On the other hand 
Zeuglodon, a descendant of Prozgeuglodon, has followed its own line 
away from the starting point of the other whales, deviating particu- 
larly in its remarkable vertebre. 

The peculiarities which especially place the Zeuglodonts lower than 
all other cetaceans are that the teeth are still present in the typical 
number, and that the braincase is not telescoped and shortened. Of 
all other whales it holds good that they, so far as they are known. 
have the number of teeth raised above the typical (or that they are 
descended from cetacea in which it had been raised), and that they 
have the braincase more or less compressed antero-posteriorly. As 
regards the form of the teeth Protocetus no doubt stands lower than 
all other cetaceans; but Prozeuglodon and Zeuglodon are in this 
respect scarcely more primitive than the lowest members of the higher 
families. Of all the many other primitive characters that are found 
in the Zeuglodonts some are, it is true, no longer to be found in the 
higher families, not even among the extinct lowest forms; but for 
most of them this does not hold good. 


Zeuglodontide * | Basilosauride |. 
I. Crowns of cheekteeth with smooth, not serrate, margins. 
Protocetus. 
II. Most of the cheekteeth have serrate anterior and posterior 
margins to the crowns. 
A. Centra of thoracic, lumbar, and caudal vertebre not 
elongated. 
Prozeuglodon. 
B. Centra of posterior thoracic, of lumbar and caudal 
vertebrz elongated. 
Zeuglodon | Basilosaurus |. 


ts 
16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Balenidze.—The group Mystacoceti with the single known family 
Balenide includes whales that stand near to the Zeuglodonts ; but the 
most primitive members of the group had already advanced a step 
further than the Zeuglodonts. They presumably had the number of 
cheekteeth raised above the typical. With that change there followed 
others. The most primitive Mystacoceti must have already had the 
nasal aperture pushed further back than in the Zeuglodonts. The 
intermaxillary probably extended further back. The maxillary must 
have been somewhat more broadened out posteriorly. The parietal 
was slightly encroached upon, and the braincase was a little tele- 
scoped. The spinous processes of the dorsal vertebrze presumably 
slanted to a less degree in different directions. The joints at the 
elbow and wrist must have almost wholly lost their primitive structure, 
etc. Taken all in all, however, the most primitive Mystacoceti must 
have been in general like the most primitive Zeuglodonts. 

Of the many forms which the group Mystacoceti must have in- 
cluded no others are known than a little circle of highly developed 
genera very specially modified in their own direction; but in spite of 
their remarkable development they have retained many primitive 
features which are no longer found in the other, higher families. 
This holds good especially in the structure of the face. Although the 
narial aperture is drawn backward into proximity with the anterior 
wall of the braincase the nasal bone is not wholly misshapen. It 
retains part of its long, narrow form and it still roofs over the hind 
part of the nasal cavity which may yet inclose very considerable 
remnants of the ethmoid plates. The anterior part of the nasal cavity, 
bounded by the intermaxillary, maxillary and vomer, is also relatively 
primitive in structure, more open than usual, with less tendency to 
closing together of the bones. And the maxillary, although it has 
expanded backward, and shoved itself somewhat back both above and 
beneath the frontal, has nevertheless not in any way covered the 
frontal’s broad supraorbital process. A distinct lacrimal is present, 
but this is not unknown among higher cetacea. The zygomatic arch 
has retained more of its primitive form and strength than elsewhere. 
Two outer nasal apertures are still found; they are not mutually 
united. The basal part of the occipital is also to a somewhat less 
degree modified than in other recent cetacea, being less specialized to 
accommodate larynx and gullet. 

That which more than anything else has left its impress on the 
known Baleenids is their habit of not hunting after single large fish, 
but of swimming with open mouth into shoals of small fish, crus- 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE V7 


taceans, or other small creatures, which they allow to stream into the 
mouth in multitudes along with the water. They seek to retain the 
edible contents when they close the mouth and the water flows out 
again between the lips. The water has thereby acquired great power 
to act upon the mouth cavity from within; it distends the opening 
enormously ; the jaws grow and acquire a disproportionately large 
size in comparison with the braincase; the branches of the mandible 
are bowed strongly outward to the sides and are widely divergent 
from each other behind, while the connection between them in front 
becomes quite loose. The gigantic lower jaw wears so upon the 
ligaments which bind its articular head to the squamosal that the 
ligaments are incited to growth. They become uncommonly strong 
and spread themselves over the original gristle-covered articular 
surfaces on the jaw and the squamosal, both of which surfaces they 
entirely cover. They cause the squamosal to grow out as a huge 
process which bears the attachment surface for the lower jaw on its 
free margin. By the enlargement of the mouth cavity the squamosal 
together with the articular head of the lower jaw is pushed far out 
to the side and so far back that at last its free postero-external 
extremity comes to lie further back than the occipital condyles. The 
squamosal in its turn presses strongly on the parts which lie behind 
it: on the mastoid which is squeezed inward, and on the exoccipital 
which is pushed backward. In proportion to the size of the under 
jaw the temporal muscle increases and pushes its region of origin 
-forward over the supraorbital process. There has been no use what- 
ever for the teeth; they atrophy so completely that finally they are to 
be found only in the embryo as a long series of insignificant, small, 

pin-shaped teeth, hidden under the skin and soon resorbed. On the 
other hand the inflowing and outflowing water acted as a stimulant 
on the corneous papillz of the roof of the mouth. The papille along 
the margin of the upper jaw are so stimulated that they have grown 
out as a close-set series of ‘‘ whale-bones ”: high, crosswise-placed, 
corneous plates, the inner margin of which is frayed out into threads. 
_ The entire set of whale-bones functions as an excellent instrument 

for catching the solid material that flows with the water into the 
open mouth. The palate is strongly acted upon by the instreaming 
water, by the larynx, and by the tongue, which is pressed against it 
when the water is to be expelled. The palatine bone grows and forces 

itself backward, pushing back the pterygoid behind it; and the 
pterygoid pushes and presses that which lies still further back ; 
namely, the tympanic bulla and the region of attachment of the neck 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


muscles on the basal part of the occipital. The palatine may push 
itself wholly back under the base of the occipital, and the muscle 
attachment may come to lie about on a line with the posterior margin 
of the occipital condyle. 

In other respects also the known Baleenids have reached particu- 
larly high. The supraorbital process of the frontal acquires an 
unusual breadth, no doubt for the special reason that it follows the 
eye, which, by the widening of the mouth cavity, is pushed out to the 
side. The supraoccipital becomes very large and strongly slanting 
forward under the influence of pressure by the water and by the 
muscles of the neck. The transverse processes of the thoracic verte- 
bree become widely projecting ; this is especially noticeable as regards 
the hindmost thoracic vertebree (where the processes are para- 
pophyses, while on the anterior vertebrzee they are diapophyses). 
The ribs have a strong tendency to lose the capitulum and to restrict 
their connection with the sternum. In most of the recent members 
of the family the capitulum is absent from all the ribs, even the more 
anterior, although an evident collum is present (it is, however, doubt- 
ful whether it is really the capitulum that is absent from the hind- 
most ribs; more likely the single articular head which appears to be 
the tuberculum is in reality either the capitulum alone or the capitulum 
and tuberculum undifferentiated). The sternum is so reduced that 
it consists of the manubrium alone. The first finger has a tendency 
to atrophy. Etc. 

In the section Balzenini are found the most primitive of the family’s 
known genera: Balena and Neobalena. With them the anterior 
facial part of the skull has kept relatively much of the form ordi- 
narily present in mammals. This is especially true of the inter- 
maxillary and still more of the maxillary, which is quite slender in 
front and not depressed. Body and tail are rather short, not quite 
so well fitted for rapid swimming as in the others. The hand is more 
primitive. Of the hind limb’s skeleton there are present, at least in 
Balena, relatively quite considerable remnants, among other parts a _ 
stunted femur and the upper end of the tibia. The mouth is shaped 
somewhat differently than in the others ; it is formed as an enormous 
barrel or bag, bowed outward on all sides. Not only are the rami of 
the lower jaw bent outward, but the upper jaw with the whole facial 
part of the skull is also bent, arched highly upward. Both the upper 
jaw and the branches of the lower jaw assume the structure of stays 
in the walls of the pouch-like mouth cavity. The whale-bone plates 
acquire a remarkable length. Finally the head becomes more pre- 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE I9 


ponderant as regards the body than in other whales. The cervical 
vertebrz are pressed together unusually strongly ; they coalesce. 

Balena appears in some respects to stand on a lower level than 
Neobalena. Its slender under jaw seems better to agree with the 
condition primitive to the cetacea than does the strikingly massive, 
strongly compressed under jaw of Neobalena in which the mandible 
presumably must be especially influenced by the large under lip. Its 
relatively few, ordinarily formed, slender ribs, and its correspond- 
ingly rather long series of lumbar vertebre are also undoubtedly 
primitive characters; in Neobalena the ribs have become unusually 
numerous and the number of lumbar vertebrz is reduced to a few 
bones, while the ribs, or at least most of them, have become remark- 
ably broad and have to a remarkable degree lost connection with the 
vertebre so that they lie loose among the muscles. Balena is no 
doubt the more primitive also in the short, broad form of the hand. 
The first finger is either (in B. australis) rather well developed, con- 
taining two phalanges in addition to the metacarpal, or (in B. mysti- 
cetus) reduced, though still retaining the metacarpal.“ The other 
fingers are not much lengthened; in the median digits, however, 
especially in the third, the number of phalanges may be increased to 
four or five. The form of the phalanges is terete, not compressed. 
In Neobalena, the hand appears to have essentially the same structure 
as in Balena, but the first metacarpal is said to be absent, and the 
entire hand has become narrower. The lack of a dorsal fin in Balena, 
in contrast with Neobalena, is, presumably, also a primtive character ; 
though the fin may have been lost. But in the adaptation of the head 
as a pouch for catching small animals Balena has reached far beyond 
_Neobalena. In the more primitive of the two certainly known species 
of Balena, B. australis, the modification is a little less noticeable than 
in the higher species, B. mysticetus; the head is slightly smaller, the 
upper jaw is somewhat less bowed upward, etc. In B. mysticetus the 
head becomes so huge that in full grown individuals it reaches a 
third or more of the animal’s total length, the upper jaw is thrown 
upward in an enormous arch, the palatine and pterygoid are forced 
backward under the hindmost part of the basioccipital, etc. The 
coracoid process of the scapula may be absent (in B. australis). 

Neobalena must assuredly have originated from Balena, but from 
one of the most primitive species of the genus, in which the head was 
only a little increased in size; but since then it has gone its own way, 
developing peculiarities in the form of the lower jaw, in the ribs, 
vertebral column and hand. 


2 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 

In the genera of the section Balenopterini the intermaxillary and 
also the maxillary are rather strongly flattened anteriorly so that the 
facial part of the skull has lost its primitive pointed form. Body and 
tail are uncommonly long, adapted to more rapid swimming with 
stronger muscles. Among the alterations produced by these muscles 
are the higher spinous processes on the dorsal and caudal vertebre. 
The hand is shaped more like an oar blade. The fingers are laid more 
closely together and the third and fourth may have the number of 
phalanges increased ; the first digit has completely disappeared. The 
skeleton of the hind limb is more reduced. The mouth is modified 
in its own way; its outbowing in the upward direction is slight or 
absent, that to the sides and downward is conspicuous. The floor of 
the mouth cavity has become to a high degree expansible, and the 
intermaxillary and maxillary, like a broad, more or less flattened lid, 
cover over the pouch which it forms. The Balznopterines stand 
lower than the known Balznines in the condition of the cervical verte- 
bree: the bones retain their freedom. 

Among the known Balznopterines, Rhachionectes is one of the most 
primitive. Its nasal bone is still relatively very well developed. The 
breadth of the intermaxillary and maxillary in front is rather slight. 
The supraorbital process is relatively weak and not strongly flattened. 
The braincase is relatively only slightly telescoped so that on the 
middle of its upper side there can be seen not a little of the frontal. 
The supraoccipital is not especially large or forward-slanting. The 
articular surface for the lower jaw on the squamosal is not pushed 
out especially far downward and backward, and, when seen from 
beneath, has not entirely covered the mastoid or pushed the exoccipital 
very far backward. Bony palate relatively not strongly lengthened 
behind. The point of attachment for the neck muscles on the basal 
part of the occipital is still tubercular, and the basioccipital on the 
whole is only to a slight degree shaped to accommodate the larynx 
and gullet. . In contrast with its nearest recent allies Rhachionectes 
stands lower in a few other respects also: an evident capitulum is 
still found on some of its anterior ribs; the skin beneath its mouth 
cavity is not thrown into longitudinal folds; the dorsal fin is not 
present ; the hand is relatively short, and the number of phalanges is 
only a little increased. It has perhaps high specializations in its 
decidedly heavy under jaw, which slightly suggests Neobalena, and 
in its somewhat upwardly arched facial portion of the skull. 

Plesiocetus from the Tertiary of Europe, and presumably from that 
of North America also, is best known from the skull. To a high 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 21 


degree it resembles Rhachionectes, but appears to differ in having a 
considerably more reduced nasal, like the higher Balzenopterines. 

Cetotherium, also from the Tertiary of Europe and presumably of 
America, which is likewise known from scarcely anything else than 
the skull, is a very near relative to Plesiocetus. It is slightly more 
specialized, with the articular surface for the lower jaw on the 
squamosal pushed somewhat further backward, pressing more against 
its surroundings, and covering the mastoid; but otherwise it scarcely 
differs except in trifles. 

As a pronounced contrast to Rhachionectes the genus Balenoptera, 
on the other hand, stands much higher: with much smaller nasal; 
with intermaxillary and maxillary more broadened in front; with 
broader and flatter supraorbital process; with more telescoped brain- 
case in the median upper part of which there shows itself only a little 
of the frontal; with larger, more forward-slanting supraoccipital ; 
with the articular surface for the lower jaw on the squamosal pushed 
much further backward, wholly covering the mastoid and shoving 
the exoccipital more to the rear ; with bony palate strongly lengthened 
backward ; with point of attachment for the neck muscles on basal 
part of occipital compressed, flattened; with the basioccipital more 
shaped to the larynx and gullet ; with the skin under the floor of the 
mouth cavity thrown into longitudinal folds; with a dorsal fin; with 
the hand more lengthened; with frequently more phalanges in the 
median fingers. 

Magaptera stands yet higher than Balenoptera. Its body is 
relatively not much elongated, a fact which points to its origin among 
the most primitive species of Balenoptera. But in the structure of 

the fore limb it has reached far beyond its relatives. On account of 
some special use or other, perhaps most likely from rapid turning 
about in the water, the arm has grown to an enormous length. The 
forearm has become very much stretched out, and the hand is yet 
more conspicuously lengthened, the number of phalanges in the third 
and fourth finger increased in addition. The scapula has lost both 
the coracoid process and the crest. 


Balenide.™ 
I. Intermaxillary and maxillary narrow anteriorly, not flattened. 
Balenini. 
A. Mandible slender. Ribs not broad. First metacarpal 
present. 
Balena. 


B. Mandible robust. Most of the ribs broad. First 
metacarpal absent. 
Neobalena. 


iS) 
iS) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


II. Intermaxillary and maxillary broad anteriorly, flattened. 
Balenopterini. 
A. Nasal relatively well developed. 
Rhachionectes. 
B. Nasal reduced. 
1. Area of insertion of neck muscles on basal part of 
occipital tubercular. 

a. Articular surface for lower jaw on squamosal 
not strongly pushed backward, not covering 
the mastoid when seen from below. 

Plesiocetus. 

b. Articular surface for lower jaw on squamosal 
more pushed backward, covering the 
mastoid. 

Cetotherium. 
2. Area of insertion of neck muscles on basal part of 
occipital compressed. 

a. Hand not especially elongated. Shoulder 
blade with crest. 

Balenoptera. 

b. Hand greatly elongated. Shoulder blade 

without crest. 
Megaptera. 


Squalodontide.—The Squalodonts must have originated from 
among the most primitive Baleenids which still had the teeth shaped 
like those of the Zeuglodonts but increased in number, and which had 
not yet begun to get the mouth refashioned into a catching-bag. Their 
differences from the most primitive Balenids are due especially to 
stronger pressure of the water on the facial part of the skull; most 
likely the Squalodonts were from the beginning more rapid swimmers 
than the Balenids. The nasal passage is pushed much further back, 
not by muscle action alone, but probably especially by the influence of 
the facial adipose cushion. The water both stimulates the cushion 
to growth and presses it against the nasal passage. The nasal bone 
is completely atrophied, almost tubercular in form, and pressed into 
the frontal in the fore wall of the braincase, not or almost not cover- 
ing over any part of the nasal cavity. The plates of the ethmoid are 
probably pushed wholly away and the lamina cribrosa has probably 
become a solid bone-plate without perforations or almost so. The 
nose muscles, the pneumatic diverticulum from the nasal passage, the 
adipose cushion of the snout, in short all that covers the skeleton of 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 23 


the face, is pressed by the water in against the bones and has moulded 
the upper side of the whole face as its bed, especially hollowed out 
posteriorly. This bed, the “facial depression,” extends backward 
along the sides of the nasals on the forehead. The beginning is 
traceable of a remarkable peculiarity which, in the more advanced 
cetaceans may become conspicuous to a high degree: an asymmetry 
in the structure of the face. The head must no doubt be so held 
during motion that the water comes to press not quite equally on both 
sides, but more strongly on the right side than on the left. The facial 
cushion therefore becomes larger on the right side than on the left, 
extends its bed most on the right side, forces the nasal passage to 
bend over to the left, and causes the bones of the face to develop 
somewhat dissimilarly on the two sides.” The maxillary has pushed 
itself posteriorly up over the frontal to such an extent that it almost 
wholly covers it, also spreading out over the supraorbital process. 
The zygoma appears to have been quite slender. The two nasal aper- 
tures were presumably united into one. In all of these points of 
difference from the Balzenids the Squalodonts agree with the higher 
cetacea, of whose most primitive forms they remind one in nearly 
everything, so far as they are known, except in the condition of the 
teeth. . 

The Tertiary North American Agorophius, which is only known 
from a very incomplete skull, almost without teeth, appears to be the 
most primitive member of the family. The number of teeth is not 
known, but certainly, to judge by the other peculiarities of the genus, 
it must have been greater than typical. Its braincase is much less 
telescoped than in the other Squalodonts, also less than in any of the 
known Balznids, somewhat suggesting the Zeuglodonts in being 
relatively strongly constricted anteriorly between the large temporal 
fossee, and in having the parietal form a considerable part of its roof. 
In the other Squalodonts the braincase, so far as it is known, is so 
telescoped and so broadened out to the sides that there is a wide area 
between the temporal fossz although these are relatively large; also 
the parietal in the middle of the roof of the braincase shows itself at 
most as a narrow band. In other respects Agorophius appears to 
agree well with Squalodon. 

Squalodon is known rather completely from skulls from Tertiary 
strata in both the Old and New Worlds. Almost nothing is known 
of other parts of the skeleton. The teeth are well developed, hetero- 
dont. In each jaw there are three incisors with conical crown and 
single root, a canine of similar form and size, and I1, or sometimes 


24 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


in the upper jaw 12, cheekteeth. Of these last the four or five 
anterior have conical crown and single or bifid root, and the seven 
posterior have compressed crown with more or less serrate anterior 
and posterior margin (or only the posterior margin serrate), and 
two roots, an anterior and posterior. The fact that the number of 
cheekteeth is most often 11 might indicate that the increase above 
the typical number, seven, was produced by the intercalation of four 
milkteeth in the series with the seven permanent teeth; but there is 
no decisive evidence either for or against this explanation, as the tooth 
succession is not known. If the number exceeds 11 a true increase 
must have taken place. As in the most primitive of the higher whales 
the jaws are very elongate, narrow; the intermaxillary and maxillary 
are not especially closed together, and the mesethmoid is not ossified 
in front; the symphysis menti is long (the rami of the mandible may 
have grown together) ; the facial depression does not extend very far 
backward, the braincase is relatively only a little telescoped, the 
temporal fossa is considerable, the zygomatic process of the squamosal 
strong, the occipital condyle projecting. 

The Tertiary European Neosqualodon is only known from pieces 
of jaws. It has the number of serrate cheekteeth raised to at least 
11; otherwise the characters of the dentition are not known. 

The Tertiary Argentinian Prosqualodon, known from the more 
essential parts of the skull, differs from Squalodon in having a much 
shortened face, with the facial depression relatively strongly broad- 
ened behind. The number of teeth appears to be somewhat reduced. 
It is no doubt a little more primitive than Squalodon in the less 
strongly telescoped form of the braincase proper. 


Squalodontidz.” 
I. Braincase only slightly telescoped. 
Agorophius. 
II. Braincase strongly telescoped. 
A. Face long. 
1. Number of cheekteeth relatively little increased 
above the typical [44]. 
Squalodon. 
2. Number of cheekteeth increased above the typical 44. 
Neosqualodon. 
B. Face shortened. 
Prosqualodon. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 25 


Platanistide.—The Platanistids no doubt originated from the 
most typically defined Squalodonts such as Squalodon. The most 
important and perhaps in the first place the only distinction between 
the Platanistids and their precursors among the Squalodonts is that 
the teeth in the Platanistids are to a higher degree structurally degen- 
erated. They have lost their heterodonty, have become smaller but 
more numerous, all of them nearly simply conical with a single root. 
On the other hand the Platanistids have retained most of the other 
peculiarities in which the Squalodonts show themselves to be relatively 
primitive. Especially noticeable in comparison with higher cetacea 
are the following characters: facial depression rather narrow, not 
much widened laterally behind, so that its outer margin covers over 
the temporal fossa to a slight degree only; temporal fossa rather 
large ; zygomatic process of the squamosal robust; all these peculiari- 
ties are no longer or scarcely ever found among cetacea of the higher 
families. The braincase appears to be rather small and not very 
much compressed antero-posteriorly, this also in contrast with the 
higher whales. In common with the most primitive forms of the 
higher cetacean families the Platanistids have, so far as they are 
known, such peculiarities: as the mutual independence and rather 
considerable size of the cervical vertebrz ; as the conspicuous lack of 
uniformity in the shape of the dorsal vertebre (for instance the 
long, broad transverse processes of the lumbar vertebrz in contrast 
with the rather short processes of most of the thoracic vertebrz ; only 
on a few of the hindmost thoracic vertebree do there occur robust 
transverse processes, parapophyses, which bear ribs at their tips in 
the Platanistids that are known in this respect ) ; as the well-developed 
heads to the anterior ribs, and probably also the coalescence, or more 
correctly the non-separation, of the tuberculum and capitulum on the 
hinder ribs; as the rather large, ossified costal cartilages ; as the rather 
well-developed sternum ; as the presence of the first finger, the meta- 
carpal at least of which is found; as the rather slight lengthening 
of the middle fingers, etc. 

In one single direction the known Platanistids have developed 
themselves highly. They have used the jaws as a kind of delicate 
forceps to seize and hold prey that did not make very strong resis- 
tance. The jaws grow to an unusual length but become noticeably 
slender, fine, though solid. The intermaxillary and maxillary press 
close together, covering over the anterior part of the mesethmoid, and 
they have a tendency to coalesce. The maxillary has pushed itself 
forward anteriorly beyond the tip of the intermaxillary. In the lower 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


jaw the symphysis menti becomes very long, and the rami of the 
mandible are inclined to grow together. The teeth that lie at the 
front of the jaws are inclined to increase in size, probably because the 
tips of the jaws come to be the most used part of the forceps. In 
another respect also the known Platanistids stand high: the sides of 
the facial depression are inclined to grow upward. Perhaps they also 
stand high in the tendency of the pterygoid to widen itself out 
unusually far backward in the outer wall of the air-sac behind the 
palate, reaching back to the squamosal; a circumstance that may call 
to mind both lower and higher whales, Baleenids and Physeterids.* 

The genus of Platanistids which has removed itself least from 
Squalodon appears to be the Tertiary South American Pontistes, 
which is known from most of the skull. In relation to one or another 
of its nearest allies it has the following primitive characters : the teeth, 
judging from the alveoli, were small, simply formed, the anterior not 
enlarged ; the toothrows stand rather distant from each other, as the 
palate is relatively broad; the outer margin of the facial depression, 
especially the longitudinal crest on the maxillary above the orbit, is 
relatively low. A character which must be considered advanced in 
comparison with the nearest relatives is the specially large number of 
teeth, about 40 in each jaw if one judges rightly from the fragments 
of toothrows that have been found. 

Near to Pontistes but on a slightly higher level is Pontoporia 
(Stenodelphis). The teeth have become smaller but more numerous, 
about 55 in each jaw. Those in front have a slight tendency to be 
enlarged. The toothrows are placed nearer together and the palate 
is narrower. A high specialization, which also holds good for the 
other recent members of the family, is the complete absence of the 
olecranon. 

Lipotes (known from external characters, skull, and cervical verte- 
bre) and Jia are near relatives of Pontoporia. Their face is shorter, 
the number of teeth is less (about 30 in each jaw in the former, about 
26 in the latter), the anterior teeth show scarcely any tendency to be 
enlarged. It might appear as if the two genera were, in these char- 
acters, less specialized; but the explanation is presumably another. 
The two genera most likely originated from forms that more nearly 
resembled Pontoporia, and that had the strongly narrowed palate and 
numerous small simply conical teeth, although not so many as in 
Pontoporia. Lipotes and Inia appear to have used the teeth in a 
special manner, most probably for the crushing of food, and the teeth 
have therefore regained some of their earlier strength, have grown 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 27 


and become massive, with wrinkled enamel. In compensation, how- 
ever, they have become less numerous and the most posterior in the 
jaws have acquired a form which is anything but primitive: the base 
of the crown is more or less tubercularly widened out inward. The 
narrow palate is retained. The lateral margin of the facial depression 
is considerably more upturned than in Pontoporia, and the posterior 
border, especially in the median region formed by the frontal, is far 
more elevated. 

Lipotes as compared with nia is surely the more primitive in the 
greater slenderness of the teeth; on the contrary it is the less primi- 
tive in having the facial depression relatively strongly widened behind. 

Saurodelphis (Saurocetus, Pontoplanodes), Tertiary, Argentinian, 
known from most of the skull, appears to have also originated from 
Pontoporia-like animals, but it has gone in another direction than 
Ima. It has retained the slender face with the narrow palate, but the 
number of teeth is reduced to about 20 in each jaw. At the same time 
the teeth are enlarged ; in any event they have acquired roots that are 
more widened antero-posteriorly ; this is especially true of a number 
of the anterior teeth in each jaw. In these teeth the root appears to 
be in process of dividing in two, so that in cross-section it is almost 
8-shaped, a form which, especially as regards the anterior teeth, is 
quite the opposite to primitive. The lateral margin of the facial de- 
pression is trenchant and highly upraised, even more than in Jnia. 
The hinder margin of the depression is not only elevated in the middle 
as in Ima, but is also pushed further back. 

Platanista also probably traces its origin back to Pontoporia-like 
creatures. It has gone further than any other member of the family 
in the direction of making over the jaws into delicate forceps. The 
face is so slender and the palate so narrowed that the right and left 
toothrows in the upper jaw lie closely side by side; they may even, 
especially at the extreme rear, where the teeth are undergoing 
atrophy, be pushed into each other. Somewhat similar conditions 
obtain in the lower jaw. The number of teeth is about 30 in each 
jaw. Several teeth at the front of each jaw have acquired high, 
pointed crown and compressed, enlarged root. The outer margin of 
the facial depression has grown upward, higher than in any other 
genus, especially that part of it which runs along the outer margin of 
the maxillary over the orbit and front of the temporal fossa. This 
part has shaped itself quite fantastically as a huge plate which rises 
high upward and bends in over the posterior part of the face, which it 
covers like a mask, since each plate nearly meets its fellow from the 


28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


opposite side. On the other hand the posterior margin of the depres- 
sion is not particularly highly elevated. The eye is atrophied ; touch 
more than vision probably guides in the capture of prey. The hand’s 
unusually broad, rounded-off outline, with the especially short, uni- 
form, well-developed and wide apart fingers, might appear more 
primitive than in other members of the family; but possibly it may 
be the story of a partial reversal from an earlier more flipper-like 
condition. 


Platanistide.” 
I. Upper toothrows well separated throughout. Maxillary with 
longitudinal crest not excessively large. 
A. All the teeth with terete or scarcely compressed root. 
1. Longitudinal crest on maxillary relatively low. Frontal 
behind nasal only a little elevated. 
a. Palate relatively broad. About 40 teeth in each 
jaw. 
Pontistes. 
b. Palate relatively narrow. About 55 teeth in each 
jaw. 
Pontoporia | Stenodelphis |. 
2. Longitudinal crest on maxillary relatively high. 
Frontal behind nasal rather strongly elevated. 
a. Teeth relatively slender. 
Lipotes. 
b. Teeth relatively robust. 
Inia. 
B. Teeth with compressed root; in some of the anterior teeth 
the cross-section of the root is almost 8-shaped. 
Saurodelphis. 

II. Upper toothrows placed close together, especially behind, so 
that teeth from the right and left sides may be pushed in 
among each other. Maxillary with longitudinal crest 
excessively large, completely covering over the face. 

Platanista. 


Delphinide.—The most important character—perhaps in the 
beginning the only one—which has separated the Delphinids from 
the most primitive Platanistids from which they sprang is the widen- 
ing out of the facial depression. This broadens posteriorly to such 
an extent that its floor wholly covers over the temporal fossa like a 
roof formed by the frontal and maxillary together. A second 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 29 


peculiarity, which in any event soon showed itself, is the reduction of 
the temporal muscle through lack of use; its fossa becomes smaller 
and the zygomatic process of the squamosal becomes less projecting 
and less robust, losing, moreover, its primitive arched form. In the 
more advanced members of the family many other modifications may 
appear. The facial part of the skull, which begins by being long and 
narrow, almost compressed, used as forceps, may become still longer. 
Or the use as forceps may grow less and be exchanged for service as 
an implement for rooting in the sea bottom; followed by alteration in 
the form of the face. Or the mouth is used merely to clap together 
around the prey; followed by flattening and shortening of the face. 
In each instance the facial cushion contributes to the flattening of the 
facial part of the skull. The extreme tip of the intermaxillary has 
the tendency to be restricted, to be grown over by the maxillary and 
to lose the teeth which at first were implanted in it. Its upper margin 
may extend in over the anterior part of the mesethmoid and coalesce 
with its fellow of the opposite side. The symphysis menti has a 
tendency to be weakened and shortened. The teeth are inclined to a 
further reduction, and they may disappear; but they may also be 
again applied to special work and be modified in various ways. The 
braincase increases in size and is more subject to pressure from in 
front and from behind. The nasal passage may be pushed further 
back. The nasal bone, which in the most primitive Delphinids 
retained a slight trace of its earlier function as a cover for the nasal 
cavity, becomes in most cases quite sunk into the frontal. The 
occipital condyle, which at first is rather projecting in the usual 
manner, becomes flattened out and pressed in against the wall of the 
braincase. The cervical vertebrzee may coalesce. The thoracic verte- 
bree acquire unusually long transverse processes which are especially 
noticeable on the hindmost of the series. Most of them are dia- 
pophyses except the most posterior ones; these are parapophyses. 
Only the anterior ribs retain the capitulum. On the hindmost ribs 
the capitulum disappears entirely, and the rib is articulated with the 
tip of the long transverse process by the tuberculum only. (As in the 
Platanistids the single articular head on the very hindermost ribs is 
presumably formed by the capitulum or by the capitulum and tuber- 
culum undivided.) The flippers may be lengthened. Etc. The ptery- 
goid varies capriciously. It is true that it always spreads inward 
under the posterior nares ; but it is sometimes rather widely separated 
from its fellow of the opposite side, sometimes almost in contact with 
it, while probably after having been in the latter condition it may 


30 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


withdraw. The number of vertebrz also varies in a quite capricious 
manner. 

One of the most primitive Delphinids is no doubt the Tertiary 
North American Delphinodon, the skeleton of which is known rather 
completely. In comparison with its various relatives it has the 
following primitive peculiarities. The teeth are present in large 
numbers. They are small and nearly simply conical, some of them, 
however, with wrinkles or small projections on the base of the crown, 
probably mementos of the crown’s formerly serrate margins and of 
its also otherwise less simple form. The facial part of the skull is 
rather long and narrow. As in the related forms which are lowest 
in this respect the anterior end of the intermaxillary was probably 
freely projecting, tooth bearing, and not grown over by the maxillary. 
The upper margin of the intermaxillary does not come in contact with 
its fellow. The symphysis menti is long; nasal slightly projecting ; 
cervical vertebrz distinct. It shows a peculiarity of its own in having 
a longitudinal crest on the projecting lateral part of the basioccipital. 

The Tertiary European Champsodelphis (judging chiefly from 
Ch. ombonit, Acrodelphis) presumably stands near to Delphinodon. 
It is known from scarcely anything else than scanty remains of the 
skull. It shows high specialization in the modification of the rostrum 
to serve as an implement for boring or rooting in the sea bottom. 
The facial part of the skull has acquired an unusual length and 
slenderness; the teeth have probably disappeared from the inter- 
maxillary, and the upper margin of this bone was probably in contact 
with its fellow through a considerable part of its extent. , 

The Tertiary European Schizodelphis (judging from S. sulcatus, 
Cyrtodelphis), also known practically from the skull only, must be a 
near relative of Champsodelphis with which it appears to have most 
of its peculiarities in common, both the primitive characters and the 
special modifications. Its most important difference appears to be 
that its teeth have gone still further in the direction of simplicity ; 
the only reminders of earlier, less reduced form that have remained 
behind are a slight widening out of the crown’s base, which may be 
found on some of the teeth, and the trenchant character of its anterior 
and posterior margins. 

The Tertiary European Heterodelphis, which is known from rather 
considerable parts of the skeleton, undoubtedly stands close to Schizo- 
delphis. Its teeth have become still more simple, with purely conical 
crowns. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 31 


In the Tertiary European Eurhinodelphis, which is known from 
most of the skull and from parts of the rest of the skeleton, the 
transformation of the snout into a rooting implement has reached the 
highest limit. The rostrum, both upper jaw and lower jaw, has 
grown forward anteriorly as a long slender point, still more notice- 
ably than in any of the other genera. The intermaxillary has ex- 
tended itself, awl-shaped and toothless, far forward beyond the 
maxillary. The tip of the lower jaw appears to be formed in a corre- - 
sponding manner. The teeth are simply conical. 

No doubt the Tertiary South American Argyrocetus is very nearly 
related to Eurhinodelphis. It is known from a defective skull, and 
appears to differ in trifles only. 

The genera just mentioned of the group Eurhinodelphini form a 
contrast with the group Monodontes. The latter includes the genera 
Delphinapterus and Monodon, which must have originated from the 
oldest Eurhinodelphines in which the tip of the snout had not been 
remodeled as a rooting implement. In common with the Eurhino- 
delphines (at least with Delphinodon, Heterodelphis, Eurhinodelphis, 
and Argyrocetus, which are known in this respect) the Monodonts 
alone among the Delphinids have the primitive character that the 
cervical vertebree are mutually independent. Other indications of 
low origin seem to be shown by the Monodonts in the form of the 
teeth (in which one of the genera may recall Delphinodon and 
others), in the decidedly short spinous and transverse processes of 
the thoracic vertebrze, in the relatively short fingers, and perhaps also 
in the absence of the dorsal fin. But in the flat and broad form of the 
face, probably resulting from their habit of not using the jaws for 
_ much else than to clap together on tender cuttlefish, the Monodonts 
are more highly developed than their progenitors among the Eurhino- 
delphines. The same is true of their lack of the olecranon.” 

The most primitive of the known Monodonts is Delphinapterus. 
It shows its primitiveness in relation to its nearest ally by its rather 
ordinary dentition: the teeth are present in relatively considerable 
numbers, about Io in each jaw; they are small and conical, but in the 
upper jaw they are directed forward in a peculiar manner. The 
teeth have disappeared from the intermaxillary. 

In Monodon the teeth, with a single exception, are in process of 
atrophy and disappearance; only a few of them are present in the 
young. One of the foremost teeth in each maxilla has had its peculiar 
destiny: it has grown forward as a “ramming-tooth,” at first no 
doubt uniformly in the right and left jaw and in the male and female, 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


probably used, in a similar manner to the upper canine in the walrus 
or to the tip of the snout itself in the Eurhinodelphines, for rooting 
in the sea bottom. Such a function might be initiated by forward- 
slanting anterior teeth like those in Delphinapterus, but later it must 
have been restricted to the ramming-tooth in the left jaw of males. 
The work of the males may possibly be of service to the females 
because the species is gregarious. The ramming-tooth has become a 
_kind of male secondary sexual character and has grown to an ex- 
aggerated size as the well-known “ unicorn horn.” As a memento of 
an earlier condition the ramming-tooth is still found in a reduced 
form in the right upper jaw of the male, and in both upper jaws of 
the female; in rare instances it may even now be found in the male 
well developed on both sides | when the spiral of the two tusks is 
parallel]. 

All the other Delphinids are contrasted with the Eurhinodelphines 
and Monodonts by the partial or complete coalescence of the cervical 
vertebre, the atlas and axis being always united. The genera in 
question constitute a compact group, rich in forms, which traces its 
origin back to low Eurhinodelphines. 

Lowest of all stands the section Delphini, whose most primitive 
known genus is undoubtedly Steno. This has still the primitive 
Eurhinodelphines’ long, but not exaggeratedly long, narrow, scarcely 
flattened fore-face, with long toothrows and long symphysis menti. 
It is indeed scarcely distinguishable from the primitive Eurhinodel- 
phines except by its partly ankylosed cervical vertebrae. The circum- 
stances which place it low among its nearest relatives are the facts 
that the teeth have fluted enamel, and that the symphysis menti is 
long. The peculiarity of the enamel is presumably a slight reminis- 
cence of an earlier, less-reduced condition. 

Very near Steno comes Prodelphinus (probably including “ Sota- 
lia’’), not differing in much else than that the enamel is smooth, not 
fluted, and that the symphysis menti is shortened. 

Delphinus differs from Prodelphinus in scarcely anything else than 
a peculiar palate form: at the inner side of the toothrow the bony 
palate is hollowed out into a long longitudinal furrow which is 
especially deep behind. The intermaxillaries have a relatively strong 
tendency to coalesce and to cover over the mesethmoid. A few small 
teeth may be found in the intermaxillary as in Steno and Prodel- 
phinus; in most of the Delphinids the teeth have wholly disappeared 
therefrom. 

In contrast to the Delphinines the other higher Delphinids have 
the skull’s fore-face shorter and more depressed. As a beginning the 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 33 


difference is only slight, but it finally increases so as to become very 
noticeable. At the same time that the anterior facial part of the skull 
is shortened, because the mouth is no longer used as a pair of forceps 
but as a “clap-trap,” it becomes flatter and broader, while its upper 
side is more pressed upon by the facial cushion. The cushion becomes 
larger, especially widening itself out anteriorly and pushing into the 
originally slender “beak.” The intermaxillaries, in their anterior 
portion particularly, together lose their structure as an upstanding 
roof-ridge, and finally become quite flat, each of the bones widened 
out. 

The genera of the section Legenorhynchi depart so slightly from 
the more primitive members of the section Delphini, such as Pro- 
delphinus, that there would scarcely be any reason to set them apart 
in a special group were it not evident that they represent the begin- 
ning of new series of forms. 

Doubtless Tursiops occupies the lowest position. The anterior 
facial part of the skull is indeed broader than in Prodelphinus, but 
it has, however, not lost its form as a roof-ridge, and it has still a 
considerable length. 

Near Tursiops probably belongs Tursio [Lissodelphis|, which 
also has the fore-face rather long, though more flattened. Another 
difference is that it lacks the dorsal fin, either because it has lost it or 
has never acquired it. 

Lagenorhynchus (to which should probably be joined Cephalo- 
rhynchus and Sagmatias, and perhaps “ Feresa”) has gone a step 
further than Tursiops and Tursio in the direction of shortening and 
flattening the rostrum. 

Among the Delphinids in which the process of shortening and 
flattening the rostrum has been more perfected the members of the 
section Globicipites are contrasted with those of the section Phoceenz 
by reason of their greater primitiveness. In them the crowns of the 
teeth have retained their primitive conical form, while in the Pho- 
ceenans the crowns have become entirely peculiar. 

Orca [Orcinus] is the one among the Globicipites which has 
retained most of the ordinary dolphin type in the structure of the 
rostrum, particularly as regards the narrowness of the intermaxillary. 
The rather short, rounded-off form of the hand might appear to be 
primitive also, but various circumstances strongly indicate that it has 
arisen through the shortening of an ordinary, pointed, porpoise 
flipper: the number of phalanges in the second finger is rather large; 
the finger is merely more strongly arcuate than usual. In the trans- 
formation of the dentition to a conspicuously powerful biting imple- 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


ment Orca has gone further than any other genus of the family. It 
has habituated itself to living on large prey such as seals and the 
smaller cetaceans, and it even slashes into the largest. The teeth are, 
it is true, relatively few, about 12 in each jaw, but in compensation 
they are massive. 

Orcella has reached higher than Orca in the great breadth of the 
intermaxillary, but it must have originated at a level lower than that 
on which Orca stands, sinte its teeth are small and rather more 
numerous, while its hand is essentially like an ordinary porpoise hand. 
The genus gives the impression of being a dwarf form with notice- 
ably large braincase in proportion to the face. 

The following genera of Globicipites must have originated from 
Delphinids that were essentially like Orcella but without the dwarf- 
ing. Each has gone its own way. There is, however, one peculiarity 
that unites them: the hand has acquired an uncommon length and 
narrowness, though in different degrees, at last with an unusual 
number of phalanges in the second finger. 

In “ Grampus”’ the intermaxillary has retained a breadth similar 
to that in Orcella. Although the hand is long and narrow there are 
only about eight phalanges in the second finger. The chief peculiarity 
of the genus lies in the atrophy of the dentition: only a few and 
rather small teeth remain. These are at the front of the mandible, 
and with age they may entirely disappear. 

In Pseudorca the hand is essentially as in Grampus. But the inter- 
maxillary has acquired a very noticeable breadth anteriorly, and the 
dentition is developed in a similar manner as in Orca. 

The intermaxillary is conspicuously wide in Globiceps [ Globi- 
cephala| also; it may be even wider than in Pseudorca. Peculiarities 
of Globiceps are: that the nostril is pushed unusually far backward, 
that the dentition is atrophied so that only a few, about 10, small 
teeth remain, situated at the front of the jaws, and that the hand is 
conspicuously long, with as many as 14 or more phalanges in the 
second finger. 

The section Phocene presumably originated among the most primi- 
tive Globicipites or perhaps Lagenorhynchi. That which places this 
group in contrast not only with the Lagenorhynchi but also with all 
other Delphinids is the peculiar form of the teeth. The teeth are 
present in large number and are of small size. Some of the foremost 
and hindmost may have about the usual conical crown, and all of them 
are single rooted. Most of the teeth, however, have the crown com- 
pressed, widened out fan-wise or leaf-wise, and often with notches in 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 35 


the margin; a form which is not only unique among the cetacea, but 
the contrary to the forms found among the most primitive cetacean 
genera.” 

Phocena is, besides, a little broad-snouted porpoise, rather evenly 
developed in all directions. A few small teeth may be present in the 
intermaxillary. 

Neomeris (Neophocena) is nearly related to Phocena. It differs 
in having acquired a yet shorter and broader face, in having a notice- 
ably spacious braincase, and in lacking the dorsal fin, which it doubt- 
less has lost. 


Delphinide.” 
I. Atlas and axis mutually free. 
A. Face long and narrow, not flattened. 
EURHINODELPHINI. 
1. Intermaxillary (undoubtedly) not specially elon- 
gated in front of maxillary. 
1. Face not noticeably elongated. 
Delphinodon. 
2. Face noticeably elongated. 
a. Teeth with slight traces of less simple 
forms. 
a. Crowns of teeth partly with remains 
of lateral cusps. 
Champsodelphis. 
B. Crowns of teeth without lateral 
cusps. 
Schizodelphis. 
b. Teeth purely conical. 
Heterodelphis. 
2. Intermaxillary with tip produced far forward in 
front of maxillary. 
Eurhinodelphis, Argyrocetus. 
B. Face relatively short, broad and flat. 
MONODONTES. 
1. Several teeth present in each jaw, none of them 
especially enlarged. 
Delphinapterus. 
2. Almost toothless, a single tooth in the upper jaw of 
males a gigantic ramming-tooth. 
Monodon. 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


II. Atlas and axis coalesced. : 
A. Anterior facial region, formed mostly of intermaxillary 
and maxillary, long and narrow, not or scarcely flat, 
nearly roof-shaped; intermaxillary in particular rela- 
tively narrow. 
DELPHINI. 
1. Crowns of teeth rough; symphysis menti long. 
Steno. 
2. Crowns of teeth smooth; symphysis menti short. 
a. Palate without grooves. 
Prodelphinus. 
b. Palate with a longitudinal groove on each side. 
Delphinus. 

B. Anterior facial region, formed mostly of intermaxillary 
and maxillary, becoming relatively short, broad and 
flat ; intermaxillary in particular broad. 

1. Face relatively only a little shortened. 
LAGENORHYNCHI. 
a. Fore-face, beak, relatively long. 
a. Rostrum not wholly flattened. — Dorsal 
fin present. 
Tursiops. 
8B. Rostrum more flattened. Dorsal fin 
absent. 
Tursio | Lissodelphis}. 
b. Fore-face relatively shorter. 
Lagenorhynchus. 
2. Face more strongly shortened. 
a. Crowns of teeth conical, terete, pointed. 
GLOBICIPITES. 
a. Intermaxillary not especially broad propor- 
tionally. 
Orca [Orcinus |. 
8. Intermaxillary more or less noticeably 
broad. . 
1. Flippers not or scarcely lengthened 
and pointed. 
Orcella. 
2. Flippers lengthened, pointed. 
a. Intermaxillary not conspicuously 
broad anteriorly. 
“ Grampus.” 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 37 


8. Intermaxillary strongly broad- 
ened anteriorly. 

(1) Nostril not pushed espe- 
cially far back. Teeth 
not atrophied.  Flip- 
pers quite short. 


Pseudorca. 
(2) Nostril pushed unusually 
’ far back. Teeth some- 


what atrophied. Flip- 
pers very long. 
Globiceps| Globicephala]. 
b. Crowns of teeth in part compressed, widened out 
leaf-wise. 
PHOCEN. 
a. Face relatively long and narrow. Brain- 
case relatively small. 
Phocena. 
B. Face relatively short and broad.  Brain- 
case large. 
Neomeris | Neophocena}. 


Physeteride.—The Physeteride probably originated from the 
most primitive Delphinids, from Delphinids in which the margin of 
the facial depression must have been so widened that it covered the 
temporal fossa, but which at the same time retained these primitive 
features: zygomatic process of the squamosal relatively large and 
somewhat arcuate; teeth small and conical, but still with traces of 
- notching on the margin of the crown; teeth in the intermaxillary well 
developed ; anterior part of mesethmoid free, not covered over by the 
intermaxillaries; free though stunted lacrimal; separate cervical 
vertebre ; rather short transverse processes on the thoracic vertebree ; 
a well-developed capitulum on all the ribs, etc. The character that 
already places even the most primitive Physeterids on a higher plane 
than the Delphinids is a result of stronger action of the facial cushion. 
It appears as if the Physeteride had from the very first trained them- 
selves to swifter, more violent swimming than other whales, and that 
the fat-pad in front of the nose had therefore been pressed in with 
greater force against the facial part of the skull. The pad, together 
with the nasal muscles, etc., has modified the face to an unusual 
degree. Especially the posterior margin of the facial depression is 
transformed, more or less conspicuously elevated. The crookedness 


38 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL..72 


in the posterior nasal passage and in the facial bones becomes more 
conspicuous than in other whales. The resistance of the water has 
acted upon the skull in other ways also, different in the different 
groups; there is a tendency toward strengthening and coalescence of 
the bones of the face, toward the appearance of projecting osseous 
protuberances, etc. 

The members of the family, so far as they are known in this 
respect, show a peculiarity in the relation between the ribs and the 
transverse processes on the posterior thoracic vertebre, in which they 
form a contrast to at least the living forms of Delphinids. While in 
the Delphinids the hinder ribs apparently lose the capitulum and 
retain the tuberculum (the most posterior, probably having their own 
history, have never had more than a single head), in the Physeterids 
it is the tuberculum that disappears, while the capitulum remains. 
On one or two of the hindmost ribs it may happen that the capitulum 
and tuberculum can be seen at the same time, each in contact with its 
“transverse process”’; but the tuberculum with its corresponding 
process, a diapophysis, is in course of atrophy.” 

The genera of the section Xiphiini stand lowest. In them the 
occipital wall, which forms the posterior margin of the facial depres- 
sion, is highly elevated in a section at the middle only, behind the nares, 
and is not pushed very far back in relation to the nares. In the con- 
trasted Physeterini the occipital wall is heightened through its whole 
extent and more pushed backward. Likewise a primitive feature of 
those Xiphiines that are known in this respect is that a more or less 
distinct lacrimal bone is present, though in an atrophied condition, 
spreading out especially in the roof of the orbit. 

The essentially most primitive genus of the Xiphiines is no doubt 
the Tertiary South American Argyrodelphis (Notocetus, Diochoti- 
chus), of the group Argyrodelphini, not known from much else than 
the skull. It stands lower than all other known Physeterids in having 
a relatively robust and arcuate zygomatic process of the squamosal 
and in the character of the dentition. There is a long row of small, 
well-developed, conical teeth in both upper and lower jaw, some of 
them bearing notches on the margin of the crown. On the contrary, 
as compared with one or another of the other genera, it is advanced 
in having the occipital wall pushed rather far back, in having a rather 
large cushion-shaped outgrowth on the maxillary above the orbit, and 
in having the intermaxillaries spread inward over the mesethmoid 
and coming into mutual contact with age. The cervical vertebre 
were free. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 39 


In all other Xiphiines the zygomatic process of the squamosal is 
smaller and more atrophied, the teeth in the upper jaw disappear, 
while of those in the lower jaw one or two only remain in each ramus 
and these are particularly modified. A peculiarity of at least the 
living forms of the section is the unusual size of the air-sac at the 
outer side of the pterygoid, which is shaped to fit it. Somewhat of a 
peculiarity likewise is partly the height of the spinous processes on 
the dorsal and caudal vertebre (while the transverse processes are 
relatively rather short), and partly the small size of the hand. The 
former character indicates unusually heavy dorsal and caudal muscles, 
or perhaps a widening out of the muscles in a different direction— 
more upward than sideways—than in the Delphinids with specially 
long transverse processes. The latter makes it appear that the hand 
is somewhat disused. The cervical vertebre are inclined to coalesce 
as in the Physeterines. 

In the members of the group Xiphii, as contrasted with the 
Hyperoodontes, the bones of the face have remained primitive to the 
extent that no raised longitudinal crest is present on the maxillary in 
front of and above the orbit ; at most there is found in the correspond- 
ing place a weak cushion-shaped elevation. But in other ways the 
bones of the face have increased in strength and have permitted them- 
selves to be moulded by the pressure of the water. 

In a few respects Mesoplodon is the most primitive among the 
Xiphi. To be sure, the facial cushion, by pressing back against the 
occipital wall, has caused the median part of the wall, formed for the 
most part of projecting outgrowths of the intermaxillaries, to be 
abruptly elevated. But*the cushion has not acted on the wall to such 
a degree that the upper margin together with the nasal bones has been 
either very strongly forced back or caused to bend forward in any 
noteworthy manner; neither has it formed for itself any distinct pit 
around the nares. Moreover the intermaxillaries have retained their 
original relation to the mesethmoid, which they do not grow over. 
On the other hand the rostrum acquires increased strength by the 
ossification, as age advances, of the mesethmoid, and its coalescence 
with the surrounding bones into a stony-hard mass. Of the teeth in 
the upper jaw there is found in Mesoplodon at most a series of quite 
small remnants, more or less hidden in the skin and scarcely leaving 
any traces in the bones. In the lower jaw there is found only one 
well-developed tooth. This is situated at the front of the mandible 
and is peculiarly modified, having a large, compressed crown and a 
big root which sometimes, presumably in the male especially, may 


AO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


grow to a disproportionate size and to a high degree affect the form 
of the jaw. 

The Tertiary European Xiphirostrum (“ Ziphirostrum,’ “ Miozi- 
phius”), which is known from parts of the skull, has in a single 
respect gone further than Mesoplodon, near to which it otherwise 
stands: the intermaxillaries have grown over the mesethmoid and 
come in contact with each other along their upper margins. But 
Xiphirostrum must have taken its origin from whales that were less 
far advanced than the known species of Mesoplodon; as the mes- 
ethmoid is not ossified anteriorly; the teeth in the upper jaw are 
slightly less atrophied, leaving traces behind them in the maxillary ; 
and at the front of the lower jaw there are two well-developed teeth 
on each side. 

Chonoxiphius (“ Chonesiphius’’), likewise Tertiary European and 
known from parts of the skull, stands near to Xiphirostrum. It has 
gone further in the modification of the face. The facial cushion has 
begun to modify a special area around the nares for its bed. Here 
the lateral margins of the premaxillaries are caused to grow slightly 
upward, so that they together, and the bones that lie between, form 
a special pit, a structure the first traits of which, more or less evident, 
are found in many other toothed cetaceans. In the middle of the pit 
there has arisen an erect longitudinal crest, evidently formed from 
the posterior part of the mesethmoid. (The under jaw is probably 
not known. ) 

Xiphius (“Ziphius”) appears to have originated from whales 
which stood on about the same level as Mesoplodon. Its deviations 
are of two principal kinds: (1) the median part of the occipital wall 
is forced further back and raised higher upward, so thatthe nasal 
bones, which are even more modified than in other Xiphiines and are 
widened out plate-wise in front, once more come to form a forward- 
bent roof over the nasal cavity, and (2) the lateral margins of the 
intermaxillaries have grown upward as in Chonoxiphius, but much 
more conspicuously, bounding a deep pit. As in Mesoplodon the 
anterior part of the mesethmoid becomes ossified with age. 

In the genera of the group Hyperoodontes, which must have 
originated from the lowest Xiphii, the bony crest, a faint indication 
of which is found in many toothed cetaceans running along the upper 
surface of the maxillary in front of and over the orbit, becomes so 
stimulated to growth by resistance of the water that it gradually 
swells up to a huge hump which spreads itself over most of the face 
in front of the nares. Each hump is closely appressed to its fellow 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE Al 


of the opposite side, leaning inward over the intermaxillary and 
mesethmoid so as to turn a broad shock-receiving surface forward. 
The nares and middle part of the occipital wall are forced unusually 
far backward toward the posterior boundary of the braincase. 

The most primitive genus of the group is “ Berardius.’ The 
longitudinal crest on the upper surface of the maxillary is well 
developed and erect, but the face, however, has retained essentially 
its ordinary form. At the front of the lower jaw are found two 
rather well-developed teeth. 

In Hyperoodon the face becomes with age wholly abnormal, since 
the longitudinal crest on the maxillary elevates itself to a height 
which exceeds even the highest part of the occipital wall. In the 
lower jaw at the front is found only a single tooth (apart from 
embryonic conditions). 

The genera of the section Physeterini must have originated among 
the most primitive Xiphiines, from Xiphiines in which the dentition 
was still rather well developed, with teeth in the intermaxillary as 
well as the maxillary; in which the intermaxillaries were free from 
each other and from the surrounding bones ; in which the mesethmoid 
was not ossified, etc. Their peculiarity is that the pressure of the 
facial cushion on its surroundings acts differently than in the 
Xiphiines, and even more strongly. The facial cushion, especially 
that part of it which is formed by the adipose mass, widens out still 
more, particularly outside of and behind the nasal passages. It 
pushes the median part of the occipital wall far back behind the 
nares, while at the same time the margins of the facial depression, at 
the back and at the sides, grow high upward. The bones which form 
the bottom of the facial cushion’s bed are strongly acted upon by the 
stimulating mass of the cushion. They widen out. This holds good 
especially of the bones in the rostrum, and chiefly of the anterior 
part of the maxillary. The lower jaw on the contrary retains its 
primitive narrowness. 

The genera of the group Hoploceti are extinct, Tertiary, and are 
only incompletely known, chiefly from fragments of skulls. It may 
be concluded that the skull in essential respects is modified in the 
same manner as in the highest group of Physeterids, the Physeteres, 
but to a distinctly less noticeable degree. They are also less advanced 
than the Physeteres in the development of the dentition, there being 
a long row of well-developed teeth in both upper and lower jaws, 
while the upper teeth of the Physeteres have atrophied. 


42 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


In the European and American Hoplocetus (Balenodon, Physodon, 
“ Scaldicetus,”’ etc.) the teeth are covered with enamel. 

The European Physeterula has lost the enamel, it appears. 

In the genera of the group Physeteres the influence of the facial 
cushion on the skull has led to fantastic results. The dentition also 
is modified in a strange manner. In the lower jaw the teeth continue 
to be well developed; but in the upper jaw they atrophy and dis- 
appear either wholly or essentially so. It is not clear what the reason 
can be for this difference between the upper and lower jaws. Per- 
haps the difference is connected with the great lateral broadening 
out of the maxillary whereby the upper toothrows are so pushed 
outward that they lose their interaction with the lower toothrows 
which retain their ancestral position in the closely appressed mandi- 
bular rami. There has been no hard work for the upper teeth which 
might have maintained them in spite of all; the lower teeth together 
with the palate must have proved sufficient, as the task is indeed 
scarcely anything else than to grasp the cuttlefish which appear to be 
the favorite food for this whole family as well as for various other 
cetaceans, especially for those with more or less degenerate dentition. 

“ Cogia”’ is in some respects the most primitive of the genera. In 
the upper jaw there is still found, or may be found, a tolerably well- 
developed tooth. In the skull there remains a rather considerable, 
curved remnant (although very narrow and compressed) of the 
heightened osseous ridge which elsewhere in the toothed whales lies 
between the nares and the occipital wall; the adipose cushion has not 
yet wholly destroyed it. Neither has the cushion so grown around 
the outer nasal passage that it has pushed the orifice away from its 
accustomed place, nor has it to any noticeable degree pressed the roof 
of the braincase down. The anterior part of the face has become 
broader than usual, but it is still rather short, or, more strictly 
speaking, has been further shortened. On the other hand the lateral 
margin of the facial depression, over the braincase, is pushed unus- 
ually far out to the side and raised conspicuously high upward; it 
has also acquired a unique thickness. 

In Physeter nothing has remained of the upper teeth except small 
vestiges hidden in the skin. The fat-cushion, which has grown 
gigantically, has caused the bones of the rostrum to grow far forward 
and to broaden themselves strongly at the side. The posterior margin 
of the facial depression is more abruptly elevated than in any other 
whale and is pushed further back. The fat-cushion has completely 
overgrown and leveled off the bony wall which elsewhere lies be- 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—-WINGE 43 


tween the nares and the occipital wall. The soft outer nasal passage is 
pushed forward so that the blow-hole lies far to the front. The 
adipose cushion has forced the roof of the braincase down by its 
weight, and the whole braincase has sunk down below its original 
level, so that the spinal marrow, or medulla oblongata, has to bend 
down in an S-shaped curve to connect with the brain. The skull has 
acquired a noticeably large size in proportion to the body, and most 
of its bones have become conspicuously ponderous ; this is especially 
noticeable as concerns the zygoma. Just as Physeter is the largest 
of all the toothed whales and pushes through the water with greater 
force than any other, it is the one on which the resistance of the 
water has had the most powerful influence. But it is a question 
whether this high development is not a menace to the creature’s life. 
Irresistibly the water’s pressure has caused the facial cushion to 
grow to a disproportionate degree and in its turn to call forth a skull 
the size of which is without relation to brain and body. The fate of 
Physeter, the most highly developed toothed whale, is much like that 
of Balena, the strangest whale-bone whale; the difference is that the 
pressure of the water in the one has acted most strongly on the outer 
side of the head, in the other most strongly on the inner walls of the 
mouth. Both animals are developed with such extravagant one- 
sidedness that they appear to be in danger of certain extinction even 
if their extirpation were not being worked at by man. 


Physeteridz.” 
I. Occipital wall highly elevated in middle only, its position close 
behind the nares. 
XIPHIINI. 

A. Dentition primitive: a long row of rather uniform 
small teeth in both upper and lower jaw. 
Zyvgomatic process of the squamosal well 
developed. 

ARGYRODELPHINI. 
Argyrodelphis. 

B. Dentition atrophied: most of the teeth disappear, 
leaving one or two in each lower jaw specially 
modified. Zygomatic process of the squamosal 
somewhat reduced. . 

1. Longitudinal crest on maxillary above and in front 
of orbit absent or slight. 


44 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


XIPHII. t 

a. Intermaxillaries not or scarcely forming a 
cup-shaped depression around nares. 

a. Intermaxillaries not covering mes- 
ethmoid in front. 
Mesoplodon. 
8. Intermaxillaries mutually in contact, 
covering mesethmoid in front. 
(1) No pit formation around nares. 
Xiphirostrum. 
(2) Indication of pit formation 
around nares. 
Chonoxiphius. 

b. Intermaxillaries with an elevated outer 
margin forming a deep cup around 
nares. 

Xiphius. 
2. Longitudinal crest on maxillary above and in 
front of orbit well developed, swollen. 

HyPEROODONTES. 

a. Longitudinal crest on maxillary relatively 
weak. 

“ Berardius.” 
8. Longitudinal crest on maxillary huge. 
Hyperoodon. 
II. Occipital wall spreading itself, highly elevated, across entire 
braincase, and pushed far back behind nares. 
PHYSETERINI. 
A. Upper toothrow well developed. 
HopPLoceti. 
1. Teeth with enamel. 
Hoplocetus. 
2. Teeth without enamel. 
Physeterula. 
B. Upper toothrow atrophied. 
PHYSETERES. 

1. Distinct remains of the longitudinal crest 
that originally extended from the nares 
to the occipital crest. 

Coo: 

2. Longitudinal crest behind nares _ wholly 

flattened out, obliterated. ; 
Physeter. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—-WINGE 4 


on 


The Hyznodonts, the nearest stock-forms of the cetacea among 
terrestrial mammals, lived at the beginning of Tertiary times in the 
northern parts of both the Old and New Worlds. They had spread 
over Europe and North America and were found in northern Africa 
as well. The whales must have made their appearance somewhere 
within the territory occupied by the Hyzenodonts, and probably in 
the oldest part of the Tertiary; in agreement with this the most 
primitive cetacean that is yet known, the Hyznodont-like Protocetus 
of the family Zeuglodontidz, is found in Egypt in Eocene strata. 
Likewise one of the next links in the chain of cetacean development, 
Prozeuglodon, was Egyptian, from the Eocene. But soon the mem- 
bers of the family must have spread widely ; in any event the highest 
genus, the almost fantastic, snake-like Zeuglodon |Basilosaurus}, 
appears to have found its way during the Eocene to all oceans. 

The Zeuglodonts died out early in the Tertiary. Their highest 
forms left no descendants; but from the more primitive genera of 
the family sprang the new family Balznide. The oldest, tooth- 
bearing forms of Balznids are as yet scarcely known. In Miocene 
times, however, the family had already produced the specialized 
whalebone-bearing forms, a side branch on the cetacean genealogical 
tree, and they soon spread themselves to all the seas of the globe, 
where they still are found. Some of the recent genera are essentially 
cosmopolitan, even in the sense that individual species occur in all 
seas. This holds good in part only of Balena, one of whose species, 
the more primitive, B. australis, is almost cosmopolitan, while the 
second, the more specialized, B. mysticetus, is confined to the northern 
polar oceans. It is literally true of Balenoptera and Megaptera. 
_ Two of the recent genera are confined to a smaller range: Neobalena 
a relatively high genus that lives in the South Sea, where it likely 
originated, and Rhachionectes a relatively low genus, in many respects 
recalling extinct Miocene forms. It lives in the northern part of the 
Pacific, perhaps as a kind of last remnant from an early day. The 
reason why the Balzenids, in spite of their rather primitive structure, 
are not wholly extinct, supplanted by the more specialized cetacea, 
is probably because they have chosen a peculiar food supply: the 
small creatures of the sea. Therefore they do not have very many 
competitors among their kind. 

From the most primitive, tooth-bearing Balznids the family 
Squalodontidze branched off in Tertiary times. It had its flourish- 
ing period in the Miocene, widely distributed in the oceans. The 
whole family disappeared before the end of the Tertiary, chiefly, 
it would appear, because it passed onward into its successors. 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 72 


The descendants of the primitive Squalodonts are the members of 
the family Platanistide which appeared early in the Tertiary and 
was soon widely distributed. Most of the genera have died out 
again; only four, Pontoporia [Stenodelphis|, Lipotes, Inia and Pla- 
tanista, have come down to the present time. These have doubtless 
avoided being crowded out by higher cetaceans purely because they 
have chosen a peculiar habitat, rivers and estuaries, which they have 
been almost alone in utilizing. 

Early in the Tertiary the family Delphinidz branched off from 
primitive Platanistids. Extinct genera, especially in the Miocene, 
are known from localities that were even then far apart; at present 
the family is universally distributed, many of the genera and species 
being nearly cosmopolitan. The family seems to be having its 
flourishing period now. Only a few of the recent genera have 
ranges that are somewhat restricted, as Delphinapterus and Monodon 
in the Arctic Ocean, Tursio [ Lissodelphis| in the Pacific, Orcella in 
the rivers of Southeast Asia and in the neighboring sea, Neomeris 
| Neophocena] on the eastern and southern coast of Asia and the east 
coast of Africa. 

Early in the Tertiary the family Physeteridz originated from the 
most primitive Delphinids. It had already reached its climax in the 
Pliocene, widely distributed. Only rather few genera, but these very 
highly developed, have come down to the present day. They are 
widely distributed, essentially cosmopolitan. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 47 


NOTES 


*(P. 1.) The present treatise on Cetacea is a continuation of the 
series of memoirs on the other orders of mammals which have 
appeared in E Museo Lundii, vols. 1-3, 1887-1915, and in the Vidensk. 
Medd. Dansk Naturhist. Foren., vol. 68, 1917. Part of the opinions 
that are here expressed have been previously published in the Vidensk. 
Medd. Dansk Naturhist. Foren. for 1882, pp. 29-31, 40 and 53-55; 
tbid., for 1909, pp. 5-9; Meddelelser om Gr¢gnland, pt. 21, 1902, 
pp. 364-368 ; Danmarks Fauna, Pattedyr, 1908, pp. 9-10, 200-209. 

*(P. 1.) On the origin of the Cetacea very different opinions 
have been put forward. The idea of Brandt and others that the 
Cetacea are the lowest, most reptilian mammals is now shared by 
scarcely any one. Likewise the old idea of the relationship with 
sea-cows was long ago laid aside. Flower’s early opinion that the 
whales originated from seals, an opinion which he shared with others, 
was disputed by Winge (Vidensk. Medd., 1882, pp. 53-55) and 
almost abandoned by Flower himself. It was not taken up by others 
except in a way by D’Arcy Thompson. D’Arcy Thompson’s opinion 
(On the Systematic Position of Zeuglodon; Studies from the 
Museum of Zoology in University College, Dundee, vol. 9, 1890, 
pp. 1-8, with illustrations) that the Zeuglodonts, really the most 
primitive whales, are not Cetacea, but near relatives of the seals, is 
disproved by Lydekker (Proc. Zool. Soc. London, 1892, pp. 560- 
561) and Dames (Ueber Zeuglodonten aus Aegypten, etc. ; Palaeont. 
- Abhandl., herausgeg. von Dames u. Kayser, vol. 5, pt. 5, 1894, section 
pp. 204-210). Flower’s ideas about the whale’s relationship to par- 
ticular ungulates proper other than sea-cows have also shown them- 
selves to be incorrect. The author who has most extensively ex- 
amined the question in earlier times is Max Weber in his book: 
Studien uber Saugethiere, ein Beitrag zur Frage nach dem Ursprung 
der Cetaceen, 1886, which contains a review of earlier work on the 
subject. His own conception of the history of the Cetacea was then 
“dass sie einem generalisirten Saugethiertypus im mesozoischem 
Zeitalter entstammen, der zwischen Carnivora und Ungulata mitten 
inne steht, wohl aber nahere Beziehungen zu Carnivora hatte” (J. c., 
p. 241). In his work Die Saugethiere, 1904 (p. 581), Max Weber 
sets forth the idea that “ primitive Condylarthrer ”’ were perhaps most 

nearly the precursors of the whales. 


48 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Solid ground was first reached with the discovery of Protocetus 
atavus described by Fraas (Neue Zeuglodonten aus dem unteren 
Mitteleocan von Mokattam bei Cairo; Geol. u. Paleont. Abhandl., 
herausgeg. von Koken, vol. 10, pt. 3, 1904. There could be no doubt 
that Protocetus came from Hyznodonts and that it was itself a fore- 
runner of the Zeuglodonts. Curiously, however, Fraas thought that 
the origin of the Cetacea was not thereby explained. He considered 
both Protocetus and with it the other Zeuglodonts as a side branch 
from the carnivores which did not lead in the direction of the true 
whales. There seems now, however, to be unanimity of opinion that 
Protocetus, Prozeuglodon, etc., are some of the long sought pro- 
genitors of the whales. In spite of all differences from the higher 
Cetacea there is a multitude of resemblances to them which it would 
be impossible to explain except on the basis of relationship. One has 
only to think of the striking likeness in such peculiarly formed bones 
as the tympanic and scapula ; their characters in the fossils are exactly 
those that one would expect to find in ancestral Cetacea. 

It has been said that the whalebone whales and the toothed whales 
might have separate “‘ diphyletic”’ origins; Kukenthal in particular 
has spoken for this view (Ueber die Anpassung von Saugethieren an 
das Leben im Wasser ; Zool. Jahrbucher, Abth. fiir Systematik, etc., 
vol. 5, 1891, pp. 373-399, especially p. 384, and elsewhere). In face 
of the host of agreements in numerous structural relationships which 
are found in the two groups this idea is an impossibility. Just one 
little bone like the tympanic, with its thickened inner wall, its mussel- 
shaped outgrowth around the outer auditory aperture, its petrous 
process which reaches out under the mastoid, and other details, all of 
the most peculiar form, and all essentially identical in all Cetacea, is 
sufficient evidence of the near relationship of all whales. 

Kukenthal has put forward a “‘ Versuch, den Bau des Walkorpers 

von biologischen Gesichtspunkten aus zu erklaren,” most elaborately 
in Die Wale der Arktis, Fauna Arctica, vol. 1, pt. 2, 1900, section 
pp. 181-203. 
* (P. 3.) We owe to Abel a special treatise on the skeleton of the 
hind limb in Cetacea: Die Morphologie der Hiiftbeinrudimente der 
Cetaceen; Denkschr. d. math. -naturw. Klasse d. k. Akad. d: 
Wissensch. Wien, vol. 81, 1907, pp. 139-195, with illustrations. A 
supplement is given by Lonnberg: The Pelvic Bones of Some 
Cetacea; Arkiv for Zoologi, vol. 7, No. 10, 1910, pp. 1-15, with 
illustrations. 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 49 


*(P. 4.) Much information about the structure of the hand in 
the Cetacea has been collected by Kukenthal (Die Hand der Cetaceen ; 
Denkschr. d. med. naturw. Ges. zu Jena, vol. 3, pt. 1, 1889, pp. 23-69, 
pl. 3, and the section “ Die Brustflosse,” in Vergl. -anat. u. entwicke- 
lungsgesch. Unters. an Walthieren, ibid., pt. 2, 1893, pp. 267-312, 
with illustrations) and Kunze (Ueber die Brustflosse der Wale; 
Zoologische Jahrbiicher, Abt. fur Anatomie, etc., vol. 32, pt. 4, 1912, 
pp. 577-651, pls. 33-35), both of whom give references to earlier 
works. 

Kiukenthal regards it as most probable that the large number of 
phalanges in the Cetacea has originated as follows: That the diaphy- 
ses and epiphyses in an ordinary hand whose fingers had mostly three 
phalanges have loosened themselves from each other, and have be- 
come independent and uniform, all of them ossified. This explana- 
tion cannot possibly be right. It is immediately contradicted by the 
fact that in cetacean hands with many-jointed fingers there can be 
found both diaphyses and epiphyses, ossified, in the larger of the 
phalanges that are present, as Kukenthal himself has observed. If 
one examines series of adult cetaceans’ hands or of embryo hands, it 
is quite impossible to detect anything that could point in this direction. 
It certainly should be possible to find, somewhere or other, transition 
forms which would show indication that the phalanges were of unlike 
origin, some of them diaphyses, others epiphyses ; but of this there is 
not the slightest evidence. Neither is it probable that the forerunners 
of the whales among terrestrial animals, had, even when young, 
epiphyses at both ends of all the phalanges, as would be needed in 
order to explain even tolerably the large number of joints in the 

-Cetacea. It is true that in the Cetacea there have arisen super- 
numerary ossified epiphyses, more epiphyses than in their ancestors. 
But let it be noted that this has only happened in those Cetacea that 
already had acquired many-jointed fingers. (The objection to the 
“epiphysis-hypothesis ”’ that it could at most explain the presence of 
only I2 joints in the fingers, including the metacarpal, and that it 
therefore cannot hold good where the number of joints is more than 
12, is met by Kitkenthal with the admission that in such instances the 
number of joints is actually increased out beyond the finger tips, 
bcs, 1803, p. 311.) 

Another explanation which is more probable Ktkenthal himself 
sets forth but regards as less happy: ‘“‘ Wurde man die Entwicke- 
lungsgeschichte allein zur Losung der Frage heranziehen, so wurde 
sich der Schluss ergeben, dass ausser den vier typischen Finger- 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL.: 72 


elementen sich immer neue anlegen, indem sie sich, in distaler Richtung 
aufeinander folgend, in dem sich immer weiter vorschiebenden em- 
bryonalen Bindegewebe entwickeln, so dass die letzte Phalanx die 
jungste ist” (J. c., 1893, p. 311). Ktikenthal finds a reason to reject 
this opinion in the fact that Leboucq and he have occasionally found 
something on the outermost tip of one of the digits of a long-fingered 
porpoise hand which might be interpreted as the weakest remnant of 
a nail. Should it prove that remnants of a nail are found on the 
extreme tip of the finger, says Kukenthal, this “ hypothesis ” con- 
cerning the origin of the many phalanges cannot be correct, “ denn 
dann entspricht die Spitze der Walflosse und damit die Spitze von 
deren Fingern auch der Spitze der Finger der typischen Vorder- 
extremitat ” (1. c., 1893, p. 312). This objection cannot hold; there 
is certainly nothing to prevent that the atrophied remnant of a nail 
should constantly retain its position on the finger tip as this pushes 
outward further and further, whatever the method by which the 
finger is elongated. 

°(P. 5.) A special treatise on the cervical vertebrz of the Cetacea 
is due to Reche: Ueber Form und Funktion der Halswirbelsaule der 
Wale; Inaugural-Diss., 1904, with illustrations. See also De Burlet: 
Beitrag zur Entwickelungsgeschichte der Wirbelsaule der Cetaceen ; 
Morphol. Jahrb., vol. 50, pt. 3, 1917, pp. 373-402, with illustrations. 

*(P. 7.) On the tympanic bone and its surroundings in the 
Cetacea, see especially: Van Kampen, De Tympanaalstreek van den 
Zoogdierschedel, 1904, pp. 299-316. Contains references: to earlier 
papers on the subject. On the ear-bones themselves, see especially : 
Doran, Morphology of the Mammalian Ossicula Auditus; Trans. 
Linn. Soc. London, ser. 2, Zoology, vol. 1, 1878, pp. 450-464, 
pls. 62, 63. 

"(P. 9.) The opinion that the increase in the number of teeth in 
the Cetacea above the typical eutherian number was perhaps initiated 
by the intercalation of milk teeth in the permanent set was expressed 
in 1882 (Vidensk. Medd. for 1882, pp. 31 and 40) at a time when no 
trace of tooth succession had yet been detected in whales. The same 
opinion was maintained by Max Weber (Urspr. der Cetaceen, 1886, 
pp. 195 and 199), but he abandoned it (Die Saugethiere, 1904, p. 567) 
after Kukenthal had demonstrated indications of the tooth succession. 
Ktikenthal had found traces of germs of both forerunners and suc- 
cessors to the teeth which stand in the Cetacea as the permanent set 
(but which he considered as milk teeth). Perhaps the idea is wrong ; 
but there is nothing in that which has thus far been discovered which 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE sul 


makes its abandonment necessary, inasmuch as only a part of the 
milk dentition, only four cheekteeth, were ever supposed to be inter- 
calated in the permanent set (it was expressly said that an increase in 
the number of cheekteeth by other means, by division or by the 
formation of new elements, was necessary as an explanation when 
the number exceeded 11 in each jaw) ; and the milk dentition could 
perhaps be made whole again after having given up some of its 
contents. In any event it is impossible to trace in detail the destiny 
of the tooth-germs through their erratic course during atrophy ; there 
are many possibilities. 

In spite of all investigations during recent years into the develop- 
ment of cetacean dentition both embryologically and phylogenetically, 
no certain conception has been reached. Only this is certain, that the 
cetacean dentition is derived from the typical carnivore’s, that the 
teeth are increased in number while their size is decreased and their 
form made more simple, and that the tooth succession has essentially 
ceased, although in embryos there can still be detected traces of 
several sets of teeth, as in many other mammals, faint mementos of 
their forefathers among the reptiles. But of how the changes have 
in detail come about we can only partly guess. 

Abel is the author who has most recently reviewed the present 
question. He believes that he can more nearly show how the high 
number of teeth has arisen in the Cetacea; in the whalebone whales 
he thinks it came about in one way, and in the toothed whales, or at 
least in the Physeterine series, in another. But his arguments are not 
irrefutable. 

As regards the whalebone whales Abel starts from Kukenthal’s 
' investigations. As has long been known from observations by 
Geoffroy Saint-Hillaire and especially by Eschricht, there is found 
in embryos of all recent whalebone whales, hidden in each jaw, a long 
row of small atrophied teeth with conical or knob-shaped crowns, 
which are resorbed without ever erupting. Frequently some of these 
small teeth are seen to be mutually united; most often it is two that 
come together but in rare instances as many. as four may unite. A 
part of his observations on the embryonic teeth of Balenoptera 
musculus, the species which he has had especially good opportunity 
to investigate, Kiikenthal summarizes in the following words: “ Die 
Zahl der Zahne im Oberkiefer des letzteren Embryos (that is, the 
largest of those examined) ist 53; sie liegen sammtlich in gleich 
weiten Abstanden von einander. Bei den kleineren Embryonen 
betragt die Zahl der Oberkieferzahne, wenn wir die mit zwei resp. 


4 


52 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


drei Hockern versehenen Zahne als je einen Zahn rechnen, etwas 
weniger, und zwar haben alsdann die kleinsten Embryonen die 
geringste Zahnzahl. Zahlen wir jedoch in jedem Oberkiefer die 
einzelnen Hocker, so erhalten wir gleichzeitig fur jeden Kiefer die 
Zahl 53, dieselbe Zahl, welche wir auch bei dem grossten untersuchten 
Embryo, der keine Doppelzahne besass, aufgefunden haben. Ich 
habe aus dieser Thatsache bereits den Schluss gezogen, dass sich im 
Laufe der individuellen Entwickelung der Bartenwale die Zahne 
theilen, und dass somit aus den verhaltnismassig wenigen, aber mehr- 
hockerigen Zahnen der jiingsten Stadien viele, aber einspitzige 
Zahne werden. Aus den ursprtinglichen Backzahnen entwickelte 
sich also durch Theilung derselben ein anscheinend homodontes 
Gebiss. (Unters. an Walthieren ; Denkschr. med. naturw. Ges. Jena, 
1893, p. 431). On this Abel builds further. He considers that 
Patriocetus (see pp. 70-72), a Tertiary whale with rather well- 
developed dentition, with unicuspid incisors and canines, and with 
serrate margins to the cheekteeth, is an ancestral form of the true 
whalebone whales—their immediate precursor. In passing to the 
whalebone whales its teeth would be split up and the marginal cusps 
would be transformed into independent teeth: ‘ Wie wir gesehen 
haben, besteht das Gebiss von Patriocetus ehrlichi aus sieben zwei- 
wurzligen und siebenspitzigen Backenzaihnen, von denen die drei 
hinteren als Molaren und die vier vorderen als Praemolaren zu deuten 
sind. Daran schliessen sich-vorne ein einspitziger Eckzahn und die 
drei einspitzigen Schneidezahne an. Im ganzen stehen also I1 
Zahne in jedem Kiefer.—Wenn wir die Spitzen der Zahne susammen- 
zahlen, so dass wir nicht nur die Kronenspitzen der vier vorderen 
Zahne, sondern auch die sieben Zacken der sieben zweiwurzligen 
Backenzahne als Einzelspitzen rechnen, so ergibt sich eine Gesamt- 
summe von 53 Spitzen, also genau derselben Zahl, die wir bei dem in 
Einzelzahne aufgelosten Gebiss des Finwalembryos wiederfinden.— 
Nach diesem Befunde kann es keinem Zweifel mehr unterliegen, 
dass das Patriocetus-Gebiss mit elf Zahnindividuen und zusammen 
53 Schmelzspitzen den Ausgangspunkt des Bartenwalgebisses dar- 
stellt und dass die Entstehung des letzteren in der Weise erfolgt, 
dass die elf Zahne sich im Verlaufe der ontogenetischen Entwick- 
lung in 53 Teile spalten, so dass also schliesslich aus einem sieben- 
spitzigen Backzahn sieben einzelne Spitzen durch Teilung und fort- 
schreitenden Zerfall hervorgehen. (Die Vorfahren der Bartenwale ; 
Denkschr. Akad. Wissensch. Wien, mathem. naturw. K1., Bd. 90, 
1914, pp. 186-187)—Several objections must be raised to Abel’s 
presentation of the subject. 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 53 


Everyone who has had to do with counting the teeth of cetaceans 
knows how variable the numbers may be. It is almost a miracle that 
Kukenthal should have been able to find five or six embryos, or 
perhaps more, of Balenoptera musculus, each of which had 53 teeth 
or tooth cusps in the upper jaw (see Kutkenthal’s more special account 
in Jenaische Zeitschrift fiir Naturwissenschaft, vol. 26, 1892, p. 481, 
together with his paper of 1893, /. c.; in three other jaws the numbers 
were less, a circumstance said to be accounted for by the fact that 
some of the teeth had been resorbed). But even if it should prove 
that B. musculus always had 53 teeth in each jaw of the embryo this 
fact would be without bearing on the question of the original denti- 
tion in the whalebone whales. It will occur to nobody to regard 
B. musculus as one of the most primitive species of the genus; on the 
contrary it is one of the highest, being one of the largest and most 
elongated. Other species are found in the genus that stand on a 
lower: level; this holds good especially of B. rostrata, and in this 
species Eschricht has found the number of teeth in two embryos to 


be respectively = + and 2 (Unders. over Hvaldyrene, pt. 3, 1845, 


pp. 314 and 316-317). In two embryos of the same species Ktiken- 
thal found 41 in the lower jaw (Jen. Zeitschr., 1892, pp. 485-486). 
In two embryos of one of the highest species of the genus, B. gigas 
(sibbaldii) Kukenthal found 50 in the upper jaw (J. c., p. 486). In 
several embryos of Megaptera boops Eschricht has found from 46 
to 51 teeth in each side of the upper jaw, and in the lower jaw rather 
fewer, the least number 42 (I. c., pp. 311 and 316). Abel says, it is 
true: ‘Bei jenen Bartenwalen, deren Kiefer eine geringere Zahl 
_ als 53 Zahnindividuen aufweisen, handelt es sich entweder um fruhere 
Embryonalstadien, wie bei dem von C. Julin beschriebenen Embryo 
von Balenoptera rostrata von etwa 48 cm. Lange (41 Zahne), oder 
um Reduktionserscheinungen ” (J. c., p. 188) ; but this assumption is 
entirely inadmissible. Abel himself probably had an inkling of it; 
he adds: “In dieser Frage miissten noch eingehendere Untersuch- 
ungen auf breiterer Grundlage angestellt werden, um unsere bis- 
herigen Kenntnisse in dieser Richtung zu erweitern.” 

Neither can all of what Abel says about the number of teeth or 
cusps in Patriocetus stand before a closer examination. It is not 
certain that Patriocetus had 11 teeth in each jaw; none of the skulls 
that have been found has entire jaws, the anterior part is lacking in 
them all. The number 11 is therefore only a guess, and scarcely 
very likely ; judging from the rest of the cranial characters one would 


54 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


expect a departure from the typical dentition—more teeth. Of the 
cheekteeth there are only known a few that are tolerably complete ; 
that every one of them had seven marginal cusps is mere conjecture 
and not probable; in other cetacea with serrate teeth, both Zeuglo- 
donts and Squalodonts, the number of cusps varies strongly; no 
cetacean is known in which the same number of cusps is found on all 
the cheekteeth. Some dissociated teeth that probably are correctly 
referred to Patriocetus (Squalodon ehrlichiu), figured by Suess 
(Neue Reste von Squalodon aus Linz; Jahrb. d. k. k. geol. Reich- 
sanstalt, vol. 18, 1868, pp. 287-290, pl. 10, figs. 1-3) and reproduced 
by Brandt (Unters. foss. u. subfoss. Cetaceen Europa’s ; Mém. Acad. 
Imp. Sci. St. Pétersbourg, ser. 7, vol. 20;° No. 1, 1873, plieaueeneae 
T1-13), also show other numbers, one of them 9, another 10. More- 
over it is doubtful whether Patriocetus can be regarded as an ancestor 
of the whalebone whales; it is not precluded that with more exact 
acquaintance it will show itself to stand on a higher level, nearer to 
the typical Squalodonts, closely connected with Agorophius (see 
note, p. 72). In short the whole calculation about the 53 teeth in the 
whalebone whales and the 53-tooth cusps in Patriocetus rests on the 
weakest foundation. 

It is also a question whether Kitkenthal and Abel are on the whole 
right in their conception of the many small teeth of the whalebone 
whales as having originated by the division of fewer, larger, serrate 
teeth. There is indeed scarcely any doubt that a division of the tooth 
germ might be able to take place at an early stage of a tooth’s develop- 
ment; but that a tooth which had already acquired serrate margins 
should be able to divide is not probable; in the case of the whalebone 
whales at any rate there is nothing convincing in this respect—quite 
the contrary; and other cases are not known. The “ double-teeth ” 
of the embryo whalebone whales are the ones that are conceived to 
be serrate teeth in course of division; but they could be better ex- 
plained in another manner. Their position in the toothrow is quite 
erratic—sometimes far to the front, sometimes in the middle or far 
back. The number of cusps is most often two, only in rare instances 
as many as four. The cusps have the appearance of being of equal 
rank, none can be called the chief cusp. In short, the cusps in the 
double teeth appear to be small, atrophied, unicuspid teeth which 
have quite casually come near each other and grown together, some- 
thing which might be able to take place with special ease in the 
youngest stages of the embryo when the tooth germs are crowded 
together in relatively short jaws. That double teeth were produced 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 55 


by the fusion of single teeth was already supposed by Eschricht 
(1. c., p. 312). Should it be the case that there has taken place in 
the whalebone whales a splitting up of serrate teeth, the correspond- 
ing ancestral forms must probably have had teeth in which the cusps 
on the fore aud hind margins of the crown had great independence 
and a size very nearly the same as in the principal cusp. In that 
event it would not be easy to regard Patriocetus as an ancestor ; since 
in it the cusps on the fore and hind margins particularly are weak in 
proportion to the main cusp, and apparently in course of atrophy. 

Abel gives the following as his conception of the manner in which 
the many small teeth of the Odontoceti, or at least of the Physeterids, 
have arisen: “ Dieser Spezialisationsweg des Gebisses (in the whale- 
bone whales) ist fundamental von jenem verschieden, den wir in der 
Phylogenese des Physeteridengebisses finden. Wie ich 1905 gezeigt 
habe, tritt auf dem Wege zur Entstehung der Squalodontiden 
zunachst eine starke Vermehrung der mehrwurzeligen, vorn und 
hinten gezackten Backenzahne ein, so dass sich das primitive Arch- 
aeocetengebiss durch Vermehrung der Backenzahne im Pramolaren- 
abschnitt zu dem polyodonten Squalodontidengebiss umformt. Aus 
den Squalodontiden sind die Physeteriden hervorgegangen, bei 
welchen das Gebiss eine Reduktion erfahrt ; dieser Spezialisationsweg 
fuhrt aber zu einer Vereinfachung der Krone, Verschmelzung der 
bifiden Wurzeln, Reduktion der Zackenreihen am Vorder- und Hin- 
terrande der Kronen zu einer krenelierten Leiste und endlich zum 
ganzlichen Verlust der Schmelzkappen ” (1. c., p. 187). Here Abel is 
no doubt right in the main. It can only be objected that it cannot 
exactly be said that Abel in his more special account (Die phylo- 
_ genetische Entwicklung des Cetaceengebisses und die systematische 
Stellung der Physeteriden ; Verhandl. Deutsch. Zool. Gesellsch., 1905, 
pp. 84-96, and Les Odontocétes du Boldérien; Mém. Mus. Roy. 
d’Hist. Nat. de Belgique, vol. 3, 1905) has demonstrated that it is 
precisely in the premolar region that the number of teeth has been 
increased in the Squalodonts; neither is it probable that the Physe- 
terids originated directly from the Squalodonts. They appear to 
have branched off at a higher level; probably they had their root in 
common with the Delphinids. 

There is no reason at the present stage for believing that the 
increase in the number of teeth beyond the typical formula should 
have had a different origin in the Mystacoceti and Odontoceti. In 
view of the great resemblances that are everywhere found between 
the two groups it is not likely that in this respect there would be a 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


difference. The method by which the increase has come about in the 
Odontoceti no doubt holds good for the Mystacoceti as well ; the most 
primitive forms of probably both groups had serrate teeth in aug- 
mented numbers. 

*(P. 10.) It has become usual to believe that the precursors of the 
cetaceans were armored mammals with well-developed osseous dermal 
plates. Heated support for this idea is brought forward by Kiiken- 
thal (especially in the section “ Ueber Rudimente eines Hautpanzers 
bei Zahnwalen,” in Vergl. -anat. u. entwickelungsgesch. Unters. an 
Walthieren, part 2, Denkschr. d. med. naturw. Ges. zu Jena, vol. 3, 
pt. 2, pp. 251-258, pl. 16) and by Abel (especially in the section 
“T?armure dermique,”’ in Les Dauphins Longirostres du Boldérien, 
Mém. Mus. Roy. d’Hist. Nat. de Belgique, vol. 1, 1901, pp. 17-32, 
with illustrations). Kitkenthal has investigated recent cetaceans ; 
Abel more particularly the extinct forms. (In Abel is found refer- 
ence to previous literature on the subject.) Kiukenthal imagines that 
the Cetacea originated from armored land-mammals with armor sug- 
gesting that of the Dasypodids, and that as sea dwellers they have 
jost the armor more or less completely; Abel thinks, in agreement 
with Dollo, that the armature did not occur in the terrestrial pre- 
cursors of the cetaceans, but that it arose in the first whales as part 
of their adaptation to aquatic life along the coast, and that afterwards 
it was lost in the more strictly marine members of the group. 

What we have to build upon is the following : 

Together with the first lot of Zeuglodon bones found in Alabama 
came a few pieces of limestone containing some plate-like, very 
irregular bones of various sizes. Accounts of. these bones are due 
especially to Joh. Miller (Ueber die fossilen Reste der Zeuglodonten 
von Nordamerica, 1849, p. 34, pl. 27, fig. 7), Carus (Das Kopfskelet 
des Zeuglodon hydrarchus; Nova Acta Acad. Caes. Leop. Carol., 
vol. 22, pt. 2, 1850, pp. 382-383, pl. 39A, fig. 5), Dames und Jaekel 
(section Ueber den Hautpanzer der Zeuglodonten, in Dames, Ueber 
Zeuglodonten aus Aegypten, Palaeontol. Abhandl., herausgeg. v. 
Dames u. Kayser, vol. 5, pt. 5, 1894, pp. 219-221, with illustration) 
and Abel (1go1, l. c., pp. 24-27). From the beginning the possibility 
has been thought of that the plates were dermal bones of Zeuglodon. 
They have, however, most often been regarded as doubtful; perhaps 
they were bones from the carapace of a sea turtle like Psephophorus 
or something of the sort; usually no one has dared to say anything 
positive. Abel was the first to consider it as proved that they were 
dermal bones of Zeuglodon; of one of the specimens in question he 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 57 


thinks that it can be nothing else than a piece of armor from the fore 
angle of a dorsal fin, because the plates are bent toward each other 
like a roof, ina manner and form that is not possible on any part of a 
turtle’s carapace. As a not unessential ground for believing in the 
occurrence of armor in Zeuglodon he reckons the occurrence in the 
recent Delphinids Neomeris and Phocena of structures which Ktiken- 
thal explains as remnants of armor. 

At Radoboj in Croatia some remains have been found of a small 
dolphin-like cetacean, Delphinopsis freyerii, established and de- 
scribed by Joh. Miller (Bericht titber ein neu entdecktes Cetaceum 
aus Radoboy, Delphinopsis Freyerii; Sitzungsber. k. Akad. Wis- 
sensch. Wien, math. naturwiss. Cl., vol. 10, 1853, pp. 1-6 of separate), 
and again fully discussed and figured by H. v. Meyer (Delphinopsis 
Freyerii Mull. aus dem Tertiar-Gebilde von Radoboj in Croatien; 
Palaeontographica, vol. 11, 1863, pp. 226-231, pl. 34) whose illustra- 
tion is reproduced by Abel (J. c.), who also has personally examined 
the remains. It was only imperfect remains that were found, not 
much more than pieces of a flipper lying in a slab of stone; around 
the bones of the hand lie numerous small disk-shaped bodies a milli- 
meter or less in diameter, the underside of which is covered with 
minute projecting granules arranged in parallel lines. Joh. Miiller 
seems to have left undecided the question whether these bodies were 
of organic or inorganic origin, although he leaned mostly to the 
opinion that they were osseous scales from the skin. But H. v. Meyer 
maintained that they were inorganic. His reason for this opinion 
was especially that scattered among them there lie bodies of entirely 
similar appearance only without markings, and these bodies are 
undoubtedly inorganic. Abel on the contrary is convinced that the 
small, striated disks are dermal ossicles. 

In Neomeris, which lacks or as good as lacks the dorsal fin, the skin 
-of the back in the place where the fin is found in its relatives, and 
also somewhat further forward and backward, is divided into small, 
rather regularly placed plates, each bearing a small elevation. Similar 
small knobs are found, though not always, in the nearly related genus 
Phocena, along the anterior surface of the dorsal fin and sometimes 
also scattered in other regions. Kiikenthal, who has closely examined 
these structures, thinks that they are a kind of scale, although they 
have in their intimate formation only toa slight degree the characters 
that are found in scales. The explanation given is that they are 


58 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL V2 


scales which are in process of atrophy—on the way to disappearing. 
A concurrent reason to regard them as scales is that traces of a 
scaly covering are found in some extinct whales, Zeuglodon and 
_ Delphinopsis. 

But to Kukenthal’s and Abel’s conception there is something to 
oppose. 

It has been shown that the Hyzenodonts, the most primitive car- 
nivores, are the precursors of the Cetacea among terrestrial mammals. 
Remains of Hyznodonts are found in great numbers in many locali- 
ties; but there has never been discovered the slightest indication that 
any Hyzenodont or any other carnivore has been armored. Remains 
of Zeuglodonts are found in various parts of the world, but nowhere 
except in the case of the specimens from Alabama have dermal 
ossicles been demonstrated in connection with the skeletons. If there 
had been a dermal armature it certainly would have been found some- 
where or other. Besides, it cannot be said to be proved that the 
plates from Alabama are not those of some kind of turtle. Anyone 
who has seen the roof-shaped keel on a Psephophorus carapace, and 
has seen the fragments of the carapace mixed up together, will not 
allow himself to be persuaded by Abel’s word in this connection. 
Finally it is improbable that Zeuglodon had a dorsal fin, since this 
fin may be absent (probably not-developed rather than lost) in diverse 
recent cetaceans, both Balzenids and Delphinids. 

The minute plates in Delphinopsis are altogether too uncertain to 
give any evidence. Their characters are, besides, so far from recall- 
ing what is otherwise known of dermal bones that one is tempted 
rather to regard as an error their determination as such structures. 

The small callosities in the skin of Neomeris and Phocena are 
scarcely the remains of a dermal armature, they are rather entirely 
new structures. It is too suspicious that nothing of the sort should 
be present in lower Cetacea, but that it should be in exactly some of 
the very highest that it is found. The structure of the callosities, 
moreover, gives no real support to the idea that they are scales. 

Altogether there is no proof that the Cetacea or their ancestors 
among the mammals ever have had dermal armature. 

*(P. 10.) For comparison a few of the most important and most 
independent synopses of the groups of Cetacea are here given. 

A fundamental work in the direction of throwing light on the 
mutual relationships of the Cetacea is due to Flower, who, however, 
took into consideration the recent forms only. In 1866 (69), in his 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 59 


paper on Jnia and Pontoporia (Trans. Zool. Soc. London, vol. 6, 
p- 115), he gave the following synopsis: 


Cetacea. 
I. Mystacoceti or Balenoidea. 
Balenide. 
Baleninz: Balena, Eubalzna. 
Balenopteride. 
Megapterine: Megaptera. 
Baleenopterine: Physalus, Sibbaldius, Balenoptera. 
II. Odontoceti or Delphinoidea. 
Physeteride. 
Physeterinz: Physeter, Kogia. 
Ziphiinze: Hyperoodon, Berardius, Ziphius, Dioplodon, 
Micropteron. 
Platanistide. 
Platanistinz: Platanista. 
Iniinee: Pontoporia?, Inia. 
Delphinide. 
Beluginee: Monodon, Beluga (=Delphinapterus). 
Delphinine ?: Phoczna, Neomeris, Grampus, Orca, Pseu- 
dorca, Lagenorhynchus, Delphinus, Delphinapterus 
(=Tursio), Globicephalus. 


His conception of the relations between the genera in the family 
Delphinide Flower developed more fully in 1883 (Proc. Zool. Soc. 
London). His arrangement there was as follows: 


A, 
a. Monodon, Delphinapterus (Beluga). 
b. 
a. Phoczna, Neomeris. 
8. Cephalorhynchus, Orcella, Orca, Pseudorca, Globiceps, 
Grampus, Feresia, Lagenorhynchus. 
By 
a. 
a. Delphinus. 
8B. Tursiops, Clymenia, Steno. 
b. Sotalia. 


Flower followed essentially the same arrangement as that of 1866 
and ’83, but with greater clearness as to the genera, in 1891, in “ An 
Introduction to the Study of Mammals Living and Extinct ” which 


60 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


be published in association with Lydekker. The arrangement is as 
follows: 


Cetacea. 
Mystacoceti, Balenoidea. 

Balenide: Balena, Neobalena, Rhachianectes, Megaptera, 
Balenoptera. Extinct Genera: Cetotherium, Herpetocetus. 

Archeoceti. 
Zeuglodontide: Zeuglodon. 
Odontoceti, Delphinoidea. 

Physeteride. 

Physeterinz : Physeter, Cogia. Extinct: Physeterula, Eucetus, 
Physetodon, Scaldicetus, Physodon, Hoplocetus. 

Ziphiine: Hyperoodon, Ziphius, Mesoplodon, Berardius. 
Extinct: Choneziphius. 

Squalodontide: Squalodon. 

Platanistide: Platanista, Inia, Pontoporia. Extinct: Palzopon- 
toporia (Pontistes), Champsodelphis, Schizodelphis, Pris- 
codelphinus, Lophocetus, Ixacanthus, Rhabdosteus, 
Agabelus. . 

Delphinide. 

Group A. Monodon, Delphinapterus, Phoceena, Neomeris, 
Cephalorhynchus, Orcella, Orca, Pseudorca, 
Globicephalus, Grampus, Feresia, Lageno- 
rhynchus. 

Group B. Delphinus, Tursiops, Prodelphinus, Steno, Sotalia. 


Max Weber (Die Saugethiere, 1904) agrees closely with the con- 
ception of Flower and Lydekker. One of the greatest differences is 
that a special family, Rhachianectid@ is established for Rhachionectes 
and also a family Delphinapteride for Delphinapterus and Monodon. 

Abel has made special researches on the fossil Cetacea, and he has 
tried to determine their positions in relation to the recent forms. 
Besides what he has said on the subject in his special monographs, 
he has more or less completely set forth his ideas in the papers: Die . 
Stammesgeschichte der Meeressaugetiere; Meereskunde, Sammlung 
volksttmlicher Vortrage, 1907; Grundziige der Palaentologie der 
Wirbeltiere, 1912; and Die vorzeitlichen Saugetiere, 1914. He has 
not given any general synopsis except in the following genealogical 
tree, published in his work Die Vorfahren der Bartenwale, 1914 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 61 


(Denkschr. k. Akad. Wissensch. Wien, math. -naturw. KI., vol. go, 
gee ae 


Die Stamme der Wale. 
I. Mystacoceti (auct.) II. Delphinoceti (nov.) III. Squaloceti (nov.) 
(Bliitezeit im Pliocin.) (Bliitezeit in der Gegenwart.) (Bliitezeit im Miocan.) 


Balaeno- Rhachia- Balae- Delphinidae Physete- Ziphii- Rurhino- Platani- 
pteridae nectidae nidae ridae dae delphidae stidae 


Acrodelphidae 


Phocaenidae 
Squalodont idae 
Patriocetidae Agorophiidae 
Zeuglodon- 4 
tidae Microzeuglodon- 


tidae 


Creodontia. 


(To the Acrodelphide are referred, among the living genera, Del- 
phinapterus and Monodon, Inia and Pontoporia.) 

True’s paper On the Classification of the Cetacea (Proc. Amer. 
Philos. Soc., Philadelphia, vol. 47, 1908, pp. 384-391) is mostly an 
account of the opinions which Abel had expressed in 1905, with some 
objections and some assent. 

To cetaceans both recent and fossil have been given various generic 
names in addition to those which appear in the present article. These 
“names are partly well known as synonyms of others; but partly the 
corresponding animals are so slightly known that no certain opinion 
can be had about them. References to all the names theretofore used 
for cetaceans are found in Trouessart, Catalogus Mammalium tam 
viventium quam fossilium, 1897-99, with supplement, 1904-5, and in 
Palmer, Index Generum Mammalium, 1904; many names are also 
to be found in Beddard, A Book of Whales, 1900 ; detailed references 
to the North American fossil genera are due to Hay, Bibliogr. and 
Catal. of the fossil Vertebrata of North America, Bull. U. S. Geol. 


62 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Surv., No. 179, 1902. Incorrectly formed names which cannot 
be accepted as finally settled are, in the present treatise, marked 
with “ ns 

* (P. 13.). The backbones of the Egyptian “ Zeuglodon”’ osirts 
with its short vertebre (especially Stromer, Beitr. Palaontol. u. Geol. 
Oesterreich-Ungarns, etc., vol. 21, 1908, pl. 4, fig. 1), and those of 
the American Z. cetoides with its long vertebre (especially Gidley, 
Proc. U. S. Nat: Mus., vol. 44, 1913, p. 81) differ to. sich aydegres 
that according to ordinary standards the placing of these animals in 
the same genus, as has hitherto been done, is certainly out of the 
question. Z. cetoides is the type of the genus Zeuglodon. By acci- 
dent no special name has been proposed that can with full right be 
used for the genus to which “ Zeuglodon”’ osiris belongs. But the 
name Prozeuglodon seems to have become vacant and may therefore 
with some propriety be used. It was proposed by Andrews (espe- 
cially Tert. Vertebr. of the Faytm, Egypt, 1906) for a lot of Eocene 
cetacean remains from Egypt which he united under the name 
P.atrox. But according to Stromer, the type of the species, a skull, 
and some of the other remains belong to the previously described 
Zeuglodon isis, which is probably correctly called Zeuglodon, while 
still others are referable to “ Z.” osiris. In a way therefore “ Z.” 
osiris has also been called Prozgeuglodon. Possibly the name Doryo- 
don (“ Dorudon”) might be used for the genus in question with 
short vertebre, or, if there are several genera with short vertebre, for 
one of them (see, among others, Leidy, Journ. Acad. Nat. Sci. 
_ Philadelphia, ser. 2, vol. 7, 1869, pp. 428, 431, and Lucas, Proc. U. S. 
Nat. Mus., vol. 23, 1900, p. 331). But Doryodon is still not suffi- 
ciently known, not even after True (Bull. Mus. Comp. Zool., vol. 52, 
1908, pp. 65-78, pls. 1-3) has examined the fragments on which 
Gibbes founded the genus; the remains in question are altogether 
too incomplete. For the American “ Zeuglodon brachyspondylus 
minor” Joh. Miller and Stromer, also with short vertebrz, which 
True compares with Doryodon and finds different, True (J. c.) pro- 
poses to erect a new genus, Zygorhiza; but the relationship between 
it and “ Zeuglodon”’ osiris is not at all clear. 

“(P. 15.) The pelvis and femur of Zeuglodon cetoides are 
described and figured by Lucas (Proc. U. S. Nat. Mus., vol. 23, 1900, 
pp. 327-331, pls. 5-7). Both right and left innominates were found 
associated with a backbone lying in the position relative to the 
vertebrze in which one would expect to find them. In spite of this 
circumstance Abel explained the bones in question as the coracoid of 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 63 


a gigantic bird which he called “ Alabamornis”’ gigantea (Ueber den 

als Beckengtrtel von Zeuglodon beschriebenen Schultergurtel eines 

Vogels aus dem Eocan von Alabama, Centralblatt fur Mineralogie, 

Geologie und Palaontologie, 1906, pp. 450-458, with illustrations). 

Stromer (Beitr. z. Palaont. u. Geol. Oesterreich-Ungarns, etc., vol. 

21, 1908, p. 146) has expressed doubts as to the correctness of Abel’s 

interpretation, and Gidley (Proc. U. S. Nat. Mus., vol. 44, 1913, 

pp. 649-654, with illustrations) who has re-examined the specimens, 

has entirely thrown it over. It can hardly be doubted that Lucas and 

Gidley are correct. 

*(P. 15.) On the Zeuglodontide [Basilosauridz]| see especially: 

Joh. Miiller: Ueber die fossilen Reste der Zeuglodonten von Nord- 
america mit Rticksicht auf die europadischen Reste aus dieser 
Familie, 1849, pp. 1-38, pls. 1-27. 

Carus: Das Kopfskelet des Zeuglodon hydrarchus ; Nova Acta Acad. 
Czs. Leop. Carol., vol. 22, pt. 2, 1850, pp. 373-390, pls. 39A & B. 

Brandt: Untersuchungen iiber die fossilen und subfossilen Cetaceen 
Europa’s ; Mém. Acad. Imp. Sci. St. Pétersbourg, ser. 7, vol. 20, 
No. I, 1873, pp. 291-313, 334-340, pl. 34. Zeuglodon. 

Hector: Notes on New Zealand Cetacea, recent and fossil; Trans. 
and Proc. New Zealand Inst., 1880, vol. 13, 1881, pp. 434-436, 
pl. 18. “ Kekenodon.” 

Lydekker: On Zeuglodont and other Cetacean Remains from the 
Tertiary of the Caucasus; Proc. Zool. Soc. London, 1892, pp. 
558-561, pl. 36. Zeuglodon=in part Microzeuglodon. 

Dames: Ueber Zeuglodonten aus Aegypten und die Beziehungen der 
Archeoceten zu den ubrigen Cetaceen; Palaeontologische Ab- 
handlungen, herausgeg. von Dames und Kayser, vol. 5, pt. 5, 
1894, pp. 1-36, pls. 1-7. 

Lucas: The Pelvic Girdle of Zeuglodon, Basilosaurus cetoides 
(Owen), with notes on other portions of the skeleton; Proc. 
U. S. Nat. Mus., vol. 23, 1900, pp. 327-331, pls. 5-7. | 

Abel: Les Dauphins Longirostres du Boldérien des Environs 
d’Anvers; Mém. Mus. Roy. d’Hist. Nat. de Belgique, vol. 1, 
1901, pp. 8-9, 24-32. On the dentition and dermal armature in 
Zeuglodon. 

Stromer: Zeuglodon-Reste aus dem oberen Mitteleocin des Fajum; 
Beitrage zur Palaontologie und Geologie Oesterreich-Ungarns 
und des Orients, vol. 15, pts. 2 and 3, 1903, pp. 65-100, pls. 8-11. 
Zeuglodon=in part Prozeuglodon. 


64 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL: 72 


E. Fraas: Neue Zeuglodonten aus dem unteren Mitteleocin von 
Mokattam bei Cairo ; Geologische und Palzeontologische Abhand- 
lungen, herausgeg. von Koken,-vol. 10, pt. 3, 1904, pp. 199-220, 
pls. 10-12. Protocetus and Mesocetus, later called Eocetus. 

Abel: Les Odontocétes du Boldérien d’Anvers; Mém. Mus. Roy. 
d’Hist. Nat. de Belgique, vol. 3, 1905, pp. 21-25. On the denti- 
tion in the Zeuglodonts. 

Andrews: A descriptive Catalogue of the Tertiary Vertebrata of the 
Faytm, Egypt, 1906, pp. 235-357, pls. 20-21. Zeuglodon, Pro- 
zeuglodon. 

Stromer: Die Urwale (Archaeoceti) ; Anatomischer Anzeiger, vol. 
33, 1908, pp. 81-88, pl. 1. A short synopsis of the most important 
part of the contents of the next paper. In the explanation of 
plates the name Zeuglodon (Dorudon) osiris is used ; in the suc- 
ceeding paper this use of “ Dorudon” is abandoned. 

Stromer: Die Archaeoceti des Aegyptischen Eozans ; Beitr. Palaontol. 
u. Geol. Oesterreich-Ungarns u. des Orients, vol. 21, 1908, 
pp. 106-178, pls. 4-7. Protocetus, Eocetus, Zeuglodon, Pro- 
seuglodon. 

True: The fossil Cetacean, Dorudon serratus Gibbes; Bull. Mus. 
Comp. Zool., vol. 52, 1908, pp. 65-78, pls. 1-3. Dorudon 
(=Doryodon) and Zygorhiza. 

Gidley: A recently mounted Zeuglodon skeleton in the United States 
National Museum; Proc. U. S. Nat. Mus., vol. 44, "913; pp. 649- 
654, pls. 81, 82 al text figures. 

Kekenodon was established by Hector (i.88i l. c.) on remains 
from Eocene strata in New Zealand. That which has been found is 
not much else than a lot of loose teeth which show strong similarity 
to Zeuglodon, but it is impossible to get any certain idea of the exact 
generic relationships. Hall (Proc. Roy. Soc. Victoria, n. s., vol. 23, 
pt. 2, I91I, p. 262) refers it to the Squalodontidae but gives no 
reasons. 

Microzeuglodon was established by Stromer (Beitr. Palaont. u. 
Geol. Oesterreich-Ungarns, vol. 15, 1903, p. 89) and accepted by 
Abel (Odontocétes du Boldérien, 1905, p. 35). The basis of the 
genus 1s Lydekker’s Zeuglodon caucasicus (Proc. Zool. Soc. London, 
1892, pp. 559-561, pl. 36), based on a few remains, not certainly be- 
longing together, found in Tertiary strata in the Caucasus: a small 
piece of a lower jaw with four cheekteeth, only two of which are 
tolerably complete, a humerus and a caudal vertebra. The teeth are 
serrate on both fore and hind margins of the crown. Abel referred 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 65 


it at first to the Squalodonts, later he put it in a separate family. It 
plays an important part in Abel’s studies of cetacean descent, whether 
rightly or not time will perhaps tell ; meanwhile the genus is altogether 
too slightly known for anything positive to be built on it. 

Eocetus described by Fraas (first called Mesocetus Fraas, not of 
Van Beneden, not of Moreno) is thought to be a connecting link 
between Protocetus and Zeuglodon, with long vertebrae. The remains 
are still too uncertain for judgment to be passed. 

*(P. 19.) Kikenthal (Vergl. -anat., etc., Unters. an Walthieren ; 
Denkschr. medic. -naturw. Ges. Jena, vol. 3, pt. 2, 1893, p. 291) thinks 
that the bone in the hand of Balena mysticetus, which is ordinarily 
regarded as a remnant of the first finger, a first metacarpal, is not 
that, but a finger before the first finger, a prepollex, in spite of the 
fact that the same bone in Balena australis (as can also be seen in two 
skeletons in Copenhagen) may bear two well-developed phalanges, 
something that is not elsewhere seen in any “ prepollex.’ As to the 
longest finger, which is usually reckoned as the third, he believes that 
it is not the third but the second, and that the third is absent. The 
reason for this remarkable interpretation is probably a desire to find 
agreement with Balenoptera, in which he thinks he has proved that 
the third finger is the one which is absent, and not the first as is gen- 
erally supposed. If the first finger were present in Balena in a more 
or less atrophied condition, it would be reasonable to suppose that it 
was this finger which is absent in the nearly related Balenoptera, 
which has only four digits; but that belief Kukenthal will not allow. 
Occasionally he has found in Balenoptera musculus something re- 
sembling a few atrophied phalanges lying loose in the palm between 
‘the fingers that are usually called the third and fourth. These 
structures Kiikenthal regards as remnants of the third finger and 
thus to be proof that it is the third finger which is absent in the 
tetradactylous hand. Protest against Kukenthal’s interpretation has 
already been made by Braun and Kunze (see Kunze, Zool. Jahrb., 
Abth. f. Anat., etc., vol. 32, 1912, pp. 639-641). There can be no 
doubt that there is here a case of malformation, a supernumerary 
digit, a kind of doubling of one of the fingers. Tendencies in this 
direction are indeed not rare in cetaceans, which on the whole show 
great indifference as to details in the structure of their abnormal hand. 

“(P. 21.) Onthe Balenidz see especially (Of the numerous works 
that deal with cetaceans there are many others that might have a 
claim to be mentioned. The choice that has been made here and in 
the corresponding lists for other families is somewhat arbitrary. 


66 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 2 


Most attention has been paid to indicating papers that describe the 
various forms of cetaceans, and especially to those which contain 
illustrations of the fossil members of the order.) : 

Cuvier: Recherches sur les Ossemens fossiles, ed. 4, vol. 8, pt. 2. 
1836, pp. 250-321, pls. 226-228, with figures of skulls and other 
skeletal parts of Balena, Balenoptera, Megaptera, Plesiocetus, 
mostly under other names. 

Eschricht: Underségelser over Hvaldyrene, 2 den Afhandl., Anato- 
misk Beskr. af de ydre Fosterformer hos to nordiske Finhval- 
Arter; Kgl. Danske Vidensk. Selsk. naturvy. mathem. Afhandl., | 
pt. 11, 1845, pp. 203-279. 3 dje Afhandl., Om Fosterformerne i 
Bardehvalernes Ernzrings- og Forplantelsesredskaber ; ibid., pp. 
281-320, pls. 1-4. 5 te Afhandl., Finhvalernes Oesteologi og 
Artsadskillelse ; ibid., pt. 12, 1846, pp. 225-396, pls. 4-16. Bale- 
noptera, Megaptera. Figures of skulls and other skeletal parts, 
of embryos and adults, of external and other characters. 

Eschricht and Reinhardt: Om Nordhvalen (Balena mysticetus L.) ; 

_ Kgl. Danske Vidensk. Selsk. Skrifter, ser. 5, naturv. mathem. 
Afd., vol. 5, 1861, pp. 433-592, pls. 1-6. Figures of the exterior, 
the entire skeleton, the skull of adult and young and other parts 
of Balena, of the skull of Balenoptera and Megaptera. 

Malm: Monographie illustrée du Baleinoptere trouvé le 29 Octobre 
1865 sur la cote occidentale de Suede, 1867, pp. I-110, pls. 1-20, 
with figures of the exterior, some skeletal parts and other features 
of Balenoptera caroline=B. gigas, sibbaldit. 

Eschricht: Ni Tavler til Oplysning af Hvaldyrenes Bygning, med 
Forklaring af Reinhardt; Kgl. Danske Vidensk. Selsk. Skrifter, 
ser. 5, naturv. mathem. Afd., vol. 9, 1, 1869. On plates 1 and 2 
are found figures of the skull of embryo Balena japonica= 
B. australis. 

Van Beneden and Gervais: Ostéographie des Cétacés vivants et 
fossiles, text and plates, 1868-80, pp. 1-634, pls. 1-67. As 
regards illustrations, with respect to both recent and extinct 
Cetacea, the most sumptuous work that exists. Balzenids espe- 
cially pp. 29-291, pls. I-17. 

Dwight: Description of the Whale (Balenoptera musculus Auct.) in 
the possession of the Society, with remarks on the classification 
of Fin Whales; Mem. Boston Soc. Nat. Hist., vol. 2, 1871-78, 
pp. 203-230, pls. 6-7. Exterior and skeleton. 

Brandt: Untersuchungen iiber die fossilen und subfossilen Cetaceen 
Europa’s ; Mém. Acad. Imp. Sci. St. Pétersbourg, ser. 7, vol. 20, 


No. 8 INTERRELATIONSHIPS OF THE CETACEA 


WINGE 67 


no. I, 1873, pp. 1-372, pls. 1-34. Contains a section, pp. 18-202, 
on the then-known fossil Balenids, among them Cetotherium 
and Plesiocetus. On Patriocetus, see under Squalodontide. 

Brandt: Erganzungen zu den fossilen Cetaceen Europa’s; Mém. 
Acad. Imp. Sci.,St»-Pétersbourg, ser..7, vol; 21, No: 6, 1874, 
pp. 1-54, pls. 1-5. Contains a section on the whalebone whales, 
ppe2-re,- plot. 

Capellini: Della Balena di Taranto confrontata con quella della 
Nuova Zelanda e con talune fossili del Belgio e della Toscana ; 
Memorie dell’Accademia delle Scienze dell’Instituto di Bologna, 
ser. 3, vol. 7, 1877, pp. 1-34, pls. 1-3, with illustrations of 
exterior, skull, ear bones, nasal, cervical vertebrz, other skeletal 
parts, etc. Balena tarentina=B. australis. 

Gasco: Intorno alla Balena presa in Taranto nel Febbrajo 1877; 
Atti della Reale Accademia delle Scienze Fisiche e Matematische, 
Napoli, vol. 7, 1878, pp. 1-47, pls. 1-9, with figures of exterior, 
skull, other skeletal parts, etc. Balena biscayensis=B. australis. 

Gasco: La Baleena Macleayius del Museo di Parigi; Annali del Museo 
Civico di Storia Naturale di Genova, vol. 14, 1879, pp. 509-551. 
Balena australis. Description of skeleton. / | 

Gasco: Il Balenotto catturato nel 1854 a San Sebastiano (Spagna), 
Balaena biscayensis, Eschricht, per la prima volta descritto; 
Annali del Museo Civico di Storia Naturale di Genova, vol. 14, 
1879, pp. 573-608. Description of skeleton. 

Van Beneden: Description des Ossements fossiles des environs 
d’Anvers, 2 partie, Genres Balenula, Balena et Balenotus; 
Annales du Musée Royal d’Hist. Nat. de Belgique, série pale- 
ontol., vol. 4, Text, 1880, pp. 1-83, Atlas, 1878, pls. 1-39. 3 partie, 
Genres Megaptera, Balenoptera, Burtinopsis et Erpetocetus, 
ibid., vol. 8, 1882; Text, pp. 1-90, Atlas, pls. 1-109. 4 partie, 
Genre Plesiocetus ; ibid., vol. 9, 1885, Text, pp. 1-40, Atlas, pls. 
I-30. 5 partie, Genres Amphicetus, Heterocetus, Mesocetus, 
Idiocetus et Isocetus ; ibid., vol. 13, 1886, Text, pp. 1-139, Atlas, 
pls. 1-75. 

Burmeister: Atlas de la Description Physique de la République 
Argentine, sec. 2, mammif., pt. 1, Die Bartenwale der Argen- 
tinischen Kiisten, 1881, pp. 3-40, pls. 1-7. Mostly on Balen- 
optera. Figures of exterior, skull, vertebral column and other 
skeletal parts. 

Struthers: On the bones, articulations and muscles of the rudi- 
mentary hind-limb of the Greenland Right-Whale, Balzena mysti- 


5 


68 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOLs 'F72 


cetus; Journal of Anatomy and Physiology, vol. 15, 1881, pp. 
141-176, pls. 14-17; ibid., pp. 301-321. 

| Holder: The Atlantic Right Whales: A Contribution; Bull. Amer. 
Mus. Nat. Hist., vol. 1, No. 4, pp. 99-137, pls. 10-13. May 1, 
1883. External characters and skeleton. | 

Malm: Skelettdelar af Hval insamlade under Expeditionen med Vega 
1878-1880 ; Bihang till K. Svenska Vet. Akad. Handlingar, vol. 
8, No. 4, 1883, section pp. 17-98, with figures of parts of skulls, 
etc., of Rhachionectes and Balena. 

Tullberg: Bau und Entwicklung der Barten bei Balzenoptera Sib- 
baldii; Nova Acta Reg. Soc. Sci. Upsal., ser. 3, 1883, pp. 1-36, 
pls. 1-7. 

Delage: Histoire du Baleenoptera musculus échoué sur la plage de 
Langrune; Archives de Zoologie expérimentale et générale, ser. 
2, vol. 3 bis, 1885, pp. 1-152, pls. 1-21. Exterior and anatomy. 

H. P. Gervais: Sur une nouvelle espece de Mégaptere (Megaptera 
indica) provenant du Golfe Persique; Nouvelles Archives du 
Muséum d’Hist. Nat. de Paris, ser. 2, vol. 2, 1887-88, pp. 199- 
218, pls. 18-20. Figures of skeleton and skuil. 

Struthers: Memoir on the anatomy of the Humpback-Whale, Me- 
gaptera longimana; Reprint from the Journal of Anatomy and 
Physiology, 1887-89, pp. 1-189, pls. 1-6. 

Graells: Las Ballenas en las costas oceanicas de Espana; Mem. Real 
Acad. Cien., Madrid; vol. 13,’ pt. 3, 1889) pp: I-11 5;plsaanas 
Deals mostly with Balena biscayensis (=B. australis) from San 
Sebastian. Figures of exterior, skull, skeleton. 

Rios Rial: La Ballena Euskara, 1890, pp. 1-105. . Balena australis, 
mostly on skeletons from San Sebastian. 

Lydekker: Cetacean skulls from Patagonia; Anales del Museo de 
La Plata, Paleontologia Argentina, vol. 2, 1893, pp. 2-4, pl. I. 
Cetotherium. 

Struthers: On the rudimentary hind-limb of a Great Fin-Whale, 
Baleenoptera musculus, in comparison with those of the Hump- 
back-whale and the Greenland Right-Whale ; Journal of Anatomy 
and Physiology, vol. 27, 1893, pp. 291-335, pls. 17-20. 

Struthers: On the carpus of the Greenland Right-Whale, Balzna 
mysticetus, and of Fin-Whales; Journal of Anatomy and 
Physiology, vol. 29, 1895, pp. 145-187, pls. 2-4. 

Beddard: Contrib. towards a knowledge of the osteology of the 
Pigmy Whale (Neobalena marginata); Transact. Zool. Soc. 
London, vol. 16, pt. 2, No. 1, 1901, pp. 87-114, pls. 7-9. 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—-WINGE 69 


Racovitza: Cétacés; Expédition Antarctique Belge; Résultats du 
Voyage du S. Y. Belgica en 1897-99, Rapports Scientifiques, 
Zoologie, 1903, pp. 1-142, pls. 1-4. Contains much information 
on the external characters and the habits of cetaceans, especially 
whalebone whales, and gives numerous references to earlier 
papers on the subject. 

True: The whalebone whales of the Western North Atlantic com- 
pared with those occurring in European Waters with some 
observations on the species of the North Pacific; Smithsonian 
Contributions to Knowledge, vol. 33, 1904, pp. 1-332, pls. 1-50. 
Deals with species of the genera Balena, Rhachionectes, Balen- 
optera, Megaptera. Numerous illustrations, especially of skulls 
and exterior. Copious references to earlier works on the subject. 

Turner: The Right-Whale of the North Atlantic, Balzna biscay- 
ensis : its skeleton described and compared with that of the Green- 
land Right-Whale; Transact. Roy. Soc. Edinburgh, vol. 48, 
1913, pp. 889-922, pls. 1-3, with text figures. 

Abel: Die Vorfahren der Bartenwale; Denkschriften der k. Akad. 
der Wissensch. Wien, Mathem. naturw. K1., vol. 90, 1914, pp. 
155-224, pls. 1-12. Patriocetus, Agriocetus. Review of the 
origin of the whalebone whales. 

Roy C. Andrews: Monographs of the Pacific Cetacea, I, The Cali- 
fornia Gray Whale (Rhachianectes glaucus) ; Mem. Amer. Mus. 
Nat. Hist., n. s., vol. 1, pt. 5, 1914, pp. 227-287, pls. 19-28, with 
figures of the exterior and of all parts of the skeleton. 

Roy C. Andrews: The Sei Whale (Balznoptera borealis) ; Mem. 
Amer. Mus. Nat. Hist., n. s., vol. 1, pt. 6, 1916, pp. 289-388, pls. 
29-42, with figures of the exterior and of all parts of the skeleton. 

G. M. Allen: The Whalebone Whales of New England; Mem. 
Boston Soc. Nat. Hist., vol. 8, No. 2, 1916, pp. 105-322, pls. 8-16, 
with figures mostly of the exterior. Balena, Balenoptera, 
Megaptera. 

Besides Plesiocetus and Cetotherium many other genera of fossil 
Balenids have been described, especially in papers by Van Beneden, 
Brandt and Cope, but the bases for most of them are scanty. H. Winge 
(Om Plesiocetus og Sqvalodon fra Danmark, Vidensk, Medd. Natur- 
hist. Foren. 1909) has attempted to estimate the value of a number of 
the genera in question: Aulocetus, Mesoteras, Cetotheriopsis, Megap- 
teropsis, “ Burtinopsis,” Herpetocetus, Eucetotherium, Plesiocetopsis, 
Cetotheriophanes, Cetotheriomorphus, Idiocetus, Heterocetus, Amphi- 
cetus, Mesocetus, Isocetus, Pachycetus, Siphonocetus, Ulias, Tre- 


7O SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


tulias, Metopocetus, Cephalotropis, Rhegnopsis. It is apparent that 
as regards most of them there is scarcely any reason for separation 
from Plesiocetus or Cetotherium or from recent genera, and that the 
few which appear to be more peculiar are so slightly known that they 
can scarcely be classified. True (The Genera of Fossil Whalebone 
Whales allied to Balenoptera, Smithsonian Misc. Coll., vol. 59, No. 6, 
1912, pp. 1-8) who later went over the subject came in all essentials 
to the same conclusion. 

Agriocetus is most likely a whalebone whale, but it is too slightly 
known to be classified. It was described by Abel (1914, l. c., pp. 188- 
194, pls. 4, 5, 7) from a very imperfect and indistinct skull from 
Tertiary strata at Linz, referred to Squalodon by earlier authors. 
Abel regards it as a near relative of Patriocetus, a step nearer to the 
true whalebone whales. Only better discoveries will show whether 
he is right or not. 

Perhaps. Patriocetus belongs to the family Balenid@ as it is under- 
stood in the present work, but it is not sufficiently known to be 
definitely placed. It was described by Abel (1914, l. c.) who has 
given a full account of the history of the remnants in question. The 
basis of the genus was partly some rather imperfect fragments which 
previously had most often been referred to under the name Squalodon 
ehrlichii, partly a quite well-preserved skull found later, all from 
Tertiary strata at Linz. If Abel’s interpretations and conjectures are 
right he is no doubt correct in regarding Patriocetus as a precursor of 
the true whalebone whales. Abel refers it to the Archzoceti, or at 
least leaves the question undecided whether it actually belongs to 
this group or to the Mystacoceti (Die vorzeitl. Sauget., 1914, p. 88) ; 
most probably it should be regarded as a whalebone whale, a Balzenid 
with the dentition still functional. But there is reason for doubt 
about certain details in Abel’s account. 

Patriocetus has in the skull a remarkably strong resemblance to 
Agorophius, a resemblance that was seen by Brandt (1873, l. ¢., 
p. 324) although the remains then at hand were rather insignificant ; 
and Agorophius belongs incontestably to the series of toothed whales 
as a near relative of Squalodon. The peculiarity which places Agor- 
ophius among the Odontoceti in opposition to the Mystacoceti is that 
the maxillary bone pushes itself posteriorly as a thin limina over the 
supraorbital process of the frontal, but does not stop in front of it, 
or push itself in under it, or content itself with also covering it with 
a narrow margin anteriorly. According to the great resemblances 
which are found otherwise between the skulls of Agorophius and 


No. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 71 
Patriocetus one would expect that the two genera would resemble 
each other in this particular also; but according to Abel’s representa- 
tion Patriocetus is here like the whalebone whales. According to 
the photographic illustrations which accompany Abel’s paper it is 
scarcely possible to see whether his exposition of the conditions is 
right or not; the skull is too weathered and obscure. There is, how- 
ever, a detail in his description of the boundary between the maxillary 
and frontal, which probably must be wrong or at least must awaken 
doubt. He says of the maxillary that it, at its postero-internal ex- 
tremity, does not extend nearly so far backward as the nasal process 
of the intermaxillary, which, on the contrary, like that of other whales, 
extends up, far backward, alongside the outer margin of the nasal 
and beyond. But there is elsewhere no cetacean, either among the 
Archeoceti, Mystacoceti, or Odontoceti, in which the maxillary does 
not reach postero-internally as far back as the intermaxillary or even 
further, pushing itself up over the frontal. This is an inheritance 
from ancestors among the carnivores or from yet more distant fore- 
runners. Abel says, it is true (/. c., p. 162) that Patriocetus in this 
regard resembles /thachionectes, one of the recent whalebone whales ; 
but this is an error. In one of the figures of the skull of Rhachi- 
onectes published by Andrews (1914, /. c., pl. 25) it can be clearly 
seen that a long process from the maxillary extends along the outer 
side of the intermaxillary to its hindmost end; and it is so described 
by Andrews (p. 261). In the second of Andrews’ figures the process 
is not visible; it is obviously broken off, as it is in the figures pub- 
lished by Van Beneden (Bull. Acad. Roy. Sci. etc., de Belgique, 
Seer volnas: Nore, Pebriary, 1877, pl) and» True «(1904; 1.¢., 
pl. 47, fig. 1), both of which represent the same skull (it is True’s 
figure to which Abel refers). A similar injury no doubt must have 
been suffered by the skull of Patriocetus; and if this process can be 
broken away without leaving visible traces behind it the same might 
be possible in the case of a thin plate-like process that originally 
covered the supraorbital process of the frontal. How readily some- 
thing of the kind can take place is shown by the type of Agorophius 
(figured by Leidy, under the name Squalodon pygmeus, Journ. Acad. 
Nat. Sci. Philadelphia, ser. 2, vol. 7, 1869, pl. 29, and by True, 
‘Smithsonian Inst. Special Publ., No. 1694, 1907, pl.) : on the right 
side of the skull large parts of the plate-like outgrowths from the 
maxillary over the supraorbital process of the frontal are broken away 
without having left behind any conspicuous traces on the frontal. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 72 


NI 
bo 


In Abel’s treatment of the dentition in Patriocetus there are also 
various doubtful points. He asserts that the complement of teeth is 
the one which is typical of the placentalia, ri teeth in each jaw; but 
it is impossible to see how he has arrived at this conclusion. The 
best skull in question lacks the anterior part of both upper jaw and 
mandible, and it is impossible to say how much is lacking, or how 
many teeth were implanted in the missing parts. Of teeth fixed in the 
jaws there are known for the most part mere stubs—sometimes noth- 
ing but roots. Besides these there are some dissociated teeth whose 
position in the jaws is not certain. All that can be said is that some 
of the teeth were simply conical with single root, and that most of 
the cheekteeth had serrate crown and double roots. Altogether there 
is not enough known to elucidate all the details of the dentition. It is 
not probable that Abel should be right in his belief that the teeth 
were present in the typical number. Such a cetacean as Patriocetus, 
the skull of which was already highly developed in the direction of 
the most advanced whales, scarcely could have had about the same 
dentition as the Zeuglodonts. It is much more likely that the number 
of teeth was increased above the typical as it is or has been in all the 
Mystacoceti and Odontoceti which are known in this respect. In 
order to believe in Abel’s representation of the facts we must see 
more incontestable finds. (See also note 7, pp. 52-54.) 

*(P. 23.) The asymmetry in the skull of the toothed cetaceans 
has often been written about. Special treatises on the subject are 
due to Pouchet (De l’asymétrie de la face chez les Cétodontes ; Nouv. 
Arch. du Mus. d’Hist. Nat. Paris, 1886, pp. 1-16 of separate), Abel 
(Die Ursache der Asymmetrie des Zahnwalschadels ; Sitzungsber. k. 
Akad. Wissensch. Wien, Math.-naturw. Cl., vol. 111, pt. 1, 1902, 
pp. 510-526, pl.), Kukenthal (Ueber die Ursache der Asymmetrie 
des Walschadels; Anat. Anzeiger, vol. 33, 1908, pp. 609-618, with 
illustrations) and Steinmann (Ueber die Ursache der Asymmetrie 
der Wale; Anat. Anzeiger, vol. 41, 1912, pp. 45-54, with illustra- 
tions) ; Pouchet and Abel refer to various earlier papers by other 
writers. 

As to the reason for the crookedness Pouchet says: ‘“ Nous en 
ignorons l’origine.” 

In 1893 Kuikenthal said very nearly the same: ‘“ Die physiologische 
Ursache kennt man nicht, vielleicht ist sie in der eigenthiimlichen 
Art der Locomotion vermittelst der Schwanzflosse zu suchen” (Ver- 
gleich.-Anat. u. entwickelungsgesch. Untersuch. an Walthieren, pt. 2; 
Denkschr. med.-naturwiss. Ges. zu Jena, vol. 3, pt. 2, p. 342), a 


NO. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 73 


thought that was not at the time carried further. But in 1908 Kiiken- 
thal tried to give a more exact explanation. To begin with he thought 
he could prove that the asymmetry in the bones of the face is found 
not only in toothed cetacea, but also in the whalebone whales, though 
only slightly defined. In two skulls of Balenoptera (of B. rostrata 
and B. musculus) he had found certain of the facial bones just a 
trifle broader on the right side than on the left. Next he discovered 
that some embryos of toothed cetaceans, of Platanista, Steno, Glo- 
biceps, Delphinus, Phocena, Hypercodon, had the caudal fin set 
awry, not level but in such a position that the left fluke “ etwas schrag 
nach aufwarts, der rechte schrag nach abwarts gerichtet war” 
(p. 614). In 12 embryos of Delphinapterus the fin was, on the con- 
trary, horizontal. All the embryos of whalebone whales examined 
(of Balenoptera musculus and B. gigas) had the fin oblique in the 
same manner as the toothed whales. How the fin is in adult cetaceans 
is said to be not clearly understood; a few observations by other 
investigators may, however, indicate that the obliquity is present in 
the adults also. When a whale propels itself forward by means of a 
sculling movement of the oblique caudal fin it is said to turn at the 
same time to the left: “ Der Wal durchschneidet also bei derartiger 
schrager Bewegung der Schwanzflosse das Wasser nicht genau in der 
Richtung seiner Langsachse, sondern sein Weg verlauft von dieser 
Geraden etwas schrag nach links zu” (p. 616). And from this is 
said to result an oblique pressure of the water on the head, and con- 
sequently the obliquity of the skull, since the bones on the left side 
are pressed upon more than those of the right side, are made thicker, 
etc.: “ Der Druck der beim Schwimmen durchschnittenen Wasser- 
massen wird auf die linke Seite des Vorderkopfes starker wirken als 
auf die rechte. Dieser Druck pflanzt sich durch die elastischen 
Weichteile des Vorderkopfes hindurch auf die darunter liegenden 
Schadelknochen fort. Die Wirkung dieses starkeren Druckes muss 
sich zunachst in einer Verdickung der entsprechenden Schadel- 
knochen aussern . .. .” (pp. 616-617). That the bones in the left 
side of the face are not so wide as those of the right side is said to be 
connected with the fact that the bones of the left side are the thickest : 
“Es wird dadurch links eine kleinere Flache als rechts geschaffen, 
welche den etwas starkeren Druck auszuhalten hat und damit bis zu 
einem gewissen Grade einen Ausgleich gegentiber der rechten Seite 
herbeiftihrt ” (p. 617). 

Abel believes that the reason for the asymmetry of the skull in 
toothed whales is to be found in the atrophy of the nasal bones, etc., 


74 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


and in the shortening of the braincase, but cannot prove that asym- 
metry would be the necessary result of these causes. 

Lillie (section The asymmetry of the Odontocete skull, in Observa- 
tions on the anatomy and general biology of some members of the 
larger Cetacea; Proc. Zool. Soc. ‘London, 1910, vol. 2; pp. 7e"-yess 
with figure) shows that the pharynx in Physeter is asymmetrical, 
divided by the projecting larynx, which is strongly displaced to the 
left, into a more spacious right and a narrower left section to accom- 
modate the passage of food. In this circumstance should be found 
the source of the asymmetry of the face ; why, is not further explained. 

Steinmann starts from Kukenthal’s assertion about the asymmetry 
in the candal fin. Kukenthal had said nothing as to the cause of this 
crookedness, but Steinmann believes he has found it in the supposed 
fact that whales originated from Ichthyosaurs and other marine 
reptiles with a vertical fin, and that on its way to the horizontal posi- 
tion the fin has come to rest obliquely. 

Kukenthal is doubtless the one who has come nearest to the truth. 
However, there are numerous objections to be raised against his 
explanation. It cannot be said with any degree of correctness that 
the skull in the whalebone whales has an asymmetrical face. A series 
of skulls is before me, representing Balena, Balenoptera and Megap- 
tera. Such asymmetry as can perhaps be shown here and there is 
similar to that which is found in most mammals. I myself have 
seen many cetacean embryos (in alcohol), representing both whale- 
bone whales and odontocetes (of the former I have examined in this 
connection embryos of 3 Balenoptera rostrata, 2 B. musculus, 5 
Megaptera boops, of the latter numerous embryos representing the 
genera Delphinapterus, Monodon, Prodelphinus, Delphinus, Lageno- 
rhynchus, Globiceps, Phocena, Neomeris; I have been content with 
examining the tails externally, | have not cross-sectioned them), but 
I have not been able to convince myself of the presence of oblique- 
ness in the tail which did not appear to find its explanation in artificial 
pressure. I have also seen various adult newly dead cetaceans, both 
whalebone whales and toothed cetacea of different kinds. It is true 
I did not expressly examine them to observe obliqueness of the tail, 
but I cannot recall the slightest evidence of its existence. Neither 
can anything be detected in the numerous photographs of whales that 
are before me. That obliqueness of the tail can actually be present 
appears to be proved by Kukenthal’s figure of a cut off tail of Balen- 
optera, which shows the flukes placed obliquely in relation to the 
caudal vertebre ; but it must probably be an exception. Even if it 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 75 


were true that the caudal fin in cetaceans was usually obliquely set 

this would probably not hinder whales from swimming forward in a 

straight line if they so wished. That the obliquity of the tail, if it 

occurs as represented by Kukenthal, does not in any event necessarily 
carry with it the asymmetry of the skull is proved by the whalebone 
whales, whose tail is said to be oblique, but whose skull 1s without 
asymmetry in spite of Kukenthal’s word to the contrary. And that 
the asymmetry of the face is not dependent on obliquity of the tail is 
proved by Delphinapterus, whose tail, also according to Ktkenthal’s 
interpretation, is not oblique, but whose skull is distinguished by a 
high degree of asymmetry. Should the water’s pressure work most 
powerfully on the /eft side of the head it would be difficult, in spite 
of Kukenthal’s attempt at an explanation, to understand why the 
bones on the left side of the skull are narrow while those on the right 
side are broad, or why the nasal passage is pushed over toward the 
left side, a point that Kukenthal does not try to argue. Of Kuken- 
thal’s explanations scarcely anything is left except the knowledge that 
it is the pressure of the water which is responsible for the asymmetry 
of the skull in the Odontoceti. Why the water presses obliquely is 

still unknown, but the reason is not likely to be anything else than a 

habit in the carriage of the head: the head presumably must be held 

a little obliquely even when the animal is swimming straight forward ; 

and the pressure must be strongest on the right side. 

*(P. 24.) On the Squalodontide see especially : 

Grateloup: Description d’un fragment de machoire fossile, d’un 
genre nouveau de reptile (Saurien), de taille gigantesque, voisin 
d’Iguanodon, trouvé dans le grés marin, 4 Léognan, prés Bor- 
deaux, 1840, pp. 1-8, pl. Separate from Actes de l’Acad. des 
sciences, belles lettres et arts de Bordeaux, vol. 2. Squalodon. 

H. v. Meyer: Arionius servatus, ein Meersaugethier der Molasse ; 
Paleontographica, vol. 6, 1856, pp. 31-43, pl. 6. Squalodon. 

Jourdan: Descr. de restes fossiles de deux grands Mammifeéres con- 
stituant le genre Rhizoprion et le genre Dinocyon; Annales des 
Sciences Naturelles, sér. 4, Zoologie, vol. 16, 1861, pp. 369-372, 
pl. 10. Rhizoprion=Squalodon. 

Van Beneden: Recherches sur les Squalodons; Mém. Acad. Roy. 
Belgique, vol. 35, 1865, pp. 1-85, pls. 1-4, with figures of the 
upper jaw of S. antuerpiensis (and of the skull of S. ehrlichti= 
Patriocetus). 

Van Beneden: Recherches sur les Squalodons, Supplement; Mém. 
Acad. Roy. Belgique, vol. 37, 1868, pp. 1-13, pl., with figure of 
the under jaw of S. antuerpiensis. 


76 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Gervais: Du Squalodon et de sa comparaison avec le Zeuglodon; 
Zoologie et Paléontologie Générales, ser. 1, 1867-69, pp. 170-182. 

Fischer: Descr. d’une machoire inférieure de Squalodon Grateloupi ; 
Actes de la Soc. Linnéenne de Bordeaux, vol. 27, 1869, pp. 12-22, 
pli 2: 

Delfortrie: Descr. d’une nouvelle machoire inférieure de Squalodon 
Grateloupi dans le grés marin de Léognan, Gironde; Actes de la 
Soc. Linnéenne de Bordeaux, vol. 27, 1869, pp. 133-136, pl. 5. 

Leidy: Extinct Mammalian Fauna of Dakota and Nebraska; Journ. 
Acad. Nat. Sci. Philadelphia, ser. 2, vol. 7, 1869, pp. 416-424, 
pls. 28-30. Squalodon and Agorophius (under the name Squalo- 
don pygmeus ). 

Delfortrie: Un Squalodon d’espéce nouvelle dans le Miocene 
superieur du Midi de la France; Actes de la Soc. Linnéenne de 
Bordeaux, vol. 29, 1873, pp. 257-260, pl. 7. 

Brandt: Untersuchungen uber die fossilen und subfossilen Cetaceen 
Europa's; Mem. Acad: Sci. St. Pétersbourg, ser 77 voleeeo: 
No. 1, 1873. Contains a section on the Squalodonts, pp. 315-332, 
pl. 31-32. Squalodon, Neosqualodon (S. gastaldii) (and Patri- 
ocetus, S. Ehrlichi). 

Brandt: Erganzungen zu den fossilen Cetaceen Europa’s; Mém. 
Acad. Imp. Sci. St.. Pétersbourg, ser. 7, vol. 21,- Nom Gime 
Contains a section on Squalodon (and Patriocetus), pp. 28-47, 
pls. 4, 5. 

Van Beneden et Gervais: Ostéographie des Cétacés vivants et 
fossiles, Text and Atlas, 1868-80, pp. 426-454, 519, pl. 28. 
Squalodon. 

Zittel: Ueber Squalodon Bariensis aus Niederbayern; Palzonto- 
graphica, vol. 24, 1877, pp. 233-246, pl. 35. 

Lortet: Note sur le Rhizoprion bariensis; Arch. Mus. d’hist. Nat. 
de Lyon, vol. 4, 1887, pp. 315-319, pl. 25 bis and ter. Squalodon. 

Lydekker: Cetacean skulls from Patagonia; Anales del Museo de La 
Plata, Paleontologia Argentina, II, 1893, pp. 8-10, pl. 4. Pro- 
squalodon. 

Paquier: Etude sur quelques Cétacés du Miocéne; Mém. de la Soc. 
Géol. de France, Paléontologie, vol. 4, pt. 4, Mém. No. 12, 1894, 
pp. 12-17, pl. 18. Squalodon. 

Lydekker: On the skull of a shark-toothed Dolphin from Patagonia ; 
Proceed. Zool. Soc. London, 1899, pp. 919-922, with illustra- 


tions. Prosqualodon. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE V7. 


Dal Piaz: Sopra alcuni resti di Squalodon dell’ arenaria miocenica 
di Belluno; Palaeontographia Italica, vol. 6, 1900, pp. 303-314, 
pls. 26-29. 

Abel: Les Dauphins Longirostres du Boldérien des Environs 
d’Anvers; Mém. Mus. Roy. d’Hist. Nat. de Belgique, vol. 1, 
IQOI, pp. 9-10. On the dentition in Squalodon. 

Dal Piaz: Neosqualodon, nuovo genere della famiglia degli Squalo- 
dontidi; Abhandl. der Schweizerischen palaontologischen Gesell- 
schaft, vol. 31, 1904, pp. I-21, pl. 

Abel: Les Odontocétes du Boldérien d’Anvers; Mém. Mus. Roy. 
d’Hist. Nat. de Belgique, vol. 3, 1905, pp. 25-38. On the 
dentition. 

True: Remarks on the type of the fossil Cetacean Agorophius 
pygmeus (Miller) ; Smithsonian Inst. Special Publ., No. 1694, 
1907, pp. 1-8, pl. 

True: Descr. of a mandible and vertebre of Prosqualodon, etc. ; 
Smithsonian Misc. Coll., vol. 52, pt. 4, 1910, pp. 447-456, pl. 43. 

Hall: On the systematic position of the species of Squalodon and 
Zeuglodon described from Australia and New Zealand; Proc. 
Roy. Soc. Victoria, n. s., vol. 23, pt. 2, I9I1I, pp. 257-265, pl. 36. 
Parasqualodon, Metasqualodon. 

Abel: Cetaceenstudien, III. Mitteilung, Rekonstruktion des Schadels 
von Prosqualodon australe (sic) Lyd. aus dem Muozan Pata- 
goniens; Sitzungsber. k. Akad. Wissensch. Wien, mathem.- 
Harioweeele VOl, 120, pt. 1, 1Ot2, pp.’ 57-75, pls. 1-3: . The 
account contains various guesses ; Lydekker’s figures of the type 
cannot be dispensed with in forming an opinion about the genus. 
References to several other papers will be found in H. Winge, 
Vidensk. Medd. Naturhist Foren., 1909, pp. 31-35. 

Microsqualodon Abel is said to be identical with Neosqualodon Dal 
Piaz. Abel (Odontocétes du Boldérien, 1905, pp. 35-36) established 
the genus on the basis of Tertiary remains from Acqui which Brandt 
had called Squalodon gastaldii. In a letter to Abel, however, which 
Abel printed, Dal Piaz explains that these specimens, which he had 
had the opportunity to see, must be referred to the earlier described 
Neosqualodon. 

Parasqualodon and Metasqualodon are proposed by Hall (1911, 
l. c.) to include Tertiary Australian species that previously were 
referred to Squalodon: S. wilkinsont M’Coy and S. harwoodu 
Sanger. The genera are supposed to be nearly related to Prosqualo- 
don, but they are known from loose teeth only and their status is still 
uncertain. 


SY 
ee) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL eye 


“(P. 28.) On the Platanistide see especially : 

Cuvier: Recherches sur les Ossemens fossiles, ed. 4, vol. 8, pt. 2, 
1836, pp. 88-90, 128-132, Atlas, pl. 223, with figures of skull of 
Platanista. 

Eschricht: Om Gangesdelphinen; Kgl. Danske Vidensk. Selsk. 
Skrifter, 5te R., naturv. og mathem. Afd., vol. 2, 1851, pp. 345- 
387, pls. 1-3. Platanista. Figures of exterior, skeleton, skull. 

Burmeister: Descripcion de cuatro especies de Delfinides de la costa 
Argentina en el océano Atlantico; Anales del Museo Publico de 
Buenos Aires, vol. 1, 1864-69, pp. 389-445, pl. 23, 25-28. Ponto- 
poria. Figures of exterior, skeleton, skull and other parts. 

Flower: Descr. of the skeleton of Inia geoffrensis and of the skull of 
Pontoporia blainvillii, with remarks on the systematic position of 
these animals in the order Cetacea; Trans. Zool. Soc. London, 
vol. 6, pt. 3, 1869, pp. 87-116, pls. 25-28. 

Van Beneden et Gervais: Ostéographie des Cétacés vivants et fossiles, 
Text and Atlas, 1868-80, pp. 454° -482, pls. 29-33. On almost all 
the recent genera. 

Anderson: Anat. and Zool. Researches, compr. an Account of the 
two Exp. to Western Yunnan in 1868 and 1875; 1878; pp. 417- 
550, pls. 25, 26, 28-32, 34-41. Platanista. Figures of exterior, 
skeleton and soft parts. 

Burmeister: Examen critico de los Mamiferos y Reptiles fosiles. 
denominados por D. Augusto Bravard; Anales del Museo 
Nacional de Buenos Aires, vol. 3, 1883-91, pp. 138-144, pl. 2, 
figs. 12A-C. Pontistes. Figures of an imperfect skull. 

Burmeister: Adiciones al examen critico, etc.; Anales del Museo 
Nacional del Buenos Aires, vol. 3, 1883-91, pp. 451-460, pl. 8. 
Saurodelphis. Figures of skull. 

Abel: Les Dauphins Longirostres du Boldérien des Environs 
d’Anvers; Mém. Mus. Roy. d’Hist. Nat. de Belgique, vol. 1, 
IQOI, pp. I-95, pls. I-10. Contains a section dealing with the 
Platanistide both living and extinct, and on several plates gives 
figures of their skulls, mostly copied from other papers. 

Abel: Cetaceenstudien, I], Der Schadel von Saurodelphis argentinus 
aus dem Pliozan Argentiniens ; Sitzungsber. k. Akad. Wissensch. 
Wien, mathem.-naturw. KI., vol. 118, pt. I, 1909, pp. 255-272, 
pl. I, and text figures. Tries to prove that Burmeister’s figures 
of the skull of Saurodelphis argentinus are to a notable degree 
incorrect. Burmeister is said to have put together parts of two 
different genera that should bear the names Saurodelphis and 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 79 


Pontoplanodes. At present the problem cannot be said to be 
solved; but there appears to be no good reason to doubt the 
correctness of Burmeister’s determination. In the present paper 
his presentation of the subject is followed. A piece of the beak 
of Saurodelphis with the 8-shaped alveoli is in the Copenhagen 
museum. 
Gerrit S. Miller: A new River-Dolphin from China; Smithsonian 
Misc. Coll., vol. 68, No. 9, 1918, pp. I-12, pls. 1-13. Lipotes. 
Ischyrorhynchus was based by Ameghino (Caracteres diagnosticos 
de cincuenta especies nuevas de Mamiferos fosiles argentinos ; Revista 
Argentina de Historia Natural, vol. 1, 1891, pp. 163-165, with illus- 
trations) on the anterior part of a lower jaw from the ‘ 
inferior del Parana.” The branches of the jaw, which are rather 


* oligoceno 


heavy, are grown together in a long symphysis menti; the rows of 
teeth are further apart than in Saurodephis (Saurocetes), with which 
Ameghino associates the genus, and the roots in cross-section are 
almost what might be called ovate, not 8-shaped; the crowns are 
known only imperfectly. It is not possible to decide where the genus 
belongs. 

Pontivaga was also based by Ameghino (J. c., pp. 165-166, with 
illustration) on the anterior part of a lower jaw, from the “ oligoceno 
superior ’ at Parana. The branches of the jaw are slender and are 
grown together in a long symphysis. Each of them contains a long 
row of small teeth, to judge by the alveoli. Ameghino places the 
genus in the Platanistid@, in contrast with the Saurocetide, whether 
rightly or not cannot be said. 

A genus Proinia is established by True (A new genus of fossil 
’Cetaceans from Santa Cruz Territory, Patagonia, etc.; Smithsonian 
Mise. Coll., vol. 52, pp. 441-447, pl. 43, 1910), who regards it as a near 
relative of Jnia. Perhaps True is right; but the material on which 
the genus is based, a few fragments of a braincase and a cervical 
vertebra all distorted by pressure, is so scanty that an error is very 
possible. 

Hesperocetus is established by True (A fossil toothed Cetacean 
from California, etc.; Smithsonian Misc. Coll., vol. 60, No. 11, 1912, 
pp. 1-7, pls. 1-2) on the strength of the anterior part of a long, nar- 
row, lower jaw with long symphysis, with rows of rather strong, 
conical, slightly hooked teeth with wrinkled enamel. The teeth are 
placed rather wide apart and are separated by shallow depressions in 
the margin of the jaw into which the tips of the upper teeth pre- 


80 ; SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


sumably fitted. True refers it provisionally to the family Jniude 
(=Platanistide), perhaps rightly ; there are other possibilities. 

* (Pp. 26 and 31.) True (A Review of the Family Delphinide ; 
Bull. U. S. Nat. Mus., No. 36, 1889, p. 10) believes he has observed a 
peculiarity in the relationships of the pterygoid that should distinguish 
Delphinapterus and Monodon from all other Delphinids and recall 
the Platanistids: “ that in the narwhal and white whale the pterygoid 
bones, instead of merely forming the walls of the posterior nares, 
extend backward in the form of broad plates across the optic canal 
and articulate with the squamosals.” But the case is different. We 
have to do with the bones which lie in the outer wall of the air-sac 
behind the palate. As may be seen in young or youngish skulls of 
Delphinapterus and Monodon, the pterygoid shares in the formation 
of the outer wall of the air-sac at the front only, in contrast with the 
condition in Pontistes, Pontoporia and Platanista in which it, recall- 
ing the Balenids and Physeterids, forms most of the outer wall (in 
Inia the outer wall appears to be mostly membranaceous). As in 
other Delphinids the palatine, frontal, ala magna, and squamosal all 
share in bounding the outer side of the air-sac, each contributing its 
section (special ossifications may also be present). In the Delphinids 
under discussion the outer side of the air-sac is merely ossified more 
extensively than elsewhere, a difference, however, which is one of 
degree only. 

“ (P. 35.) As reasons for believing that Neomeris and Phocena 
among recent Odontoceti are the ones which stand nearest to Zeu- 
glodon and Squalodon Abel (Dauphins Longirostres, 1901, p. 36) 
mentions the following: (1) that they still have traces of “ l’ancienne 
dentition hétérodonte,” (2) that teeth are still found (or more cor- 
rectly may be found) in the intermaxillary, and that the intermaxillary 
extends further forward than the maxillary, (3) that they still have 
traces of “Varmure dermique,” (4) that the nostrils are not pushed 
very far backward, and that therefore the parietal still extends up 
back of the frontal. Against this view there are the following objec- 
tions: (1) The form of the teeth in the two recent genera is not 
primitive ; fan-like broadened crown and single root is not the form 
of tooth that is found in the more primitive cetaceans of any kind. 
Conical crown and a trace of double root, in most of the teeth, is the 
transitional form between the tooth structure of the more primitive 
and the less primitive cetaceans. Even the anterior teeth in the jaws 
of Phocena may have fan-shaped crowns, where in the most primitive 
whales they are unicuspid and conical. (2) Teeth in the inter- 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 81 


maxillary, and a slightly projecting intermaxillary, may also be found 

in Steno, Delphinus, and several other of the recent Delphinide. 

(3) There is no evidence that cetaceans are descended from mammals 

with bony armor ; the so-called dermal bones that were found on rare 

occasions with remains of Zeuglodon and Delphinopsis are too doubt- 
ful to prove anything; in the great majority of instances no dermal 
armor has been found with bones of Zeuglodon and other Archeoceti. 

The “ dermal armor,” that is, the small spots of more or less tubercu- 

late, mosaic-like skin, in Neomeris and Phocena 1s assuredly a new 

development. (See pp. 56-58.) (4) It cannot be correctly said that 
the nostrils in Phocena and Neomeris lie relatively far forward. It 
appears so merely because the anterior part of the face 1s somewhat 
shortened and the, braincase is unusually large. In reality the nostrils 
lie, with respect to the orbits and other surrounding parts, in the same 
position as in most Delphinids. Neither can it be said that the 
parietals are excluded from the upper side of the braincase to a less 
degree than usual. As may be seen in the young skulls the parietals in 

Phocena are widely separated by the large interposed interparietal 

quite as usual in other Delphinids. 

* (P. 35.) On the Delphinidz see especially: 

Cuvier: Recherches sur les Ossemens fossiles, ed. 4, vol. 8, pt. 2. 
1836, pp. 75-170, Atlas, pls. 222-224, with figures of skull and 
some other skeletal parts, of most of the recent genera. 

Schlegel: Beitrage zur Charakteristik der Cetaceen; Abhandlungen 
aus dem Gebiete der Zoologie und vergl. Anatomie, Heft. 1, 1841, 
pp. 1-44, pls. 1-6. Contains among other things a synopsis of the 
Delphinids, with figures of skulls of Steno, Prodelphinus, Del- 
phinus, Lagenorhynchus, all under the name Delphinus. 

J. E. Gray: The Zoology of the Voyage of H. M. S. Erebus and 
Terror, pts. 3-5, Mammalia, On the Cetaceous Animals, 1846, 
pp. 13-53, pls. 1-30. Most of the plates give figures of skulls 
of Delphinids: Delphinapterus (“ Beluga’), “ Feresa” (Orca 
intermedia), Orca, Lagenorhynchus, Tursiops (under the name 
Delphinus), Prodelphinus (under the name Delphinus), Delphi- 
nus, Steno. 

Burmeister: Descripcion de cuatro especies de Delfinides de la costa 
Argentina en el océano Atlantico; Anales del Museo Publico de 
Buenos Aires, vol. 1, 1864-69, pp. 367-388, pls. 21-24. Pseudorca 
(under the name Globicephalus), Orca, Phocena. Figures of 
exterior, skulls and other parts. 


82 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Owen: On some Indian Cetacea; Transact. Zool. Soc. London, vol. 
6, pt. 1, 1866, pp. 17-47, pls. 3-14. Deals partly with the Del- 
phinids. Skulls are figured of “ Sotalia,’ Lagenorhynchus, Del- 
phinus, Prodelphinus (all called Delphinus), Orcella (called 
Phocena). 

J. E. Gray: Synopsis of the species of Whales and Dolphins in the 
Collection of the British Museum, 1868, pp. I-10, pls. 1-30. The 
plates are the same as in the previously mentioned work by Gray. 

Van Beneden et Gervais: Ostéographie des Cétacés vivants et fossiles, 
Text and Atlas, 1868-80, pp. 482-512, 521-605, pls. 34-60, 63, 64. 
All recent genera and many fossil, among them Champsodelphis, 
Schizodelphis, Eurhinodelphis. 

Eschricht: Ni Tavler til Oplysning af Hvaldyrenes Bygning, med 
Forklaring af Reinhardt; Kgl. Danske Vidensk. Selsk. Skrifter, 
ste R., naturv. mathem. Afd., vol. 9, I, 1869. On plate 8 are 
found figures of skull and teeth of Delphinapterus. 

Flower: Descr. of the skeleton of the Chinese White Dolphin, Del- 
phinus sinensis ; Transact. Zool. Soc. London, vol. 7, pt. 2, 1870 
(72), pp. 151-160, pls. 17, 18. Prodelphinus (“Sotalia”). 

Flower: On Risso’s Dolphin, Grampus griseus ; Transact. Zool. Soc. 
London, vol. 8, -pt. 1, 1872, pp. 1-21, pls. 1-2. Figures of exterior 
and skeleton. 

Brandt: Untersuchungen uber die fossilen und subfossilen Cetaceen 
Furopa’s ; Mém. Acad. Imp. Sci. St. Pétersbourg, ser. 7, vol. 20, 
No. 1, 1873. Contains a section on the Delphinids, pp. 226-290, 
pls. 24-30, among them Schizodelphis and Champsodelphis. 

Brandt: Erganzugen zu den fossilen Cetaceen Europa’s ; Mém. Acad. 
Imp: Sci. St. Pétersbourg, ser. 7, vol! 21, 1874; ppy i3=2epqme: 
2-4. Champsodelphis among others. 

Murie: On the organization of the Caaing Whale, Globiocephalus 
melas ; Trans. Zool. Soc. London, vol. 8, pt. 4, 1873, pp. 235-301, 
pls. 30-38. Ixterior and anatomy. 

Van Beneden: Mémoire sur un Dauphin nouveau de la Baie de Rio 
de Janeiro désigné sous le nom de Sotalia brasiliensis; Mém. 
Acad. Roy. Belgique, vol. 41, 1874, pp. 1-44, pls. 1, 2, with 
figures of exterior, skeleton, skull. Prodelphinus. 

J. E. Gray: Feresa attenuata; Journal des Museum Godeffroy, 
vol. 8, 1875, p. 1, pl. 6, with figures of skull. 

Anderson: Anat. and Zool. Researches, compr. an Account of the 
two Exp. to Western Yunnan in 1868 and 1875; 1878; pp. 358- 
416, pls. 25, 25-A, 27-30, 33-38, 42, 43. Orcella. Figures of 


exterior, skeleton and soft parts. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 83 


Van Beneden: Mémoire sur les Orques observés dans les mers 
d’Europe; Mém. Acad. Roy. Belgique, vol. 43, 1879, pp. 1-33, 
pls. 1-4, with figures of exterior, skeleton, skulls. Orca. 

Flower: On the characters and divisions of the family Delphinide ; 
Proceed. Zool. Soc. London, 1883, pp. 466-513, with figures in 
the text representing the posterior part of the bony palate in 
several of the genera. One of the most important papers in 
elucidating the relationship among the recent Delphinids. 

Lutken: Kritiske Studier over nogle Tandhvaler af Slegterne Tur- 
siops, Orca og Lagenorhynchus; Kgl. Dansk Vidensk. Selsk. 
Skrifter, 6te R., naturv. mathem. Afd., vols. 4, 6, 1887, pp. 337- 
397, pls. I, 2, also text figures: exterior, skull, other skeletal 
parts. 

Lutken: Spolia Atlantica, Bidrag til Kundskab om de tre pelagiske 
Tandhval-Slegter Steno, Delphinus og Prodelphinus; Kgl. 
Danske Vidensk. Selsk. Skrifter, 6te R., naturv. mathem. Afd., 
vol. 5, 1, 1889, pp. 1-61, plate with a figure of the exterior and 
skeleton of Steno; also figures in the text: exterior, skulls, other 
skeletal parts. 

True: A Review of the Family Delphinide; Bull. U. S. Nat. Mus., 
No. 36, 1889, pp. 1-191, pls. 1-47, with figures of exterior and 
skulls. In the conception of genera and their mutual relation- 
ships agrees closely with Flower’s conclusions. 

Lydekker: Cetacean skulls from Patagonia; Anales del Museo de 
La Plata, Paleontologia Argentina, vol. 2, 1893, pp. 10-12, pl. 5. 
Argyrocetus. 

Guldberg: On the development and structure of the Whale, pt. 1, on 
the development of the Dolphin; Bergens Museums Skrifter, 
vol. 5, 1894, pp. 1-70, pls. 1-7. Lagenorhynchus, Phocena, Orca. 

Longhi: Sopra i resti di un cranio di Champsodelphis fossile scoperto 
nella molassa miocenica del Bellunese ; Atti della Societa Veneto- 
Trentina di Scienze Naturali, ser. 2, vol. 3, fasc. 2, 1898, pp. 1-60 
in the separate, pls. 1-3. 

Abel: Untersuchungen uber die fossilen Platanistiden des Wiener 
Beckens ; Denkschr. d. k. Akad. Wissensch. Wien, math.-naturw. 
Cl., vol. 68, 1899, pp. 839-874, pls. 1-4, with figures of skulls. 
Cyrtodelphis and Acrodelphis=Schizodelphis and Champso- 
delphis. 

Abel: Les Dauphins Longirostres du Boldérien (Miocéne supérieur ) 
des Environs d’Anvers; Mém. Mus. Roy. d’Hist. Nat. de 


6 


84 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Belgique, vol. 1, 1901, pp. 1-95, pls. 1-10, with figures of skulls. 
Cyrtodelphis (=Schizodelphis), Eurhinodelphus. 

Dal Piaz: Sugli avanzi di Cyrtodelphis sulcatus dell’, arenaria di 
Belluno; Palaeontographia Italica, vol. 9, 1903, pp. 187-220, 
pls. 28-31, with figures of skulls and teeth. Schizodelphis. 

Abel: Eine Stammtype der Delphiniden aus dem Miocan der Hal- 
binsel Taman; Jahrbuch der k. k. geol. Reichsanstalt, vol. 55, 
pt. 2, 1905, pp. 375-392, with text figures. Paleophocena. 

Abel: Les Odontocétes du Boldérien d’Anvers; Mém. Mus. Roy. 
d’Hist. Nat. de Belgique, vol. 3, 1905, pp. 1-155, with text figures. 
Includes a section on the Delphinids: Eurhinodelphis, Cyrtodel- 
phis (=Schizodelphis), Acrodelphis (=Champsodelphis) , Pro- 
tophocena, Pithanodelphis. 

C. v. Papp: Heterodelphis leiodontus, nova forma aus den miocenen 
Schichten des Comitates Sopron in Ungarn; Mitteilungen aus 
dem Jahrbuche der k. ungarischen geol. Anstalt, vol. 14, pt. 2, 
1905, pp. 25-61, pls, 5, 6, also text figures. Skeleton. 

Abel: . Cetaceenstudien, I, Das Skelett von Eurhinodelphis coche- 
teuxi aus dem Obermiozan von Antwerpen ; Sitzungsber. k. Akad. 
Wissensch. Wien, mathem.-naturw. Kl., vol. 118, pt. I, 1909, 
pp. 241-253, pl. 1, with a figure of the skeleton, partly conjectural. 

True: Observations on living White Whales, Delphinapterus leucas, 
with a note on the dentition of Delphinapterus and Stenodelphis ; 
Smithsonian Misc. Coll., vol. 52, pt. 3, No. 1864, 1909, pp. 325- 
330, pl. 23, with a figure of the exterior. Discusses among other 
things the projections on the tooth crowns of Delphinapterus. 

Lonnberg: Remarks on the dentition of Delphinapterus leucas ; Arkiv 
for Zoologi, vol. 7, No. 2, 1910, pp. 1-18, with illustrations. 
Taken up in part also in the paper Om Hvalarnes Harstamming ; 
K. Svenska Vetenskapsakademiens Arsbok for Ar 1910, pp. 219- 
259, with illustrations. 

Roy C. Andrews: A new Porpoise from Japan; Bull. Amer. Mus. 
Nat. Hist., vol. 30, I91I, pp. 31-51, pls. 1, 2, also numerous 
figures in the text. Phocenoides. Exterior and skeleton. 

Bassani e Misuri: Sopra un Delfinorinco del calcare miocenico di 
Lecce (Ziphiodelphis Abeli Dal Piaz) ; Atti della R. Accademia 
dei Lincei, Anno 309, 1912, ser. 5, Memorie della Classe di 
Scienze Fisiche, etc., vol. 9, fasc. 2, pp. 25-38, pl. 1, with figures 
of skull. 

True: Descr. of a new fossil Porpoise of the genus Delphinodon 
from the miocene formation of Maryland; Journ. Acad. Nat. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 85 


Sci. Philadelphia, ser. 2, vol. 15, 1912, pp. 165-194, pls. 17-26, 
with figures of skull, parts of the rest of the skeleton, teeth. 
Lull: Fossil Dolphin from California; American Journal of Science, 
ser. 4, vol. 37, 1914, pp. 209-220, pl. 8, also figures in the text. 

“ Delphinavus.” 

Delphinopsis (see note 8) is placed by Abel (Jahrb. k. k. geol. 
Reichanst., vol. 55, pt. 2, 1905, pp. 384; 387, in the “Subfamily 
Phocenine ”’ because it has “ dermal armature.’’ The remains are so 
imperfect and so uncertain that it is impossible to say where it be- 
longs ; not even the family can be determined from the specimen; the 
reference to Phocenine is pure guesswork. 

Rhabdosteus was described in 1867 by Cope, who in 1890 (Amer. 
Nat., vol. 24, p. 607) gave figures of the specimens on which the 
genus was based, some remnants of a “ beak,” from a Tertiary North 
American deposit. These remains Cope reconstructed in a somewhat 
arbitrary manner. True (Remarks on the fossil Cetacean Rhab- 
‘dosteus latiradix Cope; Proc. Acad. Nat. Sci., Philadelphia, vol. 60, 
1908, pp. 24-29, pl. 6, and text figures), who has had the specimens in 
question under revision, together with some others more or less 
similar, says that Cope has scarcely put them together right. The 
specimens may recall Eurhinodelphis and its relatives ; but the remains 
are altogether too incomplete and uncertain for anything to be decided. 

Lophocetus, established by Cope in 1867, best known from East- 
man’s description (Types of fossil Cetaceans in the Museum of Com- 
parative Zoology ; Bull. Mus. Comp. Zool., vol. 51, 1907, pp. 79-94, 
pls. 1-4), Tertiary, North American, is most often placed in the 
Platanistide. Brandt, however, counts it as a Delphinid (1873, 1. c., 
p. 288), most probably belonging to the “ Abtheilung der Phoczenen,” 
perhaps to the genus Delphinapterus. In this determination he has 
been followed by a few other authors. The most important basis of 
the genus is a very imperfect skull, without teeth, with alveoli only, 
so obscure that nothing positive can be said about it. According to 
what can be seen of the form of the temporal fossa the genus appears 
to agree best with the Delphinids. On the other hand it does not 
seem possible to demonstrate anything that would especially recall 
the Platanistids. 

Imopsis was established by Lydekker (Proc. Zool. Soc. London, 
1892, pp. 562-564, pls. 37-38) principally on an imperfect and obscure 
braincase from a Tertiary deposit in the Caucasus. Lydekker places 
it in the Platanistide and finds similarities with Pontistes, Stenodel- 
phis (=Pontoporia), Inia, etc. It appears, however, to be of another 


86 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOR 72 


type, very near the most usual Delphinid-type, differing from the 
Platanistide especially in the roofed over temporal fossa. Its more 
exact position among the Delphinids cannot yet be determined. 

Cyrtodelphis is only a new name for Schizodelphis given by Abel 
in 1899 (J. c.) to include a series of species which previously were 
most often referred to Schizodelphis, among them the type of the 
genus, S. sulcatus Gervais. Eastman (Bull. Mus. Comp. Zool., vol. 
51, 1907, pp. 83-84) has already protested against this superfluous 
new name as well as against the following. 

Acrodelphis is likewise essentially a mere new name, a synonym of 
Champsodelphis. It was given by Abel in 1899 (J. c.). At first 
Acrodelphis was to include the type of Champsodelphis, Ch. macro- 
genius (Laurillard) Gervais or macrognathus Brandt. Later, in 1905, 
Abel excluded the type of Champsodelphis from the genus, with 
doubtful right; but most of the species which he now includes in 
Acrodelphis were earlier called Champsodelphis. 

Paleophocena was based by Abel (1905, Jahrb. k. k. geol. Reich- 
sanst., vol. 55, J. c.) on an imperfect piece of a braincase and a few 
fragments of the rest of the skeleton from a Tertiary deposit on the 
coast of Crimea. Abel considers it proved that this is a near relative 
of Phocena. Possibly it will sometime turn out that he is right; but 
for the present there is no means of deciding the question about 
nearest relationship. The known piece of skull shows only such 
general features that nothing exact can be said except that it comes 
from a Delphinid. Only in the form of the teeth have Phocena and 
its relative Neomeris a peculiarity which distinguishes them from 
other quite ordinarily formed Delphinids ; but the teeth in Paleopho- 
cena are not known. 

Protophocena is also established by Abel (Odontocétes du Bol- 
derien, 1905, pp. 139-141, with illustrations), on the anterior, very 
imperfect part of a skull, without teeth, from the Tertiary deposits 
at Antwerp. Abel refers it to the “ Phocenine.’ There is actually 
nothing whatever, apart- from the small size, that could lead one to 
think of Phocena,; on the contrary, the strong cushion-shaped swell- 
ing and the widening out which the intermaxillary shows in front of 
the nasal aperture suggests rather Lagenorhynchus or “ Grampus.” 
For the present the question about nearest relationship cannot be 
settled. 

Pithanodelphis is established by Abel (Odontocétes du Boldérien, 
1905, pp. 142-145, with illustrations) on the basis of Phocenopsis 
cornutus du Bus from Tertiary strata at Antwerp. Abel refers it to 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 87 


the “Delphinine.’ That which is known of it is an imperfect piece 
of a braincase and a few other parts. The characters, so far as they 
go, agree well with the ordinary dolphin type; the feature which 
especially distinguishes it is that the maxillary posteriorly is bowed 
inward unusually strongly behind the nasal. In this respect, how- 
ever, dolphins show great variation. The more exact position of the 
genus cannot be determined. 

Phocenoides is established by Roy Andrews (1911, lJ. c.) to include 
two recent species, one a new species, Ph. truei from Japan, the other 
a species which True had called Phocena dalli, likewise from the 
northern part of the Pacific Ocean. The deviations from typical 
Phocena are very small; perhaps the most noticeable is that the teeth 
are smaller, with the fan-like widening of the crown less pronounced. 
There can scarcely be sufficient ground for generic separation. 

Xiphiodelphis (“ Ziphiodelphis”’) (see especially Bassani e Misuri 
and Dal Piaz, 1912, J. c.) is established on fragments of skulls from 
Tertiary Italian deposits. There can be no douht that it is a near 
relative of Schizodelphis, etc., but its more exact position is not yet 
clear. 

Delphinavus is established by Lull (1914, J. c.) on an imperfect 
and compressed, indistinct skeleton from a no doubt Miocene deposit 
in California. The genus is supposed to stand very near to Delphinus 
in the narrow sense. The form of the palate, however, the only 
character that distinguishes Delphinus from nearly related Delphinids, 
does not seem to have been ascertained. One of the most important 
peculiarities is that the atlas and axis are mutually free. According 
to what is known it is not possible to clear up the relationship of the 
genus to other Delphinids; but it ought to be especially compared 
with Heterodelphis. 

* (P. 38.) It is Flower who has especially emphasized the differ- 
ence between Delphinids and Physeterids with regard to the relation- 
ship of the hindmost ribs to the vertebree. It is likewise he, in his 
paper on Jmia (Trans. Zool. Soc. London, vol. 6, 1869, pp. 98-100) 
and elsewhere, who has pointed out the intermediate position of the 
Platanistids. The question about the interpretation of the transverse 
processes, etc., had previously been discussed, among others by Esch- 
richt in his paper on Platanista (1851, pp. 369-370). Later it has 
been extensively dealt with by Gerstaecker (Das Skelet des Déglings, 
Hyperoodon rostratus, etc., 1887) and it is also taken up by Abel 
(Sitzungsber k. Akad. Wissensch. Wien, math.-naturwiss. K1., vol. 


118, pt. I, 1909, pp. 247-249). 


88 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


*(P. 43.) On the Physeteride see especially : 

Cuvier: Recherches sur les Ossemens fossiles, ed. 4, vol. 8, pt. 2, 
1836, pp. 117-247, Atlas, pls. 225, 228, with figures of skulls of 
Physeter and Hyperoodon and parts of fossil skulls of Meso- 
plodon, Chonoxiphius and Xiphius (all under the name 
“ Ziphius”’). 

Eschricht: Unders¢gelser over Hvaldyrene, 4de Afhandl., Om 
Nebhvalen; Kgl. Danske Vidensk. Selsk. naturv. mathem. 
Afhandl. 11te Del, 1845, pp. 321-378, pls. 5-8, with figures, 
mostly of soft parts. Hyperoodon. On the dentition in the 
embryo and other things. 

Owen: On some Indian Cetacea; Transact. Zool. Soc. London, vol. 
6, pt. 1, 1866, pp. 17-47, pls. 3-14. Contains a section on 
“Cogia” under the name Physeter (Euphysetes). Exterior, 
skeleton and skull are figured. 

Fischer: Mémoire sur les Cétacés du genre Ziphius; Nouvelles 
Archives du Muséum d’Hist. Nat. de Paris, vol. 3, 1867, pp. 41- 
79, pl. 4, with figures of skulls of Xiphius cavirostris. 

Van Beneden et Gervais: Ostéographie des Cétacés vivants et fossiles, 
Text and Atlas, 1868-80, pp. 303-324, 514-518, pls. 18-27 Dis, 
61-63. All the recent genera and most of the fossils, anione 
them Xiphirostrum, Chonoxiphius, Hoplocetus. 

Burmeister: Descripcion detallada del Epiodon australe (sic) ; Anales 
del Museo Publico de Buenos Aires, entrega quinta, 1868, pp. 
312-366, pls. 15-20. Xiphius. Figures of exterior, skeleton, 
skull, and other parts. 

Eschricht: Ni Tavler til Oplysning af Hvaldyrenes Bygning. med 
Forklaring af Reinhardt ; Kgl. Danske Vidensk. Selsk. Skrifter, 
ste R., naturv. mathem. Afd., vol. 9, 1, 1869. On plates 6 and 
7 are found figures of the skull of adult Hyperoodon and of the 
exterior and skeleton of the fetus. 

Flower: On the osteology of the Cachalot or Sperm-whale (Physeter 
macrocephalus) ; Trans. Zool. Soc. London, vol. 6, 1869, pp. 
309-372, pls. 55-61. 

Owen: Monogr. of the British fossil Cetacea of the Red Crag; 
Paleontogr. Society, vol. for 1869, 1870, pp. 1-40, pls. 1-5, and 
with figures in the text. Mostly on the skull and “beak” of 
“ Ziphius” (=Xiphius, Chonoxiphius, Mesoplodon, “ Ber- 
ardius”’). 

Flower: On the recent Ziphioid Whales, with a descr. of the Skele- 
ton of Berardius arnouxi; Trans. Zool. Soc. London, vol. 8, pt. 


3, 1872, pp. 203-234, pls. 27-29. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE &9O 


Turner: On the occurrence of Ziphius cavirostris in the Shetland 
Seas and a comparison of its skull with that of Sowerby’s Whale, 
Mesoplodon sowerbyi; Trans. Roy. Soc. Edinburgh, vol. 26, 1872, 
pp. 759-780, pls. 29, 30, with figures of skulls. 

Brandt: Untersuchungen uber die fossilen und subfossilen Cetaceen 
Europa’s; Mém. Acad. Imp. Sci. St. Pétersbourg, ser. 7, vol. 20, 
No. 1, 1873. <A section, pp. 204-226, gives a synopsis of the 
then-known fossil Physeterids. 

Flower: A further contrib. to the knowledge of the existing Ziphioid 
Whales, genus Mesoplodon; Trans. Zool. Soc. London, vol. 10, 
pt. 9, No. 2, 1878, pp. 415-437, pls. 71-73, with figures of skulls 
and skeleton. 

Turner: Report on the bones of Cetacea collected during the voyage 
of H. M. S. Challenger in the years 1873-1876; Report on the 
Scientific Results of the voyage of H. M. S. Challenger, Zoology, 
vol. 1, pt. 4, 1880, pp. 1-45, pls. 1, 2. Mostly on Mesoplodon. 
Figures of skulls and other parts. 

De Sanctis: Monografia zootomico-zoologica sul Capidoglio arenato 
a Porto S. Giorgio; Atti della R. Accademia dei Lincei, Mem. 
Cl. sc. fisiche, ser. 3, vol. 9, 1881, pp. 160-242, pls. 1-7. Physeter. 
Exterior and viscera. 

Capellini: Resti fossili di Dioplodon e Mesoplodon; Memorie della 
R. Accademia delle Scienze dell’ Instituto di Bologna, ser. 4, 
vol. 6, 1885, pp. 291-306, pl. 1, with figures of “‘ beak ” and other 
parts. Mesoplodon. 

Capellini: Del Ziphioide fossile (Choneziphius planirostris) scoperto 
nelle sabbie plioceniche di Fangonero presso Siena; Atti della 
R. Accademia dei Lincei, Mem. C1. sc. fisiche, ser. 4, vol. 1, 1885, 
pp. 18-29, pl. 1, with figures of the skull. Chonoxiphius. 

Malm: Om Sowerby’s hval ; Ofversigt af kgl. Svenska Vetensk.-Akad. 
Forhandlingar, 1885, No. 5, pp. 121-153, pl. 9, with figures of 
the skull and other parts. Mesoplodon. 

Gerstaecker: Das Skelet des Doglings, Hyperoodon rostratus, ein 
Beitrag zur Osteologie der Cetaceen und zur vergleichenden 
Morphologie der Wirbelsaule, 1887, pp. 1-175, pl. 1, with figures 
of the vertebre. 

Pouchet et Beauregard: Recherches sur le Cachalot; Nouvelles 
Archives du Muséum d’Hist. Nat. de Paris, ser. 3, Mémoires, 
vol. 1, 1889, pp. 1-96, pls. 1-8, with figures of the exterior, 
skeletal parts, teeth and their development. Physeter. Suite, 
Mém., vol. 4, 1892, pp. 1-90, pls. I-12, with figures of the 
exterior, viscera, etc. 


go SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Moreno: Lijeros apuntes sobre dos géneros de Cetaceos fosiles de la 
Reptblica Argentina; Revista del Museo de La Plata, vol. 3, 
1892, pp. 13-20, in the separate, pls. 10, 11. Mesocetus=Hypo- 
cetus, Notocetus= Argyrodelphis. 

Forbes: Observ. on the development of the rostrum in the Cetacean 
genus Mesoplodon, with remarks on some of the species; Pro- 
ceed. Zool. Soc. London, 1893, pp. 216-236, pls. 12-15. 

Lydekker: Cetacean skulls from Patagonia; Anales del Museo de 
La Plata; Paleontologia Argentina, vol. 2, 1893, pp. 4-8, 12-13, 
pls. 2, 3, 6. Physodon (=Hoplocetus), Hypocetus, Argyro- 
delphis. . 

Moreno: Nota Sobre los restos de Hyperoodontes conservados en el 
Museo de La Plata; Anales del Museo de La Plata, Seccion 
Zoologica, vol. 3, 1895, pp. 1-8, pls. 1, 2. Hyperoodon. Figures 
of entire skeletons and of skulls. 

Benham: On the anatomy of Cogia breviceps; Proc. Zool. Soc. 
London, 1901, vol. 2, pp. 107-134, pls. 8-11. See also, on the 
larynx, Proc. Zool. Soc. London, 1901, vol. 1, pp. 278-300, 
pls. 25-28. 

Benham: Notes on the osteology of the Short-nosed Sperm-Whale ; 
Proc. Zool. Soc. London, 1902, vol. I, pp. 54-62, pls. 2-4. 
“ Cogiax 

Grieg: Bidrag til kjendskab om Mesoplodon bidens; Bergens 
Museums Aarbog, 1904, No. 3, with figures in the text. Exterior, 
skull and various skeletal parts. 

Abel: Die phylogenetische Entwicklung des Cetaceengebisses und 
die systematische Stellung der Physeteriden; Verhandl. d. 
Deutsch. Zool. Gesellschaft, 1905, pp. 84-96. 

Abel: Les Odontoceétes du Boldérien (Miocene supérieur) d’Anvers ; 
Mém. Mus. Roy. d’Hist. Nat. de Belgique, vol. 3, 1905, pp. 1-155, 
with figures in the text. Deals largely with the Physeterids, 
especially with Scaldicetus (=Hoplocetus), Thalassocetus, Phy- 
seterula, Prophyseter, “ Placoziphius,’ “ Paleoziphius,’ Ceto- 
rhynchus, “ Mioziphius” (=Xiphirostrum), “ Choneziphius,” 
Mesoplodon. 

Danois: Recherches sur l’anatomie de la tete de Kogia breviceps 
Blainv. ; Archives de Zoologie expérimentale et générale, ser. 5, 
vol. 6, I910, pp. 149-174, pls. 5-8, and with text figures. 

Trtie: Descr. of a skull and some vertebre of the fossil Cetacean 
Diochoticus Vanbenedeni from Santa Cruz, Patagonia; Bull. 
Amer. Mus. Nat. Hist., vol. 28, 1910, pp. 19-32, pls. 1-5. Argyro- 
delphis. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE gti 


True: An account of the Beaked Whales of the family Ziphiide in 
the Collection of the United States National Museum, with re- 
marks on some specimens in other American Museums; Bull. 
U.S. Nat. Mus., No. 73, 1910, pp. 1-89, pls. 1-42. Mesoplodon, 
“ Ziphius,’ “ Berardius,’ Hyperoodon. Figures of skulls and 
skeletal parts. 

Danois: Recherches sur les visceres et le squelette de Kogia brevi- 
ceps Blainv. avec un résumé de Vhistoire de ce Cétacé; Arch. 
Zool. expér. et génér., ser. 5, vol. 6, 1911, pp. 465-489, pls. 23, 24. 

[Schulte: The skull of Kogia breviceps Blainv.; Bull. Amer. Mus. 
Nat. Hist., vol. 37, pp. 361-404, pls. 35-43. June 28, 1917. ] 

[Schulte and Smith: The external characters, skeletal muscles, and 
peripheral nerves of Kogia breviceps (Blainville) ; Bull. Amer. 
Mus. Nat. Hist., vol. 38, pp. 7-72, figs. 1-21. February 23, 1918. ] 

[Kernan and Schulte: Memoranda upon the anatomy of the respira- 
tory tract, foregut, and thoracic viscera of a foetal Kogia 
breviceps; Bull. Amer. Mus. Nat. Hist., vol. 38, pp. 231-267, 
figs. 1-16. April 18, 1918. ] 

[Kernan: The skull of Ziphius cavirostris; Bull. Amer. Mus. Nat. 
Hist., vol. 38, pp. 349-394, pls. 20-32. August 1, 1918. ] 

Cetorhynchus was established by Gervais on remains from Tertiary 

strata in southern France. The most important fragment was the 
anterior portion of an under jaw (figured in Ostéographie des Cétacés, 
pl. 57, fig. 12). The genus is discussed by Abel (Odontocetes du 
Boldérien, 1905, pp. 94-98), who refers to it a piece of a lower jaw 
from the Tertiary deposits at Antwerp. The mandible has a long 
symphysis menti and a long row of close-placed alveoli for rather 
large teeth. It is a peculiar fact that the alveoli are not completely 
separated from each other. Only low transverse ridges separate the 
teeth at their bases ; otherwise the teeth lay in a common groove. Abel 
thinks that he sees in these conditions a beginning to the peculiarities 
of the “ Ziphius” group. Perhaps he is right, but there are still 
other possibilities. 

Anoplonassa probably belongs to the group Xiphii, quite likely as 

a near relative of Xiphirostrum. It was described by Cope (Proc. 

Amer. Philos. Soc., vol. 11, 1871, pp. 188-190, pl. 5, fig. 5) on the 

basis of the anterior part of the mandible from Tertiary deposits at 

Savannah, Georgia; but it is best known from a paper by True 

(Observations on the Type specimen of the fossil Cetacean Anoplo- 

nassa forcipata Cope; Bull. Mus. Comp. Zool., vol. 51, 1907, pp. 97- 

106, pls. 1-3). The fragment in question shows the mandibular rami 


Q2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


grown together in a very long symphysis menti. They are staff- 
shaped, each with a cup-like pit left by a large tooth at the very front, 
a somewhat indistinct alveolus further back, and also with more or 
less indistinct traces of other teeth in a degenerate dental groove. 
Abel (Odontoceétes du Boldérien, 1905, p. 92) compares Anoplonassa 
with Paleoziphius; but True is no doubt right in finding a greater 
likeness to “ Mioziphius” (=Xiphirostrum). However, Anoplo- 
nassa is still too slightly known to be exactly placed. 

“ Paleoziphius” is established by Abel (Odontocetes du Boldérien, 
1905, pp. 90-94, with figure) on the basis of a piece of the anterior 
end of a lower jaw from the Tertiary at Antwerp. The specimen had 
previously been referred by others to Champsodelphis and by Abel 
himself doubtfully to Acrodelphis (=Champsodelphis). The jaw 
has a long symphysis menti and a long series of alveoli left by good- 
sized teeth. Abel says of it with great positiveness that it belonged to 
a member of the family “ Ziphiide”’ (a group that about corresponds 
to the Xiphiini of the present paper; it was, he thinks, one of the 
first links in the series that leads from the oldest, many-toothed 
Ziphiids to the living two-toothed forms. His reason for believing 
this is that he finds the first and seventh alveoli larger than the others, 
a condition that he considers a first beginning of the condition found 
in the recent genera of the group. But in the photograph of the jaw 
it is impossible to see this difference in the alveoli. There is the 
greatest possibility of a mistake; and it cannot be asserted with any 
positiveness where the genus belongs. 

“ Placoziphius” is established by Van Beneden on the basis of 
pieces of a skull from the Tertiary deposits at Antwerp (figured in 
the Ostéographie des Cétacés, pl. 27, fig. 11). It is discussed by Abel 
(Odontocetes du Boldérien, 1905, pp. 85-88), who considers it a near 
relative of Physeter. In this he is no doubt right, but any final 
decision is still impossible. 

Hypocetus was described as a special genus by Moreno (1892, 
I. c.) under the name Mesocetus Moreno (nec Van Beneden). It was 
called Hypocetus by Lydekker (1893, /. c., in title and in explanation 
of plates, Paracetus in text). From Ameghino (Enumération syn- 
optique des especes de Mammiféres fossiles de Patagonie, 1894, p. 
181) it received the name Diaphorocetus. It is based on a much- 
broken skull from the Tertiary of Patagonia. Of the genus it can 
be said that it no doubt belongs to the section Physeterini as a rather 
near relative of Hoplocetus, but a more exact opinion is scarcely 
possible. 


no. 8 INTERRELATIONSHIPS OF THE CETACEA—WINGE 93 


Thalassocetus is based by Abel (Odontocétes du Boldérien, 1905. 
pp. 70-74, with figures) on a few pieces of forehead of skulls from 
the Tertiary deposits at Antwerp. Abel is no doubt right in consider- 
ing it a near relative of Hoplocetus (“ Scaldicetus’’) ; but the genus 
is too slightly known to be definitely placed. 

Prophyseter is based by Abel (Odontocétes du Boldérien, 1905, 
pp. 82-85, with figures) on very imperfect remains from the Tertiary 
deposits at Antwerp. If the interpretation of the bones is right 
(whereof, according to the photographs, there seems to be some 
reason for doubt) the remains represent two pieces (perhaps belong- 
ing together) of the left side of a snout-tip, a piece of intermaxillary 
and a piece of maxillary, both with alveoli but no teeth. Abel believes 
that Prophyseter was a relative of Hoplocetus (“ Scaldicetus”), but 
that it had gone a step further in the direction of Physeter, since the 
upper teeth had begun to degenerate. This refers to the fact that the 
alveoli in the intermaxillary appear to be in course of obliteration 
after the disappearance of the teeth. With regard to this there might 
be other explanations also. The specimens are too doubtful for any- 
thing final to be said about the animal’s relationship. 


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INDEX 


Acrodelphide 61 Classifications, most important former 
Acrodelphis 30, 86 58 

Agabelus 60 Clymenia 59 

Agorophiide 61 Cogia 42, 44 

Agorophius 23, 24, 70 Creodontia 61 

Agriocetus 70 Cyrtodelphis 30, 86 

Alabamornis gigantea 63 Delphinapteridz 60 

Amphicetus 69 Delphinapterus 31, 35 

Anoplonassa 91 Delphinavus 87 

Archaeoceti 10, 15 Delphinide 11, 28, 35, 46, 81 


Delphini 31, 36 
Delphinoceti 61 
Delphinodon 30, 35 
Delphinoidea 59 
Delphinopsis 57, 85 
Delphinus 32, 36 
Dermal armor, supposed traces of 56 
Diaphorocetus 92 
Diochoticus 38 
Dioplodon 59 
Diphyletic origin 48 
Doryodon 62 
Dorudon 62 

Eocetus 65 
Eubalaena 59 
Eucetotherium 69 
Euphysetes 88 
Eurhinodelphide 61 
Eurhinodelphini 31, 35 
Eurhinodelphis 31, 35 
Feresa 33 
[Globicephala] 34, 37 
Globicephalus 59 
Globiceps 34, 37 
Globicipites 33, 36 
Grampus 34, 30 
Hand, structure of 49 
Herpetocetus 69 
Hesperocetus 79 
Heterocetus 69 
-Heterodelphis 30, 35 
Hoploceti 41, 44 


Argyrocetus 31, 35 
Argyrodelphini 38, 43 
Argyrodelphis 38, 43 
Asymmetry of skull 72 
Aulocetus 69 
Balena 18, 21 
Balenidz 10, 16, 21, 45, 65 
Balznini 18, 21 
Balznodon 42 
Baleznoidea 59 
Balenoptera 21, 22 
Balenopteride 61 
Balzenopterini 20, 22 
[Basilosauride] 11, 15, 63 
[Basilosaurus] 14, 15 
Beluga 59 
Beluginae 59 
Berardius 41, 44 
Burtinopsis 69 
Cephalorhynchus 33 
Cephalotropis 70 
Cetacea, classification of 58 
origin of 47 
Cetorhynchus 91 
Cetotheriomorphus 69 
Cetotheriophanes 69 
Cetotheriopsis 69 
Cetotherium 21, 22 
Champsodelphis 30, 35 
ombonii 30 
Choneziphius 40 
Chonoxiphius 40, 44 


95 


96 INDEX 


Hoplocetus 42, 44 Paleopontoporia 60 
Hyznodon 1, 12 Paleoziphius 92 
- Hyznodontide 1, 12 Paracetus 92 
Hyperoodon 41, 44 Parasqualodon 77 
Hyperoodontes 40, 44 Patriocetidz 61 
Hypocetus 92 f Patriocetus 70 
Idiocetus 69 Phalanges, increased number of 49 
Inia 26, 28 Phoczena 35, 37 
Iniidz 80 Phocenz 34, 37 
Iniinae 59 Phocenidze 61 
Iniopsis 85 Phocznoides 87 
Ischyrorhynchus 79 Phocenopsis 86 
Isocetus 69 Physalus 59 
Ixacanthus 60 Physeter 42, 44 
Kekenodon 64 Physeteres 42, 44 
Kogia 59 Physeteridz 11, 37, 43, 46 
Lagenorhynchi 33, 36 Physeterini 41, 44 
Lagenorhynchus 33, 36 Physeterula 42, 44 
Lipotes 26, 28 Physetodon 115 
[Lissodelphis] 33, 36 Physodon 42 
Lophocetus 85 Pithanodelphis 86 
Megaptera 21, 22 Placoziphius 92 
Megapteropsis 69 Platanista 27, 28 
Mesocetus 65, 69, 92 Platanistide 11, 25, 28, 46 
Mesoplodon 30, 44 Platanistine 59 
Mesoteras 69 Plesiocetopsis 69 
Metasqualodon 77 Plesiocetus 20, 22 
Metopocetus 69 Pontistes 26, 28 
Micropteron 59 Pontivaga 79 
Microsqualodon 77 Pontoporia 26, 28 
Microzeuglodon 64 Pontoplanodes 27 
Microzeuglodontidz 61 Preepollex 65 
Mioziphius 40 Priscodelphinus 60 
Monodon 31, 35 Prodelphinus 32, 36 
Monodontes 31, 35 Proinia 79 
Mystacoceti 10, 16 Prophyseter 93 
Neobalzna 18, 21 Prosqualodon 24 
Neomeris 35, 37 Protocetus 11, 15 
Neophocena 35, 37 atavus 48 
Neosqualodon 24 Protophocena 86 
Notocetus 38 Prozeuglodon 13, 15, 62 
Odontoceti 10 atrox 13 
Orca 33, 36 Pseudorca 34, 37 
Orcella 34, 36 Pterodon 1, 12 
[Orcinus] 33, 36 : Pterygoid bone 80 
Origin of the Cetacea 47 Rhabdosteus 85 
Pachycetus 60 Rhachianectidz 60 


Paleophoczena 86 Rhachionectes 20, 22 


Rhegnopsis 70 
Rhizoprion 75 
Sagmatias 33 
Saurocetide 709 
Saurocetus 27 
Saurodelphis 27, 28 
Scaldicetus 42 
Schizodelphis 30, 35 
sulcatus 30 
Sibbaldius 59 
Siphonocetus 69 
Sotalia 32 
Squaloceti 61 
Squalodon 23, 24 
Squalodontidz 10, 22, 24, 45, 75 
Steno 32, 36 
Stenodelphis 26, 28 
Stypolophus 12 
Teeth, increased number of 50 
Thalassocetus 93 
Tretulias 69-70 


INDEX 


Tursio 33, 360 
Tursiops 33, 36 
Ulias 69 
Xiphii 39, 44 
Xiphiini 38, 43 
Xiphirostrum 40, 44 
Xiphius 40, 44 
Xiphodelphis 87 
Zeuglodon 14, 15 
brachyspondylus minor 62 
caucasicus 64 
cetoides 14 
isis 14 
osiris 13, 62 
pelvis of 62 
Zeuglodontide 10, II, 15, 45, 63 
Ziphiide 61 
Ziphirostrum 40 
Ziphius 40 
Ziphodelphis 87 
| Zygorhiza 62 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 9 


NEOABBOTTIA, A NEW CACTUS GENUS 
FROM HISPANIOLA 


WitH Four PLates 


BY 
N. L. BRITTON AND J. N. ROSE 


(PUBLICATION 2651) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
JUNE 15, 1921 


at 


The Lord Baltimore Press 


BALTIMORE, MD., U. 8. A. 


< 


NEOABBOTTIA, A NEW CACTUS GENUS FROM 
HISPANIOLA 


By N. L. BRITTON anp J. N. ROSE 
(With Four Pirates) 


Among the earliest cacti described were those obtained by Plumier, 
more than two hundred years ago, mostly from the island of His- 
paniola, better known as Santo Domingo. These were characterized 
briefly by him in 1704 and his illustrations of them were published 
in 1755 by Burmann; Lamarck gave most of them binary names in 
1783 under the genus Cactus, and in 1828 De Candolle referred all 
the cereoid forms to the genus Cereus; the other species described 
by Plumier have been referred by various authors to Mammuillaria, 
Cephalocereus, Pilocereus, Rhipsalis, Melocactus, Pereskia, Opuntia 
and Nopalea. We have experienced great difficulty in definitely 
identifying the plants from the illustrations of Plumier, since these 
are largely diagrammatic. As the type locality is generally given, 
however, the identification of all of them may eventually be made 
fairly definite. 

In 1920 when Dr. W. L. Abbott and Mr. E. C. Leonard were start- 
ing for Haiti, we asked them to collect both living and herbarium 
specimens of all the cacti met with. As good fortune directed, they 
spent a considerable time on the Cul-de-sac, where Plumier collected, 
and so probably obtained several of the species which he described. 
About 20 species of cacti were observed by them there. One of 
these, which has proved to be an undescribed genus, is the subject 
of this article. The Cul-de-sac is the bottom of an old salt lagoon, 
which now has an altitude of 20 feet or more above the sea. It is 
a coral formation and an ideal habitat for many kinds of cacti. Here 
they appear in thickets or literally as forests, forming the dominant 
feature of the landscape. This region lies north and east of Port- 
au-Prince, extending from the bay of Port-au-Prince to Lake 
Saumatre. 

After the return of Dr. Abbott and Mr. Leonard in September 
of the same year with these valuable specimens we wrote, at the 
suggestion of Mr. Leonard, to Mr. H. M. Pilkington, an American 
business man then stationed at Port-au-Prince, asking him to pro- 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 9 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cure additional material. In the latter part of December, 1920, Mr. 
Pilkington returned to New York and brought with him two large 
boxes of plants, containing two sections of the trunk, several living 
plants, and fruits of the new genus, as well as specimens of four 
other species, with field notes and photographs. 


NEOABBOTTIA Britt. and Rose, gen. nov. 


A treelike cactus with a smooth upright terete trunk and a much 
branched top, the branches strongly winged or ribbed, normally from 
the distal end of the preceding branch, but sometimes from below the 
tip and usually in the same plane; ribs thin and high, very spiny; 


FLIKGQ) Ihe FIG: 2: 


Fics. 1 and 2.—Flower and fruit of Neoabbottia. Natural size. 


flowers nocturnal, small, tubular with a narrow limb, borne several 
together at the distal end of a terminal branch from a small felted 
cephalium ; perianth persisting on the ovary ; perianth-tube and ovary 
bearing small scales with short wool and an occasional bristle in their 
axils; perianth-segments very small; throat of flower a little broad- 
ened at the top, bearing many stamens; style slender; fruit oblong, 
turgid, nearly naked, deeply umbilicate; seeds minute, black, 
muricate. 

A monotypic genus of Hispaniola, dedicated to Dr. W. L. Abbott. 
a patron of natural history. 

Type species, Cactus pamculatus Lam. 


NO.Q NEOABBOTTIA, A NEW CACTUS GENUS—BRITTON AND ROSE 5 


NEOABBOTTIA PANICULATA (Lam.) Britt. and Rose 


Cactus paniculatus Lam. Encyl. 1: 540. 1783. 
Cereus paniculatus DC. Prodr. 3: 466. 1828. 


Six to ten meters high or even higher; trunk woody, 30 cm. in 
diameter, the wood close-grained, yellowish white ; bark of the trunk 
1.5 cm. thick, brown, not spiny in age, smooth; branches 4 to 6 cm. 
broad, strongly 4-ribbed, rarely 5-ribbed, occasionally 6-ribbed or 
winged; ribs thin, 1.5 to 2.5 cm. high, their margins somewhat 
crenate, the areoles borne at the base of the sinuses, 1.5 to 2 cm. 
apart ; spines 12 to 20, acicular, brownish to gray, 2 cm. long or less ; 
cephalium 1 to 1.5 cm. in diameter, becoming elongated and angled ; 
flowers straight, 5 cm. long, with a limb about 3 cm. broad; tube 6 
to 7 mm. long, about 18 mm. in diameter, with walls 5 to 6 mm. 
thick; inner perianth segments greenish white, short-oblong, about 
I cm. long, obtuse; throat 18 mm. long, covered with numerous 
filaments, these with a knee near the base and pressing against the 
style; stamens and style included; ovary and flower tube tubercled, 
the former with short tubercles, the latter with oblong ones (some- 
times 1.5 cm. long), each ending in a depressed areole subtended by 
a minute scale; areoles bearing a tuft of brown felt and an occa- 
sional brown bristle; fruit oblong in outline, 6 to 7 cm. long, 4 to 5.5 
cm. in diameter, turgid, nearly naked; rind green, thick, hard; seeds 
rounded above, cuneate at base, with a large lateral depressed hilum. 


Collected near Port-au-Prince, Haiti, on the Cul-de-sac by Dr. 
W. L. Abbott and Mr. E. C. Leonard, April, 1920 (no. 3500) ; also 
at the same locality by Mr. H. M. Pilkington, December, 1920: also 
a single branch by Dr. Paul Bartsch at Thomazeau in 1917 (no. 
221). Here doubtless belongs W. Buch’s specimen, described in a 
note under Cereus paniculatus by Dr. 1. Urban in his Flora Domin- 
gensis." 

This plant was described by Plumier* as follows: Melocactus 
arborescens, tetragonus, flore ex albido. This description was re- 
peated by Tournefort,’ with the addition of a single word, in 17109. 
Plumier’s drawing of this plant was published long after his death 
by Burmann as plate 192 of the Plantarum Americanum and upon 
this plate Lamarck based his Cactus’ paniculatus, which De Candolle 


‘Symbol Antillane seu Fundamenta Flore Indiz Occidentalis, 8: 462. 1920. 
*Catalogus Plantarum Americanum, 19. 1703. 
* Histoire des Plantes, 1: 653. 17109. 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


a little later took up as Cereus paniculatus. Ever since, the plant 
has usually passed under the latter name, with an occasional reversal 
to the earlier one. 

Until recently, the species has been known only from this old 
illustration and these brief descriptions. The Abbott and Leonard 
material consists of wood sections and herbarium specimens of 
branches, flowers, fruit, and seeds, supplemented by living specimens 
and by fruit and flowers in formalin, together with several habit 
photographs. These convince us that the plant belongs to neither 
Cactus nor Cereus, but to an undescribed genus. In habit it resem- 
bles Dendrocereus, its branches resemble Acanthocereus, and the 
small limb of the flower resembles Leptocereus; but the plant differs 
from all of these in bearing several flowers at the ends of terminal 
branches and in developing a kind of cephalium. In the last respect 
it approaches Neoraimondia, near which we would place it in our 
present classification. ] 

Although at first Neoabbottia is weak and only 4-angled, suggest- 
ing Acanthocereus, it forms ultimately a thick woody trunk. The 
full-grown plant in habit and branches much resembles Dendrocereus 
nudiflorus of eastern Cuba, but it has much smaller and different 
flowers and seeds. 

The following remarks are from the careful field notes of Mr. 
Pilkington, made in December, 1920. 

“ Grows to a height of 50 feet, in light sandy arid soil of recent 
ocean bottom. Known to natives as ‘ Gadasse.’ No use is made of the 
plant except burning the dead branches for torches. The wood so 
used is called ‘ Bois Chandelle’ or ‘ Bois Flamboyant ’—‘ Candle- 
Wood’ and ‘ Flaming-Wood,’ from the bright smokeless light. Fruit 
falls when ripe; rind soon decays, leaving seed in a mass retained 
in shape by a mucilaginous pulp. The young plant develops a bul- 
bous root with a simple upright stem made up of several joints and 
later giving off lateral branches which come off from the upper end 
of other branches; the main stem is 4 to 6-winged, but as it grows 
older becomes square, pentagonal, or hexagonal, according to the 
original number of ribs on each joint, and in age terete or nearly 
so with the ribs showing as mere lines, bearing the scars of the old 
spines; the branches are more numerous on one side of the main 
branch and these always lie in the same plane, the ribs when of the 
same number being opposite those of the main joint. This dispo- 
sition of the joints causes the main stem to bend or curve and the 
whole has a striking resemblance to the flat antlers of moose and 


NO.Q NEOABBOTTIA, A NEW CACTUS GENUS—-BRITTON AND ROSE 5 


elk. This arrangement is shown in the mature tree, although the 
intermingling of the several branches gives the general effect of an 
ordinary tree-top. 

“The natural pruning of the tree comes about through the death 
of branches caused by epiphytic plants, the breaking off of branches 
by the weight of a clambering cactus, and the attack of insects which 
live in the fleshy joints. These insects are much sought after by a 
red-headed woodpecker. ; 

“Flowers are borne at the extreme tip of the terminal joints and 
never from the sides, the fruit appearing therefore always at the 
tips. A single fruit always grows directly in line with a rib, but when 
several fruits grow from the same terminal bud they are compelled 
to radiate at right angles to the axis of the joint. Four fruits from 
one joint is the highest number observed, two only usually appearing 
to be normal. As the ovary develops the flower shrinks, dries, and 
appears finally as a brown protuberance attached to the apex of the 
mature fruit. The old flowers at length fall off the mature fruit, 
leaving a well-defined umbilicus. The fruit measures 6% to 7 inches 
in circumference. When ripe it is waxy, smooth, yellow with faint 
streaks of pink radiating from the base; flesh same color as rind, 
glutinous, firm, slightly acid to taste, hardly edible. 

“Seeds are embedded in a secretion which in water produces a 
remarkable bulk of mucilaginous jelly, which is mildly acid and not 
unpleasant to taste. Fruit does not seem to be attacked by birds and 
is never eaten by natives. Successive crops of fruit appear from 
this same bud cluster at the top of the terminal joint, each crop absorb- 
ing some of the substance of the joint ; the joint shrinks and solidifies, 
the ribs become furrows, the center enlarges, and finally all becomes 
a woody mass of varying dimensions, as long as 3 inches, thus 
forming what you have called a ‘cushion,’ but which is really an 
atrophied joint after several years of fruit-bearing.” 

The nature of the cephalium is not well understood, but it seems 
to be an abortive joint. It first appears like a large felted areole 
from which several flowers are produced; it slowly elongates and 
finally becomes 7 cm. long or more, still producing the flowers at the 
tip. When very old most of the felt wears off, leaving a stubby 4 
or 5-angled joint ; the areoles, however, are not borne on the angles 
as in normal branches, but in the depressions or furrows between the 
ridges. In these furrows the areoles form a continuous band of felt 
from the base to the top of the joint. One of these flower-bearing 
joints which Mr. Pilkington has sent is 5 cm. long and we have esti- 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 7/2 


mated that it has borne 20 sets of flowers and fruits and may possibly 
be 20 years old. While all the flowers we have seen are terminal, 
it is possible that they may sometimes occur from other places on 
the terminal joint. In one specimen examined we have found an 
enlarged areole near the base and one on the side of the terminal joint, 
which suggests that they had been flower-bearing. Plumier’s illus- 
tration, which is not accurate, shows numerous lateral flowers. The 
stubby tlowering joints, while usually solitary, appear sometimes in 
pairs. 


EXPLANATION: OF PLATES 


PLATE I 


Plumier’s original illustration of Neoabbottia paniculata, reduced; repro- 
duced from plate 92 of Burmann’s Plantarum Americanum. 


PLATE 2 
Neoabbottia paniculata (Lam.) Britt. & Rose <A. B. Two types of growth. 


PATE 


Neoabbottia paniculata (Lam.) Britt. & Rose. A, a plant growing in the 
open; B, a plant growing in a thicket. 


PLATE 4 

A. Neoabbottia paniculata (Lam.) Britt. & Rose. Upper part of a plant. 

B. Neoabbottia and Cephalocereus. a, An elongated branch of Neoabbottia; 
e, a terminal branch of Neoabbottia, fruiting for the first time; c and f, stubby 
branches of the same, which have produced fruit for many years; b and d, 
small plants of Cephalocereus polygonus, growing epiphytically on Neoab- 
bottia. 


VOL. 72, NO. 9. PL. 1 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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MISCELLANEOUS COLLECTIONS 


VOL. 72, NO. 9, PL. 2 


NEOABBOTTIA PANICULATA (Lam.) BRITT. AND Rose 


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SMITHSONIAN 


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MISCELLANEOUS COLLECTIONS 


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VOL. 


72, NO. 9, PL. 3 


NEOABBOTTIA PANICULATA (LAM.) BRITT. AND ROSE 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 9, PL. 4 


A. NEOABBOTTIA PANICULATA (LAm.) Britt. AND Rose 


a 


B. NEOABBOTTIA AND CEPHALOCEREUS 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 10 


THE CIRCULATORY SYSTEM IN BONE 


WitH Six PLATES 


BY 
US ROORE, MD: 


(PuBLICATION 2652) 


GITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
AUGUST 20, 1921 


The Lord Baltimore (Press 
BALTIMORE, MD., U. 8. A. iy, 


“ 


Thi CIRCULATORY “SYSTEM IN BONE 


By Jy Se EOOTE, M.D. 


Professor of Pathology, Medical Department of Creighton University, 
Omaha, Nebraska 


(WitH 6 PLaTEs) 


INTRODUCTION 


This article on the circulatory system in bone is the result of a 
continued study of the comparative histology of bone published in a 
monograph entitled “ A Contribution to the Comparative Histology 
of the Femur,” Smithsonian Contributions to Knowledge, Vol. 35, 
No. 3, 1916. 

In that monograph were described the structural bone types and 
the type combinations as they were observed in cross sections of the 
femora of various animals from amphibians to and including man.” 
The circulation within the bone substance was not seen at that time, 
as cross sections do not show it properly. 

In 1919 a casual preparation of a tangential section of the femur 
of a domestic turkey disclosed a very remarkable circulation in the 
bone substance and it was this disclosure that led to further examina- 
tion of tangential sections of the bones of different animals, the draw-. 
ings and descriptions of which are here presented. 

Later (1919-20) the structure of and circulation in the bone of the 
_ fish, as seen in the Mascalonge, Esox, were studied, compared with 

the bone types of later vertebrate animals and added to the list of 
bones examined. 


THE CIRCULATORY SYSTEM IN BONE 

The circulatory system in bone, as usually described, is limited to 
the blood vessels of periosteal membranes, medullary canals and 
diploe of long and cranial bones respectively, little being known about 
the circulation within the bone substance itself. 

The circulation described in this article is situated in the bone 
substance of the mandible and cranial bones of the fish, Mascalonge, 
_Esox, in the walls of the long bones of the amphibian, reptile, bird, 


1Number of sections of femora described and drawn in the monograph, 440. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 10 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


bat, other mammals and man, in the cranial bones of man, in the inner 
wall of the oth rib and in the infra- and supra-spinous fossae of the 
scapula of man. The blood supply of the lower jaw and cranial bones 
of the fish is derived from the dermal vessels which enter the bone 
at various points and assume parallel positions in the bone substance, 
while the blood supply of the long bones of the higher vertebrates 
comes from two sources, viz. the periosteal vessels which send off 
many small branches into the bone through entering canals (canals 
of Volkmann and other canals), and the medullary arteries which 
pass obliquely through the walls of the shafts into the medullary 
canals where they divide into ascending and descending branches 
from which small vessels are sent off into the walls of the bones and 
here become continuous with the vessels from the periosteum. 

The blood supply of the flat bones, such as the cranial, is derived 
from the vessels of the pericranial and endocranial membranes which 
send off branches into the outer and inner tables of these bones com- 
municating by way of the central medullary diploe. 

From a study of a large number of bone sections * there are found 
to be three structural types and various type combinations * which 
enter into the formation of bone: these are the first, composed of 
lamellae ; the second, composed of laminae; and the third, composed 
of Haversian systems. These three types are combined in various 
proportions in the bones of different animals. The circulations 
which are found to be present in the different types of bone also 
present variations which are sufficiently distinctive in character to 
form two circulatory types, viz., the branching, and the plexiform. 
The branching type, composed of tree-like branches, is found in the 
first type bones, the plexiform, composed of small, large and irregu- 
larly shaped meshes enclosed by small vessels, is found in the second 
and third type bones, while combinations of the branching and plexi- 
form circulations are present in structural type combinations. 

In the demonstration of the circulations some difficulty arises in 
the preparation of the bone slides. In small animals like the frogs 
or other animals of the same size it is practicaily impossible since 
the long bones are almost always round and tangential sections of 
them are necessarily flat. In large animals the long bones have flat 
areas of sufficient extent to make satisfactory slides. 

In the preparation of bone sections for the purpose of showing the 
circulation, a flat surface of bone is selected and as large a piece as 


* Number of sections of bones examined up to the present, 1000. 
* A Contribution to the Comparative Histology of the Femur, by J. S. Foote, 
M. D., Smithsonian Contr. to Knowl., Vol. 35, No. 3, 1916. 


NO. IO THE CIRCULATORY SYSTEM IN BONE—FOOTE 3 


possible is sawed out, tangential to the diameter of the bone, and 
ground down to a suitable thinness which is determined by the ap- 
pearance of the circulation. 

It ‘is not the thinnest possible section, measured in microns, that 
is most desirable, but one of sufficient clearness to show the circula- 
tion. During the grinding process it is necessary to examine the 
section at short intervals in order to ascertain just when to terminate 
the process. 

The following sections taken from the bone of fish, amphibian, 
reptile, bird, mammal, and man have been studied, described, and 
drawn for the purpose of showing the structure and the circulation 
which belongs to it. 


CROSS AND TANGENTIAL SECTIONS OF THE LOWER JAW AND 
TANGENTIAL SECTION OF THE CRANIAL BONE OF THE MAS- 
CALONGE, ESOX, A FISH OF WISCONSIN WATERS 


CROSS SECTION OF A PORTION OF THE LOWER JAW 
Pie Gen eleA\ 


The section is composed of parallel disks of bone substance situated 
between vascular channels or clefts. The bone substance does not 
show the presence of lacunae with their canaliculi. Very minute 
parallel canaliculi extend across the disks from one channel or cleft 
to another. A wave effect is given to the section by the undulating 
forms of the clefts. This arrangement of channels in the bone sub- 
stance produces a very fine channel circulation. At short intervals 
within the clefts, as at C, figure 1, plate 1, may be seen small objects 
from which radiate minute canaliculi presenting the appearance of 
the canaliculi radiating from their lacunae, but these are in the vas- 
cular clefts and not in the bone substance. 


TANGENTIAL SECTION OF A CRANIAL BONE OF THE MASCALONGE 
IPAb, any IRE, ae 


In this section are seen parallel rows of objects of various shapes 
situated in the bone substance. Some of them are circular with dark 
crescents on one side, while others are very irregular in shape. No 
canaliculi extending outward from them can be seen. For this 
reason they cannot be lacunae in the bone substance, as osteoblasts 
occupying such lacunae would be without a blood supply. On ac- 
count of their general circular character these objects appear to be 
different sections of the vascular clefts of the bone and if any bone- 
producing cells are present they must be within the vascular clefts. . 


4. SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


CROSS SECTION OF ANOTHER PORTION OF THE LOWER JAW OF THE MAS- 
CALONGE SHOWING THE EARLY DIFFERENTIATIONS OF 
HAVERSIAN SYSTEMS 
IPs iy LOWY 

These are small vascular canals surrounded by clear areas—in 
some instances lamellated, in others, homogeneous. Between the 
vascular canals is the bone substance with very fine channels. The 
vascular canals with surrounding clear areas become Haversian sys-, 
tems as vascular differentiation progresses. This early form of 
Haversian differentiation has a wide distribution since it is found in 
bone sections from fish to and including man. It is much more prom- 
inent in the lower orders of vertebrates than in the higher. Thus 
two early phases of the circulation are found in the bone of the 
mascalonge, viz., the channeled and early Haversian differentiation. 


TANGENTIAL SECTION OF THE INNER RIDGE OF THE LOWER JAW OF 
THE MASCALONGE SHOWING THE BLOOD VESSELS 
IBity ity MC) 

The blood vessels vary in size. They are parallel with each other. 
Some are branching. Around the outside of their delicate connective 
tissue walls are seen fine plexuses of nerves. Between the vessels 
is seen a fine channeled bone substance without lacunae. — 


CROSS AND LONGITUDINAL SECTIONS OF THE FEMUR OF A 
MEDIUM SIZED BULLFROG, RANA CATESBEIANA 


(The large, medium sized and small bullfrogs have different degrees of bone 
differentiation.) * 


CROSS SECTION SHOWING THE STRUCTURE 
Tein iis JENKeS at 


The type of bone is an early first. The inner wall is composed of 
bone substance in which are radiating, vascular, bush-like channels 
extending from the external to the internal circumferential lamellae 
and between which are round or oval lacunae with short branching 
canaliculi embedded in the bone substance and communicating with 
the bush-like radiations by means of their canaliculi. The bush-like 
vascular radiations appear to be segmented in some instances due 
to their oblique positions and the plane of the cross section. In the 
outer wall these radiating channels are absent and the bone is com- 
posed of lamellae with oval lacunae and radiating canaliculi. 


*Tdem. 


NO. IO THE CIRCULATORY SYSTEM IN BONE—FOOTE 5 


LONGITUDINAL SECTION OF THE SAME FEMUR SHOWING THE 
CIRCULATION 
Pu. 1, Fie. 5 

The oblique entering canals in the shafts of the femora of bull 
frogs, for the passage of the medullary arteries, are found in the bone 
of the large and medium sized but not in the small animals. As the 
femur of the frog is small and round the circulation in a tangential 
section could not be seen. The general plan, however, is shown in a 
longitudinal section of the inner wall as represented in figure 5, 
plate 1. The letter C is placed at the center of the shaft. In this wall 
are two sets of six or seven oblique vascular canals entering the shaft 
from the periosteal surface and united in such a manner as to form 
slanting m-shaped converging loops. These loops, beginning near 
the extremities of the shaft, converge toward the lineal center and 
medullary surface. From these loops and their stems minute can- 
aliculi are sent off into the bone substance where they communicate 
with the lacunae. Between the two sets of converging loops are short 
segments of loops extending across the wall transversely. In the 
outer wall the loops are not seen in longitudinal section nor are the 
radiating vascular channels seen in the cross section of this wall. 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF THE 
REPTILE, ALLIGATOR MISSISSIPPIENSIS 


CROSS SECTION SHOWING THE STRUCTURE 
Pei. bite. 6 


This section is composed of three wide, concentric rings of incom- 
pletely differentiated Haversian systems alternating with two narrow, 
concentric laminae. The vascular canals surrounded by clear areas 
similar to those seen in the bone of the fish are early forms of 
Haversian systems. The laminae are more advanced in differentia- 
tion than the Haversian systems. The bone, as a whole, shows an 
early second and third type structure. 


TANGENTIAL SECTION OF THE SAME FEMUR, SHOWING THE 
CIRCULATION 


124b aie EWC G 


The circulation is in the form of a vascular plexus. The section 
is situated below the periosteal surface near the posterior ridge. 
Several entering canals, without surrounding lamellae, are seen in 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cross section in the bone substance through which periosteal vessels 
pass into the bone. The vascular plexus is very extensive and has 
a general longitudinal direction. The meshes are irregular in size 
and shape. In some portions of the section vascular expansions are 
found. The blood vessels are round and occupy similarly shaped 
channels in the bone substance. They are composed of very thin 
connective tissue walls, without smooth muscle, and are striated 
spirally and longitudinally. The exact purpose of the vascular ex- 
pansions is not clearly understood. They are found too frequently 
to be accidental, and, as will be noted later, are more prominent in 
the branching than in the plexiform types of circulation. They may 
have an important physical value. 


CROSS AND TANGENTIAL SECTIONS OF A SECOND TYPE BONE 
'. OF BIRDS AS SEEN IN THE FEMUR.OF A DOMESTIC 
TURKEY, MELEAGRIS GALLOPAVO 


CROSS SECTION SHOWING THE STRUCTURE 
~ Pie Tene 


The section is composed of concentric laminae separated and 
crossed by vascular canals. The wall of the bone is divided into 
nearly equal segments by large radiating canals extending from the 
medullary canal to the periosteal surface. From these canals are 
sent off lateral, small, parallel canals which divide the wall of the 
bone into laminae. The laminae are interrupted in the anterior wal! 
and posterior ridge by incompletely differentiated Haversian systems. 
It was the femur of the turkey which first called attention to the 
variations in structure and circulation. 


TANGENTIAL SECTION OF A FEMUR OF THE TURKEY, SHOWING 
CIRCULATION 


Pia, iGo 


This section consists of a very rich, small-meshed plexus of vessels 
situated between the laminae and having a general longitudinal direc- 
tion. In the central portion of the section two plexuses can be seen, 
one above the other, with a lamina of bone between them. ‘This is 
one of the most extensive circulations observed in long bones and 
with such a blood supply as is here shown, this becomes a vascular 
organ of great importance. 


NOs 10 THE CIRCULATORY SYSTEM IN BONE—FOOTE 7 


RECONSTRUCTION OF A SECOND TYPE BONE WITH ITS INTER- 
LAMINAR CIRCULATION 


Piezehice 10 


This figure shows a reconstruction of a second type bone with its 
circulation. The drawing represents three concentric laminae with 
two interlaminar plexuses of blood vessels. The vessels are uniform 
in size, composed of thin connective tissue walls and the vascular 
expansions are not at all prominent. It is difficult to understand why 
such a rich blood supply should be required in bone for its nutrition. 


CROSS AND TANGENTIAL SECTIONS OF AN EARLY DIFFERENTI- 
ATION OF A THIRD TYPE BONE IN BIRDS AS SEEN IN THE 
FEMUR OF A TURKEY BUZZARD, CATHARTES 
AURA SEPTENTRIONALIS 


CROSS SECTION SHOWING THE STRUCTURE 
Bae eatGsrT 


This bone is more advanced in differentiation than that of the 
domestic turkey since it is composed of third type structural bone 
units instead of the second. These units are enclosed between the 
external and internal circumferential lamellae and form nearly the 
whole bone structure. 


TANGENTIAL SECTION OF THE FEMUR OF THE SAME ANIMAL SHOWING 
THE CIRCULATION 


Pie 2 hice TZ 


The meshes of the circulatory plexus are longer and enclose larger 
bone areas than those seen in the femur of the turkey. The vascular 
expansions are not as prominent as they are in some of the other 

bones, but may be seen here and there. A general plexiform plan of 
circulation is evident, but an elongation of the meshes in the central 
portion shows a slight variation in the circulatory distribution. 


TANGENTIAL SECTION OF THE FEMUR OF A DOMESTIC 
CHICKEN, GALLUS 


Eig, EME ai: 


The type of structure is a first and early third. Several entering 
canals without surrounding lamellae are present. The circulation 
appears as a rich plexus of small blood vessels coming off from a 
central vessel which extends lengthwise of the section. The meshes 
of the plexus are small, round, oval or irregular in shape and the 
lacunae of the bone substance are round or oval with short, branching 
canaliculi. 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TANGENTIAL SECTION OF THE FEMUR OF A PRAIRIE CHICKEN, 
TYMPANUCHUS AMERICANUS, SHOWING THE 
CIRCULATION 


12, ZAI, TA 


The type of bone is first. A few entering vascular canals, without 
surrounding lamellae, are seen in the bone substance. The circula- 
tion is a rich plexus of blood vessels with small, round and irregularly 
shaped meshes. It is situated nearer the periosteal than the medullary 
surface. The lacunae of the bone substance are round or oval and 
have short bushy canaliculi. 


TANGENTIAL SECTION OF THE FEMUR OF A DOMESTIC DUCK, 
ANAS DOMESTICA, SHOWING THE CIRCULATION 


Bie Ze Ie, iis 


The type of bone is an early second. The section has two rich 
plexuses of blood vessels, one above the other, with bone substance 
between them. The meshes are quite regular in form and somewhat 
larger than those found in the other birds examined. Here and there 
are seen entering vascular canals without surrounding lamellae. The 
lacunae of the bone substance are round or oval with short bushy 
canaliculi. 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF A 
FRUIT BAT, PTEROPUS (CELEBES) 


CROSS SECTION SHOWING THE STRUCTURE 
lee, 2 Leey, ie) 


The section is composed of a wide central ring of lamellae per- 
forated in the inner wall by a few vascular canals extending length- 
wise of the bone. Internal circumferential lamellae surround the 
medullary canal and poorly differentiated external lamellae surround 
the section. The lacunae are oval with straight canaliculi. 


TANGENTIAL SECTION OF THE SAME FEMUR SHOWING THE 
CIRCULATION 


Pie we EiGerty, 

In this section are seen the vascular canals of the inner wall extend- 
ing from above downward and inward. The canals are parallel with 
each other and some of them are branched. They were absent in the 
outer wall. 


NO. IO THE CIRCULATORY SYSTEM IN BONE—FOOTE 9 


CROSS AND TANGENTIAL SECTIONS OF A SECOND TYPE BONE 
IN MAMMALS AS SEEN IN THE FEMUR OF A LAMB, OVIS 


CROSS SECTION SHOWING THE STRUCTURE 
IPL, 2 Ree Tits} 


The section is composed of concentric laminae which are more com- 
pletely differentiated than they are in birds. Here and there the 
laminae are interrupted by Haversian systems of a late differentiation 
and the concentric canals between the laminae are widened at inter- 
vals and around them are incompletely differentiated lamellae form- 
ing an early aberrant type of Haversian system. The posterior ridge 
is composed of Haversian systems of a late differentiation. 


TANGENTIAL SECTION OF THE FEMUR OF THE SAME ANIMAL SHOWING 
THE CIRCULATION 
Teab, 24, IRuCh a0) 

The circulatory plan of arrangement in this bone is not precisely 
like that observed in the second type bone in birds. While it is plexi- 
form in character there is about it more or less irregularity in distri- 
bution approaching the branching type of circulation. Near the 
sides of the drawing the plexus has a long mesh; while in the central 

portion it has more of a branching character. The vascular expan- 

sion seen in the center of the drawing gives the impression of a 
distributing point in the circulation. A few entering vascular canals 
are seen. 


CROSS AND: TANGENTIAL SECTIONS OF ANOTHER SECOND 
TYPE BONE IN MAMMALS AS SEEN IN THE FEMUR OF 
THE MEXICAN BURRO 


CROSS SECTION SHOWING STRUCTURE 
Pia RiGw 20 
The section is composed of concentric laminae interrupted by 
Haversian systems of different degrees of differentiation. The struc- 


ture is similar to that seen in the femur of the lamb and a large 
number of other mammals which have the same type bone. 


TANGENTIAL SECTION OF THE FEMUR OF THE SAME ANIMAL, 
SHOWING THE CIRCULATION 


Pie EiGs 2 
The type is plexiform and the meshes of the plexus are much more 
regular in shape than those seen in the femur of the lamb. There is 
no evidence of a branching character. The vascular expansions are 
not as prominent as they were in the femur of the lamb. 


ie) SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TANGENTIAL SECTION OF THE FEMUR OF AN ELK, ALCES 
AMERICANUS, SHOWING THE CIRCULATION 


Pi. 3, Hies22 


The type of bone is second. Several perforations in the bone sub- 
stance for the passage of blood vessels are present. Some of them 
are surrounded by enclosing lamellae and some are not ( Volkmann’s 
canals). The circulation is an extensive plexus of blood vessels with 
round and irregularly shaped meshes. It has a general direction 
lengthwise of the bone. 


TANGENTIAL SECTION OF THE FEMUR OF A BELGIAN HARE, 
LEPUS, SHOWING THE CIRCULATION 


lets 2h, IEE, 3} 


The type of bone is an early second and third. Entering vascular 
canals through which blood vessels are seen to pass and ramify in 
the bone substance are present in the central portion of the section. 
The canals are not surrounded by lamellae. The circulation is a com- 
bination of a branching and plexiform distribution. The vascular 
expansions are prominent. One is seen in a vessel shortly after 
entering the bone. It is a matter of observation in bone circulations 
that the type of circulation varies with the type of structure. 


TANGENTIAL SECTION OF THE FEMUR OF A BULLDOG, 
SHOWING THE CIRCULATION 


Press EiGa2A 


The type of bone is second and third. Entering vascular canals, 
without enclosing lamellae, are seen in the bone substance through 
which blood vessels are passing. The circulation is a dense branching 
and plexiform combination. The vessels are small in diameter, fre- 
quently branching, the union of their branches producing a plexiform 
emecn 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF A 
MONKEY, MACACA RHESUS 


CROSS SECTION SHOWING THE STRUCTURE 
[Pits sh, lainey 2s 


The type of bone is first and third. The section is composed of 
lamellae interrupted by Haversian systems of early and late differ- 
entiations. Crescents of late Haversian differentiation are found 
bordering upon the medullary canal in the anterior inner and pos- 
terior outer wall. The lacunae of the bone are long with straight 
canalicult. The principal structure is lamellar and the type is much 
more first than third. 


NO: TO THE CIRCULATORY SYSTEM IN BONE—FOOTE ie 


TANGENTIAL SECTION OF THE SAME FEMUR, SHOWING THE 
CIRCULATION 


BraserhiGs 26 


A few entering vascular canals without surrounding lamellae are 
present. The circulation is a dense branching type which, here and 
there, presents a slight appearance of the plexiform distribution. The 
blood vessels are large and trunk-like in places and a very few vas- 
cular expansions are present. 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF A 
9 MONTHS’ HUMAN WHITE FETUS 


CROSS SECTION SHOWING THE STRUCTURE 
Pie a eG 277 


The section is composed of short laminae with central canals widen- 
ing and shortening until they are transformed into Haversian sys- 
tems.. External circumferential lamellae surround the section (pos- 
terior wall excepted) and directly underneath the lamellae is a row 
of advanced differentiations of Haversian systems. The medullary 
canal is small, irregular in shape and situated in the anterior half 
of the section. The posterior wall is composed of Haversian systems 
of advanced differentiations and in the mid line where the walls of 
the bene unite is a narrow radiating layer of bone substance which 
disappears as complete union takes place. 


TANGENTIAL SECTION OF THE SAME FEMUR SHOWING THE 
CIRCULATION 


Pr, 3, Fie. 28 
The circulation is plexiform in type, the general direction of which 
is longitudinal and slightly oblique. The vessels forming the plexus 
have short branches which seem to disappear in the bone substance 
within the meshes. Vascular expansions are present, one being 
shown in the left central portion of the figure. 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF A 
WHITE: CHILD 9, YEARS. OLD 


CROSS SECTION SHOWING THE STRUCTURE 
Pie 34 BGO 


The type of bone is first and third. Around the periphery of the 
section is a wide crescent shaped band of lamellae enclosing numerous 
vascular canals of the earliest Haversian differentiation, such as were 


I2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


observed in the bone of the fish, plate 1, figure 2. Around the medul- 
lary canal are the internal circumferential lamellae forming an enclos- 
ing ring of irregular widths. Within this ring are also found 
vascular canals of early Haversian differentiation extending longi- 
tudinally. Between the external and internal lamellae above 
described, is a ring of Haversian systems of late differentiation, 
deficient in the anterior wall and increasing in width in the outer 
lateral wall as it reaches the posterior ridge. The lacunae are long 
and narrow with straight canaliculi. 


TANGENTIAL SECTION OF THE SAME FEMUR SHOWING THE 
CIRCULATION 


1Ett, 3, JME, AO 


Entering canals with and without enclosing lamellae are of fre- 
quent occurrence. The circulation is a combination of the branching 
and plexiform types. The central portion is branching and the 
lateral, plexiform, vascular expansions are not as prominent as they 
are in many other sections. The section shows the circulatory com- 
bination of type conforming to the structural type combination. 


CROSS AND TANGENTIAL SECTIONS OF THE FEMUR OF ADULT 
MAN, A WHITE MALE 


CROSS SECTION SHOWING THE STRUCTURE 
IPG, ah IEE, Bit 


The bone is third type in differentiation with the exception of a 
portion of the anterior wall where the remains of first type bone are 
found. The section is composed of completely differentiated Haver- 
sian systems, some of which are senile. The external circumferential 
lamellae are fragmentary, while the internal are complete. 


TANGENTIAL SECTION OF THE SAME FEMUR, SHOWING THE 
CIRCULATION 


Pra hic..32 


The type of circulation is plexiform with wide, irregularly shaped 
meshes. Entering vascular canals surrounded by lamellae are seen 
here and there in the section. Vascular expansions are prominent. 
This section is taken from the bone represented in plate 4, figure 31, 
near the periosteal surface of the left side of the drawing and near 
the posterior ridge. It is difficult to think of the circulation as shown 
in plate 4, figure 32, as belonging to that locality. 


NO. IO THE CIRCULATORY SYSTEM IN BONE—FOOTE 13 


TANGENTIAL SECTION OF THE FEMUR OF MAN, A WHITE MALE, 
SHOWING CIRCULATION 


PreAmiitGs 338 


The type of bone is first and third. Numerous entering vascular 
canals with and without enclosing lamellae are present. The circula- 
tion is a dense branching and plexiform distribution of blood vessels 
with small meshes of various shapes. Vascular expansions are 
numerous and large. The lacunae of the bone substance are round, 
oval, and long and narrow with the canaliculi which belongs to each 
degree of differentiation. The density of the circulation varies in 
different bones of the same structural type and also in bones of 
different type combinations. 


TANGENTIAL SECTION OF THE FEMUR OF MAN, A WHITE MALE, 
SHOWING THE CIRCULATION 


Pi 4s Bie 34 


The type of bone is first and third. The type of circulation is 
branching, changing to plexiform. Entering canals, for the most 
part without enclosing lamellae, are few in number in this section. 
The circulation shown in the drawing is situated in the external 
lamellae which encloses the internal third type differentiation. It is 
a large branch dividing into many small ones which, by uniting, form 
a plexiform distribution. 


TANGENTIAL SECTION OF THE FEMUR OF MAN, A WHITE MALE, 
AGE 50, WHO DIED OF PULMONARY TUBERCULOSIS 


Prn4 ere: 35 


The type of bone is third. The type of circulation is essentially 
branching although a coarsely plexiform arrangement can be distin- 
guished. Entering canals with and without enclosing lamellae are 
seen in the bone substance. The blood vessels are irregular in size 
and shape and show varicose enlargements very frequently. Whether 
‘or not this varicose condition and irregularity in the circulation in 
bone are indices of similar changes in the general circulation cannot 
be told; but they may be thought of in connection with the pathologi- 
cal condition present in this individual. 


I4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


THE CIRCULATION IN FLAT BONES 
CROSS, LONGITUDINAL, AND TANGENTIAL SECTIONS OF A 
HUMAN FRONTAL BONE 
CROSS SECTION SHOWING THE STRUCTURE 
Pr. 4; ere 36 


The bone is composed of outer and inner tables united by a central 
cancellous diploe. The two tables are composed of first type bone 
enclosing a few Haversian systems in cross section and a few short 
segments of blood vessels. The diploe is a coarse, cancellous bone 
with large, small, and irregularly shaped cavities enclosed by first 
type bone walls. The walls are composed of lamellae in which 
Haversian systems are seen in cross section. This section was taken 
from the vertical portion of the frontal bone. 


LONGITUDINAL SECTION OF THE SAME FRONTAL BONE, SHOWING THE 
STRUCTURE 


TPAD, 2, EIR, Sys 


This section has practically the same structure as the cross section, 
as may be seen by comparing the drawings. This section is cut 
at right angles to that seen in plate 4, figure 36. It is taken from the 
same region, and Haversian systems, in cross section, are found in 
both situations. The Haversian systems therefore run at right angles 
to each other, which can hardly be accounted for on mechanical 


grounds. 


TANGENTIAL SECTION OF THE OUTER TABLE OF THE SAME FRONTAL 
BONE TAKEN FROM THE SAME REGION AS FIGURE 36, PLATE 4, 
SHOWING THE CIRCULATION : 


Pin 4s RIG. 35 


The section is situated nearer the external surface of the bone than 
the dipl6e. Numerous entering canals with and without enclosing 
lamellae are found in the bone substance. The circulation is branch- 
ing in type. The vascular expansions are large and numerous and 
appear to form physical centers of distribution. The blood vessels 
are relatively large and frequently branch. 


ENTERING VASCULAR CANALS OF THE OUTER TABLE OF THE 
FRONTAL BONE 


[ee iy IRC, S{0) 
There are two forms, the one at the left in the drawing without 


enclosing lamellae (Volkmann’s canals), and the one at the right 
with enclosing lamellae. The Volkmann’s canals are smaller than 


NO. IO THE CIRCULATORY SYSTEM IN BONE—FOOTE 15 


the others. As soon as the blood vessels pass through the external 
surface of the bone they send off branches into the planes of their 
divisions and form the branching distributions there. 


TANGENTIAL SECTION OF THE INNER TABLE OF THE SAME FRONTAL 
BONE, SHOWING THE CIRCULATION 


Pia 5 .h1G. 40 


In this section the bone is perforated by numerous entering canals 
with and without enclosing lamellae. The blood vessels from the 
cerebral surface enter the bone by these canals and find their way to 
the diploe. The circulation within the bone is branching in type and 
situated nearer the cerebral surface than the diploe. Many vascular 
expansions are present with their incoming and outgoing vessels. 


TANGENTIAL SECTION OF THE OUTER TABLE OF A HUMAN 
PARIETAL BONE, SHOWING THE CIRCULATION 


PETS biG 4t 
The section is taken from the central portion of the bone. Thé 
type of bone is first. Entering vascular canals surrounded by lamellae 
are numerous. The circulation is branching in type. Vascular ex- 
pansions are large and numerous. Those in the center give the im- 
pression of distributing points in the circulation. 


TANGENTIAL SECTION OF THE INNER TABLE OF THE SAME PARIETAL 
BONE SHOWING THE CIRCULATION 


Iie, Sy, JEN, A 


The section is situated nearer the cerebral surface than the diploe. 
Entering vascular canals with enclosing lamellae are numerous. The 
circulation is branching in type and not as dense as that of the outer 
table. The vascular expansions are many and large. The type of 
bone is first. 


TANGENTIAL SECTION OF THE SQUAMOUS PORTION OF THE 
TEMPORAL BONE OF MAN, SHOWING THE CIRCULATION 


Pi 5) 1G) 43 


The type of bone is first. Entering canals with and without en- 
closing lamellae are present. The circulation is branching in type 
and the vascular expansions are large and very numerous. The ex- 
pansions vary in size and frequency of occurrence in different sec- 
tions. In some instances they are very small and few in number, in 
others, large and numerous, and they are much more prominent in the 


16 SMITHSONIAN. MISCELLANEOUS COLLECTIONS VOL. 72 


branching than in the plexiform type of circulation. They are 
especially prominent in this section. 


TANGENTIAL SECTION OF THE OUTER TABLE OF A HUMAN 
OCCIPITAL BONE, SHOWING THE CIRCULATION 


Pr. 5, Fic. 44 


The section is taken a short distance above the foramen magnum. 
The circulation is a dense branching type situated near the external 
surface of the bone. There are many vascular expansions from 
which branching vessels take their departure. Entering canals with 
and without surrounding lamellae are present in the first type bone 
substance. 


TANGENTIAL SECTION OF THE INNER TABLE OF THE SAME OCCIPITAL 
BONE, SHOWING THE CIRCULATION 


PL: 5, Fic. 45 


The type of bone is first. Entering canals with and without sur- 
rounding lamellae are numerous. The section is situated near the 
cerebral surface. The circulation is branching in type and very 
dense in character. Large branches extend in different directions 
and from these, small branches are sent off into the bone substance. 
The vascular expansions are not as numerous as those in the outer 
table, figure 44. 


TWO VASCULAR EXPANSIONS AS THEY WERE SEEN IN THE OUTER 
; TABLE OF THE OCCIPITAL BONE 


PL. 5, Fic. 46 


The vascular expansions are observed in all branching and in 
many sections of the plexiform type of circulation. They are nearly 
always filled with fat globules with dark, wide contours which are 
so closely faceted together that they completely occupy the expansion 
cavities. This would, of course, block the circulation if it existed 
in the living bone. The condition was misleading in significance 
until it was noticed that the fat globules were found in ground sec- 
tions and not in thin unground bone plates ; so that they are probably 
produced by the melting heat of friction during the grinding process 
and fill the expansions. The expansions probably have a physical 
value as distributing centers in the circulation or they may be for 
the purpose of establishing and maintaining a circulatory equilibrium 
in bone. 


NO. 10 THE CIRCULATORY SYSTEM IN BONE—FOOTE 17 


TANGENTIAL SECTION OF A.HUMAN INFERIOR MAXILLA, 
SHOWING THE CIRCULATION 


12, Gi, [Res Ay 


The section is taken from the bone just in front of and below the 
left central incisor tooth. The type of bone is first. Entering canals 
with and without lamellae are present. The circulation is a branch- 
ing plexiform type having a slanting direction from above downward 
and forward. The meshes are long and irregular in shape. Vascular 
expansions are numerous. 


TANGENTIAL SECTION OF THE INFRA-SPINOUS FOSSA OF A 
HUMAN SCAPULA, SHOWING THE CIRCULATION 


IPI canes, IRC ts! 


The type of bone is first with here and there an Haversian system. 
A few entering canals with enclosing lamellae are seen in the section. 
The circulation is a branching and plexiform type, the former pre- 
dominating. Vascular expansions are prominent. The one in the 
center of the drawing suggests a distributing center. 


TANGENTIAL SECTION ‘OF THE SUPRA-SPINOUS FOSSA OF THE SAME 
SCAPULA, SHOWING THE CIRCULATION 


Pi. 6, Fic. 49 


The type of bone is first. A few entering canals with and without 
surrounding lamellae are present. The circulation is branching in 
type with a few vascular expansions. It takes an oblique direction 
from above downwards and toward the vertebral border. 


CROSS AND TANGENTIAL SECTIONS OF THE 9TH RIB OF ADULT 
MAN, MALE WHITE 


CROSS SECTION SHOWING THE STRUCTURE 
PEVG RP IGa50 


This is a third type bone composed of Haversian systems of a late 
degree of differentiation. The systems extend lengthwise of the rib 
and enclose a cancellous center. 


TANGENTIAL SECTION OF THE INNER WALL OF THE SAME RIB, 
SHOWING THE CIRCULATION 


Pr. 6, Fic. 51 


The section is taken from the posterior third of the bone. The 
circulation is an elongated plexus. In the center of the section is a 
vascular expansion which suggests a center of distribution for the 
blood vessels. 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


DEVELOPMENTAL ADVANCES IN THE CIRCULATION 
DETERMINE THE STRUCTURAL TYPES OF BONE 

It is generally supposed that bone is preeminently mechanical in 
function on account of its position in the body and its rigid character. 
It forms the skeleton of the animal body, supports its weight, gives 
attachment to muscles by means of which locomotion is possible, 
serves as a framework upon which the viscera are hung, affords pro- 
tection and gives efficiency to the laboratory of chemical activities 
constantly in operation during life. It is chiefly for these reasons 
that we attribute a mechanical function to bone. This thought is 
further strengthened by the microscopic structure so familiar to us 
either from personal observation or from text books of histology, 
in both of which bone is represented, usually, as composed of Haver- 
sian systems. 

There are however, as shown before, three structural types of 
bone, the first, second, and third. 

The first type is composed of bone substance or lamellae, the 
second of laminae which are produced by a vascular separation of 
lamellae into parallel divisions, and the third, of Haversian systems 
which are produced by arranging lamellae around small central vas- 
cular canals called Haversian canals. The Haversian system, there- 
fore, is the most complex and highly organized bone unit. The types 
of structure follow the advancing changes in the circulation, since 
the second type bone is not recognizable until the first has been separ- 
ated into laminae by parallel vascular canals. There are two general 
types of circulation, the branching and the plexiform, each one giving 
an individual character to the type of bone it produces. Bone de- 
rived from connective tissue membranes retains the branching circu- 
lation of those membranes, while bone derived from cartilage has 
the plexiform circulation. 

In going from a branching to a plexiform type of circulation, the 
type of bone advances from the first to the second or third. The 
blood supply in a plexiform circulation is greater in volume than it 
is ina branching circulation, for the reason that there are more blood 
vessels in a given area in the former than in the latter. This in- 
creased blood supply adds an increased physiological value to the 
bone units of structure and is the foundation of advancement in 
tissue values: so that blood supply is determined by the extent, plan 
of distribution, or type of circulation and the type of tissue, phys- 
iologically considered, by the blood supply, or in this particular 
instance, the type of bone is determined by the type of circulation. 


NO. 10 THE CIRCULATORY SYSTEM IN BONE—FOOTE 19 


THE STRUCTURAL UNITS OF BONE—FIRST, SECOND, AND 
THIRD, OR LAMELLAE, LAMINAE, AND HAVERSIAN 
SYSTEMS—ARE NOT ESSENTIALLY MECHANICAL 

If all bones were Haversian system bones, or, if there was any one 
bone which always has Haversian systems as the predominating 
structural units, no matter in what individual it was found, we might 
be convinced that their constant presence was sufficient evidence of 
a mechanical function. But when we know that there are three bone 
units of structure and that no one of them is constantly present in 
bones of different animals as the only unit, and not even in bones of 
individuals of the same birth,’ the idea of a purely mechanical func- 
tion of bone is severely shaken if not abandoned. ‘The three units, 
the lamella, lamina, and Haversian system, are found in bones of 
various animals in such great proportional and locational confusion 
that their mechanical purposes disappear and we are obliged to 
look further for an explanation of their strange and unexpected 
occurrences. 

Again, if we examine these units from a mechanical viewpoint 
and then observe their locations in the bones of different animals 
we will find that they are not always found where the same mechan- 
ical conditions would require them and are very often found where 
they could serve no mechanical function of any importance. Lamellae 
are layers of bone substance, laminae are strata composed of lamellae, 
and Haversian systems are hollow cylinders composed of a variable 
number of lamellae enclosing a central canal. Of the three units, 
therefore, the Haversian systems offer the most mechanical service 
by construction and are the best adapted to support weight, with- 
stand muscular stress, and serve the general requirements of a 
skeleton. We would, then, naturally expect to find them constantly 
present in such long bones as the femur, tibia and fibula of quad- 
rupeds and bipeds and generally absent from the flat bones of the 
head and face. But in these respects we are disappointed. They 
are found, as a pure type, in the long bones of only a few mammals 
and are absent as predominating units in the long bones of a large 
number of mammals including the three races of man, black, yellow- 
brown and white.* Haversian systems in their later degrees of dif- 
ferentiation are not found at all in amphibians, reptiles, birds, bats, 
monotremes, marsupials and many of the edentates, although the 
same mechanical functions are demanded by their vocational habits. 
In the femur, tibia, fibula, humerus, radius, ulna, clavicle, metacarpal 
and metatarsal bones of man, they are present as predominating 


5 Idem. 
5 Idem. 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


units in some and occur very infrequently in other individuals. In 
the flat bones of the cranium and in the irregular bones like those 
of the pelvis a few are found where it is difficult, if not impossible, 
to understand how they could perform any mechanical function of 
any value. 

In the human frontal, parietal and occipital bones, a few Haver- 
sian systems may be found at right angles to each other; in the 
squamous portion of the temporal bone they extend vertically; in 
the hard palate, antero-posteriorly ; in the superior and inferior 
maxillae, horizontally ; in the spine of the scapula, horizontally; in 
the crest of the ilium horizontally ; and in the ribs horizontally. In 
these different situations the mechanical functions of the Haversian 
systems do not seem to answer any requirement which is common 
to them all. Furthermore, they are not invariably found in these 
situations and even may not be present at all. Their presence or 
absence or situation within the bone is more satisfactorily explained 
if we assume that developmental advances in the circulation deter- 
mine the types of bone. 


CONCLUSIONS 


A study of the circulations as they were observed in the foregoing 
slides leads one to the following conclusions : 

1. That a cross section of bone gives no idea of the plan of 
circulation. 

2. That there are two types of circulation, the branching and the 
plexiform, and these are seen only in tangential sections. 

3. That the plan of circulation in bone derived from connective | 
tissue is branching; derived from cartilage, plexiform. 

4. That the circulation in a first type bone is branching, in the 
second and third, plexiform. 

5. That the plexiform is a more advanced type of circulation than 
the branching and represents a later plan of vascular distribution 
and a more advanced degree of bone differentiation. 

6. That bone is a very vascular organ. 

7. That blood vessels are composed of extremely thin and finely 
striated connective tissue walls, without smooth muscle, occupying 
canals in the bone substance. 

8. That vascular expansions ‘occur in bone circulations and, by 
their positions, suggest equalizing blood pressures and uniformity 
in the circulation. 

g. That developmental advances in the circulation determine types 
of bone. 


SMITHSONIAN MIS” ELLANEOUS COLLECTIONS VOL. 72, NO. 10, PL. 1 


Cross section of the bone substance of the lower jaw of a Mas- 
calonge, Esox, showing vascular channels. 

Tangential section of a cranial bone of the Mascalonge, showing 
parallel rows of small objects in the bone substance. 

Cross section of the lower jaw of the Mascalonge, showing the 
early differentiation of Haversian systems. 

Tangential section of the inner ridge of the lower jaw of Masca- 
longe, showing the circulation. 

Cross section of the femur of a medium sized bullfrog, Rana 
catesbeiana, showing the structure. 

Longitudinal section of the femur of a medium sized bullfrog, 
Rana catesbeiana, showing the looped vascular canals of the 
inner wall. C, center of the shaft. 

Cross section of the femur of an alligator, Alligator mississippi- 
ensis, showing the structure. 

Tangential section of the same, showing the circulation. 

Cross section of the femur of a domestic turkey, Meleagris gallo- 
pavo, showing the structure. 

Tangential section of the same, showing the circulation. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL 72, NO. 10, PL. 2 


19 


Reconstruction of a second type bone with its circulation. 

Cross section of the femur of a turkey buzzard, Cathartes aura 
septentrionalis, showing the structure. 

Tangential section of the same, showing the circulation. 

Tangential section of the femur of a domestic chicken, Gallus, show- 
ing the circulation. 

Tangential section of the femur of a prairie chicken, Tympanuchus 
americanus, showing the circulation. 

Tangential section of the femur of a domestic duck, Anas domestica, 
showing the circulation. 

Cross section of the femur of a fruit bat, Pteropus (Celebes), showing 
the structure. 

Tangential section of the same, showing the circulation. 

Cross section of the femur of a lamb, Ovis, showing the structure. 

Tangential section of the same, showing the circulation. 

Cross section of the femur of a Mexican burro, showing the structure. 

Tangential section of the same, showing the circulation. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 10, PL. 3 


Tangential section of the femur of an elk, Alces americanus, showing 
the circulation. 

Tangential section of the femur of a Belgian hare, Lepus, showing 
the circulation. 

Tangential section of the femur of a bulldog, showing the circulation. 

Cross section of the femur of a monkey, Macaca rhesus, showing the 
structure. 

Tangential section of the same, showing the circulation. 

Cross section of the femur of a 9 months fetus (human), showing the 
structure. 

Tangential section of the same, showing the circulation. 

Cross section of the femur of a white child 9 years old, showing the 
structure. 

Tangential section of the same, showing the circulation. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 10, PL. 4 


mbes Tae ay 
tran a} Lp: 
Steele 3 


ht 


i iB i 


Cross section of the femur of an adult white male, showing the 
structure. ; 

Tangential section of the same, showing the circulation. 

Tangential section of the femur of an adult white male, showing the 
circulation. 

Tangential section of the femur of an adult white male, showing the 
circulation. 

Tangential section of the femur of an adult white male, age 50, who 
died of pulmonary tuberculosis, showing the circulation. 

Cross section of a human frontal bone, showing the structure. 

Longitudinal section of the same, showing the structure. 

Tangential section of the outer table of the same bone, showing the 
circulation. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO. 10, PL. 5 


Sea 
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Fic. 39. Entering vascular canals of outer table of a human frontal bone. 

4o. Tangential section of the inner table of the same bone, showing the 
circulation. 

41. Tangential section of the outer table of a human parietal bone, show- 
ing the circulation. 

42. Tangential section of the inner table of the same bone, showing the 
circulation. 

43. Tangential section of the squamous portion of a human temporal 
bone, showing the circulation. 

44. Tangential section of the outer table of a human occipital bone, show- 
ing the circulation. 

45. Tangential section of the inner table of the same bone, showing the 
circulation. 

46. Vascular expansions filled with fat globules as seen in outer table of 
occipital bones. 

47. Tangential section of human inferior maxilla in front of and just 
below left central incisor tooth, showing the circulation. 


12, NO. 10, PL. 6 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 11 


THE ECHINODERMS AS ABERRANT ARTHROPODS 


BY 
AUSTIN H. CLARK 


E- INC, 


LMT WIG 
$e GE'A 
hinges 


(PUBLICATION 2653) 


GITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
JULY 20, 1921 


»* 


The Lord Galtimore Press 


BALTIMORE, MD., U. S. A. 


THE ECHINODERMS AS ABERRANT ARTHROPODS 
By AUSTIN H. CLARK 


CONTENTS 

PAGE 
A eeesaaee ee ce See Paaothe Ceee a e Sa cc oe acta ke hie ccces bide wk due I 
ihe dominant ‘characteristics of the echinoderms 3... ....00. 0. ce eee ees 2 
Migewleevets Gt CGR OC MOM enis vc. De Une Le ciujaldodars Gels eins saalca ch(haveceaces 2 
The change from mid-somatic to inter-somatic development in the crinoids. 2 
Poe ueE Mons system Of Ee ECHINOGERMS toes. oo. arose ca cis spec va ceceecews 3 
SOME CHIT O Ce Gimin Cel Omi ey ye rd a fie eh eee cl oa sale OURS aver, Gist oreo dial we eclo bs 5 
SP MULE GE VAGEI AY GSU GhGI Marae Se voc celeste co atts deeleddessvieclashogoseans 6 
Pee cEMMOUenM VASCIAG SYSTEM A. odd aciecasac ccs seneSecaesiccevancs oT) 
Semen OCehine SIKCLETOM, < o hais eise eel sievecre.\ gs ce csc ads aieqess sees cece. 8 
EA SSESECAT VS hia NOS" CRON (6 oR A le Ae ce rr 9 
Pepe OES GO pEINE CHIMOLGAS sh 2i-' acs o ae cle saa is ole aed e.s'a eerdaleeedieleds cass 9 
Characters of a hypothetical crinoid with mid-somatic development only. 10 
Sa MIMS aC. He ®DATMACICS) © cies <a oe «c/o atacra os 6,0 sca‘ec os eielocug'e'ewe 0/4 10 
hexcrinordssand) thesabertant) DATMACIES! A... 0 cles cic sislecic-cve'ds Guess ccs secs II 
inl met aMAG Schl TE MGu Stat SHES. c/s/acct: s-ice diss 2.0 sys sth, ole's abe s lave dae icles leas 14 
enersed WEGIINS ATIC ther DOIttle-StATS).v)00 ashes ced ce tcceie'ce es dees wbaeeae 17 
The feeding habits of the echinoderms and of the crustaceans.......... sf 
Professor Patten’s interpretation of the affinities of the echinoderms.... 18 

PREFACE 


Of all the larger animal groups there is none which has been the 
subject of such diversified opinion regarding its affinities and sys- 
tematic position as the Echinodermata: Originally assumed to be 
related to the ccelenterates on account of their radial symmetry, the 
echinoderms were later placed near the flat-worms, the annelids and 
the chordates. At present they are regarded as representing a very 
distinct and isolated group, some considering them as allied to the 
chordates, while others emphasize their points of similarity with the 
annelids; most zoologists, however, are reluctant to commit them- 
selves regarding their probable affinities. 

For many years I have been convinced that the echinoderms are 
by no means such anomalous creatures as they appear to be, and that, 
in spite of their many and extraordinary peculiarities, they are un- 
doubtedly closely allied to the crustaceans, and especially to the bar- 
nacles. In the following pages the reasons for this belief are given. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 11 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


THE DOMINANT CHARACTERISTICS OF THE. ECHINODERMS 


The echinoderms are very anomalous forms, and their relationships 
to other animals are masked not only by a highly perfected radial 
symmetry, but also by a unique development of all the organs of the 
body. Their outstanding features are the presence of a vascular, a 
respiratory, and a superficial skeletal system, the last composed of 
articulated (calcareous) elements, the absence of gill clefts, and the 
sharp division of the body externally into (five radial) segments. 
In these features they agree only with the arthropods. 


THE LARV#: OF THE ECHINODERMS 


The unique larve of the echinoderms, which are of very varied 
types, vermiform, bean-shaped with five ciliated rings and a long an- 
terior tuft of cilia, auriculariz, bipinnariz, brachiolarie, plutei, etc., 
and differ more or less widely among themselves in the details of their 
development, are always at first bilaterally symmetrical, which may 
be accepted as an indication that the echinoderms are derived from 
bilaterally symmetrical ancestors. 

The larvze do not grow directly into the adults, but the latter for 
the most part arise from new growth within the larval body, the 
structures peculiar to the larvae being absorbed; in a few cases the 
development is direct. 

There is little in the structure or in the development of the echino- 
derm larve which is comparable to the structure or to the develop- 
ment of the larve of any other animals, and it is evident that the 
extraordinary features exhibited by the adult echinoderms have been 
projected so far forward in the ontogeny as quite to destroy the 
value of the larve as phylogenetic indices. 


THE CHANGE FROM MID-SOMATIC TO INTER-SOMATIC DE- 
VELOPMENT IN THE CRINOIDS 

Perhaps the most interesting feature connected with the mor- 
phology of the crinoids, and one which it is necessary especially to 
emphasize in order to understand the relationships between them and 
the other echinoderms, is the abrupt change in the regions of bodily 
growth and extension which takes place beginning with the formation 
of the arms. It is this sudden change from interradial to radial, or 
from mid-somatic to inter-somatic, development which occurs at 
the commencement of arm formation that has always proved the 
chief stumbling block in the way of a correct interpretation of these 
animals. 


NO. EI ECHINODERMS AS ABERRANT ARTHROPODS—CLARK & 


In the echinoderms the primary appendages, the teeth, the water 
pores, and the genital openings, and in the crinoids the primary 
nerve cords as well, are all interradial in position. There can be no 
doubt, therefore, that the dividing lines between the five half somites 
fall in the middle of the so-called radial areas, and in the echinoids 
and asteroids a sharp line of division is always maintained down the 
middle of the radial series of plates throughout life, while no such 
dividing line is found in the interradial regions. 

In the young crinoids each of the somatic regions is completely 
walled in by two large superposed plates, a dorsal basal and a “ ven- 
tral’ oral; beneath the basals there are usually 3-5 small infrabasals 
alternating with them and corresponding with the oculars of the 
echinoids which, since they are entirely absent in large groups, and 
are usually more closely associated with the column than with the 
calyx, are probably to be interpreted as a dissociated columnal. 

The young crinoid therefore has its body protected by ten large 
somatic shields, five dorsal and five ventral, the latter with the primi- 
tive appendage under the median line. 

The arms first appear as evaginations in the intersomatic lines at 
the plane of separation between the dorsal and ventral plates. The 
evidence is that the skeleton of the arms is double, half being derived 
from the somite on either side; but whatever may be the ultimate 
genesis of their skeleton, the arms arise as linear and almost im- 
mediately biramous appendages taking their origin from the inter- 
somatic planes. 

From this point onward the development of the animal is entirely 
intersomatic ; the peristome and its underlying nerve ring, the water 
tube ring about the mouth, the blood vascular ring, the genital cord, 
and the ccelomic cavities all send off radial branches which increase 
in length as the arm grows, while along either side of the peristomial 
extensions (ambulacral grooves) there is formed progressively a con- 
tinuous series of reduplications (ambulacral lappets) of the little 
flaps with their associated tentacles, the latter in communication with 
the radial water tube, which surrounded the mouth in the “ pre- 
brachial” stage. 


THE NERVOUS SYSTEM OF THE ECHINODERMS 


In the chordates the central nervous system never becomes sep- 
arated by mesodermal tissues from the tract of ectoderm from which 
it originated in the embryo. Sedgwick remarks that this is a feature 
of all echinoderms in so far as the ventral nervous system is con- 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cerned, and when this nervous system is removed from-the surface 
the removal is effected by invagination. | 

But the only nervous system found in the echinoderms which in 
its details is at all comparable to the central nervous system of the 
other higher invertebrates is the so-called apical nervous system of 
the crinoids, which first forms relatively late in life, and which ap- 
pears to arise in connection with the coelomic epithelium. 

It seems to me that this nervous system of the crinoids, which is 
possibly (though not by any means probably) represented by the so- 
called mesodermal nerve plexus in the starfishes, but which is quite 
unrepresented in the other echinoderms, affords the best indication 
of the probable affinities of these animals, and at the same time its 
high state of development suggests that the crinoids have departed 
less widely from the ancestral type than have the other classes. 

In the developing crinoid the ectoderm of the surface of the body 
becomes more or less disintegrated, and its cells to a greater or lesser 
extent pass inward and intermingle with the cells of the underlying 
mesoderm so completely that they can in no way be distinguished 
from them, the body wall being formed of an ectoderm-mesoderm 
complex in which the cells of the two types cannot be differentiated. © 

On the inside of this body wall, apparently in connection with the 
coelomic epithelium, the apical nervous system arises; but in view 
of the mixed nature of the component cells of this wall it seems not 
illogical to assume that this apical nervous system is in reality 
formed from cells which, originally ectodermal, have infiltrated 
through the underlying mesoderm and now appear as if they belong 
to the ccelomic epithelium. If this hypothesis can be accepted it is 
obvious that the apical nervous system of the crinoids is in no way 
comparable to the nervous system of the chordates, and as this is the 
only echinodermal nervous system comparable with the nervous 
system of other animals it naturally follows that no affinity with the 
chordates can be inferred from the nervous system of the other 
echinoderms. ; 

In the crinoids the larvze become attached by the ventral side of the 
anterior end, and the column is a development of the preoral lobe, aris- 
ing therefore from the place where in the larve the anterior nerve 
mass, just in front of the mouth, is situated. The mouth moves from 
the ventral surface onto the left side and then migrates upward, 
away from the point of attachment, until it comes to lie at the pole 
opposite the latter, that is, at the posterior end near the anus. 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 5 


The larval nerves disappear ; but some time after the torsion of the 
animal is completed a new nerve mass forms in exactly the place 
that the preceding nerve mass occupied, now become the point just 
above the top of the column. It is thus natural to assume that the 
central mass of the apical nervous system in the adult crinoid, ap- 
pearing in the region previously occupied by the anterior nerve mass 
of the larval crinoid, corresponds to it, and therefore that it repre- 
sents the anterior nerve mass in other invertebrates. But as a result 
of the torsion which.the animal has undergone the right ccelomic sac 
has become extended anteriorly and, following the enteric wall, has 
reached over onto the left side; from its anterior end it gives off five 
anteriorly directed diverticula which at a later stage become cut off 
and give rise to the chambered organ about which the central nerve 
mass forms a close and almost complete investment. 

The central nerve mass gives off five stout cords which immediately 
branch, the two branches from each being connected by one or two 
commissures, and then joining the similar branches from the nerve 
trunks on either side to form the radial nerves of the division series 
and arms. In each segment of the arms and pinnules, the nerve cord 
gives off from a ganglionic swelling four branches, two dorsolateral 
and two ventrolateral. In addition to these nerve cords, which may 
be either single or double, and are in some types represented by two 
widely separated parallel cords, each cirrus in its central canal con- 
tains a prolongation from the chambered organ ensheathed in nerve 
fibers continuous with those of the central nervous mass, and five 
similar prolongations from the chambered organ and the central 
nerve mass extend downward into the stem. 


THE ECHINODERM CQELOME 


Much has been made of the fact that in the echinoderms the 
cceelome is enteroccelic in origin, as in the Brachiopoda, Chetognatha, 
Chordata, and probably the Phoronida, while in the developing mol- 
luscs, annelids and arthropods the ccelome is not enteroccelic in origin. 

Sedgwick notes that in all the chordates except the tunicates the 
coelome in its first state in the embryo shows more or less marked 
traces of three divisions, the anterior or proboscis ccelome, which in 
the Vertebrata and Enteropneusta is single and in Amphio.vrus double ; 
the collar or middle ccelome, which is always double, and the trunk 
ccelome, which is double and which in the Vertebrata and in Am- 
phioxus becomes metamerically segmented. In the echinoderms 
there seem to be indications, at least, of a similar tripartite division ; 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


there is the anterior ccelome, which is sometimes single (Asterina) 
and sometimes double (Echinus), the hydroccele, which is probably 
fundamentally double, though in some cases-(holothurians and cri- 
noids) only one hydroccele sac is formed, and the posterior ccelome, 
which is always paired. But in those chordates in which the entero- 
coelic origin of the ccelome is clearly presented these three divisions 
of it always come off from the enteron separately, while in the 
echinoderms the enteron at most gives off only one pair of ccelomic 
sacs; and whereas in the chordates the middle (collar) ccelome is 
never more closely associated with the anterior than with the posterior, 
in the echinoderms it is always closely associated with the anterior 
ccelome, being developed from it and remaining connected with it by 
the stone canal throughout life. 

Whatever its origin the ccelome is clearly homologous in all these 
types so that the manner of its development may be considered as due 
to special mechanical or other limitations imposed by conditions in 
the early stages—size, form, amount of yolk, etc—and not to phy- 
logenetic causes. 


THE WATER VASCULAR SYSDEM 


The most extraordinary structure of the echinoderm body is the 
water vascular system. This arises as a narrow dorsolateral out- 
growth from a portion of the ccelome which unites with an ecto- 
dermic infolding on the anterior aboral surface. From this develop 
the stone canal and the madreporites. The ectodermic opening places 
the hydroccele in communication with the exterior, so that the organ 
has often been compared, in whole or in part, to an annelid excretory 
organ or nephridium. 

But Professor Patten has pointed out that it is much more like 
one of the typical excretory organs of the arthropods (shell gland, 
green gland, coxal gland) which consist of thin walled coelomic sacs 
with a thick walled tubular outgrowth of varying length united to 
a short duct infolded from the ectoderm. 

The five primary tentacles or tube feet of the echinoderm larva 
according to Professor Patten represent five modified thoracic ap- 
pendages; an outgrowth of the underlying somite grows into each 
appendage in typical arthropod fashion, but instead of breaking up 
into separate muscles for the appendage it remains permanently in 
the form of a membranous diverticulum of the hydroccele and becomes 
the distal end of a radiating water vascular canal. Only the distal 
end of the original appendage separates from the body as the primary 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 7 


tentacle ; the remainder of the appendage, however long it may event- 
ually become, may be regarded as lying in the surface ectoderm, de- 
veloping on either side as it increases in length paired cirri which 
become the double row of tube feet for each arm into each of which 
a prolongation of the water vascular canal extends. 

Primarily, then, each of the five primitive thoracic appendages, one 
from each of the five half metameres of which the echinoderm body 
is composed, contains a tube of nephridial intent leading into a canal 
opening to the exterior by a pore. The anterior and posterior ends 
of the series of half metameres join, and the excretory canal becomes 
a ring canal from which grow out five long radial canals giving off 
branches to the tentacles or tube feet as these are formed. 

The excretory function of the water vascular system of the echino- 
derms is reduced to a minimum if, indeed, it can be said to exist at all. 
Its action is chiefly that of an hydraulic system whereby power origin- 
ating in a great number of weak and dissociated muscle fibers scat- 
tered along and within the water tubes and their branches is unified 
and transmitted to the hollow tube feet, tentacles, and other appen- 
dages, while at the same time the constant inflow and outflow of 
water through the madreporic openings, especially when these com- 
municate with the body cavity as they do in the gill-less crinoids, 
undoubtedly serve to a greater or lesser extent the purpose of 
respiration. 


THE ECHINODERM VASCULAR SYSTEM 


The vascular system, which is especially well developed in the 
holothurians and echinoids, is formed of a peculiarly modified con- 
nective tissue in which the fibers are sparse and which contains inter- 
communicating spaces without an epithelial lining. The fluid in these 
spaces does not appear to undergo any definite movement. Typically 
there is a circumoral tract with radial prolongations which lie be- 
tween the radial water vessel and the radial nerve cord, an annular 
aboral tract in which the generative rachis is embedded and which 
sends off extensions to the genital organs, and in holothurians and 
echinoids a considerable development in the mesentery and on the 
gut wall. 

In the barnacles no heart is ever present, and the lacunar channels 
in which the blood circulates are for the most part ill defined. , 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


THE ECHINODERM SKELETON 


MacBride and others have remarked that the presence of calci- 
fied skeletal tissue in the mesoderm of the body wall is a character 
found in the echinoderms and vertebrates only among ccelomate 
animals. It does not seem to me that this can be considered as any 
indication of affinity between these groups. 

Many vertebrates have uncalcified mesodermal skeletons, and 
others have only partially calcified skeletons. The uncalcified skeleton 
of the notochord resembles in structure the parenchyma of the solid 
tentacles of certain ccelenterates, and is quite different from anything 
found in the echinoderms. Calcareous deposits of greater or lesser 
extent occur in the mesoderm of barnacles, brachiopods, rotifers and 
cestodes, as well as in the mesoglcea of sponges, and the calcareous 
skeletal structures of some ccelenterates are mesodermal in origin. 

In certain of the early cystideans the skeleton appears to have 
been wholly or chiefly chitinous, and their surface exactly resembles 
that of the phyllopod and other crustaceans preserved in the same. 
rocks. Itis not improbable, therefore, that the calcareous exoskeleton 
of the echinoderms of the present seas developed from a chitinous 
body covering through an exoskeleton composed of chitin with an 
increasingly greater amount of inorganic matter such as we see today 
in most of the larger crustaceans. 

In the developing crinoid the ectoderm of the surface of the body 
more or less completely disintegrates and its component cells largely 
pass inward and intermingle with the cells of the underlying meso- 
derm, so that in the crinoid the outermost layer of the body is almost 
as much mesodermal as it is ectodermal. This. being the case, no 
matter what its phylogenetic relationships and tendencies are, the 
formation of an ectodermal skeleton has now become impossible as 
there is no continuous ectoderm from which to form it. A cal- 
careous mesodermal skeleton appears, the first rudiments of which 
are formed in the deeper layers but soon move to a more superficial 
position enclosing the body in a calcareous investment formed of large 
and definite plates. Just before the appearance of the arms there are, 
in addition to the columnals, 13-15 thin cribriform films lying just 
below the surface and fitted edge to edge, including 3-5 infrabasals, 
5 basals alternating with them, and 5 orals superposed upon the 
latter. ; 

Now although this skeleton is mesodermal and calcareous, the re- 
lations between it and the enclosed body of the animal are entirely 
different from the relations‘ between the vertebrate skeleton and the 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 9 


body organs, being on the contrary quite like the relations between 
the chitinous or more or less calcified skeleton of the arthropods 
and their enclosed body. The crinoid skeleton is a superficial 
(though not external) skeleton enclosing the body and giving off 
articulated appendages; it therefore resembles the skeleton of the 
arthropods more closely than it does that of any other animals. The 
fact that it is mesodermal and calcareous seems to me to be, in view 
of its development in every way like an ectodermal chitinous exo- 
skeleton, and especially in view of the fact that it lies outside of the 
ventral nervous system which runs along or just within its inner 
surface, of purely secondary significance. 

Crinoids are undoubtedly descended from animals with an ar- 
ticulated exoskeleton, and their articulated superficial skeleton is 
calcareous instead of chitinous as would be expected solely because 
of the disintegration of their ectoderm in the young stages. 

In the arthropods we find in the sessile barnacles the beginnings 
of a transition from a chitinous exoskeleton to a calcareous mesoder- 
mal superficial skeleton, and from the conditions in these animals it 
is not difficult to supply the connection between the crustacean and 
the crinoid skeleton. 


AUTOTOMY IN THE CRINOIDS 


The crinoids with more than ten arms increase the number of their 
arms by breaking off the larval arms at the base, the stump forming 
an axillary from which two or more arms arise. This is primarily 
due to the inability of the brachial skeleton, a rigid calcareous invest- 
ment of the dorsal and dorsolateral portions of the arm, to keep pace 
with the other brachial structures in development, and is therefore 
distantly comparable to the moulting so characteristic of the 
arthropods. 


THE APPENDAGES OF THE CRINOIDS 


The appendages in the crinoids are of two kinds. From the base, 
and always in connection with the chambered organ and the central 
nerve mass of the apical nervous system, arise uniserial jointed ap- 
pendages ending in a strong hook. These are especially developed 
in crinoids unprovided with a stem, and serve both as tactile organs 
and for attachment. In their position as anterior organs and in 
their function as tactile and grasping organs, as well as in their uni- 
serial structure, they recall the antennz of the barnacles. 


IO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


About the ventral surface there are five long arms typically forking 
at the base, thus representing biramous ventrolateral appendages and 
calling to mind the biramous thoracic appendages of the barnacles. 

There can be no question of any direct homology between the cirri 
of crinoids and the antenne of barnacles, or between the thoracic 
appendages of barnacles and the arms of crinoids, but both sets of 
organs have the same functions and the same location in each group, 
and are constructed on a similar plan, so that it is not impossible to 
regard them as parallel manifestations of the same ancestral ap- 
pendicular plan, a plan not occurring in the animal kingdom outside 
of the arthropods and crinoids. 


CHARACTERS OF A HYPOTHETICAL. CRINOID WITH MiB 
SOMATIC DEVELOPMENT ONLY 

Let us imagine a crinoid with entirely mid-somatic development 
and with entire instead of half somites, that is, with bilateral instead 
of radial symmetry. We would have a body composed of five broad 
somites each covered with a broad arched plate (tergum) to the edge 
of which is articulated a flap (oral, corresponding to a pleuron) ; 
within this would be the radial (epimeron) at the inner edge of 
which arises a biramous appendage. A body with five terga and five 
pairs of biramous appendages with their bases covered by pleura 
from which they are separated by epimera would certainly be con- 
sidered as crustacean in character, and if it were attached by the head 
end, with the mouth upward, it would unhesitatingly be pronounced 
a barnacle, its deficiencies and anomalies of organization being as- 
cribed to. degeneration. 


THE CRINOIDS:AND THE BARNACLES 


The crinoid develops from a highly anomalous larva, with a so- 
called vestibule suggesting a partial development of a bivalved cover- 
ing, which attaches itself by the anterior end like the cypris larva of 
a barnacle and turns a half somersault bringing its mouth upward 
and opposite the point of attachment, also like a barnacle; so far its 
development equally well suggests that of a polyzoan from a cypho- 
nautes larva; but in its further growth it develops a superficial 
skeleton as does an arthropod of a sort already seen in rudimentary 
form in the barnacles, with the chief nerve cords, which are highly 
developed and arthropod-like, running over or just within its internal 
surface as in the arthropods, and uniramous anterior (oriented from 
the central nerve mass) and biramous ventrolateral appendages, ° 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK TEL 


both sets of which have functions similar to those of the correspond- 
ing appendages in the barnacles. 

Thus in spite of the utter dissimilarity in the details the broader 
features of the structure of the crinoids and the barnacles as well as 
of their development are seen to be similar, or at least comparable, 
or perhaps it should be said that there is less divergence between 
crinoids and barnacles than there is between crinoids and any other 
organisms. 


THE CRINOIDS. AND THE ABERRANT BARNACLES 


The crinoids represent a derivative from a branch of the same 
arthropod stock that gave rise to the barnacles, but they have gone 
much further; half of each of the five segments of which the body 
is composed fails to develop so that the body is composed of five 
half segments joined in a circle with the central organ of the ventral 
nervous system at one pole and the mouth, which has moved poster- 
iorly and come to lie near the anus, at the other; the development 
of the body structures after early youth suddenly becomes entirely 
inter-somatic instead of mid-somatic ; the peristomal region becomes 
enormously enlarged and extended, resulting in the formation of a 
sort of lophophore ; and the appendages have been suppressed, or at 
least appear in a very modified form late in life. Certain hereditary 
tendencies show themselves after the animal has, so to speak, re- 
covered from the profound ontogenetic shock resulting from the 
loss of half its body, in the appearance of articulated uniserial tactile 
and grasping organs at the neural pole (the original anterior end) 
and of articulated biramous appendages used for food gathering or 
for locomotion along the ventrolateral border. 

Crinoids, like barnacles, are sessile, pedunculated, attached by 
hook-like processes, or unattached. 

The strong probability that the arthropod stock which by profound 
modifications gave rise to the barnacles also gave rise to the crinoids 
is indicated not only by the asymmetry in the Verrucide, in which 
the operculum consists of the scutum and tergum of one side only, 
those of the other side being fused to form one half of the wall which 
is completed, on the side of the movable opercular plates, by the 
greatly developed and displaced rostrum and carina, but also by the 
anomalous parasitic forms which have developed among the former 
in which the aberrant features are so fundamental that they have 
been thrust forward into the ontogeny so far as to modify profoundly 
the form and structure of the nauplius. These forms also show that 


12 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


the occurrence of complicated ramifying. roots, so highly developed 
in some crinoids, is an inherent possibility in the barnacles. 

A combination of the asymmetry of the Verrucide (inherent also 
in very many other crustaceans, and especially noticeable in the . 
Paguride and Bopyride) carried to its logical conclusion in the com- 
plete atrophy of one side, with the modifications of the body seen in 
Spherothylacus or Sarcotaces in a less extreme form, the roots of 
the Rhizocephala, and a skeleton formed after the manner of the 
plates in the shell of the Operculata, furnishes all the elements 
needed for recombination to form the crinoid. It may be well to 
call attention to the fact that outside the Cirripedia there is no group 
in which all the morphological peculiarities exhibited in the crinoids 
coéxist—indeed they are not to be found in all the rest of the animal 
kingdom together. 

In this connection it may be worth while to review the salient 
features of the more important of the aberrant barnacles. 

The Rhizocephala are exclusively parasitic barnacles, the most 
degenerate of all parasites; in the adult stage they are distinguished 
from normal barnacles by the entire absence of all traces of segmen- 
tation and of appendages, and at all stages they lack an alimentary 
canal; every trace of arthropod organization has disappeared. Nearly 
all of them occur on decapod crustaceans. 

The body has the form of a simple sac, or may be divided into 
numerous similar sacs, attached by a short peduncle from which 
root-like processes ramify throughout the body of the host; these 
absorptive roots appear to be absent in the aberrant genus Duplorbis. 
The body proper is completely enveloped by the mantle which usually 
has a narrow aperture capable of being closed by a sphincter muscle ; 
in Sylon the opening is double, and in Thompsonia, Clistosaccus and 
Duplorbis the mantle cavity is completely closed. 

The mantle commonly is attached to the visceral mass by a narrow 
mesentery near which on either side are the paired (more rarely 
unpaired) openings of the male and female genital organs. In the 
different genera the external form varies considerably, and with it 
the position of the mesentery and of the genital apertures. 

Thompsonia, the most aberrant and highly specialized of all the 
parasitic barnacles, consists of nothing but a diffuse system of branch- 
ing and sometimes anastomozing mycelium-like roots continuous 
throughout the body of the host and all arising from a single original 
larva; the peripheral division of the root system passes out into the 
walking legs, abdominal swimmerets and tail fans and there gives 
rise to numerous (up to more than 500) small sacs consisting of a 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 13 


thin mantle without muscles and containing only an ovary, without 
generative ducts, testis or nerve ganglion. During development the 
visceral mass disintegrates so that at the time of hatching the mantle 
contains a great number of cypris larve ready to emerge. The 
escape of the larve is contemporaneous with, or soon followed by, 
a moult of the host. The empty shells of the external sacs are carried 
away with the cast skin, and the terminal swellings of the root system 
emerge as a new crop of external sacs. 

In Peltogaster the body has an elongated sausage shape, with the 
mantle opening at one end, and is attached by the peduncle about the 
middle of its length. The mesentery is longitudinal on the proximal 
side (next the peduncle). 

In Sacculina the whole body is flattened in the plane of the mesen- 
tery and has assumed a secondary and superficial bilateral symmetry 
about a plane at right angles to this and coinciding with the median 
plane of the host. In other genera, such as Lern@odiscus and Tri- 
angulus, the symmetry becomes still more complicated. 

In Clistosaccus and in Sylon the genital organs are unpaired. 

The peduncle perforates the integument of the host and gives off 
on the inside the absorption roots which, in the case of Sacculina, 
penetrate into all the organs of the host with the exception of the 
gills and heart, and extend to the terminal segments of the legs and 
into the antennules and eye stalks. In Duplorbis, in which the root 
system appears to be absent, the peduncle is hollow, its cavity com- 
municating with the closed mantle cavity and opening at the other 
end into the body cavity (hemoccele) of the host. 

Apart from a single nervous ganglion (absent in Thompsonia) 
which lies close to the mesentery near the female genital openings, 
the only organs present are those of the generative system. 

Spherothylacus is parasitic on a simple ascidian (Polycarpa), liv- 
ing attached by ramifying roots to the inner wall of the branchial 
sac. The globular body is enclosed in a mantle which has a small 
opening. There are no appendages, but there is a complete alimen- 
tary canal with mouth and anus, the latter near the mantle opening. 

The two known species of Sarcotaces live embedded in the muscles 
of fish; an alimentary canal is said to be present, and there are no 
roots. 

In the Ascothoracica, all of which are parasitic in Zoantharia or 
in echinoderms, the mantle may have a bivalved form (Synagoga 
and Petrarca), or it may form a capacious sac (Laura) much larger 
than the body with which it is connected by a narrow neck and havy- 
ing only a small opening to the exterior. In Dendrogaster the mantle 


14 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


is still more developed and is produced into branched lobes. In 
Laura the mantle is covered with stellate papilla penetrating the 
tissues of the host and presumably absorptive. In all cases the mantle 
contains ramifications of the enteric diverticula and portions of the 
gonads. In Laura the body is divided into six “ thoracic ” and three 
limbless “abdominal” somites, and ends in a caudal furca. In 
Petrarca and in Dendrogaster the body is unsegmented. 

In these three genera a pair of preoral appendages is present and, 
except in Laura, are armed with hooked spines suggesting that they 
are organs of fixation. They are inserted, at least in Laura, at the 
sides of the buccal region, and are more or less enveloped by the 
mantle. 

The cement glands appear to be absent, and the mouth parts are 
more or less reduced, but appear to be adapted for piercing. 

The thoracic appendages are biramous and articulated only in 
Synagoga. In Laura they are uniramous and indistinctly segmented, 
and the first pair are long and slender. In Petrarca they are still 
further reduced, and in Dendrogaster they are represented only by 
some indistinct papillz. 

In all three genera the gut ends blindly, and the hepatic diverticula, 
which are large, extend into the mantle. The nervous system is 
reduced. An eye is said to be present in Synagoga. In Laura the 
oviducts open at the base of the first pair of cirri. 

The larva of Laura is a nauplius lacking the frontolateral horns ; 
in Dendrogaster the larva hatches as a peculiar cypris with only five 
pairs of biramous thoracic limbs. 

In the Apoda the curious Proteolepas bivincta is elongated and 
maggot-like, with no trace of a mantle nor of appendages other than. 
a pair of adhering antennules. The mouth parts, borne on the first 
“segment,” seem to be adapted for piercing and sucking. The ali- 
mentary canal is greatly reduced; according to Darwin only the 
cesophagus is present, and there is no trace of stomach, rectum or 
anus. 


THE CRINOIDS AND THE STARFISHES 


In the crinoids during their development the mouth moves from 
the ventral surface onto the left side, indenting the left hydroccele 
and the left posterior coelome, and continues its migration until it 
comes to lie at the posterior end beside the anus. When it has 
reached this point the hydroccele ring closes. As a result of this 
movement the right posterior ccelome has also shifted and come to 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 15 


lie on the aboral (originally anterior) side of the gut and the preoral 
lobe of the larva becomes enclosed by the rows of skeletal elements 
(apical plates) which are developed outside the right posterior 
coelome in all echinoderms except holothurians ; these plates are first 
laid down in a horse-shoe shaped ring which later closes, as does 
the hydroccele, to form a complete ring. 

In the asteroids the closure of this curved row of plates is effected 
far from the point of origin of the preoral lobe on the right or right 
dorsal side of the larval body; in the crinoids it is effected at the 
anterior end of the larval (posterior pole of the adult) body and 
encloses the preoral lobe just as the hydroccele does in asteroids. 

The larve of both crinoids and asteroids attach themselves by 
the preoral lobe ; but whereas in the crinoids the preoral lobe is quite 
free of the circumoral vessel and arises from the apical or aboral 
surface of the adult, in the asteroids the preoral lobe is encircled 
by the water vascular ring and its withered vestige springs from the 
oral surface of the adult disc. 

In the asteroids the mouth has shifted from the ventral surface onto 
the left side of the body, but has gone no further. Since the preoral 
lobe disappears as an appendage from the oral surface within the 
hydrocceele ring it is evident that the apical nervous system of the. 
crinoids, which appears to be intimately connected with the preoral 
lobe, must be represented by a ventral nervous system in the 
asteroids. 

In the crinoids the circumoral nerve ring and its extensions be- 
neath the ciliated ambulacral grooves of the disc, arms and pinnules 
is associated only with the latter and with the ventral surface of the 
tentacles. In the asteroids the similarly situated ectodermal ner- 
vous tracts are in connection with a diffuse ectoneural plexus found 
throughout the ectoderm and at the mouth with an endoneural plexus 
which is the central portion of the so-called endodermal nervous 
system. The deep oral nervous system, consisting of a double cord 
in each radius just within the radial nerve thickening of the ectoneu- 
ral system and centering in a more or less complete ring about the 
mouth, said to be exclusively motor in function, possibly corresponds 
to the deep oral system of the crinoids which consists of paired cords, 
one on either side of the water tube ; but the latter is connected with 
the apical nervous system and the former is not. The apical nervous 
system of the asteroids, motor in function, consists of a cord in the 
mid-radial line of each arm and appears to develop from the dorsal 
peritoneum with which it remains in continuity. It differs from 
that of the crinoids in being radial (intersomatic) instead of inter- 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


radial (mid-somatic) in position, in consisting of single cords in- 
stead of paired cords with commissures, and in lacking a well de- 
veloped central organ. From its lack of any relation to the preoral 
lobe and its general indefiniteness of structure it is difficult to see how’ 
it can be in any way homologous with the apical nervous system 
of the crinoids. It is probably a special feature peculiar to asteroids. 

The apical nervous system of the crinoids, from which the whole 
animal with the exception of the peristomal region and its extensions 
is innervated, is absent in the asteroids, or rather it has become merged 
into the circumoral structures and their derivatives. 

It has been shown that the crinoids before the development of the 
arms are encased in plates developed over the somatic divisions, but 
that beginning with the appearance of the arms the development be- 
comes wholly intersomatic or radial. In the asteroids the develop- 
ment is radial from the first appearance of the plates, the interradial 
(mid-somatic) body covering seen in the young crinoids not appear- 
ing at all. 

In the crinoids there are at first no plates belonging to the ventral 
surface, the basals being dorsal and the orals ventrolateral, but the 
latter become ventral plates after the formation of the arms, which 
themselves are composed of a series of dorsal ossicles carrying exten- 
sions from the ventral structures on their ventral surface.. In the 
asteroids the plates at their first appearance represent those of the 
crinoids after the formation of the arms as far as their bifurcation, 
minus the orals. There is a central plate, corresponding to the infra- 
basals in the crinoids ; about this are five basals, corresponding to the 
five basals of the crinoids; beyond and alternating with these are five 
terminals, corresponding to the radials of the crinoids, but always 
single and showing no indications of a primarily paired condition as the 
crinoid radials do. On the opposite (ventral) surface are five pairs of 
plates, one pair in each radial division, corresponding to the first two 
post-radial plates in the crinoids, but side by side instead of tandem. 

Thus whereas the extensions of the crinoid body—the arms—are 
just on the border between the dorsal and ventral surfaces and are 
composed dorsally of dorsal ossicles and ventrally of extensions of 
ventral structures, in the asteroids the dorsoventral edge of the body 
has moved dorsally so that the dividing line between the dorsal and 
ventral surfaces falls between the radials and the succeeding plates, 
and the whole ventral surface is encased in plates which are repre- 
sented in the crinoids on the dorsal surface only. 

The asteroids therefore differ from the crinoids in the temporary 
attachment of the larvee; in the relatively slight alteration in the posi- 


NOs. Tal ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 17 


tion of the mouth; in lacking the apical nervous system, which has 
either completely disappeared or has become transformed into a 
ventral nervous system centering in a ring or rings about the mouth; 
in omitting the early mid-somatic development, the development of the 
body being inter-somatic from the first; and in having moved the 
border between the ventral and dorsal surfaces dorsally so that all 
the post-radial plates now lie on the ventral surface, the arms being 
formed by an extension of the body in the plane dividing the crinoid 
radials from the plates succeeding. 


THE SEA-URCHINS AND THE BRITTLE-STARS 

The echinoids and ophiurans differ still more widely from the 
crinoid type. Their larvze, except in special cases, are extraordinarily 
developed plutei which have no attached stage at all, and are char- 
acterized by the small size of the preoral lobe, by the great development 
of the post-anal portion of the body, and by the possession of a special 
larval skeleton supporting the arms which is later resorbed. 

Whereas the asteroids differ from the crinoids in transferring the 
post-radial plates from the dorsal to the ventral surface and thereby 
forming a ventral skeleton of primarily dorsal elements, the echinoids 
have gone further and have eliminated the dorsal surface altogether 
except for a ring of plates about the periproctal region and the small 
area within it, the globular body being composed of plates representing 
the ventral plates of the asteroids. The perfection of an entirely new 
type of compact radially symmetrical body from the crinoid through 
the asteroid, simulating the compact radially symmetrical ccelenterate 
body, has furnished a starting point for new development, and bilateral 
symmetry, superposed upon the perfected radial symmetry, has reap- 
peared and in some cases (as in Pourtalesia) has been carried to an 
extreme. 

The ophiurans are phylogenetically parallel to the echinoids, but 
their line of specialization is entirely different. In them the relation 
of the dorsal to the veritral surface has remained as in the asteroids, 
but the radial (intersomatic) extensions of the body have become 
narrowed and consolidated into highly efficient jointed appendages | 
from which all non-essential structures have been eliminated. 


THE FEEDING HABITS OF THE ECHINODERMS AND THE 
CRUSTACEANS 
Corresponding with the progressive specialization in their structure 
it is interesting to note a progressive specialization in the feeding 
habits of the echinoderms. The crinoids are plankton feeders, like the 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


barnacles. The starfishes are largely carnivorous, feeding especially 
upon molluscs, but some swallow mud out of which they digest the 
organic matter. The echinoids feed upon vegetable matter or upon 
organic detritus, and many are mud or sand swallowers. The 
ophiurans feed largely upon detritus or swallow mud, but many are 
ectoparasitic upon coelenterates and crinoids from which they steal 
the food in or on its way to the stomach. 

Thus along with the widening of the gap between the structure of 
the true barnacles and that of the echinoderms there is a similar 
divergence in their feeding habits ; from plankton feeders they become 
simply scavengers and parasites. 

The recent crustaceans as a whole show exactly the same line of 
specialization from the phyllopod, which feeds on minute organisms, 
to the decapod, which feeds largely on carrion or detritus, or is 
ectoparasitic on ccelenterates or on crinoids, and this development of 
the feeding habit, with the emphasis on the scavenging activities, is 
characteristic of these two groups alone. 


PROFESSOR PATTEN’S INTERPRETATION OF THE AFFINITIES 
OF THE ECHINODERMS 


Although I arrived at the conclusion that the echinoderms and the 
arthropods are in reality closely related more than ten years ago and 
in a short paper published in April, 1910, that conclusion is readily 
to be inferred, Professor William Patten was the first to attempt to 
explain the relationships of the echinoderms to the arthropods in 
detail. His reasoning is so entirely different from mine that it is 
worth while to repeat his arguments here. 

He says: “ The echinoderms are notable for their contrasts and con- 
tradictions. Their outward appearance and their pronounced radial 
structure distinguish them from all other animals, and at first 
sight suggest a very primitive organization similar to that of the 
coelenterates. On the other hand they display a high degree of his- 
tological and anatomical specialization that is in marked contrast with 
their low grade of organic efficiency. They begin their early em- 
bryonic development with a bilaterally symmetrical body and with clear 
indications of metamerism, only to change it in the later stages for one 
that is radially symmetrical and in which all outward traces of 
metamerism have disappeared. After a short free-swimming larval 
existence they attach themselves, neural side down, by means of larval 
appendages and a cephalic outgrowth; they then turn neural side up 
and remain so attached for life; or in some cases they give up their 


NO. II ECHINODERMS AS ABERRANT ARTHROPODS—CLARK 19 


sessile existence and again become free, moving slowly about, neural 
side down. There are, therefore, three chief characteristics of the 
echinoderms that demand our first consideration: (1) The early 
bilateral symmetry and metamerism; (2) the sessile life and mode 
of attachment by cephalic outgrowths; and (3) the asymmetry. 
There appears to be but one explanation for these remarkable condi- 
tions, which is as follows: The early development of bilateral sym- 
metry and metamerism in the echinoderms, and the presence of a 
telocele and telopore in place of the more primitive gastrula and 
blastopore, clearly indicate that they had their origin in bilaterally 
symmetrical animals of the acraniate type that had already acquired 
a considerable degree of complexity. These ancestral forms prob- 
ably belonged to the cirriped group, for before the latent asymmetry 
becomes effective the young echinoderm larva resembles a cirriped in 
its form, mode of attachment, and subsequent metamorphosis more 
than it does any other animal. The radiate structure of the later 
stages was due to a persistent local defect, or to the absence of a 
definite part of the embryonic formative material, which in turn 
created a condition of unstable equilibrium, the result of which is that 
the whole side, following the path of least resistence, bends toward 
the defective area, forming an arch that increases in curvature until an 
approximate equilibrium is again attained by the union of the two 
ends to form a circle. The original half metameres and segmental 
organs are then arranged in radiating lines, thus creating a new 
radiate type and a new set of internal conditions that dominate the 
future growth of the organism. If we assume that a strongly marked 
asymmetry, such as that which occurs so frequently as an abnormality 
in Xitphosura, or even as a normal character in the Bopyride and 
Paguride, was a fixed feature of the hypothetical ancestral cirripeds 
and was capable of a successful organic adjustment, we shall have a 
perfectly simple and natural explanation of the origin and structure 
of the echinoderms. 

“The young asteroid larva is said to attach itself voluntarily at 
first, and for a short time only ; later it becomes permanently attached, 
head first and neural side down, in the same remarkable manner as a 
young cirriped, both the cephalic appendages (which are thick walled 
and muscular, with a long basal portion and a short terminal knob 
studded with small adhesive papille, greatly resembling the minute 
adhesive antenne of the cirripeds and parasitic crustaceans) and the 
adhesive disc taking part in the process. The young crinoid larva 
attaches itself wholly by means of the cephalic disc, as the adhesive 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


appendages appear to be absent. Its first position is. with the neural 
or oral surface down, as in the cypris stage of the cirriped. The disc 
then elongates, forming a slender cephalic stalk or peduncle, and the 
larva turns a somersault, bringing its neural side uppermost. Mean- 
while the vestibule, or peribranchial chamber, which at first is small 
and temporarily closed, enlarges, then ruptures, and the five ap- 
pendages project from the cup-like head in typical cirriped fashion. 
In certain of the representatives of the recent echinoderms, such as 
the asteroids, the fixed stage is temporary, while in certain others, 
such as the echinoids and holothurians, it appears to be omitted alto- 
gether and the young echinoderm, after its metamorphosis, again 
acquires a limited power of locomotion. But in most primitive echino- 
derms, such as the stalked crinoids, blastoids and cystideans, a perma- 
nent attachment by an elongated cephalic stalk, in typical cirriped 
fashion, was the almost invariable rule, and no doubt represented the 
primitive condition for the whole class. When an echinoderm does 
become free it acquires only a very limited power of locomotion and of 
coordinated movement. Its characteristic lack of efficiency in this 
respect is due not so much to its simple structure as to the fact that 
its freedom was gained at a late period in the phylogeny of a very 
ancient group in which sessile inaction was the prevailing condition. 
It is often assumed that a sessile or parasitic mode of life is the initial 
cause of degeneration. The various anatomical peculiarities common 
to the copepods, cirripeds and acraniates do not bear out this con- 
clusion. The fact that in these diverse subphyla we see the same shift- 
ing of cephalic appendages to the hzemal side, the same cephalic out- 
growths, and the same degeneration of the neuro-muscular organs, 
indicates that there are certain initial defects or peculiarities of 
germinal material common to the whole group, and that these are the 
underlying cause of defective organization, the defective organization 
being in every case of such a nature that a sessile or parasitic or 
vegetative mode of life is the only one possible.” 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 12 


A STUDY OF THE BODY TEMPERATURE 
OF BIRDS 


BY 
ALEXANDER WETMORE 


(PUBLICATION 2658) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
DECEMBER 30, 1921 


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Pes huyOr THE BODY:TEMPERATURE OF BIRDS 
By ALEXANDER WETMORE, 


BIOLOGICAL SURVEY, U. S. DEPARTMENT OF AGRICULTURE 


| CONTENTS ates 
nr ineaie Redvers ana t Pae eo ere roe Wee RR ee 2 Sie cen adr a Ba'e dere = iors hele I 
Methoduoheseccunine: avian temiperaiiiheSia tis cie 6. -vlss.< aici wic/ere gene ae) ose ceeres 3 
Diurnal rhythm in temperature.......... Ge Renee daa at ee Pt ee 5 
Table 1. Time of maximum and minimum temperatures in birds..... 5 
Weaniahton ni gemperattinesihi relation £0) SEX... casi «ms. = ciel treleisine «cles 2 lela a 9 
Exrepnaleremperattine: inn relation. to. bodily heat..s.2.2sc..0s- sce oe ee deans 12 
Diverse miscellaneous factors in their relation to body temperature....... 16 
1) SoH EsPELEWCAE (aR Non C1 ANS EO 5 OP a reer 18 
Table 2. Temperatures of young or nestling birds................... 19 
Methodroretempenatiure: control imebirds.. sac. s)sc-.)sis esis. aeeie's vis 0 ove wvegoi os 21 
SHoCMAcHMECEOl tempehatliter COMO a. vce a4.» dew fe slo ed tuelelees ches wieyewlere ya « 28 
Discussion of differences in average temperatures...........0.ec eee eee nee 30 
ECAC CUO Mente LEGS meas Me saree etc aie eros) a cis oy aire che Rr ayinre Sorevauaersrtoyeline Gh ele eye as 22 
Maples. sSoummeatys on temperature necOrdS...0..--.2..:5+ccceseses- 36 

Table 4. Average temperature of families of birds, summarized from 
WANDA, 6 5 AWS cro’ oul rok eon td ois CIEL MELE RECESS ie rE ene ee renee 47 

Table 5. Temperatures of species of birds not included in Table 3, 
LAKCHEnGOMMiaviell Ale MIELE: ateNa.1,ctorste-che @#/eleve alee eieyelnve cree cls 48 
LED OSEARE NOURI. “ey GA que Ciel Be a Ocoee co CNTR OREN ee 51 

INTRODUCTION 


The subject of the body temperatures of the many and varied 
species that compose the great vertebrate class of birds is one that 
in the past has been rather slightly treated by those interested in 
avian physiology. Statements to the effect that the bodily tempera- 
tures of birds are higher than in others in the group of classes com- 
posing the Vertebrata, are current in many zoologies and text books, 
but on the whole, literature gives few definite statements of fact on 
the subject, and observations have been restricted to a comparatively 
small number of species. In the course of other work many hundreds 
of birds have been handled in the flesh by the present writer, and 
after some thought methods were devised for the taking and record- 
ing of body temperatures in as accurate a manner as possible. This 
was a little known field of endeavor and at first no guides as to method 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 12 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


were available, so that mistakes were made, and early records had to 
be abandoned. Continued experimentation led to definite methods 
that promised accuracy, and it is upon these that the following account 
is based. The results of studies covering the period from January, 
1912, to October, 1919, are included herewith, giving a total of 1,558 
records covering observations on 327 species of birds distributed 
among 50 families. If the number of observations seems small 
compared to the length of time involved it must be considered that 
the taking of temperatures was not always feasible as the difficulties 
attending the task were manifold and varied. 

The results of this work are embodied in a series of tables which 
form the foundation upon which this report is based. In addition 
to the 327 species of birds on which observations regarding body 
temperature have been made by the writer personally, a supplementary 
compilation has been given (in table 5) embodying published records 
on this subject for other species, in order to render this account of 
the body temperatures of birds as complete as practicable. In this 
final table records are given for 89 forms, so that in the following 
pages may be found definite statements regarding the temperatures 
of 416 species of birds. It is hoped that the work of securing such 
records may be continued until a much greater amount of informa- 
tion covering many more species is available. : 

It was the original intention to incorporate in this paper a table 
giving in detail the individual records upon which the work has 
been based. Such a course was desirable as it would have furnished 
a mass of data far greater than any hitherto available for those who 
may be interested in using such information in lines of research other 
than that in which it has been utilized here. In addition it would have 
given opportunity to check up more carefully the deductions that I 
have made. Cost of printing of tabular matter has proved so high 
at the time of publication that it has been necessary to omit such a 
detailed statement and to supply the records only in a condensed form. 
The table itself is, however, deposited in the files of the Smithsonian 
Institution and may be consulted by those interested in using it. 

From his studies in the subject of avian body temperatures the 
writer has ventured to come to certain conclusions and deductions, 
some in accordance and some at variance with modern ideas as previ- 
ously accepted. If these seem sufficiently substantiated to meet the 
approval of others, then may the time and labor required in the 
compilation of these data be deemed justified. The following pages 
are respectfully submitted for attention, with the hope that part if 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 3 


not all of this labor may gain the stamp of approval from those who 
may be interested in such lines of research. 

In carrying on these investigations the writer has been indebted to 
the Smithsonian Institution for a grant of seventy-five dollars from 
the Hodgkins Fund, for the purchase of specially constructed ther- 
mometers required, and for certain other minor expenses incurred. 


METHOD OF SECURING AVIAN BODY TEMPERATURES 


In recording the body temperatures of birds it was necessary to 
work with thermometers that permitted a considerable range in regis- 
tration as it was found that the degree of bodily heat was high or 
low according to the species in hand. All records were made in the 
Fahrenheit scale by means of clinical thermometers similar in form 
to those used by physicians. For the present investigation it was 
necessary to have these instruments specially made to give accurate 
registration ranging from 95°+ to 115°+. Ordinary clinical ther- 
mometers do not register above 110°+ so that they could not be 
utilized, for certain passeriform species frequently have temperatures 
ranging above that figure. 

While engaged in field work these special thermometers were 
carried constantly in suitable carrying cases. When a bird was shot 
a temperature reading was taken when the specimen could be reached 
immediately. If there was delay in retrieving for any reason, an 
accurate temperature record could not be made, so that it was possible 
to secure records in less than one-half of the birds that were collected. 
In taking temperatures of specimens of small or medium size the 
thermometer was placed in the opened mouth of the bird, and worked 
down until the lower end was entirely within the cavity of the thorax, 
usually until it reached the proventriculus. With birds of larger 
size the reading was taken through the anus, with the thermometer 
thrust in through the cloaca well into the canal of the large intestine. 
In either case it was necessary to penetrate the body cavity to secure 
a correct reading. The peripheral circulation of birds is poor, so 
that often there may be a difference of two to five degrees between the 
temperature of the upper part of the oesophagus and that of the body 
cavity proper. A similar variation was noted between the tempera- 
ture of the cloaca and the large intestine above it. 

The thermometers used were self-registering, and were so con- 
structed that they reacted immediately to any increase in heat. The 
highest point of a reading was reached in a very few seconds, but 
to insure accuracy the instrument was held in position for a period 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


ranging from half a minute to a minute. After each reading the 
thermometer was shaken down to be ready for instant use when 
needed again. 

Temperatures were read to tenths of a degree, and were tran- 
scribed at once in a note book opposite the name of the bird, together 
with the date and other needed information. In each case the time 
of day was noted to the nearest quarter hour. Thus a temperature 
taken at five minutes past ten in the morning was recorded as 10.00 
a.m. and one at ten minutes past ten as 10.15 a.m. Further refine- 
ment in recording the time of day was considered useless, as save on 
certain meridians there is always slight variation between the actual 
time as shown by the height of the sun, and the time adopted for 
universal local use as a matter of convenience. The time of observa- 
tions recorded during the continuance of the so-called “ daylight 
saving’ regulations of 1918 and 1919 has been corrected in each 
‘instance to normal. 

In order to be prepared at all times to secure temperature records 
of birds it was necessary to have thermometers constantly at hand 
while in the field. The physical labor involved in field work at times 
is arduous, so that though carrying cases of an improved type were 
used many instruments were destroyed in spite of every precaution. 
Some were broken through accident, others were crushed by birds 
while records were being secured, and a few were lost. In all a 
considerable number were used in securing the records given. 

The records of temperatures of birds secured have been taken 
throughout the year, but the localities where this work has been 
carried on have all been in the limits of the United States in temperate 
regions where extreme cold in winter has not been encountered. As — 
a matter of fact very few of the observations have been made at a 
time when the temperature of the air was below +25° Fahr. For 
this reason it has not been necessary to adopt means for warming the 
thermometers, or for keeping them warm, immediately previous to 
their use. During the early course of the observations recorded 
herein experiments were made in heating thermometers by holding 
them in the mouth of the observer when it seemed probably that they 
were to be used in a short time. In this way the temperature of the 
bulb and the glass for a short distance above was warmed to +98°, 
more or less (depending upon the condition of the mouth). It was 
soon found however that the results gained with warm and cold 
thermometers were so nearly identical that it was impossible to dis- 
tinguish between them. Where observations on the body tempera- 
tures of birds are to be made at times when the air 1s at zero Fahren- 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 5 
heit, or even lower, it would seem probable that it would be necessary 
to take some steps to use thermometers that had been previously 
heated at least to a slight degree. This fact may be readily determined 
by observation. It is probable that save in the most extreme cold 
weather error from using unwarmed instruments would not amount 
to more than a few tenths of a degree. 

The observations recorded in the tables at the close of this paper 
are to be regarded at best as approximations to the actual tempera- 
ture of the birds handled. In treating data of this nature taken 
by force from the lower animals we can only assume that we are 
correct in our observations. Through experience we may establish 
what we consider as the normal limit of variation, but in many cases it 
is difficult to be assured that we are absolutely correct. Through long 
experience the writer believes that the records presented are a portrayal 
of the conditions as nearly correct as may be with the instruments used. 


DIURNAL RHYTHM IN TEMPERATURE 


The question of the diurnal rise and fall of temperature in a few 
species of birds and animals has been carefully investigated by Simp- 
son and Galbraith.’ These authors, on two different occasions, secured 
records of the body temperature of living gulls, starlings, sparrow- 


TABLE I.—Time of maximum and minimum temperatures in birds 
(Taken from Simpson and Galbraith) 


Time of Time of Time of | Time of 
Species Facet ceicies Species Hi ohan qleepaiaee 
temp. temp. temp. temp. 

Domestic owilich. «3.00 pim.|)3-00/a.mi.||| “ Plawle” ....0. 4.00 p.m.} IT.00a.m. 
Domestic fowl ¢..] 3.00p.m.| 3.00a.m.]] “Hawk” ........ | 4.00p.m.| T.00a.m. 
Bantam fowl¢ ...| 6.00 p.m./12.00a.m.|| Thrush ........./12.00p.m.|12.00a.m. 
Batirammnowleo es 4) "O.00 pin. 4!00asm.||| Dhriuish .. 0.4...) 1.00 p.m.) -1.00'a.m, 
Domestic duck ¢. .| 9.00a.m.| 3.00a.m.|| Starling.........| 3.00 p.m.|I2.00a.m. 
Domestic duck 9. .|12.00 p.m.|} 3.00a.m.|| Starling.........| 6.00p.m.| 3.00a.m. 
Domestic pigeon ¢| 6.00 p.m.|12.00a.m.|| Starling......... | 3.00 p.m.| 3.00a.m. 
Domestic pigeon ?/12.00 p.m.|12.00 a.m.|| Owl.............) 3.00a.m.| 9.00a.m. 
Sea ciili?, Aees oa 3100\p-tnl-|12:00.a.1.|| Owls... ss. oc. | 4.00a.m./10.00 a.m. 
“Seagull. ec. 12.00 p.m.| 3.00a.m.|) Owl .....| 4.00a.m.| 7.00 p.m. 
jackdawid acs. « 1.00 p.m.} 1.00a.m.)| Owl -++.+) 4,00a.m.) 1.00 p.m. 
Jackdaw @ .......| 1.00p.m.| I.00a.m. | 


hawks, a kestrel, thrushes, several owls, and domestic fowls, ducks and 
pigeons, at three-hour intervals for period of a week. The results 
obtained when tabulated gave curves that agree essentially with simi- 
lar curves taken for man and other mammals. (Variation in the time 


* Journ. of Phys., Vol. XXXIII, 1905, pp: 225-238. 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


of high and low temperature in individuals belonging to the same 
species, as shown in the table on page 5, are probably to be explained 
on the grounds of individual temperament in the birds under experi- 
ment. Thus a bird that soon became accustomed to handling would 
give a slightly different series of readings from one that remained 
wild and that struggled violently whenever approached.) 

In the case of those species normally active during the hours of day- 
light a constant diurnal rhythm was indicated, with a gradual rise 
until late in the afternoon and then a corresponding decrease until 
early in the morning. In owls, species of nocturnal habit, the tem- 
perature curves were reversed, the highest point being observed late 
at night and the lowest during the day. It was found on the whole 
that the temperature curves of daylight-loving species were similar 
to those of diurnal mammals save that the point of highest tempera- 
ture in the birds came earlier in the afternoon and that of low tem- 
perature earlier in the morning. 

Hildén and Stenback * record a series of experiments in which birds 
were confined in a dark room and their activities regulated by means 
of artificial light. Light was turned on from 6 p.m. to 6 a. m., with 
a more brilliant illumination from 9 p.m. to 3 a.m. to correspond to 
the brighter portion of the middle of the normal day. After the 
second day the diurnal birds studied in general adapted themselves 
to this change in condition in such a way that the temperature rhythm 
was reversed, the highest point in the record for each twenty-four 
hours coming after midnight instead of afternoon. When the experi- 
ments were terminated and the birds again led a normal life in relation 
to daylight the temperature curves at once adjusted to the normal 
rhythm. 

In studies made by the present writer the range of diurnal tempera- 
ture is well shown by records for certain of the owls. Thus a male 
barn owl (Aluco pratincola) killed at 3.00 p.m., as it flew from a 
perch in a cottonwood tree had a temperature of 1o1.9°. The day 
was bright and clear and the bird had in all probability been at rest 
since early morning. Another male, shot at 8.30 p.m., while quarter- 
ing back and forth across a level flat near the Gila River in Arizona, 
showed a body heat of 105.0°. This bird was seen coursing about for 
several minutes and had evidently been hunting for food for some 
time. The variation in the screech owls (Otus asio) also is instruc- 
tive in connection with the same points. A male and a female taken 
by hand at 3.30 p.m., from a low pine at the edge of a swamp in 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 7 


western Florida, gave temperatures of 101.8° and 102.7° respectively. 
A second male shot an hour later registered 100.7°. These birds 
had been resting quietly for the entire day. In direct contrast is the 
condition found in a male killed by moonlight at 8.15 p.m. in the 
Chiricahua Mountains in southeastern Arizona. On this evening 
screech owls had been actively calling for over an hour before this one 
was secured. The bird taken had a temperature of 105.4°. A female 
secured in the Dragoon Mountains, Arizona, at 8.45 a.m., not long 
after it had retired for the day, registered a body heat of 105.3°. 
In the case of those species active during the hours of daylight the 
difference is less marked, due in large part to the fact that the majority 
of birds examined had been killed during the period of their normal 
activity when little or no temperature range was evident that could 
be correlated directly with time. However, it is possible to cite a few 
cases showing this regular variation. 

The series of mourning doves (Zenaidura macroura) obtained may 
be discussed as pertinent in the matter of diurnal variation in birds 
of diurnal habit. In four males secured between 5.00 a.m. and 
5.45 a.m., the range in temperature is from 108.0° to 109.8°, the 
four records giving a mean of 108.9°. Five other birds shot between 
5.00 p.m. and 6.00 p.m. under similar conditions give a variation of 
from 109.3° to 110.4° with a mean of 109.6°. An average difference 
of .7° is thus shown. All of these birds were feeding but in the first 
set killed early in morning the body heat was still comparatively low. 

As stated above, most of the records were secured at hours when 
the temperature was naturally high so that little time variation is 
shown. However, the following may be quoted in addition to the 
above. An ash-throated flycatcher (Myiarchus cinerascens) taken at 
7.30 a.m. had a temperature of 108.6°. Another taken at 10.00 a. m. 
registered 110.0° and a third shot at 11.00 a. m. showed a body tem- 
perature of 111.8°. All of these birds were males. A male Canadian 
warbler (Wilsonia canadensis) shot at 7.30 a.m. registered 106.7° 
and another taken at 9.45 a. m. gave a temperature of 107.6°. Females 
of the same species taken at 7.30 and 9.00 on the same morning had 
a bodily heat of 107.7° and 107.0° while a third bird of the latter 
sex killed at 12.00 p.m. showed 108.3°. 

The daily increase in bodily temperature in our smaller birds may 
be exemplified also by the following: On September 12, 1919, at 
Plummers Island, Maryland, the writer spent the day in observing 
small birds, many of which were in their southward migration. There 
had been a heavy rain the previous evening, and later high wind had 
come up with a considerable fall in temperature. The early morning 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


was damp and cold so that insectivorous birds were more or less 
inactive until the sun was well up in the sky. As the air became 
warmer the birds, correspondingly, became more sprightly. A female 
magnolia warbler (Dendroica magnolia) secured at 8.30 a. m., hada 
bodily temperature of 107.0°. At this time birds of similar habit 
were just commencing to move about and feed. A male of the same 
species shot at 9.30 a.m. had a temperature of 108.2° and a second 
male taken at 10.15 a.m. had a temperature of 108.3°. Other war- 
blers taken between 9.00 a.m. and 10.30 a.m. gave records similar 
to the last. Thus a female bay-breasted warbler (Dendroica castanea} 
shot at 9.15 a.m. registered 108.8° and a male killed at 10.00 a.m. 
registered 108.7°. A male black and white warbler (Mniotilta varia) 
secured at 9.15 registered 108.5°. In the observations of this fore- 
noon it was noted that the red-eyed vireo (Vireosylva olivacea) was 
astir much earlier in the day than the warblers. This activity appar- 
ently was reflected in the body temperature as a female taken at 9.15 
gave a record of 109.7°, a reading distinctly higher than that of the 
warblers taken at the same time, although average temperatures for 
the two groups on the whole are about the same. . 

In perusal of the data used in preparing this paper many cases are 
found of range in temperature not correlated with time. These, 
however, cannot be taken as destroying the value of those instances 
where early and late readings were available that show a distinct 
rhythm or increase from early to late. As stated above, the bulk 
of the records are made during the period of high activity when the 
bodily temperature approaches a maximum. Range in temperature 
then is to be attributed to other causes. Had records made early in 
the morning been available in all of these cases there can be no ques- 
tion but that an increase in body heat correlated with time would have 
been shown. 

The daily variation in temperature is much more in birds of small 
size than in those of greater bulk. Thus Simpson and Galbraith’ 
found the daily range in the “ thrush” (Turdus merula?) to be from 
6.8° to 7.5°, in starlings (Sturnus vulgaris) from 5.2° to 7.2°, while 
in the domestic fowl it amounted to 1.9° and in the domesticated duck 
from 1.6° to 1.8°. The marked difference in these cases is noticeable. 

The diurnal variation in temperature that has been noted may be 
attributed directly to the metabolism of the individual as reflected 
by its activities. Wuth movement and the digestion of food heat is 
generated. Although a part of this is dissipated through the usual 


4 Journ. of Phys., Vol. XX XIII, 1905, p. 237. 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 9 


channels there is a gradual accumulation that warms the tissues and 
thus is held. This accumulation reaches its height near the close of 
the day’s activities. At night the body is inactive so that at once the 
production of heat is lessened. The stored up heat energy of the 
day therefore is slowly dissipated and is replaced only in part, so 
that there is a steady lessening of the body temperature until the 
beginning of a new period of activity. With this there is a sudden 
jump again in the production of heat and a corresponding increase 
in body temperature. In the case of our small birds that migrate by 
night the increased activity induced must of necessity make a decided 
break in the daily temperature rhythm. No data on this point is avail- 
able, but it must be supposed that the prolonged flights that are made 
tend to bring the temperature above the normal for individuals at rest. 
A part of the accumulated heat secured during the day may be attrib- 
uted to the continual ingestion and digestion of food, as the nutriment 
thus secured would be provocative of renewed energy. As digestion 
is rapid the stomach is soon empty when no food is being taken in 
so that the temperature of night-flying migrants may be held down to 
some extent by a decrease without constant renewal in the stored 
nutriment in the tissues. 

Although in birds there seems at present no indication of a marked 
seasonal variation in degree of temperature yet we may suppose that 
the total amount of heat produced by the body may be slightly more in 
summer than in winter. As the period of daily activity is one of high 
temperature (considered on the basis of diurnal species) it will be 
readily seen that that period of activity is much longer, in species 
living north or south of the tropics, during a day in June than during 
a corresponding period in December. There is therefore a contrast 
in many birds in the total amount of heat produced in the seasons of 
summer and winter even though no birds are known to hibernate. 
Although it may be supposed that the increased activity in summer 
among our small birds may be offset in part by brief siestas taken in 
the heat of the day, still it would not seem that the difference between 
the two seasons would be anywhere near compensated. The quantity 
of body heat produced during the summer period may therefore be 
considered greater than for the winter. 


VARIATION IN TEMPERATURE IN RELATION TO SEX 


Variation in body temperature correlated with sex has been well 
established in mammals, where the temperature of the female is stated 
to average slightly higher than in the male. Thus Roger’ records a 


*Richet’s Dict. de Phys., Vol. III, 1892, p. 96. 


IO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


slightly higher temperature in girls than in boys, although the subjects 
of experiment were too young to exhibit striking sexual differences. 
Martins * notes a higher temperature in females than in males of the 
domestic duck, and Simpson and Galbraith* make similar observa- 
tions with regard to other birds in those cases in which the sex of 
the individuals in hand was known at the time of experiment or was 
determined later by dissection. A few observations made by Hildén 
and Stenback* do not bear this out, as they cite higher temperatures 
in males than in females. Apparently these authors misunderstood 
Simpson and Galbraith as they state that these observers also record 
higher temperatures in males than in females although the reverse 
is true. 

In my-own observations there is found in some species a convinc- 
ing agreement with the findings of Simpson and Galbraith, Martins 
and Roger in this matter, as where a sufficient amount of data is avail- 
able the average temperature of the female is usually slightly higher 
than that in the male. Certain exceptions to this rule will be noted 
later. The difference in favor of the female where present is rather 
slight, being usually only a part of a degree. Thus in the green- 
winged teal (Nettion carolinense) the temperature of the male (19 
records) averaged 106.1°, of the female (8 records) 106.6°, a differ- 
ence of .5° in favor of the female. In Traill’s flycatcher (Empidonax 
trailli) males (6 records) averaged 108.0° and females (4 records) 
108.6° a difference of .6°. Numerous other instances will be noted 
in table 3 but need not be cited here as the two given will serve to 
exemplify the statement made above. 

The present work, however, has emphasized the fact that in cer- 
tain groups the temperature of the male on the average is distinctly 
higher*than in the female. Apparently this is true in the herons 
(Ardeidae) as in three species in that group we have the following 
averages: Great blue heron (Ardea herodias) male (2) 104.8°, 
female (2) 103.7°; snowy heron (Egretta candidissima) male (5) 
104.8°, female (8) 104.0° ; and black-crowned night heron (Nycticorax 
naevius) male (3) 103.5° and female (2) 102.6°. A similar differ- 
ence is best shown perhaps in certain of the shore-birds, as the phal- 
aropes, where it is indeed striking. In the northern phalarope 
(Lobipes lobatus) males (9 records) averaged 107.6° and females 
(17) only 106.6°. Males (10) of the Wilson’s phalarope (Stegano- 
pus tricolor) gave 106.3°, and females (18) only 105.7°. The same 


* Journ. de Phys., 1858, p. ro. 
* Journ. of Phys., 1905, p. 237. 
* Skandinavisches Arch. ftir Phys., Bd. 34, 1916, pp. 382-413. 


NG: 52 BODY TEMPERATURE OF BIRDS—-WETMORE ~ Wu 


holds true of the avocet (Recurvirostra americana) where 14 males 
averaged 106.6° and 12 females only 104.9°. <A good series of read- 
ings for the black-necked stilt (Himantopus mexicanus) showed the 
same average (105.8°) for both males and females. Through the 
family Scolopacidae the general average on the whole showed a 
balance in favor of the males save in a few instances. Among the 
Charadriidae two species, the black-bellied plover (Squatarola squata- 
rola) and the killdeer (Owyechus vociferus) show a balance in favor 
of the female, while in the snowy plover (A£gialitis nivosa) and the 
mountain plover (Podasocys montanus) the reverse is true. In some 
passerines the two sexes average about the same in degree of bodily 
heat. Thus in the yellow-headed blackbird (Xanthocephalus xantho- 
cephalus) males (29 records) averaged 108.3° and females (18 
records) 108.2°. Similarly in the house finch (Corpodacus mexicanus ) 
males (20 records) averaged 108.9° and females (7 records) 108.8°. 
In these species we have, therefore practically an agreement in both 
sexes as the difference noted, amounting to only one-tenth of one 
degree may well result from accident in securing the records. 

It appears therefore that in many species of birds temperatures of 
females are higher than those of males. In a considerable number, 
however, the two sexes average about the same, though with more 
information it may be found that there is a slight difference in favor 
of the females. In a few cases there is found a higher temperature 
in males than in females. This last is true in the Ardeidae, the Pha- 
laropodidae, the Scolopacidae and in part in the Charadriidae. 

In the average run of species of homoiothermal animals the differ- 
ence in temperature between male and female may be ascribed to the 
needs of sexual activity and reproduction. At least this higher tem- 
perature seems correlated with certain phases of reproduction. In 
many birds the care of the young devolves upon the female and she 
has the higher body temperature. In the Phalaropodidae, on the con- 
trary, it has long been known that the duties of incubation and the 
rearing of the young fall to the lot of the male, so that in connection 
with this it would appear that he has developed a higher body tem- 
perature than the female. In the case of the Scolopacidae the writer 
is prepared to state from his own observations that incubation and 
brooding of the young may fall largely upon the male in the willet 
(Catoptrophorus inornatus) and it is suspected (though not yet 
proven) that this may be true of the majority of the species in this 
family. Males of this group examined in breeding season often 
exhibit areas upon the lower surface of the body bare of feathers 
where the skin is thickened and vascular as in birds that have been 


12 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


incubating. This is true also in the Recurvirostridae. In the case 
of the herons definite knowledge is lacking so that I venture no state- 
ment in regard to their sexual aberration in body temperature. 
Admitting that the incubation of eggs and the brooding of young 
necessitate a higher temperature in the parent, it appears that in those 
species where this duty falls upon the female she has a higher average 
temperature than the male. Where the male performs these duties 
the reverse is true. As in many cases, in particular among the pas- 
serines, these cares are shared about equally by both parents, we may 
expect in such species a close approximation in body temperature 
in the two sexes, a supposition that is well borne out by the data given 
in table 3. On the basis of this reasoning it may be permissible to 
theorize further with regard to the shore birds. In many species 
here the cares of the family are undoubtedly shared by both parents 
though as has been said, in a good many forms this duty falls on the 
males alone. However, in those that have been investigated, the 
greater part show a higher temperature in males than in females. 
In this group then, where the male is the home drudge taking over 
all the family cares and leaving the female in freedom after the deposi- 
tion of the eggs the condition may be assumed to be a primitive one. 
Males of other species have become emancipated in part from this 
domestic yoke so that the task of rearing offspring is shared in part 
by their spouses, though this has occurred so recently that adjustment 
is not complete and the body of the male still develops a higher 
average temperature. Such statements however must be taken with 
reserve and cannot be considered as applying to other groups of birds. 


EXTERNAL TEMPERATURE IN RELATION TO BODILY HEAT 


In the cold-blooded vertebrates heat generation within the body is 
slow, while the processes that act in controlling radiation are imper- 
fectly active. In consequence the animal chills or is warmed in close 
harmony with fluctuations in heat of its surrounding element. Such 
creatures of necessity are sluggish when they encounter low tempera- 
tures and become more active when well warmed. When cooled below 
a certain point they become torpid and dormant. It would seem that 
animals of such habit have the means utilized in equalizing or resist- 
ing high temperatures better developed than those that might assist 
them in overcoming cold. Otherwise turtles, frogs, or lizards would 
be killed when basking in the intense heat of a midsummer sun. This 
equalization of heat must be accomplished largely by the lungs in 
Reptilia, as skin glands that might serve this purpose are absent. The 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 13 


amphibians, with their poorly developed lungs, gain the same end 
by evaporation and radiation through their moist glandular skins. 
There is a definite limit, however, to the degree of heat that these cold- 
blooded animals may endure. In Arizona I have seen a Gila monster 
(Heloderma suspectum) fresh from the desert perish when the sack 
in which it was confined was inadvertently left exposed in the noon- 
day sun for a period of fifteen or twenty minutes. 

Although in these cold-blooded animals there is a direct reaction 
to external cold, with birds the case is entirely different. Some investi- 
gators in making studies of avian body temperatures have been careful 
to record the temperature of the atmosphere and to cite this data in 
connection with their other records. After due consideration I have 
not done this as I do not consider that there is any constant relation 
between the normal temperature of the surrounding medium and that 
of the body cavity in birds. After making careful records of avian 
body temperatures at all seasons of the year, I am, in light of the 
records available at present, unable to recognize any constant differ- 
ence between body temperatures made in the same species at seasons 
of marked heat or marked cold. Where the individual is in normal 
health and is sufficiently supplied with food, the agencies of tempera- 
ture control will tend to maintain an even body heat. Any variation 
that may occur, other than that incident to the daily rhythmic rise 
and fall of body heat, may be attributed to some other condition that 
under normal conditions would disappear within a comparatively 
short period through a readjustment of the bodily functions. Any 
bird may, through inclement exposure, become thoroughly chilled and 
so have a greatly reduced temperature but such a condition cannot 
be considered normal. Thus an immature white-faced glossy ibis 
(Plegadis guarauna) exposed for half an hour to a severe rain and 
hail storm became so chilled that it could scarcely stand and shook 
violently with cold. When warmed with hot towels and dried out 
once more it was restored to its normal condition and soon was run- 
ning about on the floor of the laboratory so far recovered that it 
mischievously began to torment other smaller birds confined with it. 

Birds, however, may be divided roughly into two classes with regard 
to their ability to adjust to external temperature. The first category 
includes those able to withstand any reasonable degree of cold, while 
in the second are included those species that migrate to regions where 

_cold in any degree is not encountered at the approach of inclement 
weather. Broadly speaking, the question of difference between these 
two groups is not so much one of change in external temperature as it 
is of food supply. Thus species that feed on flying or crawling insects, 


I4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


or on fresh fruits, must leave before a supply of- this food fails. 
Others that search out insects in hibernation, dried berries, or live 
on seeds, pay little attention to the approach of chilling weather. The 
question seems on the whole one of adequate food supply, that the 
organism may receive its life-giving elements constantly. However, 
forms that habitually experience cold weather during a part of the 
year must have a greater development of reaction for temperature 
regulation than do those of the other groups. Some species from the 
category of those accustomed only to a hot climate may experience 
severe cold without harm if supplied with proper food. Others suc- 
cumb under these unusual conditions. Thus, Mr. N. Hollister, Super- 
intendent of the National Zoological Park, informs me that red, blue 
and yellow macaws (Ara macao) confined in large flight cages, remain 
outdoors at Washington, D. C., during the winter in perfect health. 
An allied species however, the blue and yellow macaw (Ara ararauna), 
was unable to withstand the cold and perished, though it throve during 
warmer weather. From information available it seems that both 
of these macaws in their normal range inhabit the tropical zone, and 
are subjected to the same general conditions of life. 

There is a marked decrease in body temperature where food is not 
obtained 1n suitable amount while the bird is subjected to cold. This 
may be seen readily among our smaller insectivorous birds where they 
are caught by a sudden return of cold weather during their northward 
migration in spring. Decrease in bodily temperature from this cause 
may be illustrated by the following: 

During the latter part of May, 1916, I was stationed at a small 
field laboratory in Utah near the point where Bear River enters Great 
Salt Lake. For several days preceding the evening of May 23 the 
weather had been mild, and small migrant birds that nested in the 
mountains had left the middle of the valley for the uplands. On the 
night in question a cold wind with a driving rain came on and con- 
tinued until ten the following morning, and there was little rise in 
temperature of the air until late afternoon. A few Audubon’s, pileo- 
lated and yellow warblers and an occasional small flycatcher appeared 
in the willows, and until noon there was a steady flight of swallows 
down the river toward some haven on the flats below. To escape the 
driving wind, the latter flew low over the river or beat along behind 
shelter of the willows that fringed the stream. Hundreds passed, 
travelling in little flocks so that for a time there seemed to be no end of 
the constant procession of passing birds. These small birds were not 
obtaining food as no insects were to be had and in consequence many 
were suffering from a lowered vitality. This was reflected in the body 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 15 


temperatures of individuals that I collected. Thus, two male violet- 
green swallows (Tachycineta thalassina lepida) registered 103.8° and 
106.8°, respectively, a female black-throated gray warbler (Dendroica 
nigrescens) 105.4°, a female Audubon’s warbler (Dendroica audu- 
bont) 105.6° and two purple martins (Progne subis) 104.8° and 
105.0°. Such abnormal records, due manifestly to lack of sufficient 
food, were not included in the register giving the normal average 
and range of temperature. That they were abnormal may be ascer- 
tained by referring to other records given for these species. 

Birds that remain in regions where they are exposed to cold, be- 
come more heavily feathered before the winter season so that there is 
less radiation of heat externally. Correspondingly, in summer the 
feathered covering is thinner, and the feathers themselves often 
become more worn so they are less burdensome. With increased cold 
there is apparently some readjustment to maintain the bodily heat 
at its normal point. Were this not so the individual would become 
affected so unfavorably that with prolonged exposure it would perish. 
We must suppose a more rapid metabolism and a conservation of the 
resultant energy in order to overcome this. Such a condition is not 
difficult to imagine in hawks, crows, and other birds of large size, but 
is wonderful when such feathered mites as the kinglets, creepers and 
chickadees are considered. 

The part that the feet and tarsi of birds play in equalizing the 
body temperature is difficult to state. In the majority of birds the 
space from the lower end of the tibio-tarsus to the tips of the toes 
is covered with skin in which are developed more or less perfect horny 
scutes (the whole forming one of the most evident reptilian features 
visible in the living bird.) The blood supply is of fair quantity clear 
to the tips of the toes, as blood trickles from slight wounds in the 
foot. There is no evidence of a forced circulation yet in many cases 
warm blood must be conveyed constantly to these parts to avoid frost- 
bite. Many ducks, grebes and other aquatic birds remain during 
winter just south of the line of ice. Swans, phalaropes and loons 
appear in the Arctic regions with the first breaking up of ice. I have 
seen auklets, puffins, and murrelets swimming and diving for hours 
in Bering Sea with no apparent discomfort at a time when the tem- 
perature of the water registered +39° Fahrenheit. Mallards and 
other wild ducks frequently clamber out of the water and stand about 
on ice for considerable periods without visible hardship. How 
these birds overcome or avoid the effect of cold upon their feet is a 
mystery as yet. Although supplied with a certain amount of blood, 
as has been stated, the feet and tarsi of birds are more often cold or 


16 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


cool to the touch than otherwise in spite of the high body heat. In 
fact they are seldom warm save in the hottest weather. Frozen feet 
and toes are not uncommon among domestic fowls but are seldom 
encountered in wild birds. The skin of the feet and tarsi is smooth 
and oily, so that in the case of aquatic species water does not adhere 
when the extremities are exposed to the air, thus preventing danger 
through the formation of ice. Aquatic birds at rest frequently draw 
up the feet one at a time beneath the long feathers covering the flanks, 
and ducks often rest on frozen ground with both feet drawn up in this 
manner, so that relief is available when needed. 

In some groups of birds the tarsi and at times the toes are well 
protected by a covering of feathers that prevent the radiation of 
heat. Such a development is found in ptarmigan and certain other 
grouse, in our owls of northern habitat, and in the sand grouse and 
rough-legged hawks. A similar covering, though less dense and 
heavy, is found, however, in other birds that never encounter severe 
cold. Thus the tarsus is feathered in whole or in part in some trogons, 
in whippoorwills, in certain species of edible-nest swiftlets (Collo- 
calia) and many others. The entire tarsi and upper surfaces of the 
toes are feathered in the Old World martin (Delichon urbica). A\l- 
though this covering is present in Delichon, in the bank swallow 
(Riparia riparia) a species that also breeds regularly far north in 
Arctic regions, the feathering is restricted to a small tuft on the 
posterior face of the tarsus near its lower end. Where this covering 
of the legs and feet is found in species that at present do not seem 
to require it for protection it may be supposed that it has persisted 
after an ancient need causing the growth has disappeared, or that 
it has developed as a correlated structure, perhaps ornamental in 
nature. Thus in tropical owls the feathering of tarsi and toes is 
greatly reduced, although in northern species it is very heavy. 

On the whole it would appear that radiation of heat through the 
lower extremities is comparatively slight. 


DIVERSE MISCELLANEOUS FACTORS IN THEIR RELATION TO 
BODY TEMPERATURE 

Previous sections have covered various phases of variations in 
temperature due to sex, daily temperature rhythm and other condi- 
tions. It remains to consider a few miscellaneous factors that affect 
this matter. Some of these are normal and some abnormal. 

The ingestion of large masses of food will frequently cause a 
sudden decrease in body temperature in a bird of small size. The 
matter swallowed if cold will absorb warmth until it has acquired a 


NO. I2 BODY TEMPERATURE OF BIRDS—-WETMORE 17 


degree of heat equivalent to that of the tissues inclosing it. In this 
way a distinct lowering of internal heat may be occasioned. On 
Sept. 12, 1919, while watching two yellow-throated viroes (Lanivireo 
flavirons) that were feeding in company I saw one after much effort 
swallow a very large caterpillar. Both of these birds were collected 
and were found to be immature females. The bird that had eaten the 
caterpillar five minutes before it was killed registered a body tem- 
perature of 107.2°, while the other gave a reading of 108.1°. This 
difference of .9° was attributed to heat absorbed by the large mass 
of recently ingested food. This may be considered a normal variation. 

In small birds bathing may also occasion a slight decrease in body 
temperature where the plumage becomes thoroughly wet. The heat 
taken up during evaporation incident to drying the feathers may 
occasion an appreciable drop in body heat. As an example of this, 
a verdin (Auriparus flaviceps) that had just bathed, taken June 16, 
1919, near Arlington, Arizona, gave a temperature of only 106.0°, 
while others of this species ranged from 106.5° to 107.6°. Variation 
from this cause is slight, however, and would not be appreciable save 
in species of very small size. 

Many persons with whom the writer has discussed the question of 
the taking and recording of the body temperatures of birds have 
expressed the belief that the shock produced in, the bird when it is 
shot is sufficient to increase the bodily temperature to a marked degree. 
Such statements have come in particular from physicians and others 
of similar training. Experiment and observation have shown, how- 
ever, that this is not true.. On various occasions by accident or inten- 
tion birds have been killed in such a way that they were instantly 
riddled by shot, so that all functions of the body, nervous as well as 
circulatory must have ceased instantly when the bird was struck, 
and this on occasions when the individual in question had no reason 
to suspect danger. Temperatures of such specimens show no varia- 
tion from those of birds taken in a more normal way. As a matter 
of fact it has transpired that the shock of wound in birds serves rapidly 
to reduce their body heat after a period of from thirty to sixty 
seconds. Thus a wing-tipped bird, with an injury that is compara- 
tively slight, will be found usually to have a temperature below 
normal after a period of two minutes has elapsed from the time that 
it was injured. With more serious injuries the fall in body heat may 
be so great that a record made on a living bird four or five minutes 
after it was shot is so low that it must often be considered as abnormal. 
As an example of this I may cite the case of a cinnamon teal ( Quer- 
quedula cyanoptera) that was struck in such a way that the sight of 


18 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


both eyes was destroyed though other injury was not present. This 
bird rested quietly on the water, while I went for a boat in order to 
retrieve it. On reaching the spot fifteen minutes later the body tem- 
perature of the duck was found to register only 102.0°, a reading 
considerably below normal. Many other examples of a similar sort 
in the case of birds bearing only slight wounds have come under 
observation. The rapid reduction in body heat is due perhaps to an 
abnormal exchange and radiation through the air-sacs. 


TEMPERATURE OF YOUNG 


During the course of this investigation occasional opportunities 
were presented for securing temperatures on nestling birds or on 
young of species that leave the nest as soon as hatched. These have 
not been used in securing the average temperatures for each species 
given in table 3 or for the family records in table 4, as they showed 
some variations from readings for adults. The results obtained are, 
however, of considerable interest and are presented in tabular form 
herewith in order that they may be discussed briefly. In this table 
the few species included are grouped under family headings. In 
the second column is given the temperature and under remarks is 
included a statement of the approximate age of the individual and the 
manner in which the temperature was taken. In certain passerine 
species, where axillar temperatures were taken, the end of the ther- 
mometer was held closely in the hollow between the folded wing and 
the body. Birds utilized from the same nest or brood are grouped in 
brackets. 

Of the species listed those belonging to the families Colymbidae, 
Laridae, Anatidae, Rallidae and Recurvirostridae are precocial while 
those listed under Columbidae, Tyrannidae, Hirundinidae, Mniotilti- 
dae, Mimidae, Paridae, and Turdidae are altricial. A difference in the 
temperature records in the two groups is readily apparent upon 
examining the table. In the group of precocial birds there is on the 
whole less variation and the temperatures given closely approxi- 
mate those of adults of the same species. The only wide divergence 
in this group is in the case of the three-day old young of the black- 
necked stilt (Himantopus mexicanus). It so happened, however, 
that the temperatures of these three birds were taken upon a cold 
raw day, when the young were very evidently affected by the external 
cold, perhaps through lack of sufficient food. 

In the case of the altricial species considerable variation is present 
and these birds show a much lower average temperature than adults. 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 19 


TABLE 2.—T able of temperatures of young or nestling birds 


Tempera- 


Species fare Remarks 
CoLYMBIDAE . 
Podilymbus podiceps.....| 104. Newly hatched. (interthoracic). 
y 
“fe oe 
Spee alah TOO 
‘a So eae) LOL) i Lron one brood: 
ss Seen Sete A LOO 
LARIDAE 
Sterna forsieris ........-|) 107-3: | Len days old (rectal). 
e S Seiad ah] yy HOO ss Soe aka “ 
oy Deets |) O52) a1 Sevyen, > * s 
oy 3 mratene io ietenate s I0l.5 ier ES e 
ns 2 BOSD OC oor 104.5 Six ° s 42 
NUZTA..... : even 
Hydrochelidon nigr 105.4 |S Cente x 
ANATIDAE 
Anas platyrhynchos......| 105.8 | One-third grown “ 
Chaulelasmus streperus..| 104-5 | One day old Py 
‘ce ‘ 106. if ‘6 ‘é ““ “ 
“e ia 107.3 “e ee ce “ee 
“ee 6c 107.8 “ec 6c “cc ‘cc 
“ce 77 . 107.8 a3 ce «e ‘c 
Querquedula cyanoptera. 107.7 Suen NEE a z 
“ ‘6 int 100.5 ‘ce “c “ ‘ 
“ce (73 105.6 6 ‘é 3 ‘6 
“e ‘“c . 100.3 ‘ce ‘6 ‘ ‘sé 
Spatula clypeata......... 102.7 | One-half grown “ 
“ce ce ‘7 104.0 oe “ec “ce ee 
Marila americana........| 102.9 | Twohours old “ 
ee “cc An 102.7 a3 “cc “ce “ec 
“ re Pe etesa: Whivedays ald”. 
“c “cc 100.8 “cc “cc “ “<e 
ce GLU ae aE oem TOo6.0 “ec 6“ ‘ce “ 
ve ce iS deh. Io = Cc oe ee ce oe 
“ce ce get eee “cc é se “ec 
is ee ee Ot Ot Pemy in‘) Pst 
a os UieE ele T0020" "Two weeks" * 
Erismatura jamaicensis..| 104-2 | Tendays “ ss 
RALLIDAE 
Fulica americana ........| 108.6 | One-third grown “ 
a Oo | tat ie een 109.0 | One-half Se heen 
“ 6c 106.6 6c “cc 6c (73 
“ “e Ciseae ee 104.5 oe e (a3 “e 
RECURVIROSTRIDAE 
Recurvirostra americana.| 103.9 One week old ps 
“ce ce 104.3 oe oe “ce ce 
ce ia ; 104 5 oe f ce ins 
“ee “cc i 103.6 “6 “cc ‘ec “ 
. es .| 104.4 | Newly hatched. 
Himantopus mexicanus .. 95.8 | One day old 9 
““ 6c be 95.3 oe “ ‘ec a3 
“ee “cc ~ ce “ce “ce “ec 
0s 97. 
- es ..| 105.7. | One-half grown “ 
CoLUMBIDAE 
Zenaidura macroura.....| 106.5 | Two weeks old ‘* 
TyYRANNIDAE ; 
Mvytarchus crinitus.......| 103.3 Nestling, 12 days old (axillar). 
ce oe 103 8 “ce ae ae “ce “e . 
ce “oe a ae 103.2 ce ae ae a3 
oe ce te 103.8 ae ce ee ae “ 
“e ee =e ; ce oe ae ce * = 
wee 103.7 (interthoracic) 


20 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TABLE 2.—Continued 


Species Temper Remarks 
HIRUNDINIDAE : ¢ ; 
Petrochelidon lunifrons..| 103.4 \| Nestling, 2 weeks old (interthoracic). 
“ce ia3 om 102.8 “ec “ce “ce ee ce 
MNIOTILTIDAE ; ; 
Geothlypis trichas ....... 100.2 | Nestling, 7 days old (axillar). 
ce et ek IOI 8 “e “e ce “ce “ 
“c Ce ax» Satd  ak a 102.5 ce ce of “ce “ 
ce OO bi Tyan te 102.8 ce ce “cc ce be 
MIMIDAE 
Dumetella carolinensis... 105-2} Neetiine (asia: 
¥ 3 105.7 One brood. 
f 2¢-%| | Nestling, 8 days old (axillar) 
éc go? | One brood. 
97.9 
PARIDAE : 
Penthestes gambeli ...... 101.4 | Nestling nearly grown (interthoracic). 
7 SF A Wet feo 97.0 One brood. 
TURDIDAE 
Sialia currucoides........ 97.6) | Nestling, week old (interthoracic). 
x SENEGAL ri oes 96.7 J | One brood. 


These helpless young are evidently as dependent upon brooding by 
a parent to maintain their bodily heat as are eggs before hatching. 
Apparently the body temperature may be considerably reduced, how- 
ever, without permanent injury so that the body heat may sink as low 
as 97° without death resulting. Even where nestling birds have devel- 
oped contour feathers the temperature still remains considerably below 
the average for the adult. When the bird leaves the nest at once there 
is agreement between the degree of bodily heat that it develops and 
that present in the adult. , 

The single observation recorded for a young mourning dove is 
apparently anomalous as it averages higher than those given for other 
altricial birds. This is of interest as the doves have distinct affinities 
with groups having precocial young but in the Columbidae the imma- 
ture birds, though covered with down at birth, are confined to the 
nest until able to fly. Further study of young doves and of other down- 
covered young that do not leave the nest when first hatched, as young 
hawks, owls, turacos and others, will be of interest. 

From this discussion it may be stated with apparent certainty that 
in birds with precocial young the mechanism of temperature control 
is well organized at birth, while in species with altricial offspring this 
power is so feebly developed that these birds are largely dependent 
upon the parents for heat. The ability of perfect temperature con- 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 21 


trol is not fully matured until the young leave the nest. The early 
development of this faculty in precocial young is in line with their 
advanced stage as regards securing food, general activity, and ability 
to care for themselves. According to Pembrey, similar statements 
regarding young birds have been made by Edwards.’ 


METHOD OF TEMPERATURE CONTROL IN BIRDS 


Bodily heat in all animals is caused by tissue changes during active 
work performed by various organs or parts. Mills * states that bodily 
heat, though arising in great part from actual oxidations that take 
place in the system, is in its entire amount best defined as the out- 
come of all chemical processes that take place in the organism. In 
so-called cold-blooded vertebrates the combined energy or rate of these 
chemical changes is slow, so that heat is given off by the body almost 
as rapidly as it is generated. In the groups that we class as warm- 
blooded, Aves and Mammalia, these changes are more rapid and 
intense so that heat generation may be in excess of heat radiation. In 
the warm-blooded group there is also a more or less perfect control of 
heat radiation when the body is normal in health. In homoiothermal 
animals there is, therefore, an approximation to the maintenance of 
a fairly uniform internal temperature, and the animal remains inde- 
pendent of the ordinary rise and fall of the degree of heat of its 
external medium. 

Bayliss * considers control of heat production (probably in muscles) 
as the primitive method of temperature control. Among homoio- 
thermal animals, the Monotremes (both Echidna and Ornithorhyn- 
chus) have the lowest body temperatures, as the average for these 
species is only 85.6° Fahr. In the case of Eciidna all regulation of 
temperature appears to be through change in heat production as this 
animal possesses no sudoriferous glands and shows no apparent change 
in respiration at high temperatures. In cold weather it hibernates and 
maintains a temperature only slightly above that of the air. The 
duck-bill (Ornithorhynchus) has the power of regulating both heat 
loss and heat production so that its temperature is maintained at a 
more even level. The marsupials are intermediate in this respect 
between monotremes and higher mammals. 


* Schafer, E. A., Text-book of Phys., London, Vol. I, 1898, p. 804. 

2“ De l’influence des agens physiques sur la vie, Paris, 1824. (Not seen by 
the present writer.) 

* Animal Physiology, p. 461. 

“Principles of General Physiology, 1915, pp. 458-459. 


22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


It has been estimated by Helmholtz * that in the human body heat 
lost through transpired air amounts to 5.2%, through the water of 
respiration to 14.7% and through the skin to 77.5%. The remaining 
amount disseminated is given off in egesta or is consumed in warming 
ingesta. The part played by the skin glands in regulating temperature 
in the mammal is readily seen. The distribution of skin glands varies 
in different groups, though such glands are known in all save 
Cetaceans, elephants, Echidna, and some others. It is claimed, for 
example, that in the dog skin glands are present only in the legs or feet 
but in this case the open mouth and protruding tongue act as organs for 
reducing excess body heat. The presence of skin glands in the horse 
is readily observed in an animal that is hard driven in warm weather. 

Amphibians agree with mammals in the presence of many integu- 
mentary glands, though in this group the use of these structures is 
in some ways different in purpose. In reptiles and in birds, the two 
classes joined in the supergroup Sauropsida, skin-glands are practi- 
cally wanting and no case is known in which glands similar to those 
in mammals are found. In birds the development of feathers with 
their filamentous barbs and barbules, as a body covering, would not 
have been possible had sudoriferous glands been present in the skin. 
Excretion of fluid through such glands inevitably would have soiled 
such delicate structures as feathers and ultimately have destroyed 
them: The diffusion of heat through the skin in birds is confined to 
the amount, notably small in quantity, that is, given off by direct 
radiation. It is a fact easy of verification that the skin in birds is defi- 
cient in blood supply when compared with mammals. Only a compara- 
tively small amount of blood, therefore, can be cooled to any extensive 
degree through the agency of the skin. 

As a matter of fact the feathers that form a loose covering over 
the bodies of birds are not adapted to the radiation of heat but on the 
contrary tend to conserve it and hold it within. Though the contour 
feathers lie smoothly one upon the other yet they are permeated and 
separated by innumerable air-spaces varying in size from the tiny 
interstices between barbs, barbules, and barbicels in individual 
feathers, to the broader areas separating one feather from another. 
These all go to make up series of more or less closed air cells that act 
efficiently as non-conductors and serve to retain the bodily heat 
within. The use of so-called “dead” air-spaces between walls as 
a protection against conduction of heat and cold is too well known to 
make further explanation of this factor necessary. 


* Smith, R. M., Physiology of Domestic Animals, 1880, p. 696. 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 23 


This lack of heat regulation by means of the skin would throw the 
vital work of temperature control directly upon the respiratory system. 
In this fact then we have a ready explanation for the presence of the 
great series of pulmonary air-sacs that are developed throughout the 
avian class as a whole. Birds in order to maintain a high rate of 
metabolism, necessary to continued activity without reference to shifts 
and changes in the temperature of their surrounding media, have been 
forced to develop &n auxiliary to the small amount of heat that may 
be thrown off through the lungs. This has led to the evolution of the 
air-sacs that, while connected by ostia directly with the lungs, radiate 
throughout the coelom and penetrate the bones to serve as an agency 
of temperature control. In other words, safety to the organism 
demanded that if activity be great and continued, there be some safe 
release for the excess heat developed during rapid muscular move- 
ment. 

The proper function of the air-sacs has been a moot point for many 
years and has given rise to considerable discussion. Some have con- 
sidered that these sacs acted as reservoirs to replenish air in the lungs, 
as containers that, balloon like, raised the weight of the bird in flight, 
or that the presence of these open spaces reduced the relative specific 
gravity of the body. While the idea of the true use of the air-sacs 
in birds as organs of temperature control was arrived at independently 
by the present writer, subsequently an admirable exposition of the 
same fact has been found in an account by J.-M. Soum.* This author 
in turn believed that the discovery of this fact originated in an hypoth- 
esis first advanced by De Vescovi.’ W. P. Pycraft* also has adopted 
this view as he states that “the air stored in these reservoirs serves 
not only for respiratory purposes, but also as regulators of tempera- 
ture, thereby compensating for the lack of sweat glands.” With this 
comment, however, he goes no further, as he gives no details to support 
this statement." M. Soum, however, made an admirable exposition 
of his hypothesis. He pointed out that all birds possess air-sacs, 
have a covering of feathers, and lack skin glands, and all have a 
high temperature. To correlate these facts he believed it necessary 
to consider the air-sacs as a means of temperature control. The addi- 
tional facts that I am able to bring forth leave no doubt as to the cor- 
rectness of this belief. 


*Soc. Linn. de Lyon, Vol. XLII, 1805, pp. 153-157. 

* Res Zoologicae, Ann. 1, No. 1, Rome. (This publication I have not seen.) 

* History of Birds, London, 1910, p. 17. 

* With regard to statements by other authors consult also Headley, Structure 
and Life of Birds, pp. 100-103. 


24 SMITHSONIAN MISCELLANEOUS. COLLECTIONS VOL. 72 . 


To continue, as the statement given in the preceding paragraphs 
becomes more clear, it seems evident that the bird owes its high 
development, when compared with the reptile, to the growth of these 
air-sacs as well as to a complete double circulation of the blood. The 
truth of this statement is apparent when it is considered that the 
Crocodilia among reptiles possess a double circulation so nearly per- 
fect that only a comparatively small amount of venous blood finds its 
way into the purified stream of the trunk arteries. Yet these crea- 
tures are “cold-blooded” and become dormant when subjected to 
cold. In other words, their body processes function so slowly that 
when they encounter an outside temperature below a certain point 
heat is given off by the body more rapidly than it can be produced. 
It follows then that the bodily activities ebb lower and lower until 
finally they are practically at a standstill. 

With animals as active as are birds means of relief from overheating 
must be well organized ; the extension of the air-sacs through the body 
cavity is excellent for this purpose. The walls of the sacs are very 
poorly supplied with blood so that heat is not radiated directly by 
means of special circulatory vessels. The thin walls of the sacs, how- 
ever, are brought into intimate contact with the trunks bearing the 
blood stream and their principal branches while in addition the sacs 
closely invest the glands and organs that generate heat. It is claimed. 
that the liver produces more heat than any other organ so that the 
blood from the hepatic drainage is warmer than any other in the body. 
The liver itself is partly enclosed by air-sacs, while the venous 
trunks coming from it adjoin sacs that give excellent opportunity for 
the casting off of excess heat. Ramifications of air-sacs in the bones of 
the body are not uniform in distribution and appear to follow no set 
plan. Some species have the osseous system highly pneumatic 
throughout while in others this pneumaticity is greatly reduced. 
When air-sacs are present in bones invested by considerable muscle 
masses they may be considered as developments that tend to further 
the proper radiation of excess heat. Thus air cells in the keel of the 
sternum and the coracoids would aid in controlling heat generated in 
the pectoral muscles and supplement the work of those divisions 
of the sacs that underlie the body of the sternum and penetrate from 
the thorax into the cervical region. 

Evolution of the air-sacs beyond their normal development of five 
main pairs that fill the body cavity and the cervical region apparently 
has been partly beyond control. The presence of numerous cells 
between the skin and muscles in brown pelicans may be supposed to 
break the impact of the water as the birds dive for food. The pres- 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 25 


ence of these same air-pads in the white pelican and, possibly, in the 
man-o’-war bird may be explained by considering that they were 
developed as a protection while diving from a height and that they 
have persisted now that these birds have altered their mode of securing 
food. Similar air-pads in the screamers, however, cannot be ex- 
plained by the same argument. Similarly there seems no adequate 
explanation on the basis of use for pneumaticity in the pedal phalanges 
of the Bucerotidae or in the pygostyle of the Picidae. 

Many physiologists have supposed that air-sacs have been developed 
by birds to impart lightness to the body, especially to the bones. 
Anatomists, however, have pointed out that while the main air-sacs 
are more or less uniform in growth, in many cases the bones are highly 
pneumatic in species not especially noted for strong or prolonged 
flight. The hornbills, already cited as having the osseous system more 
extensively permeated with ramifications of air cells than any other 
group, are not known to be especially active on the wing. 

In the most recently published extensive account of avian air-sacs 
Bruno Miller * considers that air-sacs serve no special physiological 
function but that they give bulk to the bird body without adding 
to its weight. This author continues with the statement that the 
connection of the air-sacs with the lungs comes from their manner of 
development, and that this connection serves merely to “ assist in 
renewing the air in the trachea.” Reflection and study of the facts 
of avian anatomy show, however, that this line of reasoning is unten- 
able. Bats among mammals fly with the utmost ease and yet possess 
no such system of air cells as permeates the body in birds. Some of 
our most ancient birds from the standpoint of phylogeny are flightless, 
have been in this condition for millions of years, and yet have as 
perfect a system of air-sacs as are found in forms noted for their 
powers of flight. Fossil remains of an ostrich have been found in 
the Pliocene deposits in the Siwalik Hills in India, an indication of 
the ancient ancestry of our present-day struthious birds. To those 
who would adhere to the theory of Muller as propounded above the 
highly emphysematous condition prevailing in the screamers (Anhima 
and Chauna) and others may seem of importance but the condition, 
as has been said, may be ascribed more to an exaggerated develop- 
ment, unchecked because it had no particular significance to the 
organism as a whole. Otherwise we must expect a similar condition 
in other species, as the Old World vultures and American buzzards 


* Air-sacs of the Pigeon, Smithsonian Misc. Coll. (Quart. Iss.) Vol. 50, 
pt. 3, Jan. 16, 1908, pp. 403-404. 


26 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


(Cathartidae) that like the screamers spend hours in soaring high 
in air. 

The action of the air-sacs in controlling the body temperature may 
be demonstrated clearly by the following. A house sparrow (Passer 
domesticus) was caught across the neck in a spring mouse trap of the 
“Out o’ Sight” type. The bird struggled and fluttered violently 
for approximately 60 seconds while at the same time ingress or egress 
of air to or from the lungs was prevented by compression of the 
trachea against the edge of the trap platform by the spring of the 
trap. I reached this bird as it became quiet and found that the body 
temperature (interthoracic) registered 114° Fahr. The violent, sus- 
tained muscular exertion had produced a considerable amount of heat 
that could not be given off as the accustomed outlet was blocked. The 
temperature, therefore, rose several degrees above the usual maximum 
for this.species. These same factors operate occasionally when the 
trachea of a wounded bird is clogged with blood that prevents the 
. passage of air. The air current must be cut off quickly, however, as 
the temperature falls rapidly in a wounded bird even when it is 
struggling. 

During hot weather it is common to see birds breathing rapidly 
with the mouth held open. This facilitates the rapid inspiration and 
expiration of air from the lungs. Cooling of the mucous membranes 
of the posterior portion of the mouth may also be of slight aid in 
reducing the excess internal heat. In the case of some young birds, 
as, for example, young herons, there is in connection with this habit 
of breathing with open mouth another development to aid in regulating 
the internal temperature of the body. When overheated these birds 
open the mouth widely so as to expand the capacious mouth cavity 
and pharynx while at the same time the skin on the sides of the upper 
throat is vibrated with great rapidity. The inner walls of the pharynx 
and upper throat in the birds in question are highly vascular so that 
the currents of air set in motion aid in cooling the blood exposed in 
the radiating blood vessels found near the surface in the moist mucous 
lining. Conversely it may well transpire that the checking of the 
rapidity of interchange of air between the branches of the bronchi 
and the air-sacs during extremely cold weather may bring about a 
storage or an increase in internal heat. In other words the heat of the 
body cavity may be held at a higher level by the cessation of inhala- 
tion of constant supplies of cold air into the air-sacs. We may imagine 
a delicate adjustment here that will vary expiration of heated air 
at need. With the air-sacs acting thus as heat reservoirs the ability 


NO. I2 BODY TEMPERATURE OF BIRDS—-WETMORE 27 


of some species of birds to withstand bitter cold winter weather may 
be better understood. 

Temperature control among birds is less perfect in juvenile than 
in adult individuals so that the action described in the case of young 
herons in the preceding paragraph is of great aid to control of heat 
through the air-sacs. As temperature is poorly regulated in young 
individuals parent birds often find it highly necessary to shelter their 
offspring when these are reared in exposed nests. On hot cloudless 
days, therefore, one bird of each pair remains constantly at the nest 
during the warmer part of the day, and intervenes its body and partly 
spread wings between the young in the nest and the burning rays of the 
sun. I have seen many young herons and ibises perish when the 
adults were driven from their nests on hot days, and during field work 
in rookeries of these birds have made it a point to visit them during 
the cooler portions of morning or afternoon, or to come on days 
- when the sky was overcast by clouds in order to prevent such mortality. 
As another evidence of poorer temperature control in young birds I 
may add that in several cases I have seen immature coots (Fulica 
americana) die, apparently of sunstroke, when unduly excited while 
exposed to the burning rays of a western sun. Adult birds seem able 
to react against these circumstances in such a way that they do not 
succumb but often exhibit evident signs of severe suffering. It is 
probable that the more perfect development of the feathered covering 
in adult birds is of as great advantage in this as the increased efficiency 
of the heat regulatory organization in the body. 

On a few occasions I have observed a further development of the 
function of temperature control by air-sacs in certain forms of birds 
while in the fledgling state. Those who have had occasion to work 
in summer in marshes densely grown with rushes will agree that at 
times the heat encountered is almost overpowering. Ina few instances 
in such situations I have observed young yellow-headed blackbirds 
recently from the nest, resting quietly with the cervical air-sacs 
immensely swollen so that the lower part of the neck was greatly 
enlarged. The whole gave the appearance of some unwholesome 
tumorous growth and at first I was under the impression that the 
birds were diseased. On handling them, however, the sacs rapidly 
subsided and the birds seemed normal in every respect. The same 
phenomenon has been observed in young savanna sparrows and in 
young red-winged blackbirds. In these cases I was forced to conclude 
that the distended air-sacs form an insulation or protection against 
heat from without. In other words, that the enlarged cavity of 
the sac acted as a dead air space protecting the blood stream in the 


28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


larger vessels from becoming overheated. The importance of the 
enlarged cervical sacs in preventing excessive heating of the carotid 
artery carrying blood to the head may readily be seen. 


SIGNIFICANCE OF TEMPERATURE CONTROL 


In common parlance animals are divided in two groups distin- 
guished as those with “ warm blood” or “cold blood,” according to 
their condition as regards body heat. Though two classes may be 
recognized without difficulty, the criterion implied in these two terms 
is not exact as a “cold-blooded” animal temporarily may have its 
body temperature raised toa high degree. The distinction between the 
two, in fact, is not one of actual degree of heat, but rather one of main- 
tenance of a more or less uniform temperature in the group defined 
as possessing ‘‘ warm blood,” and of fluctuation in bodily temperature 
in those distinguished as “ cold-blooded.” To express this idea with 
exactness, the first group of animals is said to be homoiothermal, and 
the second poikilothermal, terms proposed by Bergman* in 1847. 

It will be admitted without question that the possession and main- 
tenance of warm blood is of advantage to any animal. We may 
suppose, therefore, with what amounts to some certainty that this 
faculty when once gained, would not be lost. On the basis of this 
assumption it may be concluded further that the first vertebrates were 
cold-blooded, an hypothesis in line with facts of evolution as they 
are understood and accepted at the present time. Whether these types 
developed in regions of equable temperatures or in areas with moder- 
ate seasonable changes is a matter of no moment in the present discus- 
sion. In either case these early vertebrates as they extended their 
ranges, encountered barriers erected by cold during a part of the year. 
Groups successful in coping with this condition developed an ability 
to undergo certain periods, longer or shorter in length, in the state 
of suspended animation that we term hibernation, and then to revive 
and carry on their activities as before with return of a period of 
increased warmth. In meeting these conditions of cold it was of 
advantage to develop increased resistance to the torpor induced. In 
other words, it was an advantage to the organism to maintain its 
activity at lower and lower temperatures. In order to accomplish 
this it was necessary to evolve a mechanism for temperature control 
in the body, and for regulation of the rate of production of heat from 
ingested food elements. When once begun, such control would prove 


*Gottinger Studien, Vol. I, 1847, p. 593. 


* 


—- 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 29 


of value not only in overcoming cold but in enabling the organism to 
withstand excessive heat. 

It seems probable that in our living fishes there is little actual tem- 
perature control. In Amphibia, this regulation is developed to some 
extent, and it has progressed somewhat farther in modern reptiles. 
In the bird, however, the regulation of body temperature has reached 
its highest point, though birds stand second to mammals from an 
evolutionary standpoint. Proof of this is found in the fact that birds 
have the highest body temperatures known, and that none of them 
hibernate (in spite of ancient beliefs to the contrary). Where con- 
ditions become too unfavorable, birds, through their power of flight, 
pass readily to regions where the environment is more clement. They 
are enabled, therefore, to foster their powers of temperature control 
and keep them at the highest pitch. Small mammals, on the contrary, 
are more or less sedentary and in many cases must still undergo 
hibernation in order to maintain themselves in regions with cold 
winters. As they must always hibernate in order to survive there is, 
in their case, less incentive to develop temperature and temperature 
control beyond a certain point. 

Thermogenic centers or areas in the central nervous system devel- 
oped for temperature control have been studied in mammals and have 
been fixed tentatively by some in or near the corpus striatum. Others 
would recognize a cortical heat center. Seemingly this matter has 
received little attention in birds and it would be unwise in the absence 
of definite data to decide that this function is vested in the same areas 
in this group when the wide separation between birds and mammals 
is considered. It may be assumed as certain that heat production and 
heat control are under nervous direction and that these two functions 
are directly concerned in whatever mechanism has developed for 
temperature control. ; 

The origin of the warm-blooded animal may be attributed to natural 
selection in which certain individuals showed a slight reaction against 
temperature conditions producing hibernation in their fellows. In 
other words, these favored ones were able to remain active in a tem- 
perature a few degrees colder than others of their kind. With this 
tendency as a basis and with strains developing in which this tendency 
was perpetuated it followed that there were evolved groups of species 
with a more independent metabolism in regard to the degree or the 
lack of heat of the surrounding medium. “ Warm blood ”’ therefore 
arose in a struggle against enforced hibernation. During evolution 
of the vertebrates it may be that among living groups of today, warm 


30 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


blood arose first among the birds." We may suppose, however, that 
primitive pro-avian creatures (on the borderline between small- 
brained reptile and large-brained bird) were cold-blooded and that 
they were subject to hibernation as is any reptile today. However, 
it seems probable that Archaeopteryx, the most primitive of known 
birds, was warm-blooded, as impressions of feathers are shown dis- 
tinctly in the slabs of stone containing the remains of these creatures. 
These marks made by feathers indicate the development of a body 
covering designed to retain heat, a circumstance unknown in any 
cold-blooded vertebrate. How far back we may safely trace this sup- 
posed warm-blooded ancestral bird creature is problematical but in 
this connection attention may be called to the supposition that there 
are grounds for believing that Pterosaurs, among ancient reptiles, 
possessed warm blood. As warm blood permitted greater mental and 
physical activity it was natural that the mammal should also develop 
this faculty, though it seems probable that this function arose inde- 
pendently in the Reptilian-Avian and Mammalian groups. 


DISCUSSION OF DIFFERENCES IN AVERAGE TEMPERATURES 


Attention has been called to the general statement that the body 
temperatures of birds vary as a rule from low to high as the species 
change from those considered low in the scale of development to those 
farther advanced. Agreement with this theory is shown in part in the 
data summarized in table 4. Thus grebes, the tctipalmate groups 
(Anhingidae, Phalacrocoracidae and Pelecanidae) and herons are in 
general low in average body temperature, while gulls, shorebirds, 
pigeons and cuckoos are high. Many apparent discrepancies to this 
broad statement may be noted. ‘These must be left for the present 
without attempt at explanation save to note that knowledge of the 
actual evolution of groups in birds is slight, while new facts constantly 
demand a revision of the status of many forms. Whether the varia- 
tions in body temperature here noted may have significance time alone 
can tell. It is probable that temperature level is of value as a criterion 
only between the most primitive and the most highly developed groups 
and that the great mass of intermediate orders and families may in 
some cases in themselves develop high or low temperature according 
to their actual needs. 


* According to Osborn (Origin and Evolution of Life, 1918, p. 236) primitive 
mammals arose during the Jurassic period. The earliest known birds are 
found in deposits of this same age but are so highly specialized that it is 
evident that they were preceded by a long line of pro-aves of more ancient 
origin than the early mammals. 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 31 


When ranged by families the highest temperatures noted are to be 
found in pigeons, cuckoos, woodpeckers and in the great passerine 
order beginning (in table 4) with the Tyrannidae and ending with the 
Turdidae. It must be noted too that the range of body temperature 
among ducks is in general comparatively high. Gulls and shorebirds 
show a general agreement, compatible with their close relationship 
as now commonly accepted. The quails (Odontophoridae) seem to 
have a temperature high for birds that have been considered compara- 
tively low in development. The observations recorded for the owls 
probably do not represent a true average as many of the readings upon 
which the mean is based were taken during the day when temperature 
in these birds normally is at low ebb. The low average given for the 
kingfishers is based upon a small number of observations and may be 
incorrect. Humming-birds, with their tiny bodies seem to have a con- 
siderable range in temperature, but as a whole fall low in body warmth. 
This apparent lack of heat may be due in part to the small bulk of 
their bodies in comparison with the size of the thermometers used. 
Part of their heat may have been absorbed and dissipated by the glass 
of the inserted instrument. 

Observations upon the greater part of the species of woodpeckers 
found in the United States reveal an almost uniform high level of 
body temperature. The general range and the limits of variation 
from high to low are similar to those of passerine families. As in 
other families individuals large in body show a general lower tem- 
perature and a smaller limit of variation than do some others of 
smaller bulk. The records on the whole are-so uniform that further 
comment regarding them is superfluous. 

An examination of the species and families of passerine birds 
reveals much of interest. Of the twenty-two families for which 
records are given eleven or exactly one-half, have a mean temperature 
averaging below 108°. It will be noticed that most of these families 
are those having only a small number of species represented in the 
records. In several instances observations were available on one 
species alone and only in the crows, swallows, vireos, wrens and 
nuthatches is the number of species available comparatively large. 
The Hirundinidae (seven species) with an average temperature of 
106.7° is the only family in the order falling below 107°. Seven 
families, the Tyrannidae, Alaudidae, Fringillidae, Tangaridae, Bomby- 
cillidae, Mimidae and Turdidae, have mean temperatures higher than 
108.5°. These seven families include 86 of the 203 species of passeri- 
form birds represented, or approximately 42 per cent. The Alau- 
didae show a mean temperature of 109.4°, which is higher than for any 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


other group, but is not comparable, as this family is represented by only 
one species, the horned lark (Otocoris alpestris). A number of 
species included in other families have a higher average temperature 
than this so that this must be discarded. Among the others the 
Bombycillidae, Mimidae, and Turdidae each show an average of 108.9° 
while the three families remaining in the category under discussion 
vary only two- or three-tenths of a degree below this. From 108.6° to 
108.9° would seem therefore to be the maximum for families of 
perching birds where records are available for a number of species. 

A comparative examination of some of the species of perching birds 
brings out still other facts of interest. It has already been stated that 
the swallows as a group possess the lowest average body temperature. 
In the seven species examined in this family only one, the rough- 
winged swallow (Stelgidopteryx serripennis) , showed an average body 
heat above 107.5°. Turning to the higher temperatures it is found 
that in the Tyrannidae there are five species in which the mean tem- 
perature for the male or female is 110° or more. The Fringillidae 
include three species in this category and the Corvidae, Icteridae, 
Mniotiltidae and Turdidae each possess one. In other words there 
‘are records for twelve species in all in which this is true. The highest 
average temperature for both sexes is that of the western wood pewee 
(Myiochanes richardsoni) with a mean of 110.2°. The highest single 
reading believed to be valid was found in this species in an indi- 
vidual killed in the Graham Mountains, Arizona, at two o’clock in the 
afternoon on June 25, 1919. This bird, shot dead as it rested quietly 
in the shade of a cottonwood fell to the ground without a struggle. 
When the temperature was taken the extraordinary reading of 112.7° 
was secured. From the data at hand it is indicated that the highest 
average body temperatures for a number of related species may be 
found in the Tyrannidae. This statement is made only tentatively as 
further observation may show that other groups are equal in this 
respect. It is not unusual for individual birds in several other groups 
of perching birds to register 110° or more as shown by the column 
of maximum temperatures in table 3, and accident of association of 
such high records might give a high average. Only by recording many 
extended observations can error from this cause be reduced to a mini- 
mum. 


EXPLANATION OF TABLES 


The data secured during this investigation into the body tempera- 
ture of birds are summarized in two tables that are given in the 
pages that follow. The table giving in detail the individual records, 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 33 


which it was found necessary to omit from this paper owing to the 
excessive cost of publishing tabular matter, is deposited in the files 
of the Smithsonian Institution and may be consulted by those who 
wish to use the data contained in it. ; 

The order of arrangement and the nomenclature, followed is that 
of the third edition of the American Ornithologist’s Union Check-list 
of Birds, published in 1910." By referring to this check-list physiolo- 
gists and others interested in these tables, who may not have made 
detailed studies of birds, will have no difficulty in ascertaining the 
application of the names that are used, and the relationship of the 
various forms that are treated. At one time the writer intended, in 
publishing this information, to use names of birds in accordance with 
the most modern findings in nomenclature, and to arrange them in 
a sequence of families that would express his own ideas in classifica- 
tion. The latter idea was commendable as it tended to place the 
species into what may be considered a somewhat more natural sequence 
that showed a tendency (not universal, however) for a gradual 
increase in degree of bodily temperature from forms low in the scale 
to those conceded to be higher in development. With regard to the 
names to be employed it was soon seen that changes were so rapid that 
they tended to bewilder even those more or less adept in such matters, 
while to workers in other fields, they would be wholly unintelligible 
without great expenditure of time in looking up and verifying the 
various authorities. As the present contribution is not one of research 
into systematic ornithology but rather a treatise designed to throw 
light upon the physiological and more general aspects of our science, 
this scheme of using such a classification was abandoned and another 
plan was adopted. 

In table 3 is given a synopsis of the information of all of the records 
secured with the average, minimum and maximum temperatures sum- 
marized for males and females of the species treated so far as this 
data is available. In this table attempt is made to arrange the matter 
in order of convenience for reference. The name and sex of the bird 
are followed by the mean temperature. After this are given the mini- 
mum and maximum range, the number of records available, and a 
symbol that indicates the manner in which they were taken, the abbre- 
viation R. meaning rectal and I. interthoracic. In this table subspecific 
names are ignored entirely and all information is grouped under 


+ Check-list of North American Birds, prepared by a Committee of the 
American Ornithologists’ Union, Third Edition (Revised), New York, 1910, 
Pp. I-430, 2 maps. 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


specific names. The mean temperature for each sex is given where 
information for both males and females is available. 

In grouping this information a departure has been made from a 
method that has been utilized by many authors that gives the minimum 
temperature, then the maximum, and then the mean. In the present 
connection the mean temperature for each species is considered the 
most important fact and is therefore placed first, nearest the name 
of the bird concerned. Records showing the minimum and maximum 
range follow immediately where they are readily available in case this 
information is desired. 

In table 4 is given another summary in which mean temperatures 
for each of the families of birds represented is tabulated. The name 
of the family is followed by the number of species represented in the 
present studies. Following this are mean, minimum and maximum 
temperatures with the mean as the most important fact given first. 
The data in these three columns are taken from the column of mean 
temperatures in table 3. In other words, this is a summary based 
upon the mean temperatures alone of the various species. 

The laborious work of securing the averages in these various tables 
was performed with the aid of a computing machine. This not only 
greatly lessened the labor and expedited the work in hand but also 
made the results less liable to error than would have been the case 
had it been necessary to perform so many computations mentally. 

In a final table (table 5), is given a compilation of temperature 
records for species of birds that I have not been able to examine 
personally in the flesh. This table has been taken from available 
literature and includes only those records for which it has been possible 
to assign specific names with certainty. Where a record is listed 
simply as “ gull,” “hawk,” etc., it has been discarded. No attempt 
has been made to cite all records available for each species but simply 
to give enough to indicate the body temperature in relation to other 
forms. Many published notes have been discarded for lack of certain 
identification, while in utilizing other records I have simply quoted 
what I have found with no assumption as to accuracy of statement. 
Records are given for &9 species of birds in addition to those found 
in table 3. The table has been made as complete as practicable but no 
claim is made that it includes all records that have been published. 

The system of nomenclature to be used in recording the data in 
table 5 has given considerable trouble. The records cited cover 
birds from all parts of the world. This material is listed according 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 35 


to the arrangement found in Sharpe’s Handlist * and the names used 
are given in accordance with this list in most cases. Ina few instances 
relating to North American birds, to avoid confusion with the system 
of names found in the previous tables, the names given are those of 
the A. O. U. Checklist for tg10 as in tables 3 and 4. Such deviations 
from the general rule are indicated by reference to a suitable footnote. 
This has eliminated confusion in generic names that might otherwise 
arise, as for example in the case of the two closely related scaup ducks, 
where the lesser scaup is given in table 3 as Marila affinis, while fol- 
lowing Sharpe in table 5 the greater scaup would appear as Fuligula 
maria. By using the name in the A. O. U. Checklist this is changed 
to Marila marila thus dispelling any uncertainty as to the relation- 
ship of the two birds in the minds of those not familiar with the 
changes that have occurred in the application of generic names to 
these birds. 


*Sharpe, R. B., Handlist of the Genera and Species of Birds, 5 vols., 
1899-1909. 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TABLE 3.—Summary of records of body temperature in birds 


Temperature 
: S as No. of 
eae ; Mean | Mini- | Maxi- | 7ecords 
mum mum 
CoLy MBIDAE 
AEchmophorus occidentalis .... | M. | 10t.3 I R. 
Colymbus aurtius ~~. ti 02 se we M. | 103.7 I ce 
. iL a anes ee F. TOAEO a eae mace I Le 
Colymbus nigricollis oc. 025.00 M. | 104.2 | 103.0 | 104.6 4 ee 
“ Sih lade cae Eas eed hele 104.9 | 104.7 | 105.2 2 a 
Podilymbus podiceps ..........| F. O23 7.8 | upevets Dred I a 
LARIDAE 
LLGIUS CONPOTHICUS Ti oti tctmorars x6 M. | 106.7 | 106.2 | 107.2 3 R. 
is ay |, Aueneetict Teter ee evorce F. TOO MS a waste: Cote I iS 
Larus delawarensis ......%.... [Fest Mi TOOn |S I . 
OKUSMOUTICLLIIGR ee ae eee | IME Pp i@s6G) | 4 fe Bhan I - 
LL OAD Gopoe dose ats 2 | SMS) SOS sie LOAR Sele tOOFo 3 s 
ae ele Laser heey ea eat ) IRE 105.9 | 105.0 | 106.6 4 i 
Larus philadelplia ............ VEST) HOGS S| roa) eae I - 
SiLEU0 COSPIO@s ae Seieee- ee nee Ni O53 LOZe 7a erOOnS 2 a 
. We aE Mer neh chien br ek F LOZROd|een acne ae I 
Sterna maxima ........02.0+:. M 105.6 I a 
f Se ean ewer tae hasten 1B 106.8 I 
Sterna sandvichensis .......... IME SW) HOOLO)') oaoe ie I Me 
SHEVMG” FOFSUCTH | Sawa uee ete hens M.S 10623, |) 105.6") "10720 4 s 
e Se Se: AA ee ea eee Tg F LOOMS G || LOSA yal Oss 4 a 
Hydrochelidon nigra .......... M 106.9 | 106.0 | 107.3 4 uy 
% i? ih sae, So F 107-0) |) T0085) | eLa7eO 6 a 
RYNCHOPIDAE 
VW GHOPS MUGKOs sites aioe ae M. | 105.0 | 104.5 | 105.9 2 R. 
ANHINGIDAE 
Anhinga anhinga ............. IW OS I Os, 67 I 1. 
PHALACROCORACIDAE 
Phalacrocorax auritus ........ M, 4) 1062)" 10h. 4-\167.0 4 
‘< NAR eae ty ae oie F WOO UTI |) Wold .3 2 HY 
PELECANIDAE 
Pelecanus erythrorhynchos ... M 103.5 | 103.0 | 104.0 2 R. 
ty Bosal Pn ale MOBS | Aas e Bae I et 
Pelecanus occidentalis ........| M. | 104.6 | 104.2 | 105.0 2 i 
ss ee Sp Ny ants F 104.5 | 103.4 | 106.3 4 in 
ANATIDAE 
MOR Quis “SErrGtor tase sceeeie te MEE sl BOy 5a 0 ocete ee wu RS 
e Bah oh aise irate al aoc F. 107.5 | 106.3 | 108.6 2 % 
Anas platyrhynchos ........... M. | 106.4 | 105.1 | 108.0 4 
op ete Ciiinccran sans IR 106.I | 105.4 | 109.0 Gj oF 
Chaulelasmus streperus ....... Wl} abe) Ps So Rone I N 
Mareca americana ............ WL A ORES le Got eae it < 
Nettion carolinense ........... Mie |) 166. 1 ||) 104.21) 10870 19 - 
i PCAN OSS ous arn g ne F. 106.6 | 104.4 | 109.8 8 . 
Querquedula discors’.......... IM: 5) 108:6i-| 107.7) |" 100.4 2 ¢ 
ui Ue aaa ean Ee F. TOZ AG cll Ges ete nas I ee 
Ouerquedula cyanoptera ...... M. | 106.5 | 105.0 | 108.2 Ff Ke 
ad (ook pear ge ws F. 108.0 | 105.8 | 109.1 5 ke 
SHO? ANIGHO, a55Sebesedcace M. | 105.8 | 104.6 | 107.7 3 & 
eC es ats a Ah Pe 107.3 | 106.3 | 100.0 B i 
1D riled CHEMO 655 ooN seo ood obc Mel to. t «| st04e4 a |etOsso 9 < 
. DR AELE snake Lara ee Re eae F. 107.5 | 106.9 | 108.0 2 a 
Marila americana ............. Mi" | 106.3: | Ted.) To8s1 4 “ 
vs Pie F. 109.9 ; I 4 


NQ. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 37 
TABLE 3.—Continued 
Temperature 
Species Sex No. of 
Mean | Mini- | Maxj- | records 
mum mum 
ANATIDAE—C ontinued 
DVEQNLAS GRIMES, Ve Siac Pile ceraesc 3 hol M. | 106.5 | 105.8 | 107.0 3 Re 
io POT iii AA Sete ei aepa tats M F, 106.4 | 104.4 | 108.0 7 ‘¢ 
Erismatura jamaicensis M. | 106.2 | 103.9 | 108.2 2 : 
o We Micah eee eae (a. 108.0 | 105.4 | 109.7 3 : 
Chen hyperboreus ..........66. F. TOZ RFE Meee chan I “ 
Brania canadensis ............ NI ATOOWON |e eiyen eae I Ry 
s HES Dreier Ga Ae gape Fe: 105.8 | 104.6 | 107.0 2 - 
IBIDIDAE 
CVAD AUN he os okoe Se Oe oe F. LOSS Ontneeree: B Sear I IRe 
Plegadis guarauna ........+.4. ES 105.1 | 104.4 | 105.6 5 se 
ARDEIDAE 
Botaurus lentiginosus ......... MESS eLOAC ON nce... spiel I R. 
PAO O ENO OLUS. a his sa esteres eele si « M. | 104.8 | 104.5 | 105.0 2 
$ op Soe Heke neue F. LO: 71 103.4) | TO3kG Be x 
Egretta candidissima .......... M. | 104.8 104.0 | 105.2 5 s 
a Meg aerate wesfecks Bx |) 104.0!) 102.2"| ‘16652 8 e 
Hydranassa tricolor .........%. He OelOse5 |-10525. 1 105.5 z s 
Butorides virescens ........... F. TOSRO uae cere ee I i 
Nycticorax nycticorax ........ Mer | 0385 | 102. 4.|' Tose 3 < 
= Tee Ds Oe vectra bas F, LO2,G | TOE <G)|" 1087 2 E 
ARAMIDAE | 
Aramus vociferus ........0005. M. | 104.5 | 104.3 | 104.6 2 R. 
RALLIDAE 
Railus virginianus ............ M. | 105.5 I ile 
a oh gM A ec eR eRe 18, TOS OM eee Mae I is 
Fulica americana ..........05. 2 |1°106.7| 105.9 | 100.0 12 R. 
PHALAROPODIDAE 
IE} OSMAN Brae COCR AOL Mr (107.6. |-305.6 | 109.0 9 iB 
& Re Pe a en ae Re re F. | 106.6 | 103.2 | 108.7 17 
Steganopus tricolor ........... M. | 106.3 | 104.8 | 108.6 10 o 
uy HS Ste 3 pee Ss Be estO5274|\ 45030) 1074 18 3 
RECURVIROSTRIDAE | 
Recurvirostra americana ...... M. | 106.6 | 104.7 | 108.9 14 R. 
Mi Dt ak eee ae ie 104.9 | 104.I | 106.4 12 i 
Himantopus mexicanus ........ M. | 105.8! 104.6 | 106.9 10 - 
- date (a aS F. 105.8 | 103.8 | 108.4 9 a 
ScOLOPACIDAE 
Gallinago delicata ............ M. | 106.3 , I R. 
eee Gia Mase stink? IRE LOSE OU sera pee I Z 
Macrorhamphus griseus ....... Me. 106. F< |, 103-4" |108. 0 9 = 
i: Cae te iS) | 1e85.2:.| 102. a | 16824 10 = 
Pisobia maculata ...........-. By «| 10740'\|. 107.0%) 107-0 2 1b 
IPAS OUSENOGATOU Toate we cece bale ee M. | 107.9 | 106.5 | 108.6 4 s 
g en hale (nk aR eae a BeeaqevOve2? tee eens I os 
Pisobia minutilla ....:........- M. | 106.1 | 106.1 | 106.2 2 “ 
. Se eee gee wietes 6. 2 F. 106.6 | 105.9 | 107.8 6 ie 
Peltdnavalpimm: <).c..20s.3.2 66. F. TOOLS! los eae Pitas I fe 
EV CACICTESNINQUNL | ole wr ces cise oe M. | 107.4 | 106.4 | 108.2 4 sf 
9g he Sh bot ee F, | 107.3 | 106.0 | 108.4 21 = 
Calidris leucophaea ........... Miele 107223 /seirny. Fah te I 
ee CN Sa a ee 12. 107.1 | 106.3 | 108.8 Gi i 
TAPABSGTEGOW he. cc tk ea Caw s M. | 105.9 | 104.6 | 106.5 4 R. 
Ee Up) os A Eee ae ee F. TOS 0) | t02.. 3) LO7n Ss 27, vi 


38 SMITHSONIAN MISCELLANEOUS COLLECTIONS 


TABLE 3.—C ontinued 


Temperature 


: ax in No. of 
trai P Mean | Mini- | Maxi- | Tecords 
/ mum mum 
ScoLopAcIDAE—C ontinued | 
Totanus melanoleucus ......... M. | 107.0 | 106.5 | 107.6 4 Re 
x ety oy ALN paket F. 106.4 | 105.4 | 108.0 6 uy 
TOTAMUSMH OI PES ee eee eG M. 106.2 | 105.8 | 106.6 2 ‘f 
Se itt Vie an F. | 106.9 | 105.4 | 108.2 4 : 
Helodromas solitarius ........ Wie) PROGR bee Tolane I e 
Catoptrophorus semipalmatus..| M. | 106.7 | 105.3 | 108.9 7 e 
| F. | 106.6 |'104.6 | 108.3 | fo ae 
Actitis macularia ...... sitet sae VE SOS a4 oars Aes I i 
Numenius americanus ......... Mi) 205265) T04s:3 aoe. a 4 Ik, 
CHARADRIIDAE | 
Squatarola squatarola ......... M:;* | e671 | 205.3") “16770 4 
¥ a S oneete ne tide halts KOO trai eae I 
Oxyechus vociferus Epahatte acetate | M.. | 107.0 | 106.3 | 108.3 5 Ms 
PASM ah eee Be) 107.) OGsT | Tob 36 5 2 
AEgialitis semipalmata ........ F, NOOVOM| acre sian I ce 
AEgialitis nivosa Abe ae eale M. | 106.8 | 106.4 | 107.3 2 es 
me eeeutCRc PNT IG F...| 105.1] 104.2 | 106.6 3 8 
Ochthodromus wilsonius ...... EAB TOS 200) tan eae bis I r 
Podasocys montanus .......... IM || OS eaa i elO4 ese OSes 2 
= Se Wr Pate AS F. | 106.7 | 106.6 | 106.8 2e sf 
ODONTOPHORIDAE | 
Colinus virgimianus ¢......5 0.6 M. | 106.8 I R. 
SS) RoR ahve NO ae ae F 107.4 ue I -s 
Onc Orie Picla ho. muss eee cok fot M 107.4 | 106.8 | 108.2 3 K 
ars Kr re Pee F 107.8 = I S 
Lophortyx californica ......... M. | 108.0 |. 107.4 | 108.7 4 * 
Daa Pr ae ee eee Es | O70) | LOZ. ON |aOsey a Ms 
CoLUMBIDAE | | 
Columba fasctaia? ts acne... M | 108.0 a I R. 
Zenaidura macroura .......... ME). MOORO) || sO7-38 eure II ie 
§ pA ise diets eed ae F, 107.7 | 107.4 | 109.7 2 ie 
Melopelia astatica ............. My 4 T0825), mo7.3)| sii. Ss 177 he 
See Seite ee ete F. 108.9 | 107.4 | 109.7 8 ate 
Chaemepelia passerina ........ Mi) 107525) TOOr6 aimnorne 2 Ip 
CATHARTIDAE 
Cathartes auras st Raia wien tee : M. | 103.8 I R. 
BuUTEONIDAE 
Circus: hudsonis :............ IR 105.5 i iD R. 
ACCIPILErYUCIOR .bakae. foe leek 109.0 | 108.0 | II0.0 2 f 
Bureouvorecusencs aan ene M. 105.0 | 104.2 | 105.8 2 
Buteo, swaiwisont ©. 3.5 Ji ecs.02.. | Ma) 105.1 | 104.6 | 108.3 2 ne 
- ROM Ota re 8 F. 105.5 Ay. I 3 
FALCONIDAE 
Falco PENS OTINUS ornate hee 18. 105.2 | 104.2 | 107.3 4 R. 
Falco sparverws jc. 5: se cuns Mi 5) 106.81 hex I S 
ALUCONIDAE 
Aluco pratincola: ...-.542. 002: M. | 103.5] 101.9 | 105.0 2 R. 
STRIGIDAE | 
Asio wilsonianus .........-00.%- |i 10d4e2 I R. 
AL SUONTLCIUNIVE SU ee ee WU | OA Soop AD I - 
Oinscastor eee Lk M. “| 102.6 | 100.7 | 105.4 3 le 
mo Saas ABP MSU ea MEE LS A 4 F. 104.0 | 102.7 | 105.3 2 5 
Olas Hammeolus, oo vposnene M 102.5 I W 


i 


NO. I2 BODY TEMPERATURE OF BIRDS—WETMORE 39 
TABLE 3.—C ontinued 
Tepapendvare 
: . TA; No. of 
pees oa Ree ei | eat PPeCOr ES 
mum mum 
+ age | 
StTRIGIDAE—C ontinued 
Bubo virginianus <...0....5.66 F, 103.8 | 102.0 | 105.8 3 
Speotyto cunicularia .......... 1% 106.6 . s I as 
CUCULIDAE 
Coccyzus americanus .......... iB. 108.1 | 106.9 109.3 3 ig 
Coccysus erythropthalmus ..... IM) edo Gy |< ss/e. Lae I * 
ss mG Air wide F. 108.3 | 108.2 | 108.5 2 H 
ALCEDINIDAE | 
GER VEL MUCV ON We temecvot niet cre soyeiar- Mi |s164.6 | 102.6). | 195.3 Be Hie 
PIcIDAE 
Dryobates villosus ..........4. M. | 108.2 | 108.0 | 108.4 2 iis 
. a Deak ana A F. | 108.7 | 108.3 | 109.0 2 XG 
Dryobates pubescens .......... Meme 20752) | 9100.27) 108.2 7 i 
| Sea ath es ten cto c She i 108.3 | 107.9 | 108.7 2 a 
Dryobates borealis ............ M. | 108.2 | oars I ss 
S PS Waki. 108.5 | 108.2 | 108.8 2 ‘ 
Dryovates Sc@laris: ..2 0s a0. 2 eNO Ze sh MLOOnG. | e107 40 4 S 
2 ail el ieee tea a eS if, 109.8 BAA oh byt I a 
Dryobates nuttalli ............ M. | 108.0 | 108.0 | 108.0 3 is 
is FE Me Ws cei a ole Ime 108.4 | 108.1 | 108.7 2 rf 
Dryobates arigonae ........... M. | 108.2 | 108.0 | 108.4 2 “ 
PAGOIGES GFCUCUS \.)2..\5 ee ee Ys M. | 108.1 a I : 
Picoides americanus:..........| M. | 107.0 | 106.5 | 107.4 2 & 
* Pine nk ep ere ea ire, F. 107.4 oe I . 
Sphyrapicus varius ........... M. | 109.4 tA! I < 
. Liadeed Wises cai ole ct F, | 107.8 | 106.8 | 109.0 3 e 
Sphyrapicus ruber ........606 M. | 107.0 : I 
e ad ad ths Spc 8 ts eS F. 108.5 I % 
Sphyrapicus thyroideus ........ Fee | pat Oech || cae Nee I 
< mae eT ets 2 F. 106.3 | 105.2 | 107.3 2 ex 
Phloeotomus pileatus ......... NES | Srozeo! | 06%Or |) 10722 3 R. 
Melanerpes erythrocephalus ...| M. | 108.0} ... as I i 
os nook dae 108.6 ae I < 
Melanerpes formicivorus ......| M. | 108.6 | 108.0 | 109.2 3 £ 
es Fea enoSe 2a, lO 75 OSs 2 os 
Asyndesmus lewist .........0+- Wile? dprutetsielonll see 4 I ‘f 
% eld Wi hemirata sole a Bye) |pt07e3 ares I ie 
Centurus carolinus ............ M. | 109.4 | 109.4 | 100.4 3 § 
Centurus uropygialis .......... M. | 108.7 Lalas I 3 
- eee WE Gs cone ss Ho) hae7 20 sh ints yar i 
Golaptes SGUraius © ia oak...) 38 M. | 109.1 | 108.3 | 110.0 2 a 
ONE PEES (EGREM tanto. lam tae o 8 Mle) kaye a =] I af 
kg Fo eS. Ba ed se bates F. 108.0 u < 
Colaptes ‘chrysotdes. 2200+. 5.. M. | 105.8 | I f 
e POR pie ee a Bue} 1086 I cL 
CAPRIM ULGIDAE 
Antrostomus vociferus ........ M. | 108.4 I il 
Phalaenoptilus nuttalli ........| M. | 107.2 I s 
Chordeiles virginianus ........ VERS | mOOR2m hoe te Stes I S 
se Mtns A504 2 S56 F. 105.7 | 105.0 | 106.4 2 § 
Chordeiles acutipennis ........ M.* pao7s8 Wo rezs 7 |} 107.6 2 2 
<i ae pee F. LO7 14: ere Som ane I et 
MiIcropopIDAE 
Ghactura pelagica, ....5. 2.45. F, 107.2 Saath I Vs 
Aéronautes melanoleucus ...... M. 106.0 | 105.7 | 106.3 | 4 
«“ « ely huessa) |) 105.2 tos a fe = 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 
TABLE 3.—C ontinued 
Temperature 
Species Sex ne ; No. of 
Riot, Mini- Maxi- records 
‘TROCHILIDAE 
Archilochus colubris .......... NVI ee OGsOt eres ee I 
e red Dechert ek F. 101.4 | 100.8 | 102.0 2 
Archilochus alexandri ......... M. LO32 0) | § 10247110326 3 
= Sh, ate, Me PRR NS F, LO237A |e LOT Aa enone 3 
Selasphorus platycercus ....... F, Oly Si are Nees I 
S@lasphorus rufus .06': Jas%.. NE) 802525) "TORTS 102-6 eS 
Cynanthus laturostris ........-- M. | 105.9 | 105.1 | 106.5 3 
TYRANNIDAE 
Tyrannus tyrannus ........... er HOPI Wag a I 
Lyrannus verticalis ..0-..+..0s M. | 108.5 | 108.3 | 108.6 2 
Lyrannus vociferans .........-. M. LO ARCO) Ion greece ee I 
i hit Le eee F. NOS20 le peer ieee I 
Mvarchus cinerascens ......... Mena) TOOkS || TOS sOnennnss 4 
a PM ls? kone ase ge F. TO ||) 100. 2h eriteo 2 
Myiarchus lawrencei .......... M. | 109.5 | 109.2] 109.8 2 
e ia aoe shies F. L107 : eee I 
sayornis pPloebe«. a... sie bees Whe leat@ays0).'|] S56 é Pees I 
Sayorms nigricans ...........- VE | OOH Te LOS: Ol) e1OO87, 3 
or ee pam iats chet roca F, IO ROT Gro seat I 
Nuttallornis borealis .......... M. 109.0 | 108.0 | I10.0 2 
y aL 8 Soe Be ake Soe ie LOD Atal, cise hee xigs 
Mytochanes pertinax .......... F. TIO RSy| LOG. 7a elite o 5 
Mytochanes virens .........4.. IMIS | atsje@) | aise ook I 
Myiochanes richardsoni ....... INE, |) BPTo).(e) i) sWoys}.(on|| wt Fe 4 
3 St a ak F. CUOLA Herre te pcre I 
Empidonax flaviventris ........ M. | 108.0 | 107.4 | 109.0 6 
vi regret mukty a Boe Wee. F. 108.2 | 107.6 | 108.7 4 
Empidonax diffictlis ........... Ni |S t0822) |" 1070s 100-8 3 
Empidonax virescens .......... M. | 108.8 | 108.4 | 109.2 2 
3% APR Pee yarn eS F, EOS AOm Wires eh I 
Empidonasx tratllt ............. M. | 108.0 | 107.5 | 108.7 6 
3 eieieteenea mater ate F. 108.6 | 107.2 | 109.6 4 
Empidonax minimus .......... IES ROY IS NP es one Lee I 
mi Warne Mettces eae 15, 108.3 | 107.6 | 109.0 2 
Empidonax hammondi ........ WES aoe ee ae I 
3 Ae gta toy 12, 107.9 | 107.3 | 108.7 B 
Empidonax wrighti ........... MER eTOSi3 |= 107 .7an snOGr 3 
Pyrocephalus rubinus ......... M. | 108.6 | 108.2 | 109.0 2 
ALAUDIDAE 
Otocoris: alpestas: si, Wake ceateon M. | 109.4 | 108.6] 110.4 B 
4 al, yelcathniid skeen 1B 109.4 | 108.6 | 110.3 6 
CorvIDAE 
PIC NPICG Sete eee «ioe he ee M. | 107.3 | 106.4 | 108.6 9 
cs Boe Stee ats enna ees F. 107.1 | 106.2 | 108.8 9 
PAGO MAL QUD Ge retire ie ae he WES? | aecapssea 5 Se sae I 
*: Riad Pon ee ear OM Utena ID. LOZa7 |) LOO OAS 2 
CVanocwia (Cristatd ere icc toees M. | 108.4 | 108.0 | 108.8 2 
i near... Ser F. 109.3 cp I 
Cyanocitta stellerit ............ ME. RISEOZS AAP take rs es I 
a a eet ah Eh IR 107-9) | LOZ ss Lose 2 
Aphelocoma cyanea ........... Mi 8) 108.2) |) L07ez We rOses 5 
eS Sr PS 2 a bin F, 107.9 | 107.1 | 108.6 2 


Wi 


| 
| 
| 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE Al 
TABLE 3.—Continued 
Temperature 
; * No. of 
Ra ae Rneeae i Meum | Mai. 9 | Pece rae 
mum mum 
CorvIDAE—C ontinued : 
Aphelocoma woodhousei ...... M. | 108.6 | 108.4 | 108.7 2 ie 
ie Spay ne pak: cea F. TONG rele ok ate 3 I fe 
Aphelocoma californica ....... Vie 107-5) |) 107.3) 107.0 2 pe 
: ee tas tes Coes F, HOSS TA |e ise She I i 
Aphelocoma sieberi ........... M. | 108.5 | 108.2 | 108.7 2 + 
a +; 1B, 108.4 | 108.2 | 108.6 2 3 
Pertsoreus obscurus ........... M. | 108.2 | 107.8 | 108.6 2 
Me MAREE aus che char cere iets F. TUCO Faecal [a ga, : I e 
(CORUS. COREA Se SAO ODD EAD OT ING NO 7ie4 iene aie I [Pe 
e Cae ths ct SNS EERIE F. 108.6 | 107.6 | 109.6 2 » 
Corvus cryptoleucus .........- INE LO77. 02) 107.09) 10727 2 S 
a Gr liseece eee or Te TOOUG. |eanre seaoie I & 
Corvus brachyrhynchos ....... M. | 107.9 | 107.6 | 108.4 4 
Nucifraga columbiana ........ VES a0. Gall nis... SFist I 2 
hs Oe radar an F. 107.1 | 106.8 | 107.4 2 : 
Cyanocephalus cyanocephalus ..|. M. | 106.6| .... eran I 1s 
se : ieee Ne Tore pace I Lee 
IcTERIDAE 
Dolichonyx orysivorus ........ IME eat O72 OF sree ae I Tie 
WHOV GENIUS] GLE A jercg see. 4s Nipes posal aloes) tose 4 eS 
z Nah ove cek ehel a aleraiet 12, 108.2 | 108.0 | 108.3 2 s 
Xanthocephalus xanthocephalus| M. | 108.3 | 107.0 | 110.0 29 o 
= BS 108.2 | 106.6 | 110.3 18 ye 
Agelaius phoeniceus ........... MS 168: '3)°| 106.5" || Tro. 3 10 rs 
3 DP eae Eee F. 108.1 | 106.7 | 108.7 6 < 
PU GAUUS THICOLOL eo ois con sos awe os | FOSS eI), se aor I e 
a ine) AVA eer artes iB. 108.6 | 108.0 | 109.0 4 4 
Sturnella neglecta ............ VERO. OF rier RiGee I a 
ss on iE ti eee 1, 108.4 | 107.8 | 109.0 2 a 
Tckerus PATISOTUM «oo cee cc ce ces M. | 107.9 | 107.2] 108.4 4 if 
cs 2g a enc ree es F. 108.1 | 107.8 | 108.3 2 . 
Icterus cucullatus .........0..- Mee | S10O. 38 | 1OS.3el Bros: 2 5 
e Mf 3 te ec ee ees F. 107.6 at athe I % 
VGCtETWS SPUTIUS Dee ives 8 INE. || rietclehip ile, apt A oe I a 
WESERUS NG GIONS 62.0 ca haha Bais M. | 1090.1 | -tog22: | ‘09.2 2 my 
Ugiemes UN GCK oo. eke. o's F, 108.0 | 107.8 | 108.2 3 S 
Euphagus carolinus ........... AY, ees am oa ls ch oO GLO O) 2 : 
i HEN i A ae et F. 109.7 | 109.6 | 110.0 3 ¥ 
Euphagus cyanocephalus ...... M. | 108.7 | 108.6 | 108.8 2 «s 
. STARR Ts ean eae F. 1OZs De eLOGe Te | NOGE 2 < 
Ouiscalus quiscula ............ F. LOGO i cee: A I : 
Megaquiscalus major ......... M. | 109.4 | 109.3 | 109.6 2 y 
Ue et are F. TOSCOR| meet ae I R. 
FRINGILLIDAE 
Hesperiphona vespertina ...... M. | 100.5 I T. 
bi Phy eee Say chen G F. EOOIO0|) kA Se aay I - 
Carpodacus purpureus ........ M. | 108.3 | 106.7 | 109.5 6 “s 
: WAIN pb sayite seh. F. TOOKS | Mavs ye ht I 
Carpodacus mexicanus ........ M. | 108.9 | 108.0 | I10.0 20 3 
: Cp eS Ree iB, 108.8 | 108.6 | 109.2 7 : 
Lowia curvirosira .......0000.. M. | 108.2 | 107.9 | 108.6 3 oe 
TFOTADAVCUCOPECKG, 22.2 feos revels F. 109.4 | 108.9 | 109.9 2 *¢ 
Passer domesticus ............| M. | 107.6 | 106.8 | 108.6 7 
MOE Sais cs Yen F. 107.9 | 107.0 | 108.8 2 be 


42 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TABLE 3.—Continued 


Temperature 
Species Sex ia ean my 
Mean | Minit | Maxi 
FRINGILLIDAE—C ontinued 
Astragalinus tristis 06.0... e M. | 107.7 | 106.0 | 109.9 4 fr 
rs Br Wa Aaeete fabs hos F. 108.1 | 106.6 | 109.7 2 a 
SPIMUSSPINUS Pune hs Caw kate M. | 108.3 | 107.4 | 108.8 3 s 
i BSE Cet ta Ware Sateen Saya F. 107.3 | 106.7 | 107.6 3 
Calcarius lapponicus ..2.::....| F. | 107.0} «... sree I : 
Passerculus sandwichensis ..... M. | 108.3 |} 106.6 | 110.0 5 * 
Pe en ee eet 1m, 109.2 | 108.4 | 110.0 3 % 
Ammodramus savannarum ....| M. | 108.6] .... “sae I s 
Passerherbulus henslowi ...... IV pale LO 2 ees: nee I o 
Chondestes grammacus .......| F. 1Og,.2 |) LOSS3|/nr0.2 2 i 
Zonotrichia querula’.........- Mt me822:-) 107", 5, |) noes 3 ne 
a Men ch nceeratiacee ote IR iWotsste) o 65 o seat I a 
Zonotrichia leucophrys ........ M. | 109.0 | 106.8 | 110.2 4 se 
re Fe een Sec 18 108.9 | 108.8 | 109.1 2 5 
Zonotrichia coronata .........- VISGs tO Siac aeceeae ee I s 
M ehaeein ta Ari cacy ache F. 109.5 | 109.4 | 109.6 2 HR 
Zonotrichia albicollis ......:.. Mj) E10-2+)| 100s 4e) TIO. 5 2 
Spizella monticola ...........- IME 8] S808 50. | 28 os I if 
u ok LAME rae eee ee 1, 108.6 | 107.3 | 109.5 8 Pe 
Spizella passervind .........208% MEN) MOO. Gan ee ayer I ‘* 
7 SEE i osc toutes tee F. NOLO 0) || Stes ie I 24 
Spizellan pallida. ascmewaeeeese M. | 108.0 | 107.5 | 108.4 3 “ 
Spigella brewert .0.....2..20% Wil, * |) alse | nal. || tits. & 2 Ite 
re Sper artes yates baer 18. 108.7 | 108.0 | 109.4 2 ‘i 
Spiele pusilla d (Le Meee ce nee MEMS t07—e4 letoGe2 spose 5 > 
4 Vi ante a Ata tel Apt Esa POR A251 eo. Fis I 
Junco hyemalis’...... ses ees os M. | 108.6 | 106.8 | 110-0 8 
' Le anak eee ne ALL F 108.8 | 107.1 | 110.3 3 : 
UPA) OALGUAIS bobeddnsosens 6c M 109.2 | 108.5 | 110.6 y i 
Re. ees peat ees 5a F 108.5 | 108.6 | 109.0 2 hs 
Junco phaeonotus ......2...00% M 108.3 | 108.0,| 108.9 4 . 
‘a 5 her Wed Habba eectaoie. sete te F 108.8 | 107.9 | 109.7 6 
Amphispiza bilineata M 108.0 | 107.9 | 108.0 3 rs 
i SAP whist one F. TMO)GO || oe oe iebels I = 
Amphispiza nevadensis ........ 12 109.4 | 108.6 | 110.0 3 . 
Pencacaaesitualis sna eee te Wale wall ioyestial Gao BY es I SS 
Aimophila ruficeps ............ Mie 1098) |) LOO. 4a entO.2 2 a 
Melospiza melodia ............ M. | 109.1 | 108.0 | 109.8 II ie 
e POR ee hcgees hy cae tee F. LOO D | LOdeas |e LLone 4 x 
Melospiza lincolmi .............| M. | 107.8 | 107.2 | 108.5 2 ee 
Melospiza georgiana .......... M. | 108.8 | 107.9:| 109.8 3 a 
* Rol are eta oe F TOG Geil) fetens ahs aie I of 
Passerella AUGcd) sore seene ee M 109.3 | 108.5 | 110.0 3 ‘s 
e oF Dia nee ee F. 109.3 | 108.6 | 109.9 2 i 
Pipilo erythrophthalmus ....... M. | 110.0 | 109.6 | 110.3 3 e 
Papilommnacwlarisn nae aiecteiene F. 109.I | 108.4 | 110.3 3 ye 
PApilo tii scus (te ocpes sore cee M. | 107.9 | 107.6 | 108.0 3 eS 
Pipl CPASSalis ss Wnt aie cpt aks M. | 108.5 | 108.0 | 109.6 3 as 
ii Ri Aang ehet Ousiecciben rae ade ape B 107.8 a I 
Pipilovaveriag. sate sees eed en OO n| I ‘ 
f UVES Stucten Gm tess F. THO Aaluueeraa sae I e 
Cardinalis cardinalis .......... Mis) 10083) |e 1o7. One ntose 7 s 
¥ SUM ND x ccg Seok Se F. 109.3 | 108.6 | T10.0 2 “§ 


NO. I2 BODY TEMPERATURE OF BIRDS—WETMORE 43 
TABLE 3.—Continued 
Temperature 
: No. of 
aes eS Mean | Mini- | Maxi- | Tecords 
mum mum 
| | 
FRINGILLIDAE—C ontinued | | 
Zamelodia ludoviciana ........ M. | 107.8 | 107.3 | 108.2 eae: it 
s daw ONES Fe” ate F 116 eer ae ee tia | I s 
Zamelodia melanocephala ..... M 108.5 108.2 | 109.0 5 « 
as Seine ee he ate F. 108.5 | 108.0] 109.5 | 4 ss 
Gutraca caerulea... sic. cede + Mz 4 108.0: |-107.0: | 108:6' |= 3 ‘e 
Passerind cyane@ .......300.0% Mrs 0207.6: |. 107-5. | 210756 2 5 
- CF erate ey Se HREOC) fetes oc litre se ¢ I 5 
Passerina amoena ............ Vie OS sOnile meres < aot I i 
% Pech ech ke ee ee F. 108.2 Be edt: © rea I 
Sipie@ QMeMCANG.. 2s se. vee Mee 108-3 | 107:0"| Teele. 8% ‘6 
Calamospiza melanocorys ...... M. | 108.3 | 108.2 | 108.4 | 2 - 
TANGARIDAE | 
Piranga ludoviciana .......... M.. | 108.4 |108:1 | 108:7.| 4 IL 
ms cakes gtd oh her Sate Bea ie TO3 A rence: Pees || I s 
Piranga erythromelas ......... NE 107.8 "|. 106,85 | T6925.\) 24 i. 
es a tia ie ea Co ert ere 1B 107.3 ee eae I f 
Paring Wepatca> os. 00d oe M. | 108.6 | 107.2 | 109.4 5 “ 
: 4 eae Se Se ee F. 110.2 | 110.0 LEOPAN ee as 
TAR ONTG TUDO ae ee hes oss ke hace Vip TOO RO ley rahe pte a I ie 
ez is Ue Baaeen Pet Re eee a an F 109.3 | 1090.1 | 109.5 | 3 e 
HIRUNDINIDAE 
IETANOTO ISVIGIS Mec AEE E Me | 107.4 | 10720. | 107-7 4 2 
‘ EES ey teeth ot F. MOO Gel awe ste mies I 
Petrochelidon lunifrons ....... Mae | -106.:3" | 10570: | To7 x4 4 es 
Hirundo erythrogastra ........ Veet eTOORS arose wa tal I He 
Iymidiprocne bicolor... 00.0.6... M. | 106.8 | 106.8 | 106.8 | -2 s 
Fe 5) ea Se oe F 107 .0''|'"£06,0-|'107.9)|" 2 co 
Tachycineta thalassina ........ M 105.7 | 104.6 | 106.8 2 4 
+ Meer F. TO5e5 noeee aBaS I ¢ 
Riparia riparia .........+.+.6. | M. | 105.7 | 105.4 | 106.2 4 
Stelgidopteryx serripennis ..... M. | 108.8 | 108.7 | 109.0 2 ie 
BoMBYCILLIDAE | | 
Bombycilla cedrorum ......... M. | 108.2 | 107.2 | 109.2 3 I; 
ss So Os Wa F 109.7 | 109.0 | II0.7 | 3 s 
PTILOGONATIDAE 
Pha'nopepla mitens ........... F., 107.4 | 107.4 | 107.4 2 Te 
LANTIDAE | 
Lanius ludovicianus ........... NS) 1075) |e ae I if 
+ OU oe F 108.0 | 107.3 | 109.3 3 s 
VIREONIDAE | 
Vireosylva olivacea ...........- Min) 10825" |107-95|| 109.27) 92 ie 
‘ ii a ae F. TOOT eee pete I Ue 
Vireosylva philadelphica ...... M. | 107.3 | 106.8 | 107.8 2 “ 
PP OSMIUE CHUN 5 «is on ea ole we M. | 107.5 | 107.0 | 107.9 3 ss 
s See ME, Sere, F 107-6) || 1076) | O77, 2 
Lamvireo flavifrons ........... M iofsis(0) ll “aes Perec I ef 
as Sen Var us F 107.7 | 107.2 | 108.1 2 a 
Lanivireo solitarius ........... M 108.0 | 107.8 | 108.3 2 eS 
ie 4 beet Pcie fs F. 107.3 | 107.3 | 107.4 2 He 
VSCOM GVISEUS: io. sje snd ns aes F. TOA) || parce oe Facieh I 4 
VALCOMBULIONY Ciiscs dnvodiee iscses Ala ae TOZ_O! eee one I - 
RECON aa ree: cole! soe ss M 107.5 | 106.5 | 108.3 3 = 
BE St ee ao ee F TOE Se Laas Foe I ie 


44 SMITHSONIAN MISCELLANEOUS COLLECTIONS . VOL 7z 


TABLE 3.—C ontinued 


Temperature 
P ic coast —— | No. of 
ey ice Mean (| Mini- | Maxi 4) "eceade 
mum mum 
MNIOTILTIDAE 

Mniotilia varia ............ S| Me P108:00| 107-0: | -re0r6 5 Te 
ae Bay cas lhe, Scions acalaseatt Es TOSs On| meet -taeye I ES 
Helmitherus vermivorus ...... M. | 107.4 | 107.2 | 107.5 2 ‘. 
if pee erent ra 1D TOS 200 ste aye eae I Ss 

Ver mivora. PINUS ..i2-.000.-0s- M. | 106.9 I & 
Vermivora chrysoptera ........ M. | 109.4 I = 
“ apo moh A OE ce te ES TOSS2 uieierioe Siac I 5 
Vermavora lucige (....6-.5+. 26s M. | 108.7 | 108.6 | 108.9 2 és 
; Sg ko tayk Rena ae 195 108.8 | 108.0 | 109.5 2 a 
Vermivora virginiae .......... M. | 108.0 | 107.8 | 108.3 2 - 
7 eS aes atic 1B 108.2 | 108.0 | 108.5 2 
Viermaviora Colt. <i: was mre ciate M7) 107.37. 10653") 109.1 2 iy 
in Cotes att are Miapaxecsn ee F, LO7MS lO7e 2 ae LOpea 2 - 
Vermivora peregrina .......... M. | 107.9 | 107.5 | 108.0 4 2 
~ Een arte reese F, 10) s ke Al gra ane I 7 
Compsothlypis americana ...... M. 4) 107.2%) 106.7 | 160728 3 © 
: Meet erie Crane FE; LOS.A foo. oe Gee? I g 
Peucedramus olivaceus ........ MES LOZAS Ll) perce: BS Ba I if 
Dendroica tigrina .......--..0- M. | 108.8 | 107.6 | 109.9 2 f 
Dendroica aestiva ...........+. M. | 108.6 | 107.9 | 109.8 3 . 
Dendroica caerulescens ........ M. | 108.0 | 107.5 | 108.5 6 ie 
Hd a gs Ream ae ee F. 108.6 | 106.8 | 108.4 2 s 
Dendroica coronata ... 3.2 c.6 F. 108.5 | 107.6 | 109.0 4 x 
Dendroica auduboni .......... M. | 107-7 | 106.9 | 108.4 3 Ee 
* - cco Cet een le Et LOS OF 2s eae eer I sf 
Dendroica magnolia ........... M. | 108.0 | 106.6 |- 109.3 5 
= iia he ok Sagas einer Ee wO7eG lOO manosee 4 a 
Dendroica cerulea ............ Wee Ai oT Ve0) | Gee a Pea I ss 
Dendroica pennsylvanica ......| M. | 108.6 | 107.2 | 109.4 6 ce 
i Se RW eis d cicte F. 108.4 | 108.0 | 108.7 2 = 
Dendroica castanea ..........: MS St07200| 107.22! TOSa7 7 2 
i Boe BAR ance F. 108.8 | 108.7 | 108.9 | 3 s 
Dendroica striata .............| M. | 107.8 | 107.2 | 108.5 3 
« i rm ee beatin F. 107.4 | 107.0 | 107.8 2 cs 
Dendrovea sfuse@ Wea eee cere M. | 107.8] 107.8 | 107.8 3 y 
ca Teams teete a aot Ads Lelsyhinte Be 108.2 | 107.8 | 108. 2 € 
Dendroica dominica ..........- M. | 108.3 | 108.0 | 108.6 2 A 
Dendroica graciae .........-+: M. | 108.0 | 107.2 | 109.5 4 Ai 
Dendroica nigrescens ......... F. TOS Zrii mewetere Lgetis I S 
Dendroica virens ...........-- M. | 108.0 | 107.6 | 108.5 9 i 
Dendroica vigorst ..........+.- M. | 108.3 | 108.0 | 108.6 2 S 
a SANT ue atin bok a emerge Ie F. NOOS2/ | eer shiek I . 
Dendroica palmarum .......... M. | 108.9 | 108.0] ro9.5 3 is 
" Sein RR Re sink eee 19. 108.3 | 107.8 | 1090.2 4 - 
Dendroica discolor is. ccs.. 0+ - M. | 108.0 | 107.6 | 108.4 2 © 
Seiurus aurocapillus .......... Me | 107.4. |\ 07st). 105.0 3 < 
Seiurus noveboracensis ........ M. | 108.5 | 106.2 | 109.7 4 i“ 
te aT oi tak secoes ate che F. TOO IO) th yeecsas Agit I e 
Seiurus motacilla ............. M. | 100.4 I 
Oporornis formosus ........+4 MA) TOF A ies AS I ie 
Oporornis philadelphia ........ M. | 107.7 | 107.3 | 108.0 3 s 
Oporornis tolmiei ............ M. | 108.2 | 107.0 | 109.4 2 “ 
ve aon ney See Yel Ps F TO? ol) sees eke I is 


NO. 12 


BODY TEMPERATURE OF 


TABLE 3.—C ontinued 


BIRDS—W ETMORE 


45 


Species 


Sex 


MNIOTILTIDAE—C ontinued 
Geothlypis. trichas  .o.0555 560s 
“ a3 
Icteria virens 
“ce “cc 


ee 


ey 


Wilsonia citrina 
Wilsonia pusilla 
“ “c“ 


wie 10,0) .9) wie 0 e106 en 6 
acre (siis 0) is) (e616 «) ws ee 
| 
ee] 
o fel, *: e:16,"6, ee 8 0) ete. 
ee Ce ee CE a) 
Cr ec ey 


ee er) 


MoTAaAciLLIDAE 
Anthus rubescens 
‘ 
Anthus spraguei 
CINCLIDAE 
Cinclus mexicanus 
MIMIDAE 
Oreoscoptes montanus 


O40) a6 10)/8).0 (0)'6).0)6 «60 
CCN gt Se Cir uC Be Sar | 


Mimus polyglottos ............ 
“c “ 
Dumetella carolinensis ........ 
“oe “ 
Toxostoma curvirostre ........ 
“ “ 
Toxostoma crissale ..........+. 
“ “cc 
TROGLODYTIDAE 
Heleodytes brunneicapillus .... 
Catherpes mexicanus 


Thryothorus ludovicianus 
“cc ce 


Thryomanes bewicki 
“ it3 


Troglodytes aédon ; 
Nannus hiemalis 


? 
Cy 
a ee ey 


CERTHIIDAE 
Certhta familiaris ............. 
“ “c 


ee oe | 


SITTIDAE 
Sitta carolinensis ...0...c.c000e 
“ oe 
Sitta canadensis .........0000 
“ce ia3 


silells) isis)» |<) 6i0 6.4 6 


OPEC PMN ted Ciosiaes wd eee es 
Sitta pygmaea 


SisiSin ela s]is = «6 6 66 ve 


by 


2 


Temperature 

Mean | Mini- | Maxi- 

| mum mum 
TOGHOM |Wreves's oar 
108.1 | 106.6 109.0 
109.2 | 108.0 | 110.4 
O/C) oe BON sealers 
TOOROM pais. c ee 
107.7 | 106.8 | 108.6 
OORO: Raa Sire 
LOZ. 2) (P1057) || 107-0 
107.6 | 107.0 | 108.3 
TOOLS Neracrs trees 
TOOFOM eae sears 
108.5 | 108.0 | 109.0 
BEG On| ae See: 
107.9 | 107.6 | 108.1 
109.1 | 108.4 | 109.8 
108.6 | 108.6 | 108.6 
107.3 
109.0 
NOORZ) eck Sea 
109.2 | 108.1 | 110.4 
109.0 | 108.4 | 109.6 
TOSHON eae SANE 
108.7 | 108.6 | 108.8 
TOSBON |G aieee hettes 
109.7 
108.5 
109.5 
108.5 
TO7ROy | eee Sates 
108.9 | 108.4 | 100.7 
108.4 | 108.2 | 108.7 
107.9 | 107.4 | 108.2 
LOZ 50 e107 5 1107.0 
TOO 2 alent. Sie 
107.3 | 100.6 | 107.9 
107.4 | 106.2 | 109.2 
105.7 | 105.2 | 106.6 
107.7 | 107.1 | 108.5 
TOF A, Nos ar ee a 
107.7 | 106.8 | 108.3 
107.7 | 106.0 | 108.8 
107.9 | 107.5 | 108.2 
107.9 | 107.8 | 107.9 
TOOe2 4 ecto ot Rice 
107.8 | 107.8 | 107.9 


No. of 
records 


HHH HD HY RH HR i] tb b&b & MWHHWNHR OK SH NW HE 


eh WNT NWPRW HOH 


NHWULWwW 


46 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TABLE 3.—C ontinued 


Temperature 
; se No. of 
we 7 Mean (| Mitui- |) Max) Seeeeee 
mum mum 
PARIDAE 

Baeolophus bicolor a). iceia.» cia. M. | 108.8 | 108.6 | 109.0 3 ils 
= BEM a bib yan cutie scrcee te F. 109.4 | 109.2 | 109.6 2 a 
Baeolophus inornatus ......... Ni 10875210727 4s TnONo 4 « 
i Pads a hate tle arcte se FB; 108.6 be I Ge 
Baeolophus wollweberi ........ MiP 10756 acts iF z 
E peter Pal Mesiee rs annie F. 108.5 | 108.3 | 108.7 | 2 = 
Penthestes atricapillus ........ M. | 107.9 ee. oe I as 
. en te eens | F. 108.7 | 108.2 | 109.6 3 ee 
Penthestes carolinensis ........ M. | 108.0 | 106.6 | 109.4 4 ze 
es ips on EAD Spree to F. 108.3 | 107.5 | 109.3 8 S 
Penthestes sclaterd oi... seed «. M.. "00723" |) "10653"|a168.4 2 93 
oe OASIS MA ney city ke 229 F. 107.8 ae I u 
Penthestes gambeli .........-.. M. | 109.0 ote I ¢ 
f SON Ey Bah Ate. te cae F. 108.3 | 107.9 | 108.6 2 “6 
Psaltriparus minimus M. | 106.0 | 106.0 | 106.0 2 = 
ss daa Mat ath NN? 3 F. 105.3 | : I x 
Psaltriparus plumbeus ........ M. | 108.2 | es. oa «“ 
me CD a ante arc, F. 107.4 ise I a 
Auriparus flaviceps ........... M. | 106.2 | 106.0 | 106.5 2. S 
y UMW seks rece eh aes F, 107.5 | 107.5 | 107.6 2 xf 

CHAMAEIDAE | 
Chamaea fasciata ............. M. | 106.8 7 Lo ee qs 
FY (Rae rocmton, F. 108.0 | 108.0 | 108.1 

SYLVIIDAE | 
Regus SGUrap Gs coi iscsi sis oes NEN LOOLON I 106.35 20723 4 ifs 
- Se pa Re Beker AR a F. 107.7 ze I “ 
Regulus calendula 3..4%.-. 5. M. | 106.0 | 106.0 | 106.1 2 
es papi Mg A eg F. 107-7 + |) 207.3 OSes ss a 
Poltoptila caerulea ............ Mee | 10727 || 106.0 1210647, 5 # 
s Fora ge Rad A ae eae F, 107.6 = a I Wy 
Polioptila plumbea ............ M. | 107.8 | 107.5 | 108.0 2 se 

TURDIDAE | 
Myadestes townsendi ......... F, 109.3 | 108.6 | 110.0 2 1 
Hylocichla mustelina .........- M. | 109.0 | ce I ay 
Hylocichla fuscescens ......... M. | 109.0 | 108.6 | 109.4 2 i: 
Hylocichla altciae ............. M. | 100.6 eee Ghee: I e 
Lat ear Ra a ae 108.3 | 108.0 | 108.6 z Ss 
Hylocichla ustulata ......:.... M..-}108.3°| 107:2 | 109.5 2 . 
: an hah ois pate F. LTO. AS eT TOR mOsS 2 z 
Hylocichla- gutiaia ..6...-..45- M. | 109.3 | 108.4 | 109.8 6 se 
ss Pas onan deka, wk 18 107.6 ae om I 3 
Planesticus migratorius ....... Ma) 10978" 107.0 | a0 rieo 8 "s 
de Se MR aes F. 109.7 Se I x 
Sali *stalis ne scdiccm ice ceh eect M. | 108.1 | to8.0 | 108.2 2 ie 
- SDR Sa a at lee aan ee F, 108.0 I - 
Siga MeXICANE Taiee. ores os M. | 100.6 I be 
Sialia currucoides ..........%. M. -| 108.0 | I = 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 47 


TABLE 4.—Average temperatures of families of birds, summarized from 


Table 3 
Temperature 
Famil No. of : No. of 
y species records 
Mean Minimum | Maximum 
Keaimenidael iss aia es 4 103.6 101.3 4.9 10 
Weer laces a ka ser rae 10 100.3 105.1 LO7eOMen 38 
Rynchopidae ......... I HFEVSE (0) Rnd gue ep nee ee ae 2 
Anhingidae 2244.4... I TO Siem tel be eye aaa I 
Phalacrocoracidae .... I 100.2 106.1 106.3 F 
Pelccamidae 12... 2 103.6 103.5 103.8 9 
PNTAATIGAE eons ieicioie < 14 107.0 ° 105.8 109.9 98 
Pbadidae = 200°. siiew a's, <3 2 106.5 105.1 108.0 6 
PMR GeICAG serena fostive.e 6 104.3 102.6 105.8 26 
IAGAINIIG AC weisves eee. c I LOR GR wiles has aN WiNM ec tocdey 2 
Ralilidaene.ty mcm conte: 2 105.9 105.5 106.7 14 
Phalaropodidae ...... 2 106.6 105.7 107.6 54 
Recurvirostridae ..... 2 105.7 104.9 106.6 45 
Scolopacidae™.:..:.... 15 100.7 105.1 109.1 140 
Charadridaé .: 2.8... 6 106.7 105.1 109.0 26 
Odontophoridae ...... 3 107.6 | 106.8 108.0 13 
Columbidaey =. sce 4 1098.2 |) 17.2 109.0 30 
Gathartidae, ase: case. I HOSE Osea mane Aras I 
Bieonidae’ of... 22. 4 106.0 | 5.0 109.0 8 
Fie MINU AL... eee orcs 2 106.0 | 5.2 106.8 | g 
PINE OUNGGE Lh. cela. ce oe i TOGO de Riceas ant Mk Meera | 2 
Strietdaen sh oases. oe 6 TOSL GE ero? Pe sirteata Ghia 12 
(Gtrctindaew es. eu re 2 108.7 108.1 109.6 | 6 
Aleedinidae’ <2... .. I TOARON Hip ees eee 2 
PiGidaek 220. e sols ota ce a 20 108.0 | 105.8 109.8 | 64 
Gaprimimloidae ss3. 2. - 4 107.1 105.7 108.4 | 8 
Micropodidae ........ 2 106.2 105.3 107.2 7 
Mrochilidac 3.2.2... . 5 103.2 101.4 106.0 15 
iyrannidae S+..!0 vse. 19 TOSe7in le, LOO. 2 110.4 71 
Nam GIdaGa, wasn ae eeieer I TOS ARO Me tact tage <td See. 9 
GOTrvAdae’y = sas sec at 14 107.9 | 100.6 TIO). 3 62 
Nictenidder cet sass 15 108.4 107.0 110.3 106 
Brinewlidaes 2s... «.2 46 108.6 106.2 110.4 236 
dlianmarnidaen's a. ec <6: 4 108.6 107.3 110.2 21 
lnfiribhate hints es ea geno nine 7 106.7 | 105.5 108.8 23 
Bombycillidae ........ I NOCROD | NeLOG=2 109.7 6 
Ptilogonatidae ....... I OWL vale Oeantest shh Ra ote 2 
Ibayaihiceye.) Winans Gaon ee I 107.8 107.5 108.0 4 
Wineontdae: -jacne sss e's 8 107.7 106.3 109.7 23 
Wintotlttd alesse ncrcee AI 108.2 106.6 III.0 163 
Motacillidae’ <s5..¢5 0. 2 108.5 107.9 109.1 | 6 
Ginchidaes sansa... I 107.3 Pee te ‘lec: I 
WN Uitsani cl ave veetae ese sietcrs as 5 108.9 108.0 100.7 15 
Troglodytidae ....,... 7 107.6 105.7 108.9 30 
Genthiaae: wines eet I 107.5 107.4 107.7 5 
Sithicaemeresmheir reas =. 4 107.5 106.2 107.9 17 
TEAK EC ENS” Brio AO cco ORGS 10 107.9 105.3 109.4 44 
Whatnaerdacwecdccns = I 108.0 108.0 108.1 2 
SyilvdiGadelee pron. ces, 4 107.3 106.0 107.8 18 
PT OIG AS othe aeons 10 108.9 107.6 110.4 33 


48 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


TABLE 5.—Temperatures of species of birds not included in Table 3, taken 
from available Iiterature 


Temperature © - 
oT 
Species Ree Ne F S Reference 
& Mean cae ara 5 é 
STRUTHIONIDAE | 
Struthio camelus ..... M.|104.0).....51....-|)% |Bergtold) 1917, p52 
ee 5 ....| F.|101-0/100.0,102.0| 2 |Bergtold, 1917, p. 52. 
DROMAEIDAE | | 
Dromaeus novae- heat TOD a2 ts moe eee ? |Sutherland, 1899, p. 780. 
hollandiae. | | 
CASUARIIDAE | 
Casuarius intensus ...| ? |tor.8).....|.....| ? |Sutherland, 1890, p. 78o. 
Casuarius beccarti ...|)  |102.5)..... eee ? Sutherland, 1899, p. 780. 
APTERYGIDAE | | | 
Apteryx mantelli ....|M.100.9 99.3 100.7) 2 |Sutherland, 1809, p. 780. 
Apteryx haasti ...... M.|100.s|.....]...-.| I |Sutherland, 1890, p. 780. 
TINAMIDAE 
Rhynchotus rufescens. eT ORM ele tele. peters ? Sutherland, 1899, p. 780. 
Nothura maculosa ... ? 104.9,102.5 108.3 3 Sutherland, 1899, p. 789. 
CRACIDAE | | 
Crax globicera ....... M.|106.4|.-...|-----| 3 |Bergtold, 1917, p. 53. 
a ie MY ee ek are By LOOcaltroe areca 4 |Bergtold, 1917, p. 53. 
PHASIANIDAE | 
Francolinus natalensts.| ? |107.9|.....|---+-| ? |Bergtold, 1917, p. 53. 
Phasianus torquatus..|M.107.5).....|...--| 2 |Bergtold, 1917, p. 53. 
: ys «| F. 1106.0! allie 1 |Bergtold, 1917, p. 53. 
Gallus gallus ..2.2..; M. 106.5 105.6 107.552 Simpson and ' Galbraith, 
| | 1905, D. 237. 
i sh fe Sa F. 106.7,105.5 107.452 |Simpson and Galbraith, 
| | 1905, P p. 237. 
; “ (Bantam). M. 106.4 105.2 107.352 Simpson and Galbraith, 
| | “SEOOS; paze7. 
ee: FS G3 F. 106.9 105.6 107.852 Simpson and Galbraith, 
| 1905, Pp. 237. 
Pavo cristatus ......- ? |107.1/104.9 109.4) 2 | Milne- eta. H., 1863, 
|e 
Numida meleagris ...| ? |110.0|.....|.---.| ? |Pembery, 1898, p. 791. 
Meleagris gallopavo.. }? TOOK Ole welll > |Pembery, 18098, p. 791. 
CoLUMBIDAE | 
Columba livia fe 105.6 103.9 105.651 Simpson ee Galbraith, 
(domestic). ee | | [° 4)  HgOs pa 287. 
Columba livia | F. |106.4/105.1/107.5|52 ‘Simpson. re Galbraith, 
(domestic). | | | | 1905, Pp. 237. 
Columba phaeonota...| ? |110.0|.....|-----| I pe IQI7, p. 55. 
Geotrygon montana...| ? \110.0|.....|..-..| 1 |Bergtold, 1917, p. 55. 
RALLIDAE | 
Rallus crepitans*..... P. 1TO4:L2| nese @ ac ~ lesa] WWEDEE, SOTO: apa ame 
PMC: GHG: dicen! ued PES ROALO| as Swale are 1 Milne-Edwards, H., 1863, 
SPHENISCIDAE | pe 18: 


Eudyptula minor ....| ? |102.1.100.0 104 2 ? |White, 1916, p. 56. 
PROCELLARIIDAE | 
Procellaria pelagica...| ? |103.6).....|.....| 1 |Simpson, 1912a, p. 31. 
PUFFINIDAE | 
Puffinus tenuirostris*. ? |T01.6|/100. 0|103.2 
.lyg.{100.2| 99. 4/I01.0 
Fulmarus glacialis.... ? |101.8|100.5/103.3| 
Daption capensis ....| ? ‘103. 6 102. 8 104.3 


White, 1916, p. 46. 

White, 1916, p. 46. 

Martins, 1858, p. 32. 
Brown-Sequard, 1858, p. 44. 


& ot sw-u 


1A, O. U. Checklist, 1910. 


NO. 12 BODY TEMPERATURE OF BIRDS—-WETMORE 49 


Wee 5.—Continued 


Somateria mollissima. 


Temperature ls =| 
; oy 
Species Pilea c S| Reference 
3 Mean mum) mum 2 + 
DIOMEDEIDAE | | 
Diomedea exulans ...| ? |105.2)103.2107.4. 7 Brown-Sequard, 1858, p. 43. 
Thalassogeron chloro-| ? \105.81c5.2 106.3 2 Brown-Sequard, 1858, p. 43. 
rhynchus | lagi 
ALCIDAE | ers 
WA etOFE 2.23. . <a ss IMETOR Ble alas. ate _1 Simpson, 1912a, p. 32. 
‘i ES be a ae 1 ELA htt ea Pog ea) Ll Simpsons, Lola) (p.: 32: 
Ur irodle sn... - M.|104.3 102.3 106.1 2 Simpson, 1912a, pp. 27-32. 
Meera ee F, |104 5,103.6 105.4 3 Simpson, 1912a, pp. 27-32. 
Uria lomvia ......... ? |104.9|103.5 106.7; 8 |Martins, 1858, p. 32. 
Cepphus grylle ...... M. 105. 1/104, 1105.8) 6 Simpson, 1912a, pp. 27-32. 
CET CRE ak oa F. |105.6|104.3 106.7) 7 |Simpson, 1912a, pp. 27-32. 
Fratercula arctica ....| ? |105.3\105.2105.5{ 2 |Martins, 1858, p. 32. 
LARIDAE tis 
Larus ridibundus .. FRO S| cick aisle see 5) Martins, Taso, pf. 32) 
Larus argentatus ....| ? |108.2 106.9 109.4/10 Martins, 1858, p. 32. 
EOGUS TUSCUS! 5c... . < ? |107.0/106 3/107.7, 3 |Simpson, 1912a, p. 31. 
TATUS CONUS 2 ek oss s ? |107.1105.9,107.7| 8 |Simpson, 1912a, p. 31. 
Larus glaucus ....... ? /105.3|/103.6/107.0/12 |Martins, 1858, p. 33. 
Pagophila eburnea ...| ? |104.8'103.9 106.2) 3 Martins, 1858, pp. 32-33. 
Rissa tridactyla ...... e 106.6 103.8 108.3 16 Simpson, 1912a, p. 31. 
Megalestris catar- ? |104.2/103.2 105.4, © Brown-Sequard, 1858, p. 44. 
rhactes. 
STERCORARIIDAE | | 
Stercorarius para- TOO. Bye k. s|2 wae =| I White, 1916, p. 46. 
siticus. | | | 
CHIONIDIDAE | | 
Chionis minor ....... ? |104.0 | ..| 2 Eydoux and Souleyet, 1838, 
-EURYPYGIDAE | p. 458. 
Eurypyga helias ..... PM IEOZ Alin 2 Si aaec I Bergtold, 1917, p. 54. 
ANATIDAE | 
Cygnus olor .........|M.105.9/105.7/106.3|) 3 Martins, 1858, p. 33. 
is The, Wa ahase res oe F, |105.9/105.6 106.3) 4 |Martins, 1858, p. 33. 
Cairina moschata ....| ? |107.7\105.5|108.2|16 |Martins, 1858, p. 37. 
AER, SPOWSG. ssa clue « PR VEOT Ol cag beac En SIMPSON) «lotsa, DP. 31 
Anser (domestic ? |106.4/104.4 107.696 Martins, 1858, pp. 34-36. 
goose). 
Anser albifrons ......| ? |109.1|..... | apa: I Martins, 1858, p. 36. 
Cygnops's cygnoides..| ? |109.1|108.3 109.9] 4 |Martins, 1858, p. 33. 
Branta bernicla ...... CelTCOVOlr. oe |. .<.ce| F-lMartins, «1888, “p, 36: 
Tadorna tadorna . ? |108.8'108.3'109.2| 3 |Martins, 1858, p. 36. : 
Anas platyrhynchos* |M.\106.4'105.6 107.2.42 |\Simpson ge Galbraith, 
(domestic). | 1905, p. 23 
Anas platyrhynchos* | F.|107.0 105.9 107.741 |Simpson et "Galbraith, 
(domestic). | TOOS De 2a0e 
Anas rubripes? ...... ? |105.8105.2106.7, 3 |Simpson, 1912a, p. 31. 
Mareca penelope ..... ? |108.5'106.6 109.5/18 |Martins, 1858, p. 40. 
Marila marila* ...... ? |108.8 107.9 1109.9 7 |Martins, 1858, p. 36. 
Clangula clangula ? 104.7 Ber Pare oee| 1 |Simpson, IgI2a, p. 31. 
Oidemia nigra ....... E 106.3/105.6,107.0 Simpson, I912a, p. 31. 


108. 4/104.1 109.8 9 Martins, 1858, p. 306. 


1A. O. U. Checklist, rgr1o0. 


50 


TABLE 5.—Continued 


SMITHSONIAN MISCELLANEOUS 


COLLECTIONS VOL. 72 


1A, Gs Cheatin: Fons 


Temperature © oh 
alse) 
Species B S Reference 
Bataan Mini- Maxi- 5 9 
oF | mum | mum iy, ta 
| | 
PHALACROCORACIDAE | | 
Phalacrocorax carbo. ? \103.6102.0104.5)12 Simpson, 1912a, p. 31. 
Phalacrocorax M.|104.7|/102.9 105.6] 7 |Simpson, I9I2a, pp. 27-32. 
graculus. | | | | 
Phalacrocorax | F’. }104.8/103.2)106.1|/12 |Simpson, 1912a, pp. 27-32. - 
graculus. | | | | 
SULIDAE | | 
Sula bassane 7.7. 2.4. ? |107.0/104.5/108.1| 7 |Simpson, 1912a, p. 31. 
FALCONIDAE | | 
Astur palumbarius ... ? \107.2 106.8 107.4, ? Hildén and Stenbick, 1916, 
. | | pp. 382-413. 
Gypaétus barbatus....| ? \105.8).....|..... ? |Milne-Edwards, H., 1863, 
| |_ p. 17. 
Archibuteo lagopus ..|M.|105.8|.....)..... 1 Bergtold, 1917, p. 53. 
Falco mexicanus ..... M.|106.6. | 1 |Bergtold, 1917, p. 53. 
BUBONIDAE | 
Strix varia* ......... ? /102.6/102.6 102.6) ? |Weber, 1918, p. 31. 
MomotTipAE | | 
Momotus paraensis ? |104.1) 1 |Bergtold, 1917, p. 55. 
MIcROPODIDAE * | | 
Micropus apus ....... Dyes 3 ? Pembery, 1808, p. 7o1. 
MUSOPHAGIDAE 
Turacus corythaix P |104.2).....).. | t |Bergtold, 1917, p. 55. 
CUCULIDAE | | 
Geococcyx cali- M.|107.4). | 1 \Bergtold, 1917, p. 55. 
fornianus. 
MIMIDAE ‘ | | 
Toxostoma rufum ? |100).O% 3.23. lhacetttesty t Weber, 1918, p. 20. 
TURDIDAE | 
. DLurdus pilarts 52... Pi GEOVO|S 2220 e We ? |Pembery, 1808, p. 791. 
Hylocichla iliaca ..... Pa BOQE ONS ee iesllccsterece ? |Pembery, 1808, p. 701. 
Hylocichla musica ....| ? [105.6 101.2,108.7. 29 Simpson and Galbraith, 
| 1905, p. 237. 
ce «“ .. 2? 106.0 101.5,108.3 21 Simpson and Galbraith, 
BOMBYCILLIDAE * 1905, p. 237. 
Bombycilla garrula*..|M.|108.0|.....|..... 1 |Bergtold, 1917, p. 56. 
bd 4) || F.| 107) 1|106.2|107.8) 3:|Bergtold,; ‘1917, ps: 
PARIDAE | 
Parus major ........- P |III.2! | ? |Pembery, 1808, p. 7901. 
MNI0TILTIDAE | 
Oporornis agilis ..... LOO" O tanec have kare 1 Weber, 1918, p. 20. 
FRINGILLIDAE (eet 
Ligurinus chloris ....| ? 106.8 106.1/107.9 ? Hildén and Stenback, 1916, 
liane | pp. 382-413. 
Pyrrhula pyrrhula ...| ? 107.9 | 1 |Milne-Edwards, H., 1863, 
Lope] p. 17. 
Emberiza citrinella ..| ? |109.8|.....|.....| ? |Pembery, 1808, p. 791. 
Plectrophenax nivalis.| ? [709 .6 109.2|110.1) 2 |Milne-Edwards, H., 1863, 
| Oe ee ce 
Calcarius ornatus ....|M.|109.6].....|....-| t |Bergtold, 1917, p. 57. 
Passerherbulus POO VAG ac 1 |Weber, 1918. p. 30. 
caudacutus’*. : ; 
Peucaea cassini* ..... WWE UGtS} OWE natool laiciorrs 1 |Bergtold, 1917, p. 57. 


NO. 12 BODY TEMPERATURE OF BIRDS—WETMORE 51 


TABLE 5.—Continued 


Temperature ‘°C = 
= _|53 
Species he a eae a8 Reference 
E [Mean | mum | mum [3 ® 
| ig * 
STURNIDAE | | 
Sturnus vulgaris ..... ? |106.7 101.9 109.117 |Simpson and Galbraith, 
A F 1905, Pp. 237. : 
ate ? |107.8/104.3 110.255 |Simpson and Galbraith, 
; | | 1905, p. 237. 
3 Le A ? |106.5 103.5 108.755 |Simpson and Galbraith, 
| 1905, P- 237. : 
ete Oe rn cts _? |106.6 103.3 109.256 |Simpson and Galbraith, 
| | 1905, Pp. 237. 
PARADISEIDAE 
Paradisea apoda ..... PPR IMOO Win gmlacss i) L Meerstold, 1927, 1.; 55. 
CoRVIDAE | | 
Coloeus monedula ...|M.\107.0)105.2 108.456 |Simpson and Galbraith, 
; | | 1905, Dp. 237. 
Rr re ...| F.|107.7|106.2 108.857 |Simpson and Galbraith, 
se si ; | 1905, Pp. 237. 
Psilorhinus morio ...\ ? \|1I0.0|.....|..... | 1 |Bergtold, 1917, p. 57. 
Pyrrhocorax alpinus.. ? |107.7|. ....|-----| I |Milne-Edwards, H., 1863, 
| | | D. 17. 
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Bepparp, F. E. The Structure and Classification of Birds. London, 1898, 
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Berctotp, W. H. A Study of the Incubation Periods of Birds. Denver, 1917, 
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British OrNITHOLOGISTs’ Union. A List of British Birds. London, 1915, 
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Brown-Sequarp, E. Note sur la basse Température de Quelques Palmipédes 
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Cameron, A. J., and Browntez, T. I. The Upper Limit of Temperature Com- 
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Depretz, M. C. Recherches expérimentales sur les causes de la chaleur 
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Trans. Roy. Soc. Canada, Series II, Vol. XII, Pt. I, Sec. IV, pp. 291-300. 

A Text-book of Animal Physiology. New York, 1889, pp. 1-700. 

Mitne-Epwarps, H. Lecons sur la Physiologie et l’Anatomie Comparée de 
Homme et des Animaux. Paris, 1863, Vol. VIII, pp. 1-02. i 

MircHeLt, P. C. The Childhood of Animals. New York (1912), p. 184. 

Morcan, A. M. Further Observations on the Cormorants and Bird Tempera- 
tures. South Australian Orn., Vol. II, July 1, 1916, pp. 178-183. 

Notes on the Food and Temperatures of Cormorants. South 
Australian Orn., Vol. III, July 1, 1917, pp. 75-78. 

Muuter, B. The Air-sacs of the Pigeon. Smiths. Misc. Coll. (Quart. Iss.), 
Vol. 50, No. 1724, 1908, pp. 365-414, 12 text figs. 

Newton, A. A Dictionary of Birds. London, 1896, pp. 3-6. 

Pempery, M. S. Animal Heat. In Text-book of Physiology, edited by E. A. 
Schafer, London, Vol. I, 1898, pp. 785-867. 

Pycrart, W. P. A History of Birds. London, 1910, pp. i-xxx, 1-458, 37 plates, 
50 text figs. 

Suarpe, R. B. A Hand-List of the Genera and Species of Birds. London, 
Vols. I-V, 1899-1900. 

Smpson, S. Observations on the Body Temperature of Some Diving and 
Swimming Birds. Proc. Roy. Soc. Edinburgh, Vol. XXXII, 1912, pp. 
19-35. 

An Investigation into the Effects of Seasonal Changes in Body Tem- 
perature. Proc. Roy. Soc. Edinburgh, Vol. XXXII, 1912, pp. 110-135. 
Stmpson, S., and GALpraitTH, J. J. An Investigation into the Diurnal Varia- 
tion of the Body Temperature of Nocturnal and Other Birds, and a few 

Mammals. Journ. of Phys., Vol. X XXIII, 1905, pp. 225-238. 

SmitH, R. M. The Physiology of the Domestic Animals. London, 1889, pp. 
693-608, 416 text figs. 

Soum, J.-M. Deuxieme Note sur les sacs Aériens des Oiseaux. Soc. Linn. de 
Lyon, Vol. XLII, 1805, pp. 149-161. 

SuTHERLAND, A. The Temperature of Reptiles, Monotremes and Marsupials. 
Proc. Roy. Soc. Victoria, N. S., Vol. 9, 1897, pp. 57-67, 1 plate. 

On the Temperature of the Ratite Birds. Proc. Zool. Soc. London, 
1899, pp. 787-790. 

Waroiaw, H. S. H. Note on the Temperature of Echidna aculeata. Proc. 
Linn. Soc. New South Wales, Vol. XLIII, Pt. 4 (for 1918), March 26, 
1919, pp. 844-840, 2 text figs. 

Weeser, J. A. Bird Temperatures. Abstract of Proceedings, Linn. Soc. of 
New York, No. 30, 1918, pp. 28-31. . 

WiepersHEIM, R. Comparative Anatomy of Vertebrates. Third (English) 
Edition, 1907, pp. 33-35. 

Wuirte, S. A. An Ornithological Cruise among the Islands of St. Vincent and 
Spencer Gulfs, S. A. Emu, Vol. XVI, 10916, pp. 1-15. 

The Cruise of the Avocet in Search of Skuas and other Things. 
Reprinted from The Register, Adelaide (1916), pp. 46, 56. 

Wortz, A. Production de la chaleur dans les étres Organisés. Paris, 1848, 
pp. 1-38. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 13 


THE MELIKERON—AN APPROXIMATELY 
BLACK-BODY PYKANOMETER 


BY 
L. B. ALDRICH 


(PUBLICATION 2662) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
JANUARY 25, 1922 


ay 


- 


The Lord Bat more Press 


BALTIMORE, MD., U. SAL 


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THE MELIKERON—AN APPROXIMATELY BLACK-BODY 
PYRANOMETER 


By L. B. ALDRICH 


INTRODUCTION 


The instrument about to be described is the outgrowth of the 
experience of Dr. Abbot and myself in the use of the pyranometer, 
and was planned in many discussions between us, as we walked 
together to and from the office. The pyranometer (described in 
Smithsonian Miscellaneous Collections, Vol. 66, Nos. 7 and 11, 
and Vol. 69, No. 9) has proved of great value in a wide range of 
radiation measurements. We have long felt the desirability and need, 
however, of a radiation measuring instrument of equal sensitiveness 
which would be perfectly absorbing and radiating for all wave- 
lengths by virtue of its form. Existing types of instruments, such 
as the pyranometer, bolometer, Angstrom’s pyrgeometer, compensa- 
tion pyrheliometer, etc., all use a blackened flat surface upon which 
the radiation falls and is mostly absorbed. -For the usual range 
of wave-lengths, for which the percentage absorption of the blackened 
surface is well known, these instruments are highly satisfactory. 
But in measuring radiations from bodies at comparatively low tem- 
peratures, grave doubt arises [with these instruments] because of the 
uncertainty of the absorptive power of a blackened flat surface for 
rays of long wave-length. 

In the new instrument we have tried to produce one embodying an 
approximately “ black-body ” absorber, and still to retain as far as 
possible the advantages of the simple pyranometer. The melikeron 
is not as sensitive nor as quick-acting as the pyranometer, yet we 
have been very well pleased with its behavior. A detailed description 
of the instrument follows. 


DESCRIPTION OF THE MELIKERON 


The name of the instrument, first suggested by Dr. Abbot, is the 
Greek word peduxnpoy, honeycomb. That portion of the instrument 
which absorbs the radiation to be measured is somewhat like a honey- 
comb in shape. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS, VOL. 72, No. 13 


- 2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Sheet’ therlo,” an alloy having a low temperature coefficient of 
resistance, was rolled out into a strip about a meter long and as thin 
as possible. (In the first instrument made, this strip was about 
0.05 mm. in thickness. This was about the limit of thinness obtain- 
able by rolling between cold rollers. For the second instrument, a 
strip of one-half this thickness was produced by rolling between hot 
rollers. This was done by the mechanician of the University of 
Wisconsin Physics Department, through the kindness of Dr. C. E. 
Mendenhall.) With a straight edge, the strip was cut to one-half 
inch in width, and then pressed out in a specially prepared die, to 
assume the alternately flat and zigzag shape shown in figure 3. When 
this long strip was held together in a square frame, there were formed 
200 small triangular tubes with walls in common, each tube one-half 
inch in depth and about 2.5 mm. on a side. The open end of this 
honeycomb of triangular tubes forms the absorbing area of the 
instrument. 

The advantage gained by the large number of cells is that the outer 
ones protect the inner ones from loss of heat, so that notwithstanding 
the very large area of the walls of the cells compared to their open 
ends, the central cells, losing only at front and rear, change tempera- 
ture about as much as flat strips presenting equal areas would do for 
the same intensity of radiation. We invoke, in other words, the 
guard-ring principle. 

Before the long, crinkled strip was pressed into this square shape, 
each apex was coated with thin shellac, the whole baked in an oven for 
some hours, and this process repeated several times. Thus the whole 
strip, when formed into its final shape, was insulated, each part from 
every other that could come in contact with it, and a current of elec- 
tricity could be sent through its whole length. 

On the walls of the central cluster of tubes formed by the bending 
of the strip were fastened four thermo-electric elements, of fine copper 
and nickel wire. The junctions were symmetrically placed 2.5, 5.0, 
7.5 and 10.0 mm. respectively along the length of the tube and insu- 
lated from it by thin tissue paper. These wires were brought out on 
the lower end of the tubes and connected in series. The constant 
temperature junctions were buried in wax on the under side of the 
glass plates f, f (fig. 2) and the outer leads were soldered to the bind- 
ing posts a, a, (fig. 1). The two ends of the therlo strip were con- 
nected by copper wires to binding posts a’, a’ (fig. 1). 


* Obtained from the Driver-Harris Wire Co. 


NO. 13 THE MELIKERON—ALDRICH 3 


Referring to figures 1 and 2, we may see how the honeycomb is 
mounted. Figure 1 is a view looking vertically down upon the instru- 
ment with shutter (¢) wide open. Figure 2 is a vertical cross-section. 
Two nickeled copper plates (i, 1), each with square holes 3 cm. on 
a side are placed one about 6 mm. above the other. The plates are held 


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together by the three posts (b) and the space between the plates 
around the square hole enclosed with’a copper box (m) attached to 
the upper plate. The wires leading to the four binding posts (a, a, 
a’, a’) pass through holes in this copper box. Four nickeled copper 
clips (c) are screwed to the top of the upper plate, and four more 
to the bottom of the lower plate. Each of these eight clips holds in 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


place a silvered glass plate (f), each of which glass plates is beveled 
along its inner edge. These beveled glass edges serve to support the 
therlo strip in its square form, four around the upper edge of the 
honeycomb and four around the lower edge. The upper four also 
serve to determine the area which absorbs radiation. The silvered 
glass mirror (g), below the honeycomb, is placed, as shown, at a 
small angle to the face of the honeycomb and serves both to protect 
from the wind and to reflect radiation escaping from the lower face 
of the honeycomb back upon the sides of the tubes. The rod (k) 
screws into the plate (1) and affords a means of mounting the instru- 
ment in any desired position. The hemispherical shutter, (¢), nickeled 
on the outside and blackened inside, operates from the handle (7), 
just as in the pyranometer. The optically figured ultra-violet crown 
glass hemisphere (d) serves the same purpose as in the pyranometer 
and may be used or not, according to whether or not it is desired to’ 
cut off the exchange of long waves between the instrument and the 
object to which it is exposed. 

The melikeron is similar to the pyranometer in principle. In place 
of a small flat absorbing surface we substitute a large absorbing area 
consisting of the above described honeycomb of triangular tubes. 
Radiation falling normally passes through and is reflected back upon 
the walls by the rear mirror. Radiation not falling normally strikes 
the walls of the tubes and after one or more reflections is absorbed. 
For the purpose of somewhat increasing the blackness of the honey- 
comb, only the lower two-thirds of each tube is painted with lamp- 
black, the upper one-third remaining a metallic reflector. Thus the 
number of regular reflections before final absorption is increased and 
the loss by diffuse reflection near the upper end reduced, because the 
diffusely reflecting and radiating lampblack lies so far below the 
aperture that the latter subtends only a small angular area as viewed 
from the blackened surface. 


METHOD OF USE 

For nocturnal radiation, or for the measurement of radiation 
exchange between the instrument and an object at lower temperature, 
the melikeron is used like the pyranometer. That is, an electric 
current is passed into the therlo strip producing heat sufficient to 
exactly compensate for the loss of heat by radiation. Knowing the 
current used, the resistance of the strip, and the other constants of the 
instrument, the amount of heat radiated is computed as with the 
pyranometer. 


NO. 13 THE MELIKERON—ALDRICH 5 


For measurements on the sun, daylight sky, or any radiation from 
bodies at higher temperature than the instrument, the simple “ first- 
swing” pyranometer method is not applicable, since the slow-acting 
melikeron prevents a definite first-swing of the galvanometer and 
requires several minutes to complete the galvanometer deflection. An 
almost equally simple and satisfactory method applicable to constant 
sources of radiation was suggested by Dr. Abbot, however, namely: 
To open the shutter and expose to the radiation to be measured until 
the galvanometer deflection is constant, then close the shutter and 
instantly introduce sufficient current to keep the galvanometer at the 
same reading. 


CONSTANTS OF INSTRUMENTS AND TESTS MADE 


As mentioned above, two copies of the melikeron have been made. 
The second instrument embodies several improvements, notably a 
thinner therlo strip, and the tipping of the rear mirror at a slight 
angle to the honeycomb face. The constant of each instrument and 
tests made with each are given below. 

Melikeron No. 1—The constant of the instrument may be apeined 
in two ways: 

(1) By computation from the dimensions and properties of the 
instrument ; 

(2) By direct comparisons on the sun with a silver disk pyrhelio- 
meter or other standardized instrument. 

Only the first of these methods was used for the constant of Meli- 
keron No. 1. As compared with the second method, this method is 
difficult and inaccurate, because of the uncertainty of such corrections 
as the amount reflected from the end surfaces of the thin metal com- 
posing the tubes, the amount lost by reflection and radiation from the 
upper portion of the tubes, the decrease in total aperture due to the 
unavoidable indentations around the edge, etc. A rough determination 
was made of the computed constant of Melikeron No. 1, as follows: 


Area of aperture formed by beveled glass edges = 5.83 cm.” 
Estimated decrease in area of unused portions= .30 “ 


6c 


Corrected area = 5.53 


Resistance of therlo strip = 0.945 ohms. 


Then 945 X 60 = 2.45= constant Melikeron No. 1, appli- 


4.183 X 5.53 cable to reduce C* readings to calories per (ar }. 


This is the constant without the glass hemisphere. With glass hemi- 
sphere, allowing for the reflection loss at two glass surfaces, the con- 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


stant becomes 2.66 for the rays of short wave-length for which glass 

is highly transmissible. 
Test experiments of three kinds were made with Melikeron No. 1: 
(1) Using an incandescent lamp source, comparisons were made 

by interchanging Melikeron No. 1 and Pyranometer A. P. O. No. 5. 


TABLE I 
; P Calories Ratio 
Calories . 
Date, 1920 Conditions (by melik- (Oy Bree meWkeron: 
eron No. 1) eter | pyranom- 
No. 5) eter 
Feb. 11..|Carbon lamp, 60 cm directly above..| .0538 .0648 . 830 
Feb. 12..|Same, except angle 25° from zenith.| .0522 .0537 .972 
Feb. 13..;/Mazda “Daylight” lamp, 30 cm.| .0558 .0562 -995 
above, 13° from zenith. 
Feb. 13../Same source, 8 cm. aboveand 25cm.| .0245 .0237 1.033 
east, 72° from zenith. 
Feb. 14. .)Same. oye 30cm. above, 74° from) .0502 .0517 -972 
zenith. 
Feb. 14..|Same source, 30 cm. above, 43° from| .0435 .O512 .850 
zenith. 


Both instruments were leveled, and the source placed at varying angles 
and distances. To insure constancy of the source, storage batteries 
were used. ‘The results are summarized in table I. 

As would be expected, since in Melikeron No. 1 the rear mirror is 
perpendicular to the honeycomb tubes, the instrument does not mea- 
sure the full amount of radiation falling normally or nearly so, for 
this passes through the tubes to the rear mirror and is reflected by 
it directly back without being absorbed. For incidence greater than 


Taste II 
(February 18, 1920) 


(Current)? by | (Current)? by Calori : Constant of 

meykeron | pyrgcometer'| “elikeron | P¥¥geometer 
Withee Splatter snmtae -01334 .00304 | .0327 10.85 
No 7. ef hatches .01756 .00350 || .0430 12.28 
Wath | atid tent sida . 01284 . 00286 .0314 10.97 
With ‘“ INA are yea .01246 .00282 -0305 10.81 
No Ls Pry Sateen RS 01483 .00313 . 0364 11.61 
No as Bea. Peta as .01573 .00314 .0385 12.26 
With es Oe Pack . 01096 .00259 .0269 10.40 
fe) ‘s fe ats Ab mcrae - 01300 .00256 .0321 12.55 


Mean constant No. 22 with R. S. =1 
Mean constant No. 22 no R.S. =12.18. 


NO. 13 THE MELIKERON—ALDRICH Vf 


5 degrees from normal, however, good agreement is shown between 
the pyranometer and the melikeron. 4 
(2) Comparisons were made between Melikeron No. 1 and Ang- 
strom Pyrgeometer No. 22, with and without the interposition of a 
rock salt plate. A flat copper vessel (fig. 4) 90 x 86 cm., blackened 
on the front surface by painting with lampblack-alcohol-shellac paint 
and filled with ice-cooled water, formed the source, the instruments 
being at room temperature. A double shutter (s), sliding horizontally 
close to the copper vessel, exposed or screened the source. The instru- 
ments could be quickly exchanged, each mounted with absorbing 


Fic. 4. 


Fic. 5. 


surface vertical, facing the copper vessel, and 65 cm. from it. Alter- 
nate comparisons were made with and without a 1 cm. rock salt plate 
(r), figure 4, interposed directly in front of the instrument aperture. 
Using the above computed constant of the melikeron, values of the 
constant of Pyrgeometer No. 22 were determined (table II). 

The absolute value of these results is of little weight, but the 
markedly lower value of the constant of Pyrgeometer No. 22 for the 
case where waves longer than 20 are excluded, seems to indicate the 
greater “blackness”? of the melikeron as compared with the other 
instrument for rays of very great wave-length. 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL.. 72 


(3) A rough determination of the constant o of Stefan’s formula 
was made. A wooden case and water jacket were fitted around Meli- 
keron No. 1 to protect it from temperature fluctuations of the sur- 
roundings. This jacket extended over the face of the instrument, 
leaving an aperture 3.64 cm. in diameter at 7.03 cm. from the honey- 
comb face. Two hollow-chamber black bodies were made of double 
walled galvanized iron vessels (a and 0, fig. 5) filled between the walls 
with stirred water, one at room temperature, the other containing a 
mixture of ice and water. The melikeron and surrounding jacket 
just filled the aperture of either of these black bodies, and could be 
quickly moved from one to the other aperture. The results are sum- 
marized. Details and necessary corrections which have been intro- 
duced in these results here will be found in the forthcoming Vol. IV, 
Annals of the Astrophysical Observatory. 


Temperature of 2 
== (Current)? Orem eal o (calories per cm.? per min.) 
B. B. Dee) 1845 Be ce b” 
19.63 0.44 .003807. -00054 8.45X10-— (Mean of 7) 
28.30 0.40 -005852 .01434 8.53107? (Mean of 7) 


Value usually accepted (Smith. Phys. Tables, 7, p. 247) 8.26107". 


These values are not given as new determinations of sigma. They 
have little weight for this purpose. They are given to show that not 
only does the melikeron agree with the standardized pyranometer for ' 
short-wave radiation observations but it also agrees well with the best 
work for long-wave rays. 
Melikeron No. 2.—The constant of this instrument was determined 
with more care, and by both methods above mentioned. 
(1) Computed constant. 
Area of aperture formed by beveled glass edges=2.42x 
2 AR => 1e0 (CMl,- 
Therlo strip=80 cm. long and .003 thick, making an end 
cross-sectional area of 0.24 cm.? 
Assume 40 per cent loss by reflection from this edge and 
this correction becomes .096 cm.? 
Area of incomplete triangles along edge of aperture= 
0.36 cm.? 
Radiation entering 4 this area is lost=o.18 cm.? 


NOS 13 THE MELIKERON—ALDRICH 9 


Assume direct absorption for solar rays’ of therlo strip= 
70 per cent, then of the other 18 cm.? 30 per cent is 
lost=.054 cm.? Hence, the total correction for in- 
complete triangles is .054+.18=.234 cm.” 

Area of irregular indentations that can lose energy by 
direct radiation=.06 cm.? 

Of this, 4 is lost=.03 cm.? (because radiation from one 
side of perpendicular is lost, other side is absorbed). 

Total losses of all kinds=.096+ .234+.03 =.36 cm? 

Corrected area=5.86—.36=5.50 cm.? 

Resistance of strip=1.555 ohms. 

Computed constant (without glass hemisphere) = 

1.555 X60 
4.183 X 5.50 


= 4.05 

(2) Observed Constant. 

The constant determined by comparison with pyrheliometers may 
be given more weight. The melikeron was mounted equatorially and 
a hood placed around it, similar to that supplied with the pyranometer, 
exposing the instrument only to the sun and a small area of sky 
around it. A double, ventilated shutter, blackened below, served to 
cut off the radiation at intervals. The first comparison was made on 
Mount Wilson, California, August 29 and 30, 1920, using secondary 
pyrheliometer No. IV. All the following values are without glass 
hemisphere. 

First determination—Melikeron mounted so that sun rays fall nor- 
mally on the instrument. 


Calories by Pyr. No. IV (per ae 


(Current)? of Melikeron—= .348 (mean of 3). 

1.468 

BABS 

Second determination-—Melikeron mounted so that sun rays strike 
the instrument at an angle of 8°.5 (cos.=.989). 


's 1.468 (mean of 3). 


4.22=constant Melikeron No. 2. 


Calories by Pyr. No. IV=1.437 (mean of 3). 
(Current)? of Melikeron= .360 (mean of 3). 
1.437 X .089 
360 
From the ratio of these two results it appears that 6.8 per cent 
of the normal beam is absorbed and scattered, probably largely by 


= 3.95 = constant of Melikeron No. 2. 


*¥For rays of great wave-length the absorption is much less, so that this part 
of the loss would be increased. The difference cannot be serious, however, 
because this correction is after all very small. 


IO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


the silvered surface of the rear mirror. Thus 3.95 is regarded as 
more nearly correct for ordinary work with beams which (unlike 
direct run-rays) subtend large angles. 

The second comparison was made at Mount Harqua Hala, Arizona, 
by Dr. Abbot, November 10, 1920, using secondary pyrheliometers 
Sz Li Now32and ASPAOTNora: 

First determination—Melikeron normal to sun’s rays. 

Calories by Pyr. No. 32 and No. 9 =1.531 (mean value). 
(Current)* of Melikeron—= .347 (mean value). 

1.531 

347 

Second determination—Melikeron at 7° angle to sun’s rays (cos. 
7° =.992). 

Calories by Pyr. No. 32 and No. 9 = 1.538 (mean value). 
(Current)? of Melikeron= .378 


1.538 X .992 
378 


This result shows for normally incident rays a considerably greater 
absorption and scattering by the rear mirror than was the case in 
the comparison of August 30. From the deteriorated appearance of 
the silvered mirror on November Io this was quite to be expected for 
sun rays, but the deterioration was probably quite negligible for 
earth rays. The best constant, then, of Melikeron No. 2 without glass 
hemisphere is the mean of 3.95 and 4.04, or 4.00 which is now the 
adopted value, applicable for all rays not at strictly normal incidence. 

At Mount Wilson and Mount Harqua Hala numerous comparisons 
on the night sky were made between Melikeron No. 2 and Pyrgeo- 
meter No. 22. The two instruments, leveled, were mounted at the 
same height and within less than 6 inches of each other. Exactly 
similar bright tin-box shutters were used on both instruments. Using 
the above adopted constant of Melikeron No. 2, a value of the con- 
stant of Pyrgeometer No. 22 was obtained each time. The results are 
summarized in table III. 

The mean of all, under these varying conditions of air temperature 
and water-vapor content is 9.72. There is perhaps some evidence in 
these values that the constant of Pyrgeometer No. 22 is a function of 
both air temperature and water-vapor content. But further compari- 
sons under a wider range of air conditions are needed to confirm it. 

To illustrate this indication, values are given in the table computed 
by the formula: 

Constant = 11.50—3.12p—1.47 (t—60°)*%. 


= 4.41 = constant of Melikeron No. 2. 


= 4.04 = constant of Melikeron No. 2. 


NWO. 13s THE MELIKERON—ALDRICH 13! 


They fit the observations much closer than the mean. This would 
be expected. To increase either the humidity or the temperature is to 
diminish the proportion of the extreme long-wave rays. The insertion 
of the salt plate in the above reported experiments with Melikeron 
No. 1 had a similar tendency. Hence, in view of the earlier observa- 


Taste III 

Date, oo | Wet and dry() | Saucons |pyrgeometer £0 pated | oc 

Mt. Wilson Wet Dry mm. ete: 
August 25.. eee iB aay 9.36 |—0.36| 9.59\—0.23 
ee ees | eee eases 
August 28 ...... he eed oe 9.78 |+0.06] 9.90—0. 12 
INTISTISH One. es: | pe ae ao 10.33 |+0.61! 10.19+0.14 
Mt. Harqua Hala 
September 29... ae Fone ae 9.40 |—0.32) 9.23/-+0.17 
September 30... a eee ae 9.70 |-0.02| 9.990.290 
@ctober t..2..... ee ae a 9.36 |—0.36) 9.42—0.06 
@ctober.2: .. 2.4. fee oe re 10.02 |+0.30) 10.06—0.04 
Octoberi3.:..... | ae poe ce, 9.95 |+0.23) 9.65+0.30 


tions, from the analogy, we should expect by increasing humidity or 
temperature to reduce the observed pyrgeometer constant. The 
observations are in harmony with this view. 

It is hoped many further experiments with the melikeron may soon 
be made with a view to a better knowledge of the behavior of long 
wave-length radiation in our atmosphere and as emitted by bodies at 
low temperatures. 


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SMITHSONIAN MISCELLANEOUS COLLECTIONS 


VOLUME 72, NUMBER 14 


A NEW SAUROPOD DINOSAUR FROM 
THE OJO ALAMO FORMATION 
OF NEW MEXICO 


(WitH Two PLATES) 


BY 
CHARLES W. GILMORE 


Associate Curator, Division of Paleontology, U. S. National Museum 


(PUBLICATION 2663) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
JANUARY 31, 1922 


The Lord Baltimore Press 


aber gly BALTIMORE, MD., U. S. A. : 


rc 
+ 
, 
7 a 


a NEW SAUROPOD DINOSAUR FROM THE OJO 
ALAMO FORMATION OF NEW MEXICO 


By CHaries W. GILMorE, 
ASSOCIATE CURATOR, DIVISION OF PALEONTOLOGY, UNITED STATES NATIONAL MUSEUM 


(Witu Two Piates) 


INTRODUCTION 

In a brief note* I have recently announced the discovery by Mr. 
John B. Reeside, Jr., geologist of the United States Geological Survey, 
of Sauropodous dinosaur remains in the Upper Cretaceous of New 
Mexico, and it is now proposed to give a more detailed account of the 
specimens and of their exact geological occurrence than was possible 
in the preliminary notice. 

The remains so far recovered consist of a left scapula and a right 
ischium, both in a good state of preservation. The great importance 
of these particular bones lies in the fact that the remains of Sauro- 
podous dinosaurs have not previously been known to occur above the 
Lower Cretaceous in North America, so that the extension of their 
geological range into the Upper Cretaceous is of the greatest paleon- 
tologic and geologic interest. 

Tt is particularly fortunate that this discovery should have been 
made by a trained geologist of Mr. Reeside’s attainments, and in a 
section so well established as to preclude the possibility of question as 
to their late position in the geological column. 

That these bones pertain to a member of the Sauropoda is indicated 
by their immense size and also by their close general resemblance to 
homologous elements of the typical Sauropoda from the Morrison 
formation. Marked differences in details, however, more especially 
in the ischium, in conjunction with the very late geological occurrence, 
makes it necessary to establish a new genus and species for their 
reception, for which the name Alamosaurus sanjuanensis is proposed. 


DESCRIPTION 
ALAMOSAURUS, new genus 
The characters of this genus are included in the following descrip- 
tion of the type species: 


1Science (N. S.), vol. LIV, 1921, p. 274. 
SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, No. 14 


iS) 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


ALAMOSAURUS SANJUANENSIS, new species 
Plates I, 2 


Type.—Cat. No. 10,486, U. S. N. M., consists of the nearly com- 
plete left scapula. 

Paratype.—Cat. No. 10,487, U. S. N. M., consists of the nearly 
complete right ischium. 

Type locality—Barrel Spring Arroyo, one mile south of Ojo 
Alamo, San Juan County, New Mexico. 

Horizon.—Ojo Alamo formation, Upper Cretaceous. 

Collector —J]. B. Reeside, Jr., June, 1921. 

The scapula and ischium designated as the type and paratype, 
respectively, were found in the same geological horizon, but some 
200 feet distant from one another. While it is quite possible that 
both may pertain to the same individual, it is thought best to regard 
them as distinct until their closer relationship can be more positively 
established. 

Scapula.—The scapula is in a good state of preservation except for 
the loss of a portion of the proximal or articular end (see pl. 1) 
where it projected above the ground and was weathered away. The 
suprascapular end is also incomplete, though apparently only the 
border is missing. In size this bone rivals the largest of the Camara- 
saurus scapulae described by Messrs. Osborn and Mook,’ since as 
preserved its greatest length is 155 cm. (60 inches), and it is con- 
servatively estimated that the total length of the complete bone would 
have been at least 170 cm. (68 inches). 

In outline, as shown in plate 1, the blade of the scapula differs from 
any described form in that there is a gradual widening of the shaft - 
from below upward to the superior end, there being no especial expan- 
sion of the anterior border as found in Camarasaurus, nor rapid 
superior expansion of both borders as found in Diplodocus and 
Haplocanthosaurus. While this portion of the bone is heavy it is not 
so massive as in Camarasaurus, being much thinner. The superior 
end is flattened out, though the external surface becomes convex trans- 
versely as the middle of the bone is approached. From end to end 
the bone is curved as in other members of the Sauropoda. Both 
anterior and posterior borders thin out to sharp edges, this condition 
continuing downward half its total length. Immediately above the 
point where the anterior border begins to turn upward to form the 
prescapular expansion of the lower end the border becomes thick- 


*Memoirs Amer. Mus. Nat. Hist., new ser., vol. 3, pt. 3, 1921, p. 341, fig. 74 


NO. I4 A NEW SAUROPOD DINOSAUR—GILMORE 3 


ened and rounded. The posterior border, however, continues down- 
ward as a fairly sharp edge to the downward swing of this border to 
form the glenoid socket where the bone rapidly thickens transversely. 

The spine or ridge on the lower external surface extends from the 
base of the shaft’ in an anterior direction to the anterior-superior 
border, and at right angles to the longitudinal axis of the bone. This 
ridge is not greatly elevated except that on the side toward the cora- 
coidal border the bone is rapidly and deeply excavated, forming a 
muscle fossa of great extent. On the upper side of this ridge the 
surface of the bone slopes off gradually to the border, there being 
no excavation or superior fossa such as is found in so many Sauropod 
scapulae. 


MEASUREMENTS Connie 
Createstileneth of scapula, (as) preserved!) i2..2..).0...5-.- 155 
# rhe ee M: Gestimatedi im. teidae cra rieeis rs Sete 170 
Greatest breadth oh superior ends. secs cee cas «ciate ae en's cle erehs 45 
Weastebreadthimo ie SHatb tes me Sirs ase aia te meus Sine qpesieete scents ere 20 
Greatest breadth. inferior Coblique) o. . 0.6.00 2.c.e lee ten 82 
pelitckiressrorsshatt atrCentensyee sls. crere, sets oo) ste aiete te levalesievetsre = 29 


Ischium.—A large bone found in the same horizon but some 200 
feet distant from the scapula described above is identified as the right 
ischium of a Sauropod dinosaur. This bone differs so from other 
Sauropod ischia that its true nature was determined with difficulty. 
That it pertains to a member of the Sauropoda is indicated by its 
large size and also by its general resemblance, though differing 
markedly from any described form. It is characterized by its extreme 
shortness, and especially by the lack of the long, slender posterior 
extension so characteristic of other Sauropod ischia. 

The proximal portion is nearly complete, lacking only a small por- 
tion of the sharp inner edge of the acetabular border. The distal end, 
though not perfect, apparently lacks but little of being complete. 
Likewise the thin inner border below the articulation for the pubis 
is slightly imperfect. Except for the missing portions mentioned, 
the bone is in a remarkably fine state of preservation. 

The expanded proximal end is unusual, not so much because of 
its great antero-posterior extent, but on account of the great dorso- 
ventral diameter, and especially the great length of the pubic articula- 
tion which extends distalward more than one-half the total length of 
the bone. Below the pubic articulation the inner border presents a 
thin, sharp edge, and the flattened distal portion gradually diminishes 
in width to the distal end. This end is apparently without distal 


4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


expansion, though the incomplete surfaces makes this point slightly 
uncertain. Neither can it be definitely determined whether the ischia 
met on the median line, though I am inclined to think they did. The 
rounded and somewhat thickened posterior border is deeply concave 
from end to end. The sweep downward from the iliac articulation is 
especially pronounced. On the posterior external surface at the mid- 
length of the bone is a raised ridge with roughened surface marking 
the point of insertion for a strong muscle. 

The form and principal features of this bone are well shown in 


plate 2: 


MEASUREMENTS Cettinenees 


Greatest length aces pile eee See hoe eee Otel ee ae 81 
Gireatestawic tho ta pro xt e tC rs yeyeeseery- ce eee ee teen 44.5 
Greatest width at lower end of pubic articulation............ 2 
Greatest lensthiion pubic artetlarisun faces srr ieee B75 
Greatest transverse diameter of articular end for ilium...... 10.5 


RELATIONSHIPS 


The scapula cannot be closely correlated with any of those of 
described genera, and the ischium differs so much in its details from 
those with which it has been compared as to indicate an animal with 
a considerably different pelvic structure than any of the Sauropoda 
with which we are acquainted to-day. That both of these bones 
pertain to the same individual cannot be proven, but that both are 
Sauropod in aspect seems certain. 

In size the scapula approaches Camarasaurus, but it differs by the 
non-expansion of the upper anterior border and the very much thinner 
blade; from Diplodocus it is to be distinguished by its larger size and 
the direction of the spine in relation to the longitudinal axis. In the 
present specimen this angle is approximately 90°, whereas in Diplodo- 
cus and Amphicoelus it is acute. The scapulae of Apatosaurus, 
Amphicoelus, and Brachiosaurus are more slender and with a much 
more constricted shaft at their narrowest width. Haplocanthosaurus 
is very much smaller and has a very different outline. 


GEOLOGICAL OCCURRENCE 


At my request Mr. Reeside prepared the following note on the 
stratigraphy : 


NOTE ON THE STRATIGRAPHY OF SAN JUAN COUNTY, NEW MEXICO, 
WITH ESPECIAL REFERENCE TO THE OCCURRENCE OF DINOSAURS 
The oldest rocks exposed in San Juan County, New Mexico, have been 


assigned to the McElmo formation of Jurassic or Lower Cretaceous age. The 
overlying rocks, of Upper Cretaceous and Tertiary age, have been divided into 


NO. 14 A NEW SAUROPOD DINOSAUR—GILMORE 5 


a number of units named in ascending order as follows: Dakota sandstone, 
Mancos shale, Point Lookout sandstone, Menefee formation, Cliff House 
standstone, Lewis shale, Pictured Cliffs sandstone, Fruitland formation, Kirt- 
land shale with included Farmington sandstone member, Ojo Alamo sandstone, 
Puerco formation, Torrejon formation, and Wasatch formation. The Point 
Lookout sandstone, Menefee formation, and Cliff House sandstone comprise 
the Mesaverde formation of the older literature and the Pictured Cliffs sand- 
stone, Fruitland formation, and Kirtland shale, the Laramie formation. The 
Dakota sandstone contains coal beds and other plant remains and grades into 
the overlying Mancos shale. The formations from the Mancos shale to the 
Pictured Cliffs sandstone, inclusive, are marine except parts of the Menefee 
formation which are brackish and fresh water deposits with coal beds. The 
lower part of the Fruitland formation contains a transition series of brackish 
water beds and the upper part and all of the overlying formations are fluviatile 
deposits. The Mancos shale represents in large part the Benton shale and 
Niobrara formation of the region east of the Rocky Mountains. Its extreme 
upper part, however, is the equivalent of the basal part of the Pierre shale. 
The Mesaverde group, Lewis shale, and Pictured Cliffs sandstone contain 
invertebrates of Montana age, and the Fruitland and Kirtland formations, 
plants, invertebrates, and reptiles of Montana age. These beds definitely 
assignable to the Upper Cretaceous, 7. ¢., from Dakota sandstone to Kirtland 
shale, inclusive, are a comformable series 5,500 feet thick, of which about 
4,000 feet are of Montana age. The age of the Ojo Alamo sandstone is in dis- 
pute. It has been assigned by some writers on the basis of its dinosaur fauna 
to the Montana group and correlated with the Judith River beds. It is 
separated from the Kirtland shale by a widespread unconformity and has been 
correlated on that ground by other writers with the Denver and Raton forma- 
tions of post-Montana age. The Puerco and Torrejon formations contain 
large mammalian faunas and are usually placed in the Tertiary, though some 
writers would place them in the Cretaceous. The Wasatch formation is uni- 
versally accepted as Tertiary. 

Dinosaur remains have been found in the Fruitland formation, throughout 
the Kirtland shale, and in the Ojo Alamo sandstone. The sauropod bones 
found in June, 1921, came from the lower part of the Ojo Alamo sandstone 
on Barrel Spring Arroyo, one mile south of Ojo Alamo. A detailed section 
at this locality is as follows:* 


Ojo Alamo sandstone: Feet 
Sandstone weonotomenaticn, tops EGLOCEG suc. cs ctis.cese clei eacle oss <)s05 ae 15+ 
Shales dankveneenish) oray7. aq: o<.- clo oe 2 oe ore sie Se oe See A to 7 
Sandstone, soft, nearly white, crossbedded; contains gray argilla- 

CCOUS Stheaksr and abTO will. COMCEETIONSE. .hysc seus chas ome stasis» oo sle 21 
Shale, wine red, with local gray sandstone lenses.................. 5 
Sandstone, soft, white, crossbedded; contains brown concretions in 

have: HONG ag DH glance ay Rie Rae eee ae ee Broa aera oS SR a ee a 10 
SAM StOme MULO Wile. Plaky: Sf eLEUCIMOUS. sche cnt)iccietani seo es sie ete else 
Shalewdanc<apliisheray, tO purple, Samdyeecscs cso: coves cc ccle cs ve 4 


*See Bauer, C. M., Stratigraphy of a part of the Chaco River Valley. U. S. 
Geol. Survey Prof. Paper 908, pl. 69 and pl. 70, 1916. This locality is shown 
as locality 67 on plate 69 and the stratigraphic section as section R on plate 7o. 


6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Ojo Alamo sandstone :—Continued. Hes 
Sandstone, soft white, conglomeratic; contains brown concretions; 
horizon’ of the sauropod and other bomes.:.---)...+-..--.neees 6 
Sandstone, yellow to brown, conglomeratic; contains an abundance 
of siliceous pebbles as large as 3 inches in diameter............ 5 
Unconformity. 


Kirtland shale: 
Shale, gray to drab, with several wine red layers; scattered dinosaur 


ID OLLES, ants (sale cee ie to BO Rae Sue terereeue ellehe as RC ey ire ae eee 30 
Sandstone with lenses of grit, fine conglomerate, and many clay 

PEM SES 5 PP etree Nee ee otal ret bres occa ee ete gna 10 
Shale: toraiy. ore aes fect nels ee oo re ae oie ae ae ea ne er 20+ 
Farmington sandstone member: brown indurated sandstone and 

SHAY WMAlS 2 etl aaasi huis Pics se eesheks ee eueiel wiehotars} state ede ogc hey eee 80 
Shale, gray to drab, and sandstone, soft, gray-white.............. 1000+ 


Fruitland formation: 
Sandstone, shale, and coal. 


Directly associated with the bones of Alamosaurus are many other 
fragmentary and undeterminable dinosaur bones, teeth of carnivor- 
ous and Ceratopsian dinosaurs, dermal plates of an armored form,’ 
turtle fragments, and crocodile bones. At nearly the same horizon 
in adjacent localities on Barrel Spring Arroyo there were obtained 
part of the frill of an undetermined Ceratopsian' different from 
known forms, dermal plates of an armored dinosaur, incomplete 
vertebrae of a carnivorous dinosaur as large as Tyrannosaurus,’ 
fragments of a Ceratopsian frill marked with radiating vasicular 
grooves like those of Triceratops, but indeterminable.”. This horizon 
is also the source of the maxillary and fragments of a skull collected 
by Sinclair and: Granger and identified by Brown as Kritosaurus 
navajovius.” 

From the uppermost part of the Kirtland shale near this locality 
have been collected specimens that are closely related to species known 
to be of Montana age: Kritosaurus navajovius Brown, skull and 


* Gilmore, C. W., Reptilian faunas of the Torrejon, Puerco, and underlying 
Upper Cretaceous formations of San Juan County, New Mexico: U. S. Geol. 
Survey Prof. Paper 119, p..65, 1910. 

* Idem, p. 65, pl. 26, fig. 2. 

*Tdem, p. 67. 

“Gilmore, Vertebrate faunas of the Ojo Alamo, Kirtland, and Fruitland 
formations: U.S. Geol. Survey Prof. Paper 98, p. 287, 1916. 

* Sinclair, W. J., and Granger, Walter, Paleocene deposits of the San Juan 
Basin, New Mexico: Am. Mus. Nat. Hist. Bull., vol. 33, p. 303, 1014. 


NO. 14 A NEW SAUROPOD DINOSAUR—GILMORE H 


other bones*; Monoclonius sp., horn core and fragments of frill’; 
armored dinosaur suggesting a Belly River genus,’ humerus; a car- 
nivorous form suggesting Dryptosaurus or Dynamosaurus, dentary *; 
undeterminable fragments of other trachodont, ceratopsian, and car- 
nivorous dinosaurs; turtle and crocodile bones. 

In 1910 the late Dr. S. W. Williston® reported the discovery of 
a Sauropod coracoid in the Trinity Sand of Oklahoma, Lower Creta- 
ceous in age, which, in so far as western North America is concerned, 
represented the latest occurrence of Sauropod dinosaurs, up to the 
time of the present discovery. In the eastern United States, Sauro- 
pod dinosaurs (Astrodon, Pleurocoelus) have been known as occur- 
ring in the Arundel (Potomac) formation since Marsh first described 
them in 1888, but for a long time the Arundel was correlated with 
the Morrison formation (Atlantosaurus beds) of the west, but more 
recently, largely on paleobotanical evidence, it has been referred to 
the Lower Cretaceous. A recent restudy of the Arundel vertebrates ° 
appears to indicate a higher position in the Lower Cretaceous than 
has previously been given them. It is also of interest that the Mary- 
land Sauropoda are found associated with the remains of other dino- 
saurs having undoubted Upper Cretaceous affinities, as is the case with 
the bones now under discussion. 

It thus appears that these specimens, found under conditions which 
allow no question of doubt to be raised, furnish the first indisputable 
evidence of the occurrence of Sauropodous dinosaurs in the Upper 
Cretaceous of North America. 


REPORTED DISCOVERIES OF SAUROPOD REMAINS IN UPPER 
CRETACEOUS DEPOSITS 

There have been a considerable number of reported occurrences of 

Sauropod dinosaur remains in Upper Cretaceous deposits in various 

parts of the world. Those recorded are from India, southern France, 

South America, Madagascar, German East Africa, and Egypt. These 


1Brown, Barnum, The Cretaceous Ojo Alamo beds of New Mexico, with 
description of the new dinosaur genus Kritosaurus: Am. Mus. Nat. Hist. 
Bull., vol. 28, p. 260, 1910. 

Gilmore, C. W., Vertebrate faunas of the Ojo Alamo, Kirtland, and Fruit- 
land formations, U. S. Geol. uae Prof. Paper No. 98, pp. 283-284, fig. 28; 
p. 285, 1916. 

? Brown, Barnum, idem, p. 27 

* Gilmore, C. W., idem, p. 287. 

* Gilmore, C. W., idem, p. 288, pl. 73, fig. 1. 

* See Larkin, Pierce, Journ. Geol., vol. 18, No. 1, 1910, p. 93. 

* Gilmore, C. W., Proc. U. S. Nat. Mus., vol. 59, 1921, pp. 581-594, pls. 110-114. 


8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


finds, however, have been called into question for one cause or another, 
so that as the evidence stands to-day, their exact status is very unsatis- 
factory. : 

Below I shall briefly review these various discoveries, although no 
attempt will be made to critically re-examine the evidence, however 
desirable that may be. I feel that in this problem I should defer to 
those having a wider knowledge of geological structures, and especi- 
ally to those who have available extensive collections of Sauropodous 
dinosaur materials with which to make the necessary comparisons. 

Taken in chronological order these reported finds are as follows: 

1. Apparently the first Sauropod remains to be described from the 
Middle Cretaceous or above were those found in the Lamenta beds, 
probably Cenomanian, near Jabalpur, India. These specimens were 
described by Falconer * in 1862, without name, and it was 1877 before 
their Sauropod nature was recognized by Lydekker,’ who redescribed 
them under the name Titanosaurus indicus, the type being a post- 
median caudal vertebra. 

2. In 1893, Lydekker* described various dinosaur bones from 
the Guaranitic beds of Patagonia, referring them to the Sauropod 
genera Titanosaurus and Argyrosaurus. These identifications were 
based upon numerous vertebral centra, limb and foot bones, frag- 
mentary parts of the sacrum, pelvis, etc. The limb bones appear to 
have been in a splendid state of preservation and are certainly sauro- 
pod in aspect, though this assignment is seriously questioned by 
Nopesa as I shall show later. Hatcher * observes that the Guaranitic 
beds “are referred to the Upper Cretaceous both upon stratigraphic 
and paleontologic evidences. Just where they should be placed in 
that series cannot be determined until we know more of the Dinosaurs 
contained in them. At present it seems not improbable that they will 
prove to be the equivalent of the Laramie of North America, as they 
have long been considered by Dr. Ameghino and others.” 

3. In 1899 Depéret® recognized the Sauropod genus Titanosaurus as 
occurring in the Danian of the Montague Noire of southern France. 
This determination was based upon a femur, an identification to 
which, as in the former case, Nopcsa makes serious objection as to 
its validity. He says:° “I wish briefly to draw attention to the 
fact that the Upper Cretaceous Titanosaurus, as known from the 


* Paleontological Memoirs, vol. 1, 1868, p. 418, pl. 34, figs. 3, 4, 5. 
* Rec. Geol. Surv. India, vol. 10, 1877, pp. 38-41. 

* Anales Museo de La Plata, vol. 2, pt. 1, 1893, pp. I-12, pls. 1-5. 
*Amer. Journ. Sci., vol. 9, 4th ser., 1900, pp. 94, 95. 

* Bull. Soc. Geol. France, 3d ser., vol. 27, 1890, p. 692. 

* Geol. Mag., n. s., Dec. 5, 1910, p. 261. 


INKOR dls A NEW SAUROPOD DINOSAUR—GILMORE 9 


Montague Noire in France and from the Cretaceous formation of 
Argentina, and perhaps also from East Africa, has nothing to do with 
the Sauropoda, but belongs to the Trachodontid Orthopoda, as proved 
by the abundant Transylvanian material at my disposal.’ He then 
goes on to point out that these dinosaurs referred to Titanosaurus 
are generically identical with Telmatosaurus, a heavily built Tracho- 
dontid animal from Transylvania, of which the structure is largely 
known from undescribed material, the name Titanosaurus being 
applicable only to the English Wealden Sauropod described in 1887.' 

Feces, 1907, Thevenin~* described certain fossils from Madagascar 
that were referred to the Sauropod genera Bothriospondylus and 
Titanosaurus. Vhese are Cenomanian in age. 

5. In 1907, Dr. E. Frass made the interesting discovery of Sauropod 
dinosaurs in southern German East Africa. These were at first 
thought to be of Upper Cretaceous origin, but since it now appears to 
be universally recognized that these animals are from the Lower 
Cretaceous and Upper Jurassic, they may be dismissed from further 
consideration in the present connection.’ 

6. Dr. W. D. Matthew, in a recent letter, informs me that Stromer 
has some fine Sauropod material as yet undescribed, “‘ with that 
extraordinary Spinosaurus* from the Upper Cretaceous of Baharich 
Oasis, Egypt.” According to Stromer these are Cenomanian-Albian 
in age. 

From this brief review of the reported finds of Sauropod remains 
of Cenomanian age or above, it will be seen that much doubt exists 
either as to their proper identification or to their exact geological 
position. In the light of this more recent discovery, under conditions 
that permit hardly a question of doubt to be raised as to either identity 
or stratigraphic position, it would appear very probable that a critical 
re-examination of the evidence would show the original determination 
of some of these finds to be valid in all respects. That Sauropod 
dinosaurs continued to exist until after the Cenomanian, and even 
into the Danian, there is every reason to believe. 


_*In this Nopcesa is mistaken for the name would certainly be applicable to 
the genotype which is the specimen from India described by Lydekker in 1877 
and again reviewed in the Quarterly Journal of the Geological Society of 
London, p. 156, in connection with the Wealden Sauropod cited by Nopcsa. 
It is also of interest to note that Seeley, in the same article, p. 160, regarded 
the specimens from India as being insufficient for purposes of identification, 
or to enable the relations of the animal to be determined. 

* Annales de Paleontologie, 1907. 

* See Schuchert, Bull. Geol. Soc. America, vol. 29, No. 2, 1918, p. 264, for 
citations of articles and discussion of the age of the Tendagura series. 

* Abh. Bayer. Akad. Wiss., Nov., I9I5. 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72, NO 14, PL. 1 


LEFT SCAPULA OF ALAMOSAURUS SANJUANENSIS 


Type. About one-tenth natural size 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72, NO 14, Pl. 2 


NB 


RIGHT ISCHIUM OF ALAMOSAURUS SANJUANENSIS 


Paratype. About one-tenth natural size. 1. External view. 2. Internal view 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 
VOLUME 72, NUMBER 15 


EXPLORATIONS AND FIELD-WORK OF THE 
SMITHSONIAN INSTITUTION 
IN 1921 


Car, 
ae THSOS O ry, 
Cae 


(PUBLICATION 2669) 


CITY OF WASHINGTON 
PUBLISHED BY THE SMITHSONIAN INSTITUTION 
1922 


The Lord Baltimore (ress 


BALTIMORE, MN,, U. S. a. 


Li 


PAGE 
LURE OVC III CIE VG (1 NS RAEN i cp ait Oe re RO cc Re = ER OD I 
Geological Explorations in the Canadian Rockies................00.e000% I 
Paleontological Field-Work in the United States. ..........0:..61se.0. 2% 22 
Astrophysical: Field-Work in Arizona and im Chile. 2.0.0. 0.6.e00.50056% 30 
Botamcabebaspedition: to the Onientt..ic woul vee caccs eee bi euns Gab celawen 33 
Biological Exploration in the Dominican Republic....................... 44 
PeSpetitenes ih WeLCLEMiby o> 2.41 keoaes phe wat Ree Ree ne i ereoe ale isa og ik eee 47 
Bntomolocicalebexneditionmtoy Alaska erin sae ities e seine sicisenee caeaee ne 52 
Archeological Field-Work on the Mesa Verde National Park............ 64 
Archeological Collecting in the Dominican Republic................:.... 83 


Archeological Reconnaissance of the Cahokia and Related Mound Groups. 92 


Archeological Investigations at Pueblo Bonito, New Mexico............. 106 
Archeological Field-Work in South Dakota and Missouri................ L7 
Field-Work on the Kiowa, Pueblo, and California Indians................ m2 


Archeological Field-Work on the Susquehanna River, Pennsylvania...... 127 


EXPLORATIONS AND FIELD-WORK OF THE 
SMITHSONIAN INSTITUTION IN 1921 


INTRODUCTION 


The exploration and field-work conducted by the Smithsonian In- 
stitution is one of the means employed for the “ increase and diffusion 
of knowledge,” the purpose of the Institution as stipulated in the 
will of James Smithson, its founder. Attention is directed whenever 
possible to regions which have previously been imperfectly explored 
from a scientific point of view, and during the seventy-five years of 
its existence, the Institution’s field parties have been able to make 
notable additions to existing knowledge as well as to provide vast col- 
lections of biological, zoological, and anthropological material for the 
exhibition and study series of the United States National Museum, a 
branch of the Institution. 

During the past year, the effectiveness of the Institution’s limited 
funds for this work has been so reduced by the prevailing high costs 
that it was not possible to take part in as many expeditions as is 
customary. The more important of those which did take the field are 
briefly described in the present pamphlet, which serves as an announce- 
ment of the results obtained, many of the expeditions being later 
treated more fully in the various series of publications under the direc- 
tion of the Institution. The photographs here reproduced were for the 
most part taken by the field-workers themselves. 


GEOLOGICAL EXPLORATIONS IN THE CANADIAN ROCKIES 


The geological work by Secretary Charles D. Walcott in the 
Canadian Rockies was in continuation of that of the field seasons of 
1919, 1920, for the purpose of securing data on the pre-Devonian 
strata of the Sawback range in Ranger Brook Canyon, and a recon- 
naissance of the pre-Devonian formations to the northwest as far as 
the headwaters of the North Fork of the Saskatchewan River, Alberta. 

The season was an unusually cold and stormy one. The party 
started with a pack train from Banif, June 30, and returned September 
30. During this period there were 35 stormy days, 28 cloudy and cold 
days (20° to 45°) and more or less snow fell on 20 days in August and 


SMITHSONIAN MISCELLANEOUS COLLECTIONS. VOL. 72, No. 15 


i ae 


- 


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| i anoramice vieyv K 1ewan r loo ¥ s ) r r N ¢ yunts Outram 0,07¢ and F¢ es (12,102 ; Glac La aly , and 
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NV Alver 
oking west up the iver toward Moun u ( C ke cany - eN pias ; 


Locality: The view is fro i 
4 ma point about 47 § (75.2 k ve f Lake ise Stati : i if i | 
I out 47 miles (75.2 km.) northwest of Lake Louise Station on the Canadian Pacific Railway, Alberta, Canada. (C.D. Walcott, 1921.) 


e 


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VOL. 


MISCELLANEOUS COLLECTIONS 


SMITHSONIAN 


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oYIOU SUT] Ie UB UL (“UI QE) Sojlul Sg axe] JaxVG JO ys¥a A]JIIIp ASpli MOT B UO SeM BOWLS ayy /Xyyns07 
‘WYSII oy} uO ureyuNO;W JOxeG pure ‘Aay[eA MO ssos9e SURISIP Ul syeIg UIT, IY} ! (4sva) yo] 
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9 hic 3.—Upturned Devonian, Ordovician, and Cambrian strata southwest of Badger Pass, at head of Cascade Creek and northeast of canyon of Johnson Creck 
Locality: Southeast side of canyon leading up from Johnson Creek to Badger Pass in Sawback Range. Position of camera about ten miles in air line east of Lake Louise Station 
on the Canadian Pacific Railway, Alberta, Canada (( D. Walcott, 1021.) 


Fic 4. Thompson Pass on Continental Divide \fountain on s¢ 
Thompson Pass about 63 miles (101.3 km.) northwest of Lake Louise Station on the ( n Pacific Rai , Alberta 


(‘1z61 ‘WORM ‘G ‘O SIN pue A) “epeued eyeq vy ‘KEMIICY WjIOVg ueIpeuey 94} UO UOT}eIS asInoT 
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XPLORATIONS, 


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VOL, 72 


COLLECTIONS 


LLANEOUS 


MISCI 


SMITHSONIAN 


SMITHSONIAN EXPLORATIONS, 1921 


15 


NO. 


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6 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


September. While on the trail 30 camps were made, but owing to 
weather conditions and to the fact that the snow remained on the slopes 
and cliffs above timber line, a relatively small amount of productive 
work was accomplished. 

The section studied near the head of Ranger Brook Canyon of the 
Sawback Range about 12 miles (19.3 km.) northwest of Banff, was 
from the base of the Devonian limestones down through the post- 
Cambrian (Ozarkian) Mons formation and the subjacent Lyell and 
Sullivan * formations of the Upper Cambrian. 


Fic. 8—Camp on the lower eastern slope of Fossil Mountain looking north 
toward the head of Red Deer River. 


The character of the formations is indicated by figures 2 and 3, 
which show the southwesterly slope of the highly inclined beds (45° 
to 70°) and the saw-tooth-like effect caused by the unequal rate of 
erosion of the massive bands of limestone and the softer, more friable 
sandy and clay shales. Towards the northwest end of the Sawback 
range at the Red Deer River the Black and White Douglass mountains 
stand high above the surrounding ridges. (Fig. 5.) Oyster Mountain 


*See Exploration pamphlet for 1919, Smithsonian Mise. Coll., Vol. 72, 
No. I, 1920, p. 15. 


ue 0} surjurod st JJOITVAA “SAT 


1921 


XPLORATIONS, 


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SMITHSONIAN 


NO. 15 


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8 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


(fig. 6) has been cut out by erosion from the limestones between 
Douglass and Fossil mountains, and figure 6 illustrates the crumpling 
of shaly limestones by thrusting of a series of massive limestone strata 
against them during the period of displacement of the great series of 
formations of this part of the Cordilleran ranges. 

Fossil Mountain, named from the presence of Devonian corals, is 
about 9 miles (14.4 km.) northeast of Lake Louise Station and faces 
Baker Creek Pass on the east. It has a good section of Devonian and 


Fic. 10.—Wild flower camp on northwest side of Johnson Creek Pass. 
(Mrs. Mary V. Walcott, z921.) 


pre-Devonian rocks on its eastern slope. There is a fine outlook from 
camp at the east foot of the mountain. 

The broad U-shaped valley (fig. 9) between Fossil and Oyster 
mountains has been eroded in the shale and thin bedded limestones 
that pass beneath Fossil Mountain; this formation is one of those in 
the Sawback Range that is readily worn away, with the result that the 
agencies of erosion followed by the glaciers have made a valley al- 
together disproportionate to the present erosion agencies, water, frost 
and snow. 

At a camp in the heart of the Sawback Range on a tributary of 
Baker Creek leading up to Johnson Pass there was a wonderful 


NO. 15 SMITHSONIAN EXPLORATIONS, I921 9 


exhibit of wild flowers in bloom. Mrs. Walcott counted 82 species 
within a short distance of the tents. A spring-fed pond supplied camp 
water; dead pines and spruce, firewood; and a grass covered snow- 
slide slope, abundant feed for the horses. 

The moss pink (fig. 11) and the beautiful Dryas octopetala were 
very abundant, but heavy frosts in August killed nearly all the plants 
and few of the flowers went to seed. 

On our way north we crossed over Pipestone Pass and down the 
Siffleur River. Clearwater River heads in glacial gravels on the east 
side of the Siffleur about two miles north of Pipestone Pass. Figure 
13 is a view looking west through the Clearwater Pass and across to 
the high cliffs on the western side of Siffleur Canyon. 

Twenty-five miles further to the northwest at the point where the 
south branch (Mistaya Creek), the middle branch (Howse River), 
and the north branch unite to form the Saskatchewan River, there 
are some beautiful and instructive views of the surrounding mountains. 
Figure I (frontispiece) is a fine view of the head of the river, with 
Howse River in the left background and the North Fork beyond the 
island on the right. The Mount Forbes massif on the left is a superb 
mountain mass and in the distant center is Division Mountain at the 
head of Glacier Lake Canyon which we visited in 1919; on the right 
Survey Peak and beyond two unnamed points. The Glacier Lake 
section of the pre-Devonian and Upper Cambrian formations was 
studied on the northern slopes of the Mount Forbes massif as illus- 
trated by figure 1 (frontispiece) of the Smithsonian exploration 
pamphlet for 1919, and the rugged cliffs and peak of Mount Forbes 
are shown by text figure 14 of the present number. 

Twelve miles northeast of Mount Forbes the cliffs of Mount 
Murchison (fig. 15) rise high above the dark forested slopes and 
present a view of the Devonian and pre-Devonian formations that is 
unequalled in all this region of peaks, cliffs and broad canyon valleys. 

Opposite Mount Murchison on the north side of the Saskatchewan, 
Mount Wilson (fig. 16) presents another section of the pre-Devonian 
formations, the upper end of which is a massive white quartzite formed 
of the sands of the beaches over which the Devonian Sea deposited 
thick layers of calcareous sediments abounding in the remains of 
corals and various invertebrates of the time. On the west, Mount 
Wilson rises directly above the North Fork of the Saskatchewan which 
here flows through a narrow picturesque inner canyon (fig. 17). 


1Smithsonian Misc. Coll., Vol. 72, No. 1. 


IO SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


FG, 12.—Dryas octopetala below Johnson Creek Pass. 


II 


EXPLORATIONS, I921 


SMITHSONIAN 


NO. 15 


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MISCELLANEOUS COLLECTIONS VOL. 72 


SMITHSONIAN 


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(6161 JO9TB MA “CD ‘SA pure sp) ‘epeuey ‘eyoqiy ‘ABMITEY DyIOVG Uvipeury ay} UO UOT}e}S asino’T aye] 
FO jsomy}1OU (“WY g°9gZ) Softu gh noe ‘aye sJdIOvIX) vAoqe Yeag AdAING jo edojs toddn ay} wos st Ayypesoy oy], 
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SMITHSONIAN EXPLORATIONS, 1921 13 


NO. 15 


uvIpeuey 94} 


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“JOATY UPMOIYI}JVYSES 9t]} JO opis YIOU oy} WOT (,0OS‘IT) UOSTYSIN PT JUNOP_—'SI “oI 


VOL. 72 


COLLECTIONS 


OUS 


MISCELLANI 


SMITHSONIAN 


14 


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poddes o}1zj1enb uosyr A JUNO oy} Jo pawisz07 are JYSII IY} UO SHT[D runs oT, ° 


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Lo) 


1921 


XPLORATIONS, 


BE 


MITHSONIAN 


S 


VOL. 72 


MISCELLANEOUS COLLECTIONS 


SMITHSONIAN 


16 


‘epeuey ‘eyoqry ‘AempIey oyloeg ueIpeued ay} UO UO!}e}G asInOT dye] JO Jsamy}s1oU (‘Wy F'gg) Saji SS pue 
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uRIUOAIG ysep Aq paddeo aie syyo sy fT, “UOSTIAA WNOP JO sSplr Yy}sOU 9y} Fo PusUUNs ay} 4B SID 9}1z}AvNG—I “OT 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 7 


The trail up the North Fork follows the bed of the river most of the 
way to its head beneath Wilcox Pass. The same is true of the trail 
up the west branch called Alexandra River, and its northwest exten- 
sion named Castleguard River, by the Interprovincial survey of the 
boundary between Alberta and British Columbia. Near the union of 
Castleguard and Alexandra Rivers there is a fine view of the peaks 
along the Continental Divide and Alexandra glacier. On one of the 


Fic. 19.—Mount Wilson and glacier from the southeast, with the eastern 
section of the broad syncline, of which Mount Wilson is the western section, on 
the right. 

Locality: View taken from south shore of Saskatchewan River about two 
miles (3.2 km.) east of Mistaya Creek and 47 miles (75.2 km.) northwest from 
Lake Louise Station on the Canadian Pacific Railway, Alberta, Canada. (Mrs. 
Mary V. Walcott, 1921.) 


misting days of early September a photograph of Alexandra glacier, 
Queens Peak, and Mount Alexandra was taken from the river bed 
and is reproduced as figure 20. 

Castleguard River heads in a deep, rather broad canyon at the foot 
of the Castleguard glacier. Thompson Pass is on the southwest and 
high barrier ridges on the northeast. On the summit of the latter 
great terraced buttes occur with narrow side facing the line of drainage 
(fig. 21). These outlying buttes are formed of the alternating hard 


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MISCELLANEOUS 


SMITHSONIAN 


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19 


EXPLORATIONS, 1921 


SMITHSONIAN 


NO. I5 


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TITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 22.—Waiting for the pack horses to be brought up to receive camera boxes, 
dunnage bags, blanket rolls, tent, and small impedimenta. 


Fic. 23.—Horses foraging through the snow. 


NO: 25 SMITHSONIAN EXPLORATIONS, 1921 FA 


and soft bands of limestone and shale of the Sullivan * formation, and 
they form a somewhat unique topographic feature, and are the top of 
the world at this point. 

Thompson Pass is one of the scenic features of the Continental 
Divide when viewed from the high Alpine valley on the northeast side 
of Castleguard Canyon. The Pass is low (6,511’ or 1,984 m.), and 
bold high ridges lead up to mountain summits on either side (fig. 4). 
A view taken on a misting day shows Watchman Lake (6,050’ or 


Fig. 24. 


A snowy morning on upper Pipestone River. 


1,844 m.) and above it Cinema Lake (6,400’ or 1,950 m.) on the north- 
east slope of the Pass. On the south Watchman Peak (8,674' or 
2,634 m.) which lies in front of Mount Rice (10,745’ or 3,275 m.) 
and on the right Mount Bryce (11,000’ or 3,352 m.) and Bryce glacier, 
which is at the head of the middle branch of Castleguard River. The 
Castleguard glaciers flow down from Mount Castleguard (10,090’ or 
3,075 m.), which is a fine peak a few miles northeast of Mount Bryce. 
Figure 4 is a fine illustration of a misting day along the Continental 
Divide. We were camped for a week on the south side of the Alpine 


*Smithsonian Misc. Coll., Vol. 72, No. 1, 1920, p. 15. 


22 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


upland in the foreground, and on each day numerous squalls of fine 
snow or frozen mist would sweep over from Thompson Pass or 
Bryce glacier. 

I do not know the origin of the names of Rice and Bryce, but it 
is probable that the mountains were named in honor of Sir Cecil 
Arthur Spring-Rice and Lord James Bryce. 

As the result of unfavorable weather not more than one-third of 
the work planned was completed when the late September snow drove 
us back to the railroad. The morning we broke camp to go to Lake 
Louise Station the horses were pawing away the snow to get at the 
grass beneath (fig. 23), and the snow was very beautiful on the trees 
and along the stream below camp (fig. 24). The trail was obscured 
by it and to make matters more complicated, snow driven by a strong 
east wind beat into our faces during the seven hours march. The 
next day the sun came out and the storms were forgotten except for 
the wonderful snow scenes along the trail down the Pipestone River. 

The Commissioner of the Canadian National Parks, Hon. J. B. 
Harkin, and the members of the Parks Service in the field, from 
Superintendent to Park Warden, were most helpful, and the same is 
true of the officials and employees of the Canadian Pacific Railway. 


PALEONTOLOGICAL FIELD-WORK IN THE UNITED STATES 


Field-work by the Department of Geology of the U. S. National 
Museum during 1921 was carried on by three members of the Division 
of Invertebrate and Vertebrate Paleontology. 

Dr. R. S. Bassler, Curator of the Division of Paleontology, in 
cooperation with the Geological Survey of Tennessee spent the 
month of July in field-work in the Central Basin of that State, where 
he was occupied in collecting geologic material and in mapping and 
studying the economic resources of the Franklin quadrangle in 
Williamson County, south of Nashville. This area of about 250 square 
miles is of economic interest, on account of phosphate and oil shale 
possibilities. It is also classic ground for the paleontologist because 
of the numerous outcrops of Ordovician and later Paleozoic forma- 
tions which afford a wealth of fossils. During the course of the 
mapping, Dr. Bassler was able to collect a considerable number of 
these fossils needed in the museum study series and was also fortu- 
nate in securing several large exhibits illustrating various geological 
phenomena. Among the latter is a large mass of limestone composed 
entirely of the dismembered calices and columns of a large species of 
crinoid or sea lily in which the individual fragments are perfectly 


INO: 15 SMITHSONIAN EXPLORATIONS, I92I 23 


ca 


Fic. 25.—Contorted and cross bedded phosphate rock, Franklin, Tenn. (Photo- 
graph by Bassler.) 


Fic. 26—Massive limestone with an intercalated coral reef, near Franklin, 
Tenn. (Photograph by Bassler.) 


24 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


preserved and admirably illustrate the formation of a limestone 
through the accumulation of this type of animal remains. Material 
was also secured, both for the exhibition and study series, illustrating 
the origin of the phosphate beds of the locality through the removal 
from a phosphatic limestone of the easily soluble calcium carbonate 
by the leaching power of surface waters. Such material is represented 
in figure 25 showing a rock outcrop where a porous limestone is over- 
laid by the contorted and crossbedded rock which upon such leaching 
gives rise to the phosphate. 

Among the interesting stratigraphic results secured was one show- 
ing the efficacy of coral reefs of the Ordovician in rock formation. 
The massive limestone about fifteen feet thick shown in figure 26 
represents a middle Ordovician formation here containing but a single 
reef but within a distance of ten miles the number of intercalated coral 
reefs has so increased that the formation attains a thickness of over 
250 feet. 

An ancient Indian village near Brentwood, Tennessee, was visited 
during this trip in the interest of the Bureau of Ethnology. The 
object of the visit, namely the determination of the length of time 
since the village was deserted, proved to be, however, outside of the 
domain of geology. 

Upon the completion of this work Dr. Bassler proceeded to Spring- 
field, Illinois, where with the permission of Dr. A. R. Crook, Chief 
of the Museum, he prepared casts of the type specimens of invertebrate 
fossils contained in the [linois State Museum collections. The aim 
in this work is to make the national collections of invertebrate fossils 
as complete as possible in its representation of type specimens, a 
work which was further advanced in the early part of January by a 
visit to the Walker Museum of the University of Chicago, where 
the casting of all the Paleozoic species which had remained unfinished 
on the occasion of a former trip was completed. 

Through the courtesy of Mr. E. J. Armstrong, of Erie, Pennsyl- 
vania, Dr. Bassler was enabled to visit all the classical Silurian and 
Devonian localities in northwestern Pennsylvania and western New 
York during the latter half of September. The object of this trip 
was to obtain a field knowledge of the detailed geology and to collect 
carefully selected sets of fossils illustrating the numerous formations 
of this region. This work was successful and the many large collec- 
tions of Devonian fossils in the museum hitherto lacking exact strati- 
graphic data can now be determined and arranged in the detail neces- 
sary to-day. 


INOS eS SMITHSONIAN EXPLORATIONS, I9Q21 25 


In April, Mr. C. W. Gilmore, the Associate Curator of Vertebrate 
Paleontology was authorized to undertake a trip into New Mexico, 
“for the purpose of making collections of geological material for 
the National Museum and determining the advisability of preserving 
certain lands in northern New Mexico for national monumental pur- 
poses.” Mr. Gilmore was obliged to report that: 


9 


Since the many square miles of “bad lands” surrounding the reserved area 
are equally fossiliferous and in places present much more favorable territory 
for the recovery of fossil remains than any observed within the boundaries 
of the monument, and also since the greater part of these surrounding areas 
lie within Pueblo Grants over which federal control has been relinquished, 
there would be no advantage in retaining governmental control of so small a 
part of the area as is represented in the proposed monument. 

Mr. Gilmore did, however, find a contiguous fossiliferous area in 
the Santa Clara Pueblo Grant and secured for the museum a well- 
preserved skull and other bones of a small rhinoceros, and in an ad- 
joining Pojoaque Pueblo area remains of an extinct camel. The 
most promising area for collecting would appear to lie within land 
grants over which the government has at present no control. 

In January, this same year, Mr. J. W. Gidley, Assistant Curator 
in this Division, was authorized in cooperation with the United States 
Geological Survey to conduct field explorations in the San Pedro and 
Sulphur Springs Valleys of southern Arizona and on the completion 
of this work to visit the La Brea asphalt deposits of southern Cali- 
fornia and from there go to Agate, in Nebraska, for the purpose 
of securing other exhibition material. The work in Arizona was 
eminently successful, Mr. Gidley shipping some 24 boxes having 
an aggregate weight of 5,000 pounds. The bulk of this collection, he 
reports represents “a practically new Pliocene fauna containing about 
60 vertebrate species, most of which are mammalian.” 

In detail Mr. Gidley reports essentially as follows: 

“ The geological structure of the San Pedro Valley will be published 
in detail by Doctor Bryan of the United States Geological Survey. 
It, however, may be noted here that this beautiful desert valley, now 
drained by the Rio San Pedro (which, rising near the Mexican border, 
runs nearly north-northwest, emptying into the Gila River, more than 
a hundred miles away), narrows and deepens as it runs northward 
from Benson leaving relatively small and scattered areas of sedi- 
mentary deposits which may contain fossil vertebrate remains. Most 
of our work, therefore, was confined to the upper valley, which forms 
a rather wide basin bounded on the east by the Dragoon mountains, 
on the west by the Whetstone Range, and on the south by the Tomb- 


26 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


stone mountains, and extends northward a few miles below the town 
of Benson. 

‘ Erosional exposures in this general region are quite extensive, but 
time and funds being limited the work done on this expedition was 
confined entirely to two promising localities of relatively small area, 
previously located by Doctor Bryan. One of these is situated on 
the west side of the valley, about two or three miles due south of 


Fic. 27—General view of fossil bearing exposure at Curtis Ranch locality, 
looking across the San Pedro Valley. Partly excavated bones of Glyptodon 
in foreground. (Photograph by Gidley.) 


Benson, the other on the east side, at the head of a large ‘ wash’ 
three miles east of the Curtis ranch which is situated on the state 
road about 14 miles south-southeast of Benson and an equal distance 
northwest of Tombstone. The latter locality occupied the greater 
part of my time and yielded by far the greater amount of material, 
although the number of species later collected in the Benson locality, 
slightly exceeded those found here. 

“ Among the larger, and, from the museum standpoint, more im- 
portant specimens secured at this locality are included parts of two 
skeletons of a new species of mastodon, and parts of three skeletons 
of a large armored edentate, Glyptotherium, which when restored 
should make a striking exhibition piece. 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I 27 


“Other material obtained here consists of remains representing a 
wide variety of species which include a large and a smaller species 
of camel, the latter apparently closely related to the South American 
guanaco; two or three species of horses, a species of deer; a small 
extinct antelope of the Merycodus type; a carnivore related to the 
dog-wolf group but more primitive in some respects than any of the 
living forms; several new species of the rodent group, but all belong- 


Fic. 28.—Portion of the carapace or bony skin covering of a Glyptodon, parti- 
ally excavated. Curtis Ranch locality. (Photograph by Gidley.) 


ing to modern genera; two species of land turtles, and a species of 
bird not yet determined. 

“ At the close of this work, which had nearly exhausted the original 
allotment for field expenses, an additional sum was granted, whereby 
it was possible to proceed with a desired investigation planned for 
earlier, in the Sulphur Springs Valley near Willcox. 

“T arrived at Willcox on the 15th of March. As found ona previous 
visit the conditions were not such as would inspire enthusiasm over 
the prospects of a good collecting-field. The surrounding country 
stretched away for miles in every direction almost as level as a floor, 
with no erosional exposures ; and had not recent fossil remains already 


28 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


been discovered through the digging of a shallow well in the vicinity 
no one would have suspected their presence here. Several years 
earlier fossil bones had also been found at nearly the same depth 
(about 9 feet) in another well, now filled in, which had been dug 
at a distance of about 250 feet from the present open one. It was 
thus assumed that the fossil-bearing gravel deposit was of rather wide 
extent, and that by making a long stripping with plow and scrapers, a 
considerable area of “ pay gravel” might be uncovered and worked 
at comparatively small expense. The spot chosen as being most 
promising was naturally that between the two wells. 

“At Willcox, the services were procured of a reliable man with 
teams, plow and scrapers and this work was put into execution. 
Thanks are here due Mr. Harris, a local real estate agent, who lent 
valuable aid in this connection. I was also indebted to this gentleman 
for permission to put through the project, for the locality worked 
was on deeded land which he had in charge. 

“As the stripping progressed, it became evident that the strata, or 
layers, of deposits passed through did not conform to the section 
exposed in the abandoned well. Hence, on reaching the 7-foot level 
three prospect holes, about 15 feet apart, were put down to a depth 
of about 6 feet, or 4 feet lower than the top of the gravel deposit in 
the well. In none of these holes was there any sand or gravel en- 
countered thus proving that the gravel exposed in the well was part 
of an ancient stream channel of limited lateral extent. This discovery 
of course caused a complete abandonment of the trench excavation 
work, and the remainder of our time was spent in ‘ mining’ the 
gravel from the sides of the well as far as was considered safe to do 
so. In this way several good fossil horse teeth were procured. 

“From Willcox, I went by way of Tucson to Feldman, arriving there 
about noon of the 29th of March, where I was joined by Dr. Bryan. 
Feldman is a ranch and post office in the lower valley of the San 
Pedro, about 90 miles north-northwest of Benson and about 10 miles 
above the junction of the San Pedro with the Gila. The valley here 
is very much narrowed and deepened, the river bed being nearly 
2,000 feet lower than at the Curtis ranch. The gradient of the 
streams and ‘ washes’ emptying into the San Pedro in this vicinity 
is very steep and benches and divides rise quite abruptly on either 
side. Erosional exposures one might expect to find here under 
these conditions are very much reduced by a heavy covering of gravel 
of relatively recent age. But paleontological evidence for confirming 
the age of this part of the valley was so much desired, a special effort 


INOS U5 SMITHSONIAN EXPLORATIONS, 1921 29 


Fic. 29.—Base of skull of mastodon with tusks in position, partially excavated. 
Curtis Ranch locality. (Photograph by Gidley.) 


Fic. 30.—Searching for small mammal jaws in excavation made in collect- 
ing one of the mastodon skeletons. Curtis Ranch locality. (Photograph 
by Gidley.) 


3 


30 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL iz 


to procure it was considered worth while. However, the few days 
spent here met with little success, and owing to the great inconvenience 
of continuing it further without more complete field equipment, the 
project was abandoned. On the morning of April 2, we left Feldman, 
returning to Benson via Tucson, and the next morning began a 
systematic search for fossils at a locality about two to three miles 
south of the town. During our earlier stay at the Curtis ranch we had 
made one short visit to this locality, the material obtained then sug- 
gesting a slight difference in age, or phase, between these deposits 
and those of the Curtis locality. The material obtained at this place 
is fragmentary and abounds mostly in remains of mammals of small 
size, intermixed with which were bones of birds of several species 
sufficiently well preserved for their determination, and a new species 
of box turtle. Here remains of thirty-four species of vertebrates were 
recovered. This collection, together with the material obtained at 
the Curtis ranch locality, in which 26 species are represented, makes 
up a very considerable fauna which should not only do much toward 
definitely determining the age of the beds of the San Pedro Valley, 
but will also throw valuable added light on the at present very little- 
known animal life of the upper Pliocene of America.” 


From Arizona, Mr. Gidley proceeded to Los Angeles; California, 
where he passed a week studying the museum of the southern branch 
of the University of California and in examining the well-known 
asphalt bone deposits of the Rancho la Brea. From Los Angeles, he 
proceeded on the 16th of April to Agate, Nebraska, prepared to carry 
out a second detail of field-work mentioned above. He was unfortu- 
nate here in encountering bad weather, but succeeded in securing for 
the museum a block of the bone-bearing sandstone some 34 by 54 feet 
and 14 inches in thickness. This was shipped to the museum and 
preparation for exhibition is now under way. 


ASTROPHYSICAL FIELD-WORK IN ARIZONA AND IN CHILE 


As stated in last year’s Exploration pamphlet,’ the solar radiation 
work of the Smithsonian Astrophysical Observatory was removed 
from Mount Wilson, California, to Mount Harqua Hala, Arizona, in 
September, 1920, in order to observe under better sky conditions, 
and in a more favorable place for continuing the observing the whole 
year round. Under the charge of Dr. C. G. Abbot the work was 


* Smithsonian Misc. Coll., Vol. 72, No. 6. 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I 31 


established and continued at Mount Harqua Hala until January 20, 
1921, when it was taken in charge by Mr. L. B. Aldrich. He remained 
until May 20, 1921, when he was relieved by Mr. A. F. Moore, 
formerly director of the Smithsonian private observing station at 
Calama and Montezuma, Chile. Under Mr. Moore’s charge, the 
work has been continued steadily at Mount Harqua Hala, with the 
assistance of Mr. F. A. Greeley. 

The Smithsonian Institution maintains from the income of the 
Hodgkins fund a similar station at Mount Montezuma, near Calama, 
Chile, under the direction of Mr. L. H. Abbot assisted by Mr. P. E. 
Greeley. From this Chilean station daily telegrams are forwarded 
to Buenos Aires, Argentina, giving the observed value of the solar 
constant of radiation for the day. These data are employed regularly 
by the Argentine Weather Bureau for weather-forecasting purposes. 

While the Smithsonian Institution is not yet in position to champion 
the use of statistics of solar variation for meteorological forecasts, the 
great interest which its studies of solar variability have aroused here 
and abroad seems clearly to warrant the continued maintenance of 
the Arizona and Chile solar stations under the best possible observ- 
ing conditions for several years, until a satisfactory basis for a test 
of the solar variability as a weather-forecasting element has been laid. 

The present year has unluckily proved unfortunate at both stations. 
At Mount Harqua Hala the spring months were very hazy, the 
summer and autumn months unusually cloudy, with almost unpre- 
cedentedly heavy rainfall. At Montezuma the cloudiness of the 
earlier months was quite unprecedented. During August and Sep- 
tember a disarrangement of the apparatus caused apparently by earth- 
quake, combined with illness of the director, led to the loss of many 
observing days. 

In October, Dr. Abbot began an inspection trip to Montezuma, 
arriving at the station on November 15, and remaining until December 
14. During this interval of 30 days, the observers fortunately were 
able to determine the solar radiation on 26 days, and generally with 
three or four closely agreeing determinations per day. All of the 
apparatus was readjusted and improved to the most perfect state of 
fitness. Many of the results in these conditions proved of a higher 
grade than ever before observed. In fact it would be hard to con- 
ceive of anything which could add now to the excellence of the 
Montezuma station and outfit. 

The accompanying illustrations show the desolate, rainless char- 
acter of the region ; figure 31 shows the mountain top with the observ- 


32 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


Fic. 31—Summit of Mount Montezuma. Observing cave near the top. 


Fic. 32.—Garage, Shop and Dwelling, Mount Montezuma, 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 33 


ing cave; figure 32, the group of buildings comprising the observer’s 
quarters, the shop and the garage; and figure 33 the entrance to the 
observing cave with such observing apparatus as is employed outside 
during observations of the solar constant. 

It is possible to drive the automobile on high gear clear to the 
observer’s quarters which are situated at the head of a canon sheltered 
on the west by a rise of several hundred feet from the strong west 
winds of afternoon. There is almost invariably practically complete 


Fic. 33.—Pyranometer, coelostat, pyrheliometers and theodolite with L. H. 
Abbot, Director at Mount Montezuma. 


absence of wind for several hours after sunrise, a thing highly favor- 
able to morning work. 

The observing cave near the top of the mountain is less than 
10 minutes walk from the observer’s quarters. It is only necessary to 
go up twice a day, once to observe, and again at 8.30 P. M. to signal 
the observed value to Calama, whence it is telegraphed to Buenos 
Aires. 


BOTANICAL EXPEDITION TO THE ORIENT 


During the summer and fall, 1921, Dr. A. S. Hitchcock, system- 
atic agrostologist of the Department of Agriculture and custodian of 
the section of grasses of the Division of Plants in the U. S. National 


34 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


Museum, visited the Orient for the purpose of collecting and studying 
the grasses, especially the bamboos. He left Washington April 25 
and returned December 23, visiting the Philippines, Japan, China, 
and Indo China. Six days were spent at Honolulu on the way over. 
Collections were made at the following places: Philippines, Manila, 
Los Banos, Baguio; Japan, Keelung (Formosa), Yokohama, Tokio, 
Nikko, Lake Hakone, Mount Fuji, Kyoto, Nagasaki; China, Shang- 


Fic. 34.—A peasant’s hut near Gotemba, Japan. The roofs of the building are 
thatched with coarse grass. The bundles are for firewood. 


hai, Nanking, Kuling, Hongkong, Canton, Wampoa, Yingtak, Shiu- 
chow, Lohfau Mountain, Macao, Island of Hainan, Pakhoi; /ndo- 
China, Haiphong, Hanoi, Vinh, Hue, Tourane. 

The countries were visited in the order named so that collections 
might be made at the most favorable season for grasses. 

Collecting in the vicinity of Manila is not very satisfactory as 
the native flora has been largely replaced by introduced species. From 
Los Banos, the seat of the Agricultural College, a trip was made to 
the summit of Mount Makeling about 3,500 feet high. This moun- 
tain is of especial interest to botanists as it is the most accessible 
region for the virgin forest, most of which has disappeared from the 
vicinity of Manila. On this mountain was met one of the worst pests 
of the eastern tropics, the leeches. At upper altitudes in the rain 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I 35 


forest these vile worms are found in countless numbers. They attach 
themselves to the skin and suck the blood with great avidity and con- 
stant vigilance is necessary to prevent serious damage. 

Japan is not very favorable for the collecting of grasses as it is 
mostly a forested region and there is comparatively little open country. 
The bamboos were of interest as there are many species. In the 
Lake Hakone region the hills were covered for miles with a single 


: wae. Coats is 


Fic. 35.—Hills near Lake Hakone, Japan. The vegetation on the distant 
slopes is almost exclusively a single species of bamboo (Arundinaria chino), 
4 to 8 feet high. 


species of bamboo (Arundinaria chino), 4 to 8 feet high, often to the 
exclusion of everything else. 

China on the other hand was very rich in grasses. One of the 
surprises of the trip was to find so much open grass land in a country 
that is said to be very thickly populated. The cities of China are 
very much crowded and the valley lands are intensively cultivated, 
but the hills are unoccupied and almost unused. This is in striking 
contrast to our own western regions where, except in National Forests 
and other protected areas, the grass lands are extensively grazed. 
The basic reason for this condition in China appears to be the risk 
from bandits. The valley lands can be protected but the hills are 
open to the attack of robbers. 


36 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


China was entered at Shanghai, a large comparatively modern city, 
much under the influence of foreigners. Here is the only American 
post office outside of the United States or its possessions. Mail can 
be sent from here under frank or with United States postage stamps. 
The two other places visited in central China were Nanking and 
Kuling. At the former city is the University of Nanking, a flourish- 
ing missionary institution, which extended many courtesies to Doctor 


Fic. 36.—A street scene in Shanghai. 


Hitchcock. Nanking is a thoroughly Chinese city showing little 
foreign influence. Like most Chinese cities it is surrounded by a 
high wall, this one being 32 miles in length and 30 to 50 feet high. 
Kuling is a resort on a mountain south of the treaty port Kiu Kiang, 
where the missionaries and other foreigners of central China con- 
gregate during the summer. 

During the visit of Doctor Hitchcock the Yangtse River was in 
flood and the rice fields of the valley were covered with water. The 
unfortunate peasants were in the water up to their waists or even 
to their shoulders cutting the rice and placing it in small circular 


INO: D5 SMITHSONIAN EXPLORATIONS, 1921 B97 


Fic. 37.—A typical valley at Nanking, China, showing intensive cultivation. 
There is a fish pond in the left foreground. The hills on each side of the 
valley are covered with grass, much of which will be cut and used for fuel. 


Fic. 38.—A ricksha party just after passing out through one of the main gates 
of Nanking China. The city wall is about 50 feet high. 


ios) 
CO 


SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 39—The Yangtse Valley above Nanking in flood. View from a river 
steamer. 


Fic. 40.—Slender pieces of split bamboo drying in the sun. From these joss 
sticks are to be made. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 39 


boats. The bundles were supported on the ends of crossed poles on 
the dikes to hold them out of the water to dry. 


Fic. 41 —A clump of bamboo, Canton, China. A common ornamental plant. 


The gateway to south China is Hongkong, a very mountainous 
island owned by the British, the peak being 1,800 feet high. There is 
here a botanic garden and a herbarium. Canton lies up the river 
west of Hongkong about 80 miles. Opposite Canton on the island of 
Honam is the Canton Christian College, where Doctor Hitchcock 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


made his headquarters. xcursions were made to Yingtak and 
Shiuchow on the North River north of Canton, to Lohfau Moun- 
tain east of Canton and north of Sheklung, to Wampoa 10 miles east 
of Canton, where the Wilkes Expedition made collections, and to 
Macao, a Portuguese possession 40 miles from Hongkong and the 
oldest foreign settlement in this region. 

A more extended trip was made in company with Mr. McClure 
of the Canton Christian College, to Indo-China and the Island of 


et tes 
igs 


t 


3 
P35 
wee 


Fic, 42.—A street scene in Yingtak, on the North River, about 80 miles north of 
Canton. The bundles of stalks are to be used for firewood. 


Hainan. Going from Hongkong to Haiphong, a stop was made at 
Pakhoi on the southern coast of Kwantung Province. Here forty- 
six species of grasses were obtained in a few hours on the sandy 
areas and rocky hills. Haiphong is the port of Tongking. Indo- 
China is a French Colony (officially French Indo-China), consisting 
of five divisions, Tongking, Annam, Cambodia, Cochin-China, and 
Laos. The objective in Indo-China was Hue, the capital of Annam. 
Loureiro, a Portuguese botanist, resided here and published in 1790 a 
flora of Cochin-China and it was to determine the identity of many of 


NOZ 15 SMITHSONIAN EXPLORATIONS, I92I 41 


his grasses that this interesting city was visited. To reach Hue one 
goes by rail to Hanoi and then south to Vinh, the present terminus of 
the railroad that is to be built to Hue and ultimately to Saigon. 
Beyond Vinh one goes by auto-bus over good roads about 175 miles. 
A trip was made to Tourane on the coast, connected with Hue by 
railroad. 

On the return trip from Haiphong to Honkkong, a stop was made 
in Hainan, landing at Hoihow on the north coast. Hainan is a 
seldom-visited island about 180 miles long, belonging to China. 


Fic. 43.—A wayside shrine at Yingtak, China. These shrines are common but, 
like the present one, often suffer from neglect. 


Through the kindness of Doctor McCandliss, a missionary in charge 
of a hospital at Hoihow, we were able to penetrate to the interior of 
the island as far as Kachek where there is a branch missionary station. 
The journey was made by boat on the river the first day and on foot 
the second and third days. From Kachek a trip was made up the 
river into the foothills of the Five-finger Mountains. Traveling in 
Hainan as in many other parts of China is chiefly by chair carried 
by two coolies. 

Traveling in China is mostly by rather primitive methods. Modern 
steamers ply along the coast and on the larger rivers and there are a 
few railroads. The sampan, a small partly covered boat propelled by 


42 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


oars, is common in the harbors. In the cities where the roads are 
wide enough the ricksha (jinrikisha) is used. This is a two-wheeled 
cart, mostly now with pneumatic tires, drawn by a coolie, and holding 


Fic. 44—A sampan at Shiuchow. This is the common type of small boat 
used on the rivers of south China. The bamboo pole is used to push the boat 
in shallow water. Oars are used in deeper water. 


one person. In the narrow streets of the cities where there is not 
room for rickshas, and on the country trails or paths, chairs are 
commonly used. These are covered seats supported by two poles 
and carried by two coolies. Long journeys in them are far from com- 


NOs 15 SMITHSONIAN EXPLORATIONS, 1921 43 


fortable. In the part of China visited animals are little used for 
transportation of any kind. Freight is carried on land by man- 
power, one man with a pole supporting two weights, two men with 


Fic. 45——A specimen of the traveler’s tree, growing in the botanical garden 
at Hue, the capital of Annam, French Indo-China. The plant is a native of 
Madagascar. 


a pole supporting one weight, heavy loads on rude wheelbarrows, in 
the cities heavy loads, as much as a ton, on carts pulled and pushed by 
several men. 

One of the curious sights to one visiting China for the first time 
is the enormous number of graves distributed at random over the 


44 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


country. Thousands of little mounds are to be seen on every hand, 
some hemispherical and grass-covered, some more elaborate, with 
stones or masonry. 

The agriculture of China is intensive and in some ways much in 
advance of ours. The rice fields show usually a perfect even stand, 
and the amount per acre is the maximum. It represents a large amount 
of labor as every stalk is set out and harvested by hand. 

The botanical results of the trip were very satisfactory, a large and 
valuable collection of grasses having been made. 


BIOLOGICAL EXPLORATION IN THE DOMINICAN REPUBLIC 


In November, 1920, Dr. W. L. Abbott revisited the Dominican 
Republic, working in both the Samana Peninsula and the region lying 
between Sanchez (at the head of Samana Bay) and Puerto Plata, 
on the north coast. Already familiar with much of this territory, he 
was able to investigate a number of new and very interesting localities. 
Two weeks was spent at Sanchez; three weeks in the vicinity of 
Samana, a town on the south coast of the Samana Peninsula about 
20 miles east of Sanchez, and on the mountain known as Pilon 
d’Aztcar ; seven weeks at several stations along the railroad connect- 
ing Sanchez and Puerto Plata, among which were Villa Riva, Pi- 
mentel, Cotuy, Mao, and Navarrete; two weeks in the easternmost 
portion of the peninsula, in visiting Las Cacaos, Rojo Cabo, and Cape 
Samana; one week on the south coast of Samana Bay in the vicinity 
of San Gabriel; and one week in the region of Old Heart River, in 
the north-central part of the peninsula. 

Contrasting with the remaining part of Hispaniola, the population 
of the Samana Peninsula is chiefly English-speaking, due to the fact 
that Samana was settled by a colony of Philadelphia negroes under 
President Boyer of Haiti in 1820-22. The region is well watered 
and has a luxuriant vegetation, and provisions are plentiful and rela- 
tively cheap. The hills extending north to the coast from Pil6n 
d’Azucar are covered with unbroken forests. 

The Yuna River forms a vast swamp, which occupies the entire 
region at the head of Samana Bay and extends along the railroad 
for a distance of 12 miles. West of this swamp region, in the vicinity 
of Villa Riva, Pimentel, and Cotuy, are vast stretches of grassy 
savannah. The soil is fertile, and the inhabitants are industrious and 
prosperous. Beyond this region the land, except along the streams, 
becomes arid and the towns, such as Guaybin, Navarrete, and Mao, 
are small, poorly provisioned, and lacking in enterprise. 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I1 4 


ont 


q 


Fic. 46—View down Rio Mao from schist outcrop near Bulla; cliffs of con- 
glomerate in the distance. 


Fic. 47,—View along the Rio Mao, near Cercado de Mao. 


40 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Numerous caves provide an interesting feature on the south coast 
of Samana Bay, one of them comprising nearly the whole interior of 
San Gabriel Isle. A cave at the mouth of Naranjita River contained 
a quantity of Indian bones and pottery. 

A collection of about 4,000 plants was procured, representing 1,460 
numbers. Of these about 20 per cent are ferns, one being an interest- 
ing new species of Anemia. 

The birds obtained by Doctor Abbott on this visit totaled thirty-one 
skins, with a few skeletons and eggs, chiefly representing species not 
previously collected by him. Of particular interest is a whip-poor-will 


Fic. 48.—Harbor of Puerto Plata, looking north from Monte Isabel de Torres. 


(dntrostomus), closely related to a species found in Cuba, but not 
hitherto recorded from Santo Domingo. On the natural grassy plains 
on the north side of the island he secured several specimens each of 
the local form of the grasshopper sparrow (Ammodramus savannarum 
intricatus), and of the stone-plover or thick-knee (Ocedicnemus 
dominicensis ), both new to the museum collections. The thick-knee 
belongs to a family of birds resembling overgrown plovers, and is 
related to them. It occurs in the West Indies only in Santo Domingo, 
but allied forms are found in suitable localities in Central and South 
America. The family is chiefly an Old World one, and for the most 
part tropical in distribution. The Santo Domingo species is well- 
known to the natives, under the name “‘ boukera,” and tame individuals 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 47 


are often kept about the houses for the purpose of ridding the 
premises of insects and spiders. 

In addition many land shells and a considerable quantity of 
ethnological material were secured. Doctor Abbott left New York 
about the middle of December, 1921, on another expedition to the 
island, but thus far no information or material has been received 
from him. 


EXPERIMENTS IN HEREDITY 


Progress in the experiments in heredity conducted under the joint 
auspices of the Smithsonian and Carnegie Institutions by the writer, 
Dr. Paul Bartsch of the U. S. National Museum, have from time to 
time been published in this pamphlet and in the Year Book of the 
Carnegie Institution. A summary of the results attained up to 1920 
was published as “ Experiments in the Breeding of Cerions”’ in 1920, 
volume 14 of the Department of Marine Biology of the Carnegie 
Institution, pp. 3-55, pls. 1-59. 

The reported loss of the Cerion colonies introduced into the 
Tortugas which were said to have been wiped out by the hurricane of 
September, 1919, made it necessary to revisit the Bahamas to secure 
additional breeding material for the heredity experiments. Accord- 
ingly, passage was secured at Miami on the power schooner “ Tecoma ” 
for Nassau, New Providence, on May 18, and there the services of the 
power boat “ Standard J” were secured for a trip to Andros. 

The desired adolescent specimens.of Cerion viaregis were obtained 
along King’s Road, Bastian Point, South Bight, Andros, with con- 
siderable difficulty because the agricultural efforts on the part of the 
local population have shifted to the ground that was occupied by the 
Cerion colonies during our 1912 visit. 

The colony of Cerion casablancae has met with even greater mis- 
fortune, for sheep and pigs have been introduced into the region 
occupied by this species, and the larger vegetation has been cut down 
in order to furnish more opportune habitat for grass culture. These 
new environmental conditions promise well to exterminate this colony. 
The necessary material for the experiments was secured with great 
difficulty. 

A trip was next made through South Bight to the western end of 
Andros and then back to the eastern shore through Middle Bight. On 
this journey many stops were made and Cerions were gathered in 
large numbers. The localities from which they were taken were care- 
fully listed so that it will be possible to go back to the same spot in 


48 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


the future and gather material for comparison with that now resting 
in the National Museum. 

There were several points of interest as far as the physical features 
of the locality visited were concerned. In 1912 the waters of the 
western end of South Bight were of a creamy consistency and the 
land areas adjacent low flats, mud cracked, with flakes of oolitic 
rock. On the present visit South Bight was found to be a perfectly 
clear stretch of water with well-packed bottom with an abundant 
growth of aquatic plants, while the land adjacent gave the impres- 
sion of moss covered flats. The green element, however, was due to 
blue-green algae, which appear to serve as a binding factor. 

The trip was enlivened by an iguana hunt, which resulted in the 
securing of several of these large lizards which are now in the collec- 
tion of our Zoological Park. 

Returning to Nassau, five days were spent exploring the cays off 
the northwestern shore of New Providence and the adjacent main- 
land. Here large collections of Cerions were made, the location of 
each colony being carefully noted, so that these likewise may serve 
as a check series for comparison with future generations produced in 
place. 

On June 3 Dr. Bartsch returned to Miami and on the following day 
set sail for the Tortugas, stopping to examine the various plantings 
along the Florida keys. 

It was a pleasure to find that the hybrid colony on Newfound 
Harbor Key, around which the greatest interest centers just now, had 
escaped being wiped out by the hurricane. Evidently the rain preced- 
ing the hurricane had caused the Cerions to take to the ground, as 
they are wont to do for foraging purposes under such circumstances, 
and the dense mats of grass here had kept them from being swept 
away by the floods that had passed over them, a most fortunate state 
of affairs. A large number of dead specimens were nevertheless 
found, which have been placed in the National Museum for record. 

Incidentally, it may be stated that another almost fledged young 
great white heron was discovered on White Heron Key, the island that 
furnished the specimen that was shipped to the Zoological Park two 
years ago. The present specimen, which is probably a younger brother 
or sister of the former sending, was also transmitted by parcel post 
to the Zoo, where it arrived in good condition. 

In “ Experiments in the Breeding of Cerions,” there are given on 
page 46 detailed measurements of 100 specimens representing the 
check series of Cerion crassilabris from Balena Point, near Guanico 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 49 


Bay, Porto Rico, which were planted on Loggerhead Key in 1915. 
These were figured on plates 48 to 50. On page 47 measurements 
were given and on plate 51 figures of 36 adult shells of the first Florida 
grown generation which were gathered in January, 1919. This year a 
much larger series of first generation material was found, and 200 of 
such specimens were measured. 

The summaries of these measurements show that no appreciable 
changes in measurements have taken place in the first generation of 
Florida grown Cerion crassilabris. The measurements in size all fall 
within the limits of variation, as denoted in the check series, excepting 
one, 1. @., a single specimen which was found among the 200 of the first 
Florida grown generation that had a diameter 0.2 mm. less than any 
in the check series. There is no doubt that one could find an indi- 
vidual giving such a measurement among the specimens on the native 
heath of this species, for the check series was not a selected one, but a 
hundred specimens taken at random. 


COMPARISON OF MEASUREMENTS OF FIRST FLORIDA GROWN CERION 
CRASSILABRIS WITH THE CHECK SERIES 


Greatest 

No. whorls Altitude diameter 

Kee ate Giteckesentesin..4.1s-no 9.55 22.18 12.41 
: SS ean Pirst. generation ..... 9.13 22.36 11.89 
Gresicse diameter. ....:. Check SRICG me ciao scer 10.5 27.5 13.9 
First generation ..... 10.4 25.7 13.2 
Tee a raebae. sx oe Wilecktsemiesy ear)... 8.5 19.0 10.6 
First generation ..... 8.6 19.6 10.4 


It is interesting, therefore, to note that so far as the first genera- 
tion of this Porto Rican Cerion is concerned, it is in complete agree- 
ment with the facts adduced from the two Bahaman species. 

The hurricane of 1919 destroyed the cages in which had been placed 
a specimen of each of two species, in order to determine their ability 
to hybridize, and to note the results of such crosses as might be 
observed from such selected individuals. 

A new set of cages was therefore prepared. Eleven groups of 
these cages consist of four compartments, each a cubic yard in size. 
The septa between compartments are double wire walls to prevent 
possible mating through the meshes of the fine Monel metal wire 
screen. In each of these cages there were placed a Hymenocallis 
plant, some grass and dead wood rubbish, in other words, habitat 
conditions which were found to be favored by Cerions at the Tortugas. 
Then two half-grown specimens, one of Cerion viaregis and one of 
Cerion incanum from Key West, were placed in each of the forty-four 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


compartments. These cages are securely anchored, and every pre- 
caution has been taken to make sure that the mollusks will be confined 
within them, and that no extraneous individuals can find entrance. 
The cages are arranged as shown in the following diagram, and a 
better idea of them may be formed from the photograph (fig. 50). 


Tic. 49.—Diagram showing arrangement of cages. 


Cages No. 45 and No. 46 are of the same size as those last men- 
tioned. In cage 45 were placed 183 young of Cerion incanum from 
Key West, in order to determine what percentage of these will reach 
maturity. In cage 46 was placed an abnormal specimen of Cerion 
viaregis. This had a spiral keel, which may be the result of an injury, 
although Doctor Bartsch was unable to discover any sign of it. 
With it was also placed a normal specimen of Cerion viaregis in order 
to determine if this character might be transmitted to offspring. 

In addition to these, five groups of cages were made which have the 
same size as the four unit cages, but they have only one partition in 


NO: 15 SMITHSONIAN EXPLORATIONS, 1921 51 


the middle, thus making them 3 by 6 feet, and 3 feet high. In these 
there were placed the following combinations : 

No. 47, 25 each of Cerion incanum and Cerion viaregis. 

No. 48, 25 each of Cerion incanum and Cerion casablancae. 

No. 49, 25 each of Cerion incanum and Cerion uva. 

No. 50, 25 each of Cerion incanum and Cerion crassilabris. 


Fic. 50—A portion of the monel metal wire cages used in Cerion breeding 
experiments. 


No. 51, 25 each of Cerion viaregis and Cerion uva. 

No. 52, 25 each of Cerion viaregis and Cerion crassilabris. 

No. 53, 25 each of Cerion casablancae and Cerion uva. 

No. 54, 25 each of Cerion casablancae and Cerion crassilabris. 

No. 55, 25 each of Cerion uva and Cerion crassilabris. 

In cage 56 there were placed 203 young of various sizes of the huge 
new form collected in Middle Bight, Andros, which Doctor Bartsch 
has called Cerion mayort. 

Two additional species were introduced this year on Loggerhead 
Key, one Cerion mayori, as above stated, and the second, Cerion 
incanum, as also stated above, but of this species a large colony was 


2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


as 


also placed about the water tower at the northern end of the island, 
in order to have additional material if it should be needed for breeding 
purposes in the future, 

While at the Tortugas a careful bird census was made, as usual. 
By the use of a blind, a series of photographs of the beautiful roseate 
tern, nesting here abundantly, was secured. The accompanying illus- 
tration shows one of these birds together with an unhatched egg and 
a babe. 


Fic. 51.—Roseate tern, young, and egg. Bush Key, Tortugas, Fla. 


ENTOMOLOGICAL EXPEDITION TO ALASKA 

In May, 1921, Dr. J. M. Aldrich, Associate Curator of Insects, U.S 
National Museum, was detailed to collect insects in Alaska, especially 
in the interior, The museum had very little material from Alaska, 
except from the coast region. The government railroad, extending 
from the southern coast north to Fairbanks, was nearing completion, 
and offered opportunity for travel not heretofore existing. It ap- 
peared also that the completion of the railroad would probably lead 
to an increase of population which would create greater interest in 
the insects of the region. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 53 


Doctor Aldrich left Seattle May 30. The steamship made some 
stops for unloading freight, enabling him to collect one day at Skag- 
way and one day at Valdez. The coast region is fairly familiar to 
tourists, with its innumerable islands, steep shore-line, snow-capped 
mountains and numerous glaciers (figs. 52-56). Seward was reached 
on Juneg. The government railroad begins at this point and close con- 
nections were made with a waiting train. The railroad passes over 
rugged mountains in the Kenai peninsula close to several large 
glaciers ; it then descends to sea-level at Turnagain Arm, keeping near 
the shore line to Anchorage. This was the first collecting point which 
might be considered to represent the fauna of the interior. Although 


Fic. 52—Cannery near Juneau, Alaska. 


it is on tide-water it is behind the coast range and has the dry climate 
characteristic of the interior. The town is on a level glacial plain, 
several miles wide, covered with a light forest and having a thin soil 
upon quite recently deposited gravel. The forest is composed of 
spruce, aspen, birch, alder and willow. After several days collecting 
here the journey northward was resumed. Steel had been laid as far 
as Hurricane, 285 miles from Seward. On arriving here Doctor 
Aldrich was furnished a horse by the Alaskan Engineering Commis- 
sion and rode along the right-of-way for 85 miles across Broad Pass 
and down the Nenana River to Healy, which was at the time the 
terminus of the rails laid southward from Nenana on the Tanana 
River. Only casual collecting was done until Healy was reached, but 
here it was necessary to wait several days for baggage to be brought 
from Hurricane by wagon. This proved to be a very good collecting 


54 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL.. 72 


point as it 1s at the mouth of the canyon on the edge of the Yukon 
Valley, thus combining to some extent the mountain and plain fauna. 
After five days here, Doctor Aldrich went north on the railroad to 
Nenana, collected there for only part of a day and continued the fol- 
lowing day on the narrow gauge line, recently acquired by the govern- 
ment, to Fairbanks, his destination. It had been intended to spend 


- 


Fic. 53 —North side Lynn Canal near Skagway, Alaska. 


Fic. 54.—Glacier on Lynn Canal, Alaska. 


most of the collecting time in the vicinity of Fairbanks, but the trip 
had taken much longer than expected, so he stayed only a week at 
this point. 

The Tanana Valley at Fairbanks is typical of the Yukon Valley in 
general, as far as the species of insects are concerned. Although it 
is within about 100 miles of the Arctic Circle, it has a fairly hot 
summer on account of the extremely long period of sunshine in the 
day. Some farms are developed and the government experiment sta- 
tion has been demonstrating for many years that the usual garden 


NOT LS SMITHSONIAN EXPLORATIONS, 1921 5 


on 


vegetables of the northern states as well as some cereals can be grown. 
The aspect of the light forest is much like parts of northern Minnesota 
and the regions about Lake Superior generally: the insects collected 


resid’ 2S ova 


Fic. 55.—Port Althorp, Alaska (merely a cannery). 


Fic. 56.—Looking north from Tannel Station, Alaska. Valley filled with glacial 
gravel in part very recent. 


were mostly species occurring in the region named and eastward to the 
Adirondacks and New England. 

A return trip was made along the same route, with stops at Healy 
and at some of the construction camps on the unfinished part of the 


50 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOLE 72 


Fic. 57.—A good insect collecting ground on Ship Creek, near Anchorage, 
Alaska. 


Fic. 58.—Homesteader’s cabin near Anchorage, Alaska. 


un 
N 


INO eS SMITHSONIAN EXPLORATIONS, I921 


Fic. 59.—Outskirts of Anchorage. Log houses make up almost the whole 
town, and are the usual thing in Alaska. 


+ 
i ee 


Fic. 60.—Outskirts of Anchorage, Alaska. Half-cleared land. 


58 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


road. The bad condition of the wagon road along the right-of-way 
south of Healy had reduced wagon travel to a very low stage. The 
only wagons using the road were those of the Alaskan Engineering 


Fic. 61—Spruce forest on Chulitna River near Mount McKinley. 


Fic. 62.—Hurricane, a construction camp on the government railroad 285 miles 
north from Seward, Alaska. 


Commission, carrying supplies to the camps. As each wagon turned 
back on unloading, and only a few were in use at the time, considerable 


delay was encountered in getting baggage moved from Healy to 


NO. I5 SMITHSONIAN EXPLORATIONS, IQ2I 59 


Hurricane. This delay could have been used to good advantage for 
collecting except for the fact that the weather became cloudy and 
windy and very unfavorable. Doctor Aldrich, after several days 
delay, went on to Anchorage and spent a few more days collecting 
there while awaiting his baggage. Here the weather was again favor- 
able so that the result was very good. Resuming his journey Doctor 
Aldrich went to Seward with the intention of spending at least ten 
days in getting a collection of the insects of the humid coast region. 
The weather, however, gradually became more rainy, greatly limiting 
the result and finally making it expedient to take the boat from Seward 
about a week after arrival. 


Fic. 63.—Middle fork of Chulitna, a little south of Broad Pass. Corduroy 
bridge of the Alaskan Engineering Commission. 


The expedition resulted in the accession of about 10,000 specimens 
of Alaska insects, nearly all from the interior region. As far as they 
have been studied up to the present time they indicate three somewhat 
distinct faunal regions in the territory covered. 

First, the maritime fauna consisting of the insects living upon the 
seashore and depending upon the ocean for necessary conditions of 
existence. Insects of this group extend down the coast, in many cases 
as far as the State of Washington and some even so far as San 
Francisco; while it is presumed that they would also be found more 
or less in the Asiatic side of Bering Sea. 

The second element is that of the humid mountain region along the 
coast; a considerable part of this fauna extends to Puget Sound, 


60 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 


ee. 


eh 


Fic. 64.—Contractors’ cabins on the line of the government railroad near 
Broad Pass, Alaska. 


Ftc, 65.—Looking northward down the Nenana, Alaska. Unfinished govern- 
ment railroad in foreground and down left side. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 61 


Mount Rainier, and in less degree, to other mountains of the Pacific 
northwest. The relation of this element to the Asiatic fauna is very 
little known. 

The third element of the Alaska fauna, as far as observed, is that 
of the dry interior and especially of the Yukon Valley, which has 
many elements in common with Northern Minnesota, Wisconsin and 
Michigan, Ontario, the Adirondack Mountains of New York and the 
White Mountains of New Hampshire. Many of the insects of this 
group also occur in the Rocky Mountains of Colorado and no doubt 
further exploration will show that they occur in other mountains 
of the western United States. Those which represent a more northern 


Fic. 66.—Town of Healy in the lignite belt on the Nenana River, Alaska. 


range also reappear in Labrador collections, and presumably extend 
across North America although we have no collections from inter- 
mediate points. This element contains many species known from 
Finland and the Scandinavian Peninsula in Europe, presumably ex- 
tending in their distribution across Russia and Siberia. 

In most orders of insects Alaska has a comparatively large fauna. 
There are very numerous species of the two-winged flies, or Diptera ; 
and from Doctor Aldrich’s long experience with this group he natur- 
ally paid especial attention to collecting in this order. Bumble bees 
and wasps are conspicuous insects everywhere on flowers; and in the 
absence of darkness bumble bees were observed to work as late as 
10.30 at night in Fairbanks. Grasshoppers were strikingly scarce, 
only two species being found and in all but half a dozen specimens. 


5 


62 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Mosquitoes in the interior are exceedingly abundant, as is well known. 
Especial attention was given to them in collecting, and two species 
previously undescribed were among the material brought back. It 
appears, however, that the most troublesome species are the same ones 
which occur in somewhat less numbers in the Pacific northwest in 
occasional favorable localities. Horse flies are very numerous in the 
region at Fairbanks where they are commonly called moose flies since 
the moose is more common than the horse. 


ni Pet 
*, <r ee “Y : 
ERSTE PS 


Fic. 67——Construction camp at Nenana Bridge, north of Healy, Alaska. 


The common house fly was not found at any point in Alaska. Con- 
tinuous attention was given to this matter, and collections were made 
at the garbage dumps in Anchorage and Seward; while at Ketchican, 
the southernmost town in Alaska, grocery stores, restaurants and a 
cannery were carefully examined early in August without finding any 
of the flies. Other garbage-feeding flies were studied at every pos- 
sible point and one new species of blow-fly was collected. The absence 
of several scavenger flies which are common in the United States was 
noted. 

The exploration of Alaska, especially the interior, from an entomo- 
logical point of view is important in itself and also forms a link in the 
study of a much broader problem—that of the entire Holarctic fauna 
which extends almost continuously around the globe in the vicinity of 


NORE SMITHSONIAN EXPLORATIONS, 1921 63 


the Arctic Circle. It isa matter of great scientific interest to determine 
how much of this northern fauna is the same in the new world as in 
the old, and also to determine how much of the fauna further south, 


Fic. 68.—Fairbanks, Alaska, and adjacent country from top of a building. 


Fic. 69.—Looking up the Cheva River eastward from Fairbanks, Alaska. Some 
farms cleared and cultivated on the slopes of the distant hill. 


as for instance in the United States, has been derived from this 
northern region. It is hoped that opportunity will arise to carry this 
exploration much farther not only in Alaska, where as yet merely a 
beginning has been made, but also in other northern regions as for 
instance Labrador, Greenland and Siberia. 


64 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


ARCHEOLOGICAL FIELD-WORK ON THE MESA VERDE 
NATIONAL PARK 


During May and June, 1921, Dr. J. Walter Fewkes, Chief of the 
Bureau of American Ethnology, continued his archeological work of 
former years on the Mesa Verde National Park, Colorado, the brief 
season’s field-work being financed with a small allotment from the 
Bureau of American Ethnology. 

The site chosen for field operations was the Mummy Lake cluster 
of mounds, a typical prehistoric southwestern village situated 44 miles 
north of Spruce-tree Camp. One of the mounds in this village, 
excavated in 1916, is now known as Far View House. The surface 
contours of the remaining mounds differ somewhat, indicating that the 
buildings hidden in them have different forms, but excavations are 
necessary to determine the use of these buildings. It has long been 
known that some of the prehistoric pueblos of our southwest had 
rooms called kivas for religious purposes, but only within the last 
year has it been recognized that there was sometimes added to these 
kivas a complex of rooms, also for ceremonial purposes. Several of 
these specialized religious structures have already been described, but 
there remain many other mysterious mounds beckoning the archeol- 
ogist for excavation and accurate identification. How many different 
types of buildings designed solely for ceremonials there are in our 
southwest, time will reveal. 

The word house (#7, Hopi) is applied in prehistoric cliff-dwellers’ 
nomenclature to a compact collection of inhabited rooms, secular and 
religious (fig. 70). A pueblo is such a communal dwelling; but a 
group of uninhabited rooms, each and all constructed for ceremonial 
purposes, should bear another name. The discovery of Sun Temple 
introduced archeologists to a type of southwestern buildings not in- 
tended for habitations, but for a specific communal purpose supposed 
to be religious. Fire Temple, on the Mesa Verde, is also regarded as 
such a specialized building and is likewise believed to have had a 
religious use. Similarly, Cedar-tree Tower and Far View Tower 
were not habitations but communal buildings with a religious function. 
The “Lower House” at Yucca House National Monument, the 
“ Great Kiva” at Aztec, and similar great kivas situated in the Chaco 
Canyon and elsewhere on tributaries of the San Juan River morpho- 
logically belong to this type. All these may be called temples. There 
are many large buildings never inhabited but now in ruins scattered 
over the southwest, the use of which is doubtful. Among these are 


65 


1921 


y 


XPLORATION 


E 


SMITHSONIAN 


NO. 15 


“T ‘oay Aq ydessojoyq ) 


(‘peosiey spuesc oly pue Jaauaq Asajinoy ‘weag 
‘yieq [PUONRN eps9A esayy ‘JUIOg UNS WoO] :a0R[eG YD pue 


gduia | ung—oZ ‘o1T 


66 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


the so-called fire houses or “ houses ” of the Hopi fire people and the 
twin mounds conspicuous on the mesa top above Sikyatki, which may 
on excavation be found to have been devoted solely to religious 
purposes. 


rae 
tS aed 


Fic. 71.—Far View Tower and Kiva, partially exca- 
vated. Mesa Verde National Park. (Photograph by 
Fewkes. ) 

This specialization in the San Juan Valley of buildings showing 
functional differentiation in structure is indicative of a high cultural 
development. It is instructive to find that it is confined to prehistoric 
stages of development and is most abundant in areas where sedentary 
inhabitants had disappeared before the advent of Europeans. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 67 


The plan of the work of the Bureau on the Mesa Verde National 
Park in 1921 was to investigate a conspicuous and centrally placed 
mound not far from Far View House. The indications are that this 
was an ancient necropolis of the Mummy Lake Village, combining 
subterranean rooms or kivas with a large cemetery situated on the 
southern side of a high tower. Unfortunately, this cemetery had been 
rifled several years ago by vandals; but the many fragments of pottery 
found on the surface betray features important in cultural comparisons. 

Far View Tower was relatively an ancient building ; its architectural 
form is characteristic and its pottery decidedly archaic as compared 
with that of the golden epoch of geometric decoration from Cliff 
Palace or Spruce-tree House. We may never know in what century 
this tower. was built, but its construction can be referred to an older 
epoch than the great cliff dwellings of the park, which were probably 
inhabited as late as 1300 A. D. The refuse heaps of cliff houses 
have so little depth that a stratification or superposition of pottery 
shards is too small to afford satisfactory evidence of long occupancy. 
In historic refuse heaps of pueblos now inhabited they are thicker and 
the stratification method has proved advantageous; but nothing that 
was not already known has been added to our knowledge of the 
sequence of prehistoric pottery of cliff houses by this method of study. 
No Mesa Verde refuse mound has yet shown any difference in the 
character of pottery found on its surface and at its base. The pottery 
fragments of mounds containing relics of earth lodges are as a rule 
cruder than others. The pottery from the cemetery or necropolis of 
Far View Tower is rudely decorated ware, while that from Far View 
House is finer, but not as well made as that from Spruce-tree House. 
It is probably older than the pottery from Far View House, but both 
are more ancient than the pottery from Spruce-tree House. 

Far View Tower (fig. 71), like Cedar-tree Tower, has one and pos- 
sibly more subterranean rooms or kivas on the south side, but the 
latter lacks the large cemetery. The use to which Far View Tower 
was put and the significance of the relation of the accompanying kivas 
to it were probably not very different from those at Cedar-tree 
Tower, discovered last year (1920). Evidently the complex was 
devoted to some archaic cult, like fire worship. 

In addition to the work above mentioned, Doctor Fewkes also 
excavated Painted Kiva House, a small prehistoric cliff dwelling 
situated on the Mesa Verde a short distance north of Cedar-tree 
Tower, under the rim of the west side of Soda Canyon. This ruin 
was excavated and described by Baron Nordenskiold, who called it 
Ruin g. It contains remains of two well-made kivas of the regular 


68 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


circular Mesa Verde type and of several granaries and living rooms. 
The approaches to it from the mesa rim are very precipitous-and it 
was necessary to construct four ladders and otherwise improve the 
trail to enable visitors to see it. 

On the walls of one of its two kivas there survives a very good 
example of decorated plastering. As shown in the accompanying 
illustration (fig. 72) there is a dado or lower part of the kiva wall 
which is painted red, and on its upper edge there are arranged at 
intervals clusters of triangular symbols (three in number) around 
which extends a row of dots. The Hopi identify these triangles as 


Fic. 72.—Interior of kiva, showing mural decoration, niches, and_ pilaster. 
Painted Kiva House, Mesa Verde National Park. (Photograph by Fewkes. ) 


symbols of butterflies. They are of common occurrence on the walls 
of several kivas and survive in certain secular rooms of the cliff 
dwellers. These triangles with surrounding dots occur constantly on 
the oldest cliff-dweller pottery, as shown in the accompanying figures. 
The ventilator shaft is represented in the painted kiva by a tortuous 
passage, extending under walls and opening some distance from the 
room. It is spacious enough to serve as an entrance into the cere- 
monial chamber. Although Baron Nordenskidld made extensive ex- 
cavations in Painted Kiva House and devoted several pages of his 
memoir to a description of it and the specimens he found there, many 
objects (fig. 73) remained in rear chambers which were found in 
192i, 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 69 


eal 


Fic. 73—Snowshoe frame. Painted Kiva House, Mesa Verde National Park. 
Size: 14% inches by 9% inches. (Drawn by Mrs. George Mullett.) 


L sal 


Fic. 74—Rim basket. Painted Kiva House, Mesa Verde National Park. 
Size: 15% inches. (Drawn by Mrs. George Mullett.) 


7O SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Among the instructive specimens collected in Painted Kiva House 
should be mentioned a rim basket (fig. 74) and a woven headstrap of 
yucca fiber. The unique object shown in figure 75 reminds one 


Fic. 75.—Unidentified object. Painted Kiva House, 
Mesa Verde National Park. Size: 534 inches long. 
(Photograph by De Lancey Gill.) 


of Navaho “ bugaboos,” sometimes found farther down the San Juan 
but not yet recorded from Mesa Verde. In a rear room which gave 
every evidence of having been a granary or bin for storage there were 
found numerous ears of corn with kernels entire, beans, and squash 
seeds. The belief is widespread that cliff-dweller seed corn when 


NO. 15 SMITHSONIAN EXPLORATIONS, I9Q2I 71 


planted will germinate, but all experiments in that direction have 
failed. There is no hope that any greater success will reward experi- 
ments made with corn from this granary. In the centuries that have 
elapsed since the mesa was deserted, corn seed left behind has lost 
its vitality. 

The walls of a ruin called Mummy House, situated almost directly 
under Sun Temple, are among the most carefully constructed on the 
park. This ruin has one kiva which was cleaned out but not repaired. 
A mummy (now in the Mesa Verde Park Museum) was found in this 
ruin several years ago. Above it is Willow-tree House, practically 
inaccessible. Ladders were put in place connecting the trail up the 
canyon with Mummy House. A typical form of cliff house called 
Oak-tree House, before and after repair, is shown in figures 76 and 77. 

One of the important ruins on the Mesa Verde, called Step House 
by Nordenskiold, is situated in a cave 5 miles west of Spruce-tree 
Camp. It presents to the archeologist one of the most instructive prob- 
lems on the Mesa, and should be put in shape for visitors. In the floor 
of this cave, which has been considerably dug over by Nordenskidld 
and others, there was material bearing on a most interesting chrono- 
logical problem, viz., the age of the cliff houses; for the artifacts in 
this place represent two different epochs in the cultural history of the 
pure pueblo-cliff-dwelling type. Out of the floor of the cave there ~ 
projects the edges of upright slabs of stone showing the existence of 
cists like those in Earth Lodge A. These suggest the slab-house cul- 
ture; but at the other end is a building in the highest form of hori- 
zontal masonry. The probability is that the former is the older con- 
struction or that it was built by the most ancient people of the park, 
who lived and were buried in that end of the cave, designated by 
Nordenskiold a cemetery. Here we have evidences, both architectural 
and ceramic, of former earth lodges or fragile walled buildings of the 
prepuebloan or archaic culture. The original dwelling built by 
people when they moved into Step House Cave was an earth lodge, 
and the dwelling with horizontal masonry and kivas, at the other 
end of the cavern, was a later development. The pottery of the 
former is more archaic than that of the latter. Figure 78 illustrates 
the most highly developed Mesa Verde pottery. We have, in other 
words, indications of two distinct stages of development in Step 
House Cave—one the earth lodge and the other the pure pueblo or 
kiva style; the former or earth construction situated at one end of the 
cave, the latter stage at the other. This evidence of two stages of 


(‘peorrey spurs‘ 
Oly pue JaAUIqd Asojinoy ‘“wresag “TJ ‘09*) Aq ydeisojoyd ) ‘redat a10joq ‘asnoFy 9913-yeO—9Z ‘DLA 


VOL. 72 


NS 


CTIO 


COLLE 


OUS 


LLANE 


MISCE 


SMITHSONIAN 


N 
IN 


1921 


XPLORATIONS, 


E 


SMITHSONIAN 


NO. 15 


I9AUAC{ 


Asoyinoj) ‘weaq “J 


‘Oo 5) 


(‘peoriey oapuein org pue 


Aq ydessojoyq ) 


‘posredat ‘asnoyy 90.4} 


yeO JO woos spppryy—ZZ ‘oy 


74 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


development in the same cave is derived from both ceramic and archi- 
tectural studies. The indications are that after the earth-lodge con- 
dition was outgrown the floor of the cave where the evidence occurs 
was used as a cemetery, and the survivors constructed their new 
homes at the other end of the cave in the form of cliff houses, 
Although no satisfactory scheme of the chronological sequence of 
different types of Mesa Verde pottery has been worked out, it is 
most important to pay some attention to its bearing on the age of the 
above-mentioned buildings. 

The mortuary pottery (fig. 79) from the Far View Tower cemetery 
belongs to a primitive type quite unlike any yet recorded from Mesa 
Verde cliff dwellings. The most exceptional features are the numer- 
ous varieties of coiled, corrugated, undecorated ware. Figure 8o, 
restored froma fragment, and figure 81 show one of these exceptional 
bowls. 'A-similar bowl with a blackened inner surface occurs else- 
where in the southwest, as on the Little Colorado, but has never been 
described from the Mesa Verde. A comparison of ceramic objects 
from the cemetery of Far View Tower (fig. 82) indicates it belongs 
to an ancient type related to Earth Lodge A, described in the explora- 
tions pamphlet for 1919.. Attempts have been made to show an 
architectural evolution from an earth lodge with roof and walls of 
logs and mud into buildings constructed of well-laid horizontal stone 
masonry. There is a chronological development in technique, form 
and decoration of pottery from the simple to the complex, but those 
who have studied cliff-house pottery have not yet succeeded in arrang- 
ing the different kinds in chronological sequence. 

Each ceramic area in our southwest has its distinct facies. Mesa 
Verde pottery excels all others in its geometrical decoration. Con- 
ventionalized designs and life figures on it are few in number and 
crude in execution, but linear designs are abundant and varied. In 
the prehistoric Hopi pottery, where there are few life figures and the 
majority of designs are geometric or highly conventionalized, there is 
nothing showing successive steps in the development of designs. In 
those ruins where geometric figures (fig. 83) predominate there is 
little to show their evolution. The pottery from the Mimbres Valley, 
New Mexico, decorated with both fine geometric and realistic figures, 
gives us no clue to evolution of different typical naturalistic designs. 
Apparently the three types, geometric, conventional, and realistic, are 
distinct from their very origin and it is difficult to prove that one type 


1Smithsonian Misc. Coll., Vol. 72, No. 1. 


NO. 15 SMITHSONIAN EXPLORATIONS, I921 75 


Fic. 78.—Mug ; black on white ware. Fire Temple House, Mesa Verde National 
Park. Size: 4 by 4inches. (Photograph by De Lancey Gill.) 


L 


Fic. 79.—Archaic black on white ware; coarse decoration, Far View House 
Village. Necropolis, Mesa Verde National Park. Size: 5% inches. 


76 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 80.—Bowl; indented corrugated ware with black interior, Far View 
House Village. Necropolis, Mesa Verde National Park. Size: 4% by 2% 
inches. (Repaired by W. H. Egberts.) 


Fic. 81.—Detail of indented corrugated bowl, figure 80, Far View House 
Village. Necropolis, Mesa Verde National Park. (Drawn by Mrs. George 
Mullett.) 


NO. 15 SMITHSONIAN EXPLORATIONS, I921 77. 


preceded another in evolution. For the present, then, our knowledge 
of sequence of types of pottery is largely derived from descriptions 
and not generalizations. But our archeological method permits us to 
determine the main features of a stage of culture among the Indians 
of which little is historically known. For instance, previous to the 
year 1915 we were ignorant of the manners and customs of the people 


Fic. 82.—Archaic black and white ware, coarse decoration, 
Far View House Village. Necropolis, Mesa Verde National 
Park. Size: 3% by 3 inches. (Photograph by De Lancey 
Gill.) 


who inhabited the Mimbres Valley, New Mexico. Documentary his- 
tory is silent about them. Through archeological studies data are 
being brought to light year by year by which our knowledge of these 
Indians is greatly advanced. Pictures on ancient pottery often impart 
more information than written descriptions and are most important in 
the study of lost races. During the last few years Mr. E. D. Osborn, 
of Deming, New Mexico, has from time to time sent to the bureau 
many unique photographs of mortuary bowls (figs. 84-86), some of 


6 


78 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. yi 


Fic. 83.—Decorated pottery from Mesa Verde National Park. a, trian- 
gular geometric design; b, hatched and terraced line; c, black triangles in 
concentric series; d, central triangle with curved lines at angles; e, unknown 
geometric design; f, S-shaped design. (Drawn from photograph, by Mrs 
George Mullett.) 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 


Fic. 84.—Decorated pottery from Mimbres Valley, New Mexico, Osborn 
Collection. a, bird trap; b, gambling game; c, emergence of man from 
lower world; d, white outline on black ground; e, two fishes; f, two negative 
pictures of fishes. (Drawn from photograph, by Mrs. George Mullett.) 


80 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


WSS! 

b\ Saeed 

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i 


-- --" 


~ 


Fic. 85.—Decorated pottery from Mimbres Valley, New Mexico, Osborn 
Collection. a, unknown bird, from back, with outstretched wings; b, feath- 
ers used in geometric decoration; c, three-headed turkey; d, parrot, head 
often repeated as club-shaped design on Casas Grandes pottery; ¢, humming 
birds and flowers; f, unidentified flowers. (Drawn from photograph, by 
Mrs. George Mullett.) 


NO! 15 SMITHSONIAN EXPLORATIONS, I92I SI 


Fic. 86.—Decorated pottery from Mimbres Valley, New Mexico, Osborn 
Collection. a, unknown fish with feathered horn; b, animal heads like 
swastika: c, sun with four tail feathers; d, geometric ornaments; e, geo- 
metric ornaments; f, geometric ornaments. (Drawn from photograph, by 
Mrs. George Mullett.) 


82 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


which are decorated with well-made pictures showing hitherto un- 
known features of prehistoric life in that valley. Similar pictures 
have been reproduced in former reports, but several specimens lately 
discovered are the most instructive yet found. References to a few of 
these close this account. 

The food bowl (fig. 84a) apparently represents a hunter snaring 
birds. He carries three nooses in his hand and in three of the snares 
that are set are birds, while a fourth is empty. On the opposite side 
of the bowl there are two other birds that possibly have been captured 
earlier. 

Figure 84b represents a prehistoric game of “ stick dice.’ In this 
design three of the “canes” or dice are represented in a rectangular 
enclosure around which are seated the players. The stakes are arrows 
shown in a receptacle deposited above the picture. 

Two fishes shown in figure 84e call to mind the unusual method of 
representing certain life figures, men, birds, and other animals, on 
other pieces of pottery. The background of the two fishes of figure 84f 
is black, the bodies white; a negative picture common on ware from 
Casas Grandes, Mexico, and peculiar to the inland basin in which the 
Mimbres lies. The upper beak and eye of the head of the well-drawn 
parrot is shown in figure 85d. This conventionalized head often 
occurs without the body of a bird or any realistic likeness to a parrot 
in the decoration of pottery from Casas Grandes and it is interesting to 
note in this connection that Mr. Osborn claims to have found a mound 
a few miles from Deming, New Mexico, in which the pottery is 
practically the same as the well-known Casas Grandes ware. 

The body of the animal represented in figure 86a is serpentine, but 
the shape of the head and the possession of fins suggest a water 
monster. The horn with a cluster of feathers occurs in a similar 
painting without fins, and may be a representation of the Horned or 
Plumed Serpent. 

As is true of decorations on prehistoric Hopi ware, the feather 
is sometimes used as a decorative element. The identification of the 
use of this motive was made by a comparison of the undoubted bird 
with outstretched wings and well-marked symbolic wing feathers 
shown in figure 85a, and the existence of four clusters of a like design 
in figure 85>. A study of over a hundred decorations, realistic, con- 
ventional and geometrical, taken from Mimbres pottery indicates that 
this lost people of southern New Mexico had reached a very high 
stage of ceramic decoration. There is evidence that this art was 
somewhat influenced from outside but mainly developed where it was 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 83 


found. It is one of several localized culture areas related to but not 
necessarily belonging to the pueblo with which it has affinity. It is 
most closely affiliated with that of Casas Grandes and the southern 
part of the plateau in which it lies. The environment of this plateau 
is Mexican, climatically speaking, and the culture will probably be 
found to correspond. While superior to the Casas Grandes and all 
other prehistoric Indian pottery in variety and the accuracy with 
which human and animal figures are drawn, it shares enough with 
it to hold a place in the same group. 


ARCHEOLOGICAL COLLECTING IN THE DOMINICAN 
REPUBEIC 

While engaged in a biological exploration of this republic in 1921 
and previous years, Dr. W. L. Abbott of Philadelphia incidentally 
made a collection of aboriginal Indian antiquities on the north coast, 
especially around Samana Bay and the region between it and Puerto 
Plata, as well as in other parts of the island. No systematic excava- 
tions were attempted ; the majority of the specimens were either pur- 
chased or otherwise obtained. The localities where individual speci- 
mens were said to have been found are mentioned in the legends under 
the illustrations. This accession contains many specimens, one or two 
of which merit special notice, even if it anticipates a final report. 

There is in this collection an exceptionally good water jar of unique 
form upon the neck of which are incised rude figures of animal or 
human heads. The body of this jar (fig. 87), instead of being round 
is roughly four-sided, its base flat, neck constructed bottle shaped. 
Another bowl (fig. 88), spherical in form, is also unique and the 
incised figure covers much of the upper surface. 

In the collections of every West Indian archeologist there are speci- 
mens of burnt clay heads called “zemis” (idols) by the natives. 
These objects are not idols but broken handles of bowls, portions of 
which sometimes adhere to them. As broken specimens they teach 
very little, but if the jar from which they were broken be restored 
they become instructive. The results of Mr. Egbert’s clever recon- 
struction of the bowls to which three of the handles belong are shown 
in figure 80, a, b, and c. 

The decoration of Santo Domingo pottery, like that from prehistoric 
Porto Rico, as a rule is limited to handles or lugs of bowls and vases. 
These heads are attached to the rims of jars or bowls and give us a 
means of classification. They fall naturally into three distinct types: 
First, and most common (fig. 89a), those where the handles are oppo- 
site each other, the handle represented as looking into the bowl; 


84 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


second, a less common type, those with handle faces looking outward; 
and third (fig. 89c), rarest of all, those with human or animal heads 
attached to the rim by the back of the head or lying along the rim 


Fic. 87.—Unique vase. Cueva de Roma, Dominican Republic. Size: 834 
inches. U. S. Nat. Mus. No. 316445. 


of the bowl with their axis parallel to it. Santo Domingo pottery as a 
rule is a coarse biscuit ware, its surface waterworn but smooth, ap- 
parently sometimes formerly covered with a red slip, showing, how- 
ever, no evidence of a glaze. Although in bolder relief than that made 
by the prehistoric potters who preceded the Carib in the Lesser 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 85 


Antilles, the ceramics of the aborigines of the Greater Antilles are 
more closely related to the work of the Huaxtecs of Mexico than to 
that of the aborigines of South America. 

There are in the Abbott collection representatives of all types of 
those Antillean idols characterized as three-pointed stones: one (figs. 
go and 91) with head on the anterior point; another (fig. 92), a 
second type characterized by a head on the side of the cone; a third 


k 


cna 


Bees 


Fic. 88—Globular bowl of thin ware. Locality, Yaqui del Norte, Dominican 
Republic. Size: 534 inches. U.S. Nat. Mus. No. 293016. 


type has the cone modified into a head; and lastly one smooth, undec- 
orated specimen, referred to a fourth type. The specimen represented 
in figure 93 belongs to the first type and has on each side of the base 
of the cone two shallow circular pits; each of these pits represents a 
joint of the fore and hind limbs, both of which are cut in relief on the 
side. Although similar pairs of pits are known on several specimens 
and accompanying forelegs or arms sometimes appear in relief, no 
specimen with two pits both having relief representations of limbs 
has been recorded. 


86 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOES 72 


GC. 


Fic. 89.—Restored pottery from shards collected in the Dominican Republic, 
by Dr. W. L. Abbott. Restoration by W. H. Egberts. a, food bowl with effigies 
on rim, facing inward; b, effigy bowl with handles in form of heads, facing 
upward; c, food bowl, handles in form of heads transversely placed on rim. 
Size: a, 9% inches; b, 6% inches; c, 1634 inches. U.S. Nat. Mus. No. 316454. 


NOX 15 SMITHSONIAN EXPLORATIONS, IQ21 87 


<bean laa nati 


‘ 


Fic. 90.—Three-pointed stone of first type, from side. Constanza, Dominican 
Republic. Size, 534 inches x 2% inches. U.S. Nat. Mus. No. 309536. 


Fic. 92.—Three-pointed stone of second type, from side. Constanza, Dominican 
Republic. Size: 2% inches x 1% inches. U.S. Nat. Mus. No. 309537. 


VOLA72 


MISCELLANEOUS COLLECTIONS 


SMITHSONIAN 


88 


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a 


yuo1y— £6 “91g 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 89 


There are only seven known specimens of three-pointed stones of 
the second group, and the U. S. National Museum now has five of 
these, one of which we owe to Doctor Abbott. 

He has also added to the museum collection the three especially fine 
Antillean amulets shown in fgure 94. The form of one—that figured 
in the middle—is unique. These objects are supposed to have been 


ow 7 


a. v. Ge 


Fic. 94.—Three marble amulets. Locality, Guayubin, Yaqui River, Domin- 
ican Republic. a, 2% inches, U. S. Nat. Mus. No. 316448; b, 4% inches, No. 
316446; c, 2x6 inches, No. 316447. 


used as fetishes and to have been tied to the foreheads of warriors 
when they went into battle, as described by Gomara and other early 
writers. 

The cylindrical object of clay with incised figure shown in figure 95 
belongs to a type concerning the use of which there has been con- 
siderable discussion. These specimens have been identified as rollers 
for stamping pottery with the design incised on their surfaces ; but if 


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VOL. 72 


SMITHSONIAN MISCELLANEOUS COLLECTIONS 


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NOLS SMITHSONIAN EXPLORATIONS, I92I gI 


we judge from the similar objects of aborigines of Venezuela they 
were more probably used for stamping fabrics or even for printing 
certain totemistic or other designs on the face or body. 

There is in the Abbott collection an artificially worked stone (fig. 
96), about a foot in length, which appears to have been used as a 


Fic. 98.—Stone Cassava grinder. Yaqui del 
Norte, Jarabacoa. Size: 1234 inches x 19% inches. 
U. S. Nat. Mus. No. 292908. 
baton, possibly a badge of office. One end bears incised designs 
representing eyes and mouth suggesting a human head. 

Figure 97 resembles outwardly a pestle, but a closer examination 
shows that it is made of clay, a material impossible for an effective 
grinding implement. It has many pits on the under surface (shown 
in the figure) which suggests that it was functionally like the cylinder 
above mentioned used for imprinting paint patterns on the human 
body or woven fabrics. 


Q2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


One of several flat stone objects collected by Doctor Abbott having 
extensions, two “ handles” on the rim, is shown in figure 98. In 
shape and especially in the form and position of the handles these stone 
implements resemble graters—generally of wood—specimens of which 
are still in use in Haiti. Stone graters are novelties and those col- 
lected by Doctor Abbott are the first of this material added to the 
museum. It is probable that the surface of this stone was formerly 
covered with some kind of matrix in which were set sharp stones 
arranged in an ornamental design that has now completely disap- 
peared, leaving no trace of its former presence. 

All the above-mentioned specimens are referred to the Tainan or 
most advanced neolithic culture of the West Indies, that originated 
and flourished in the Haiti-Santo Domingo and Porto Rico areas in 
prehistoric times. The three-pointed idols, stone collars, elbow stones, 
and characteristic pottery separate the Porto Rico Tainan from that 
of Jamaica, eastern Cuba, and the Bahamas, which belong to another 
closely related culture that may be called Cuban Tainan. 

The pottery of the aborigines of the Lesser Antilles belongs to an 
allied prehistoric Tainan culture that was submerged by the Caribs, 
who inhabited these islands when discovered by Europeans, at the 
close of the 15th century. The fine addition that Doctor Abbott has 
made to our West Indian collection all belongs to the true Tainan cul- 
ture which reached its highest development in Espanola and Porto 
Rico. 

The archeological specimens from the West Indies presented to the 
museum by Doctor Abbott are very valuable and as time goes on will 
be more and more appreciated by students of the history of man in 
the Antilles. 


ARCHEOLOGICAL RECONNAISSANCE OF THE CAHOKIA AND 
RELATED MOUND GROUPS 

David I. Bushnell, Jr., collaborator of the Bureau of American 
Ethnology, conducted during 1921 a reconnaissance of the remarkable 
mound groups in the vicinity of the great Cahokia Mound. The in- 
formation secured at this time, added to notes made during frequent 
visits in the past, has been used in preparing the following sketch of 
the interesting region. 

It is quite evident that long before Pére Marquette discovered 
and passed the mouth of the Missouri, during his journey down 
the Mississippi early in the summer. of 1673, the region immedi- 
ately below the confluence of the two great streams had been an 
important center, a gathering place, of the native inhabitants of the 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 93 
valley. Mound groups, village sites, and burial places remain to 


indicate the presence of a numerous people before the coming of 
Europeans, and the innumerable objects of native origin encountered 


WORTH GROUP- 


5 b ie 
5 Lie . es ‘SCALE IN MILES- 


Fic. 99.—Map showing location of mound groups. 


in the region bear evidence of their skill in working the available 
materials. 

Immediately below the mouth of the Missouri, on the left or 
Illinois bank of the Mississippi, the river bluffs become more distant 
from the stream and consequently the lowlands are in some places 
6 or 8 miles in width from east to west. Shallow lakes covered much 


7 


904 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


of the surface and some parts were heavily timbered. As indicated 
on the accompanying map, figure 99, four mound groups stood in the 
lowlands east of the Mississippi and a fifth was on the opposite bank, 
land now covered by the city of St. Louis. And as is shown on the 
map the five groups were placed with a certain degree of order to one 
another, with the great mound, Cahokia, rising near the center of the 
area. 

But who were the builders of the mounds, the most important 
groups in the Mississippi Valley? The question may never be 
definitely answered although it is more than probable they should 
be attributed to a tribe or tribes known in historic times but who may 
have become greatly reduced in numbers and relative importance 
before the coming of the French. Evidently the historic Algonquian 
tribes did not reach the eastern bank of the Mississippi until about 
the beginning of the seventeenth century, and it is doubtful if others 
of this linguistic family had preceded them. Siouan tribes when moy- 
ing from the eastward may have traversed the region, but there is no 
reason whatsoever to attribute the great mound groups which form 
the subject of this sketch to either the Algonquian or Siouan tribes. 
The works were probably raised by a southern tribe, a southern people 
who at some time before the arrival of the Algonquian tribes, or 
the migration of the Siouan tribes from the eastward, occupied the 
region, later to move elsewhere, possibly to return southward. These 
may have been the ancient Natchez, the Chickasaw, or some other 
Muskhogean tribe of whom we possess no historic record ; however, 
a careful examination of the mode of construction and the contents 
of one or more of the mounds may enable us to arrive at some con- 
clusions regarding their origin. 

The great Cahokia Mound which rises from the level alluvial plain 
near the center of the area, is somewhat less than 6 miles east of the 
Mississippi and 10 miles east of south of the mouth of the Missouri. 
It is a truncated pyramid, of rectangular form, with a broad terrace 
extending from the south side which continues in a graded way or 
approach. The sides of the work face the cardinal points, as do those 
of the lesser rectangular mounds of the group. Its maximum eleva- 
tion is about 100 feet. Its extreme length including the approach is 
1,080 feet, and its width from east to west is 710 feet. The base 
covers an area of approximately 16 acres. Viewed from the east, as 
in figure 100, it appears quite regular in outline and is clearly defined 
from base to summit. A small conical mound formerly stood on the 


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‘S, 1921 


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SMITHSONIAN 


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96 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


upper plateau near the southeastern corner but it was removed many 
years ago. The northwestern portion of the great mound is deeply 
gullied and very irregular in contour ; it 1s a question whether this part 
of the structure was ever completed. 

Cahokia is the largest earthwork in the United States and one of 
the most remarkable monuments left by the native tribes. Fortunately 
it remains in its original condition, practically untouched since the 
coming of Europeans, and in this condition it should be preserved. 
With each succeeding generation, as the lesser mounds and other 
earthworks disappear by reason of the cultivation of the soil or the 
requirement of the land for other purposes, this great terraced work 
is destined to become of greater popular interest and immediate steps 
should be taken to make certain its preservation. 

The several groups, as indicated on the map, may now be described 
in detail. 


NORTH GROUP 


Eleven mounds constitute this group which stands on the north 
side of Long Lake, near the station of Mitchell. They are about 
three and one-half miles east of the Mississippi, nearly midway across 
the lowlands and some seven miles west of north of Cahokia. When 
the group was surveyed March 13, 1900, it was not possible to deter- 
mine the original shape of several of the mounds. The land had been 
cultivated for many years and this, with the constant washing and 
wearing away of the surface, had caused the works to assume an 
entirely different appearance from their original condition. 

The largest mound of this group stood apart and to the west of the 
main cluster. It was practically destroyed years ago at the time of 
the construction of two railroads which pass through it, but parts of 
the work may now be traced between and on either side of the tracks. 
Many remarkable objects of stone and copper were recovered during 
the destruction of the structure. 

As is shown on the map the large mound stood to the west. The 
mound nearest it on the east, as determined by the survey of r1go0, 
was 1,200 feet distant and at that time had a maximum elevation of 
9.3 feet above the plain, and was of circular form with a diameter of 
approximately 237 feet. Eastward from this mound are other units 
of the group. The highest mound of the group at that time measured 
10.4 feet, but undoubtedly the large work to the west was originally 
much higher than any now standing. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 Q7 


South of the lake, away from the main group, is a single, isolated 
mound. Others may have stood within the area, all traces of which 
have disappeared. 


CENTRAL OR CAHOKIA GROUP 


Surrounding the great Cahokia Mound, which has already been 
briefly described, were many lesser works, about seventy in number, 
some of which were more than 4o feet in height. Some were rec- 
tangular, others were circular and although at first glance they appear 
to have been placed without definite order, nevertheless it is quite 
evident that in several instances they were so arranged as to create 
inclosed areas, thus conforming with the position of the mounds of 
the three lesser groups to the north, west, and south of the central 
cluster. 

Unfortunately the large majority of the mounds east and west of the 
great central structure have been much reduced and modified by the 
plow, while several have been practically destroyed and a slight rise 1s 
all that remains to indicate their position. The inclosure formed of 
the smaller mounds on the east is clearly defined and gives the impres- 
sion of having been intentionally planned and arranged, but for what 
purpose may never be determined. And although many of the lesser 
mounds have thus lost their original form and appearance, Cahokia 
remains the most important and impressive native work in the Valley 
of the Mississippi. As the great mound now stands it should be pre- 
served: to permit its destruction would be a calamity, an irrepar- 
able loss to future generations. 

The rectangular work immediately southwest of Cahokia was 
occupied from 1810 until 1813 by a small body of Trappist monks, 
during which time their garden was on the southern terrace of the 
great mound. According to the survey of 1875-1876 from which all 
measurements now given are derived, this lesser mound was 25 feet 
in height, its base line from north to south was 180 feet and from 
east to west 200 feet. Just south of this is a small circular work. A 
short distance east of south of the latter stands a conical mound which 
rises 44 feet above the plain, having a diameter at base of 150 feet. 
Immediately east of this is a rather irregular mound 46 feet in height, 
and possibly other units of this remarkable cluster were even higher 
and more extensive than these. A rectangular mound southeast of 
the preceding was, according to the survey mentioned, 40 feet in 
height, with its base extending 300 feet from north to south and 250 
feet from east to west. This reference to several of the lesser works 


98 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


4 


Fic. 101.—Airplane photograph showing Cahokia in upper right center. 
Mounds to the south and southwest are also defined, likewise the country 
northward. Camera pointed west of north. 


Pile? Se Lae 
Fra, 102—Airplane photograph showing Cahokia in the unner left corner. 

The rectangular mound in the center of the picture, just south of Cahokia, 

rises 46 feet above the original surface. A light snow covers the ground. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 99 


eit eT 


Fic. 103.—Airplane photograph showing mound north of Cahokia, partly 
removed. Camera pointed west. 


tes) ee 

Fic. 104—Airplane photograph showing mound about 1% miles west of 
Cahokia. One of the most perfect of the group, and probably quite similar in 
appearance to the large mound of the St. Louis group which was removed in 
1869. Camera pointed northeast. 


100 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


will serve to convey an idea of the magnitude of the group as a 
whole ; the most important prehistoric site in the entire valley. 

It is of interest to be able to reproduce at this time four aerial 
pictures of units of the Cahokia group, and these are believed to be 
the first photographs of American mounds or earthworks to be taken 
from the air. The negatives, with others, were made during the winter 
of 1921 and 1922 by Lieut. Harold R. Wells and Lieut. Ashley C. 
McKinley, stationed at Scott Field, Belleville, Illinois, under instruc- 
tions of Major Frank M. Kennedy. 

Unfortunately, weather conditions during the winter were not 
favorable for aerial photography, and although many attempts were 
made ground haze and smoke interfered greatly with the work. As 
Major Kennedy wrote in part February 6, 1922, after mentioning the 
mines and factories in the vicinity of the mounds: “‘ These activities 
produce a large amount of smoke which seems to settle near the 
ground and form a blanket two or three hundred feet thick.” Never- 
theless the four pictures are shown to record the first attempt to 
photograph mounds from an airplane. 

On the summit of the bluffs northeast of Cahokia, as indicated on 
the map, are two mounds of great interest which command a wide 
view of the lowlands extending to the Mississippi, and beyond. Both 
are of conical form and rise 30 feet or more above the original surface. 
One, as it appears from the foot of the bluff, is shown in figure 105. 

A view of the bluffs, with the beginning of the lowlands which 
slope westward to the bank of the Mississippi, is reproduced in 
figure 106. This is looking northward from a point southeast of 
Cahokia. 

Extending from the main group which surrounded the great mound, 
in a direction south of west and following a slight ridge, is a chain of 
works which terminated in an irregular group of smaller mounds near 
the bank of the Mississippi. It is to be regretted that all units of 
this group have now disappeared. 


WEST OR ST. LOUIS GROUP 


There formerly stood on the right, or west bank of the Mississippi, 
on the summit of the high bluff within the limits of the present city 
of St. Louis, an interesting group of mounds, twenty-seven or more in 
number. <All have now disappeared but fortunately their positions 
were indicated on early maps of the city. 

One of the earliest as well as most detailed descriptions of the 
mounds was that prepared by members of the Long Expedition, 
more than a century ago. At that time they stood north of the settled 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I IOI 


Fic. 105 —Conical mound on summit of the bluff northeast of Cahokia. 


‘ Yiwu 
Kyd | 
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‘ Pca 
X! ey 


SE SE A ee =e 
Fic. 106.—Looking northward from near the road leading to Belleville, 
showing the eastern border of the lowlands which extend westward to the 
Mississippi. 


x 


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VOL. 


MISCELLANEOUS COLLECTIONS 


SMITHSONIAN 


102 


NOT LS SMITHSONIAN EXPLORATIONS, 1921 103 


portion of the town and were in their primitive condition, but soon 
the settlement was to extend northward and the mounds were destined 
to be leveled. A view of St. Louis from the east, taken from the 
Illinois bank of the Mississippi during the year 1840, is reproduced in 
figure 107. Far to the north of the principal structures of the town, 
on the extreme right of the picture, stands the large detached mound. 
The main group was below, probably near the middle of the picture. 
The large isolated work was more than 1,400 feet north of the main 
cluster which formed an inclosure, thus conforming with the arrange- 
ment of the mounds on the opposite side of the river. This most 
important work was of oval form, with the maximum diameter of its 
base, from north to south, 319 feet, and from east to west 158 feet. 
The dimensions of the summit plateau were 139 feet and 11 feet. 
Height 34 feet. On the eastern side, facing the river, was a terrace 
resembling that on the south side of Cahokia, which was 79 feet from 
east to west and probably extended the entire length of the structure. 
At the time of the destruction of the great mound in the year 1869 
a most remarkable cavity was discovered within it. This was a burial 
chamber which could be traced for a distance of 70 feet and part had 
previously been removed. It had probably been constructed of logs 
over which the mass of earth had been deposited and shaped. Within 
were encountered human remains in the last stages of decay, and 
associated with these were vast quantities of shell beads and other 
objects. This was truly a remarkable structure and one which should 
have been preserved, but unfortunately it shared the fate of the lesser 
mounds of the group, all traces of which have now disappeared. 


SOUTH GROUP 

The southern part of the American Bottom—a name long applied 
to the lowlands occupied by the ancient works mentioned in this 
sketch—across the Mississippi from Jefferson Barracks, becomes 
quite narrow, the bluffs approach the river and are, in some places, a 
scant mile from the low marshy ground which was formerly covered 
with water the greater part of the year. But the land extending along 
the foot of the bluffs at this point was evidently at one time occupied 
by a village of some importance which stood in the midst of a group 
of mounds. This may be designated the south group and in some 
respects resembles the north or Mitchell group, already described. 

The site was visited by the writer during the latter part of October, 
1921, at which time a plan of the group was made, this now being 
included on the general map. As is indicated there are now seven 


TO4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


mounds standing on the lowland and one, a large conical structure, 
on the bluff to the east. It is said that until a few years ago, at the 
time of the construction of several railroad embankments, five mounds 
extended in a row southward from the one now remaining nearest 
the bluffs, consequently these, together with the five now remaining, 
formed an inclosure quite similar to the north group. Northward 
from the main cluster or inclosure, are two detached mounds, both 
large and prominent. The group as a whole and as it originally stood, 
must have been as interesting and imposing as either the north or 


Fic. 108.— Village site and mounds at Bixby, with bluffs beyond. 


west groups as already described, and all were probably of equal 
importance to their builders. 

Unfortunately, the majority of the remaining units of the group 
have been greatly reduced and modified by the plow and consequently 
it is not possible to determine their original size or form. However, it 
is evident the second mound from the south, on the west near the 
Mississippi, was rectangular and quite large. It appears to have been 
oriented with its sides facing the cardinal points, as were the units of 
the other groups, including the great mound. At the present time 
it is worn down by long-continued cultivation and now measures about 
12 feet in height, with a diameter of 200 feet. A photograph looking 
eastward from the summit of this work is reproduced in figure 108. 


INO ans SMITHSONIAN EXPLORATIONS, I921 105 


This is a view over the plain once occupied by a native village and 
shows the bluffs in the distance. Fragmentary pottery and objects of 
stone are now found scattered over the intervening ground. 

As has been mentioned, and as is shown on the map, a conical mound 
stands on the bluff just east of the main group. It is not on the 
highest point, not on the summit, but on a commanding spot visible 
from miles away, north and south, and from far westward across the 
Mississippi. It is on the bluff in the exact middle of figure 108, and a 
closer view, taken from the south, is shown in figure 109. This 
resembles the two mounds on the bluffs northeast of Cahokia and 
is of equal interest. 


Fic. t09.—Conical mound on bluff east of Bixby. 


No other area of equal size in the entire valley of the Mississippi 
appears to have been of so great importance to the native tribes as that 
mentioned in this sketch. Here they reared their greatest monument, 
Cahokia, and surrounded it with many lesser works. The several 
distinct clusters should be considered units of a greater group, in 
which the massive terraced work stood as the central structure. This 
was the gathering place of a numerous people, but when or whence 
they came can never be known. Now, two and one-half centuries 
after the region was first entered by the French, at which time Illinois 
tribes were occupying small villages near the banks of the Mississippi, 
the majority of the ancient mounds have disappeared, but Cahokia 
remains and it should ever stand. It must be saved as have the 
pyramids of Egypt; a monument of another race whose origin is 
shrouded in mystery. 


100 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL, 72 


ARCHEOLOGICAL INVESTIGATIONS AT PUEBLO BONITO, 
NEW MEXICO 

Mr. Neil M. Judd, curator of American archeology, U. S. National 
Museum, began work during the year on a five-year archeological 
project undertaken by the National Geographic Society, mentioned 
in the Smithsonian Exploration Pamphlet for 1920,’ centering about 
Pueblo Bonito, one of the largest and most important prehistoric 
ruins in the United States. Mr. Judd left Washington for New 
Mexico on May 1 and shortly thereafter began operations in the 


a 


x 


Fic. 110.—Pueblo Bonito, from the northwest, showing the vast accumula- 
tions of fallen wall material and wind-blown sand which cover the ruin. The 
present height of the north wall is indicated by the three figures in the left 
cn (Photograph by O. C. Havens. Courtesy of the National Geographic 
Society. ) 


a 


great ruin; his staff consisted of seven assistants with Navaho and 
Zui Indians employed for the actual work of excavation. 

The first few weeks were largely devoted to development of a water 
supply sufficient for the expedition camp, to transporting equipment 
and provisions from the railroad, 62 miles distant, and to removal of 
several hundred tons of fallen wall material and wind-blown sand 
which had accumulated in that section of the ruin selected for the 
season’s explorations. Following these preliminaries attention was 


*Smithsonian Misc. Coll., Vol. 72, No. 6. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 107 


directed, respectively, to the central and southeastern portions of the 
pueblo. The central wing was considered of prime importance since 
it included the Great Kiva, the civil and religious heart of Pueblo 
Bonito; the southeastern quarter was chosen because its masonry, 
apparently the most recent of all in the village, suggested that antiq- 
uities found in this area would illustrate the very apex of cultural 
advancement by the ancient Bonitians, thus forming an index for sub- 
sequent discoveries. 


Fic. 111.—Zufi workmen pointing out features of the masonry in Pueblo 
Bonito, which is far superior to that in their own village. The skill exhibited 
by the ancient artisans was a source of constant admiration to these modern 
Pueblos. (Photograph by Neil M. Judd. Courtesy of the National Geo- 
graphic Society.) 


Altogether, fifty secular rooms and five kivas were excavated during 
the summer. In addition, a number of dwellings previously opened 
were cleared of their individual accumulations of wind-deposited sand 
and other débris. An outstanding result of this work was identifica- 
tion of three distinct types of masonry, each illustrating the dominant 
construction method at a given period during occupancy of the village. 
It is, of course, still too early to designate the factors which brought 
about these various styles in building, just as any present effort to 
trace the ground area formerly occupied by each of the three types 


108 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 112.—Central portion of Pueblo Bonito, from the south, showing the 
north cliffs of Chaco Canyon towering above the ruin. Some of the rooms 
were so large that the initial work of excavation could be done directly with 
teams. (Photograph by O. C. Havens. Courtesy of the National Geographic 
Society. ) 


Fic. 113.—An excavated kiva in Pueblo Bonito, showing the low encircling 
bench and, above this, the roofing timbers which overlap above the pilasters. 
At the left will be seen the decayed fragments of upright hewn planks which 
stood between the dome-shaped roof and the circular wall of the chamber. 
(Photograph by O. C. Havens. Courtesy of the National Geographic Society.) 


NOZ 15 SMITHSONIAN EXPLORATIONS, 1921 10g 


= ‘ eon e 


Fic. 114.—Excavating the Great Kiva. The block of masonry in the middle 
is the fireplace; that in the lower right, an inter-pillar compartment. The piles 
of stone at the top consist of blocks retained for repair of the ancient walls. 
(Photograph by O. C. Havens. Courtesy of the National Geographic Society.) 


Fic. 115——The Great Kiva and its surrounding rooms, as seen from the 
cliffs north of Pueblo Bonito. This remarkable structure is 52 feet in diam- 
eter; it was the largest and most important ceremonial room in the village. A 
trench for stratigraphical examination of the west refuse mound will be noted 
at the upper left center. (Photograph by O. C. Havens. Courtesy of the 
National Geographic Society. ) 


8 


I1O SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


would be premature. Dwellings were razed and replaced by other 
structures as Pueblo Bonito grew in size and population. 

Those walls which appear to have formed the nucleus of the village 
are crude and irregular; the rooms they inclose are relatively small 
and low of ceiling. In contrast to these, walls of the second type 
exhibit an infinite amount of patience and attention to detail. They 
consist of rather large uniform blocks of friable sandstone, dressed 
on the face only, laid in adobe mud and chinked with innumerable 
small, thin chips. Equally marked in its variation from that in the 
oldest houses is the masonry of the third type mentioned. In this, 
uniformly thin tablets of laminate sandstone were utilized with a 
minimum of adobe and little or no chinking. Larger blocks were 
frequently laid in bands both for the decorative effect produced and 
as bonds to hold the masonry veneer to the earthy core of the wall. 
Beneath the floors of a large number of the rooms excavated during 
1921 were found the razed walls of older structures in which a differ- 
ent style of construction prevailed. 

These principal variations in masonry may represent merely local 
developments—the will of ascendant influences in Pueblo Bonito—but 
it seems more reasonable to believe that each came in upon a wave 
of immigration from other regions. Among the collections made 
during the summer are specimens of pottery characteristic of the Mesa 
Verde cliff-dwellings in Colorado, of the prehistoric ruins in the 
Kayenta and Gila River districts of Arizona and of the Rio San 
Francisco, New Mexico. The very number of these objects would 
indicate not that they had been introduced through intertribal com- 
merce but rather that their makers had come to dwell at Pueblo Bonito, 
bringing with them their own distinctive arts and industries. On the 
other hand, it is manifest that the prehistoric Bonitians maintained 
an active trade with other primitive folk at a great distance from their 
terraced village in Chaco Canyon. The quantity of Pacific coast 
shell—used for beads, pendants and other ornaments—copper bells 
from central Mexico and especially skeletons of the great macaw 
(Ara macao), furnish abundant proof that adventurers from Pueblo 
Bonito or friendly traders from distant valleys braved the rigors of 
open desert travel long before the Spanish conquistadores introduced 
the horse and other beasts of burden. 

The circular kivas in Pueblo Bonito, as elsewhere, were both 
council chambers where clan representatives met for consultation and 
religious sanctuaries in which secret ceremonies were enacted and prep- 
arations made for public rituals to be held in the open courts of the 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I IP ItAt 


Fic. 116.—Repairing third-story walls in Pueblo Bonito. Some of these high 
walls had been so weakened by vandalism and the elements that their repair 
was necessary before excavation could safely be undertaken beneath. The 
work will serve, also, to preserve the present height of the walls for many 
years to come. (Photograph by O. C. Havens. Courtesy of the National 
Geographic Society. ) 


Br2 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


lc. 117.—Repaired walls of the third type of masonry, showing occasional 
bands of thicker blocks inserted for strength and decorative effect. Corner 
doorways are not uncommon in Pueblo Bonito; they provided a direct means 
of communication between neighboring dwellings occupied by members of the 


same family or clan. (Photograph by Neil M. Judd. Courtesy of the National 
Geographic Society. ) 


SMITHSONIAN EXPLORATIONS, 1921 


Fic. 118.—A Zuni Indian in an ancient Bonitian doorway. The excellence of 
the masonry and the trueness of the corners are well illustrated in this picture ; 
a typical lintel of pine poles will be noted at the top. (Photograph by Neil M. 
Judd. Courtesy of the National Geographic Society.) 


Ii4 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 119.—A trench 20 feet deep was cut in the west refuse mound in order 
to obtain chronological data. Potsherds deposited during the early occupancy 
of Pueblo Bonito were quite different from those found near the surface of the 
mound. (Photograph by O. C. Havens. Courtesy of the National Geographic 
Society.) 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I It5 


village. These important structures were constructed both below 
the level of the plazas and among the living rooms, in which latter 
case the surrounding walls were so arranged as to simulate the required 
subterranean position. In certain features of construction and equip- 
ment, however, Bonitian kivas—judging from the five already ex- 
cavated—differ from those heretofore examined in other sections of 


, that 


The ruin 
Its dwellings 
Courtesy of the National Geo- 


; its outer wall was unbroken except for 


Excavations thus far have disclosed but one entrance, 


Fic. 120.—Pueblo Bonito as seen from the north wall of Chaco Canyon. 
(Photograph by Charles Martin. 


is semicircular in shape and covers more than three acres of ground. 


were terraced upward from two inner courts 


small, elevated ventilators. 


from the south. 
graphic Society. ) 


the Southwest. The ventilator shaft is connected with a manhole in 
the room through a hidden tunnel ; sub-floor chambers are sometimes, 
but not always, present; the primary roof supports or pilasters have 
been so specialized as to lose their original stability and to take on a 
new function, that of depositories for ceremonial offerings. 

The Great Kiva possesses several:noteworthy features not found in 
the lesser structures of its kind. It is a room of exceptional size, 


116 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


being 52 feet (15.85 m.) in diameter with a ceiling formerly It feet 
(3-35 m.) high. The central portion of its flat roof was supported by 
four masonry pillars each of which had a separate foundation of low 
grade, soft coal. On the east and west sides of the chamber, between 
the pillars, were built-in receptacles, probably for containing cere- 
monial paraphernalia. A fire box with protective screen stood at the 


Fic. 121.—A naive example of Bonitian engineering. In an obvious attempt 
to hold up a huge section of cliff which threatened to topple upon their village, 
the ancients placed pine props under the weathered section and covered these 
with a great terraced mass of masonry. The north wall of Pueblo Bonito 
stands at the left. (Photograph by Charles Martin. Courtesy of the National 
Geographic Society. ) 


south side and, opposite this, a flight of narrow steps led to an elevated 
room in which a central block of masonry represented the “ altar.” 
Excavation of the kivas and secular rooms in Pueblo Bonito is 
contributing in large measure to our knowledge of the prehistoric 
sedentary peoples of the Southwest. Chronological data from the 
vast accumulations which comprise the adjacent refuse mounds is 
expected to illustrate not only the character and extent of local cul- 
tural development but to serve also as a medium of correlation between 
the ancient Bonitians and other aboriginal peoples of the south- 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I M7 


western United States. Through such data it is hoped ultimately to 
arrive at the approximate age of this famous center of pre-Columbian 
civilization. 

The National Geographic Society proposes, as an essential feature 
of its Pueblo Bonito Expedition, to conduct dependent researches 
which will seek to determine the ancient source of water supply ; the 
agricultural possibilities of Chaco Canyon in prehistoric times; the 
rapidity of subsequent sedimentation; the age and probable source 
of the large timbers used in roofing the dwellings of Pueblo Bonito, and 
the geophysical changes, if any, brought about since abandonment 
of the great ruin. These are lines of investigation which may result 
in information of far-reaching significance and yet they have been 
generally neglected, heretofore, in connection with archeological 
explorations. 


ARCHEOLOGICAL FIELD-WORK IN SOUTH DAKOTA AND 
MISSOURI 


In the fall of 1921 Mr. W. E. Myer, a voluntary collaborator of 
the Bureau of American Ethnology, investigated sites in South Dakota 
and western Missouri, known to have been occupied by the Omahas 
and Osages in early historic times, after they had come in contact with 
the whites but before they had been changed thereby to any con- 
siderable extent. 

Especial attention was paid to any resemblance to the ancient cul- 
tures found in the valleys of the Ohio, Cumberland, and Tennessee 
rivers. This line of research was suggested by certain traditions of 
both the Omahas and Osages, as well as some of the other branches of 
the great Siouan linguistic family, that they had at one time lived 
east of the Mississippi River, on the Ohio, and elsewhere, and after 
many wanderings, stopping here and there for years, finally reached 
their present sites in South Dakota and western Missouri. 


THE OMAHA SITES 

Mr. Francis La Flesche reported that the traditions of his people, 
the Omahas, stated that they had occupied two important villages on 
what the Omahas call ‘‘ The Big Bend of the Xe,” at some time in the 
seventeenth or eighteenth century. These traditions also told of 
many important events while the Omahas dwelt on these two sites. 

Aided by these traditions, Mr. Myer was enabled to locate these 
two ancient villages. He found one of these on the Big Sioux River, 
at its junction with Split Rock River, designated Split Rock site in 
this report. 


118 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


He found the other site where the Rock Island Railroad now 
crosses the Big Sioux River, about 10 miles southeast of Sioux Falls. 
It is designated here the Rock Island site. 


ROCK ISLAND SITE 


Sometime in the seventeenth century the Omaha and Poncas re- 
moved from the Pipestone regions in Minnesota and finally, after 
some further wanderings, built a fortified town on the Big Sioux 
River at the Rock Island site. While living in this fortified Rock 
Island site they were attacked and defeated by an enemy, most prob- 
ably the Dakotas, and finally forced to leave the region. Before 
leaving, they buried their dead from this fight in a mound on this 
site. This burial tradition was confirmed by excavations made by 
Mr. A. G, Risty and Mr. F. W. Pettigrew, who report finding a 
considerable amount of human bones in one of the mounds. Some 
glass beads and small copper bells of white man’s make were also 
found in one of the mounds on this site. There is evidence that this 
site was occupied somewhere between 1700 and 1725. 


SPLIT ROCK SITE 

After leaving the Rock Island site, the Omahas and Poncas roved 
without long permanent settlements for several years, but finally 
returned to their beloved Xe and built a permanent village at Split 
Rock site on “ The Big Bend” at the junction of the Big Sioux and 
Split Rock rivers. 

The month of October, 1921, was spent exploring this Split Rock 
site. Many interesting relics of the Omahas were here unearthed, 
which throw new light on the life of these people before they had 
been very much changed by contact with the whites. 

There is a group of 30 mounds on the ridge between the two rivers 
marking the site of that portion of the old town occupied by the 
Omahas. Ona hill one-half mile to the east was a group of ten more 
mounds, occupied by the Poncas before they split away from the 
Omahas at this old town. 

On the tall ridge 14 miles to the west, by following the clues furn- 
ished by the traditions, three low mounds were discovered. These 
were said by the traditions to have been on the site of the lookouts for 
the main village. These lookout mounds command a view, ranging 
from 6 to 15 miles, on all sides. The mounds on this Split Rock site 
appear to have nearly all been used for burial. 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I 11g 


The exploration of mound No. 1 showed that the Indians had 
selected for its site the summit of a beautiful little knoll on the edge 
of the steep bluff-like bank of Split Rock River. In the soil of this 
summit they dug a shallow pit, about 12 feet by 6 feet, and 2 feet deep. 
In this shallow pit bones belonging to five bodies had been placed. 
Several of these bodies appeared to have been buried after decay of the 
flesh. One body appeared to have been buried in the flesh, closely 
flexed, and this human bundle placed in the pit. The position of the 


Fic. 122.—A portion of the layer of human bones on floor of charnel pit. 


skeleton of a horse with a crushed frontal bone showed that when 
this body-bundle had been placed in the pit, a large horse, about seven 
years of age, had been led to the knoll and there killed, on the edge 
of the pit, by the side of this body-bundle. Then, over all these, a low, 
round-topped mound, 60 feet across base and 54 feet in height, had 
been raised. 

Mound No. 2, the largest mound of the group, was near the center 
of the village. It was round-topped, 110 feet across base, and Io feet 
high. This mound proved to be of considerable importance. In 
beginning its construction, a rectangular charnel pit, 12 feet by 14 
feet, and 2 feet deep, had been dug in the surface of the soil near the 
center of the town. This empty pit was then thoroughly coated with 
a white layer, about $ inch in thickness. This white coating was 
made from calcined bones. 


120 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


The bottom and sides of this white pit were then probably covered 
with soft furs. This is indicated by a thin black layer of animal 
matter next to the white coating. 

On the floor of this fur-lined pit, bones representing about 50 
human beings had been laid. These bones had been brought from 
elsewhere after the decay of flesh. The bones presented the appear- 
ance of belonging to bodies which had either been left unburied, as 
on some battle field, or of belonging to scaffold burials. This solid 
layer of compressed broken and decayed human bones entirely covered 
the floor of the charnel pit to a depth of from 2 inches to 6 inches. 


Fic. 123.—Bone flesher. 


Portions of this layer of human bones, before it had been disturbed, 
are shown in figure 122. 

On top of this solid mass of human bones traces of the thin fur layer 
were also found. Over this soft, warm fur covering a layer of bark 
was laid, and over this bark earth had been spread to a depth of from 
3 to 6 inches. This layer of earth was then smoothed and pressed 
down, and on this surface a white coating, similar to that on the 
bottom and sides, had been spread. Thus, these human bones, en- 
closed in their layer of warm furs, were completely incased by this 
white layer, very much as the filling of a pie is enclosed by the crust. 
Only one small, cylindrical copper bead was found with all this 
mass of bones. 

On the exterior of this communal charnel pit, on all four sides, the 
separate burials of several adults and two small children were found. 
With these outer burials were found several objects. Amongst these 
was the bone flesher shown in figure 123. With a compact bundle of 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 TI 


bones belonging to two adults was a small pile of 30 circular orna- 
ments of shell like those shown in figure 124. These ornaments had 
probably been attached to some garment in the original temporary 
burial and removed from the decayed garment when placed with the 
bones in this new burial. 


Fic. 124.—Shell ornaments. 


No object of white man’s manufacture was found on this site. 
There is evidence that this site was occupied by the Omahas some- 
where between 1725 and 1775. 

The Omahas and their kindred, the Poncas, lived together at this 
Split Rock site. It was here that some of the most important events 
in the history of the Omahas and Poncas took place. While living 
here the long hostilities between the still united Omahas and Poncas 
and their old enemies, the Cheyennes and Arikaras, were ended by 


122 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


a peace which was concluded with great ceremony at this Omaha- 
Ponca town. At the urgent request of the Arikara the sacred chant 
and dance of the calumet was used to cement this great peace pact. In 
this manner the Omahas and Poneas for the first time came into 
contact with this the most profoundly binding and sacred ceremony 
known to savage man. 

At this site the age-long association between the kindred Omahas 
and Poncas was broken. The tradition does not give the cause ot 
their separation; but for some reason the Poncas, after having lived 
with the Omahas through their long slow wanderings in the regions 
east of the Mississippi and through the lower and middle reaches of 
the Missouri Valley, left their kindred and formed a separate tribe. 

It was at this site that the Omahas first came to possess the white 
man’s horse, which was to play such an important part in the later 
Omaha life. The tradition tells that neither the Poncas nor the 
Omahas had possessed horses until after their separation at this site. 
The finding of the skeleton of a horse in a mound on this site is 
one of the many evidences which confirm this tradition that the 
Omahas remained at this site after the Poncas split away, and shows 
the Omahas were still living here when they first obtained horses. 


OSAGE SITES 

In Vernon and Bates counties, western Missouri, near the junction 
of the Osage and Marmiton rivers, Mr. Myer found several sites 
known to have been occupied by the Osage Indians in early historic 
times, shortly after they had come in contact with the whites. 

Two of these early historic Osage sites, the village of the Grand 
Osage and the Little Osage village, were probably located. These 
were visited by Zebulon Pike in his journey of exploration in 1806. 

The site of the village of the Grand Osage was at the junction 
of the Marmiton and Little Osage rivers, in Vernon County. 

The probable site of the Little Osage village of Pike was at the 
Perry and MacMahan coal mine, about 2 miles northwest of the 
village of the Grand Osage. Old settlers stated that decayed lodge 
poles were still standing and many other signs of Indian occupancy 
were to be seen at this Little Osage site as late as 1840. The present 
appearance of this site is shown in figure 125. 

A considerable collection of surface finds from this site shows no 
objects of white man’s manufacture; but local tradition says frag- 
ments of brass kettles, old gun barrels, early bullets, and other objects 
of white man’s manufacture have been found here. 


NO. 15 SMITHSONIAN EXPLORATIONS, 1921 123 


Fic. 125.—Site of Pike’s Little Osage Village. 


Fic. 126.—Halley’s Bluff. 


124 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


Fic. 127.—Site of cache pits at base of Halley’s Bluff. 


NO. 15 SMITHSONIAN EXPLORATIONS, I92I 125 


Two of these surface finds throw light on the extent of aboriginal 
barter. One of these is a broken obsidian implement. The nearest 
source of this material is probably in the Rocky Mountains, some 
1,000 miles to the west. Another is a shard of Mesa Verde pottery, 
the nearest source of which is in the Mesa Verde culture region around 
the southwestern corner of Colorado, about 800 miles to the west. 

The largest Osage village in Vernon County is at what is still known 
as Old Town, on Old Town creek, about 33 miles south of Pike’s 
village of the Grand Osage. This site covers about 40 acres and is 
the best known of any of the Osage sites. It has yielded a large 
amount of iron axes, gun barrels, gun locks, fragments of brass 
kettles, glass beads, and other articles of early white manufacture. 
Along with these large quantities of shell beads, flint arrow heads, 
broken pipes, and other objects of purely aboriginal origin were 
found. Old Town culture furnishes an excellent example of Indian 
culture in the days of early contact with the whites. 

The most picturesque Indian site in this Osage region is Halley’s 
Bluff on the Osage River, about 1} miles down stream from where 
the Marmiton and Marais des Cygnes unite to form the Osage River. 
A photograph of a portion of this bluff is shown in figure 126. There 
is evidence showing occupancy of this bluff by Indians long before 
the coming of the white man and probably before the coming of the 
Osages. 

The long summit of the bluff shows many small, low heaps of stones 
and other Indian signs. The sheltered spaces at the foot of the over- 
hanging cliffs were out of reach of the highest waters and were 
sheltered in large degree from the winds and rains. Here, in these 
dry, sheltered spaces, these ancient people lived and worked. They 
dug about 20 cache pits at present about 5 feet in depth, in the mod- 
erately soft red sandstone. 


FIELD-WORK.ON THE KIOWA, PUEBLO, AND CALIFORNIA 
INDIANS 

At the end of July Mr. J. P. Harrington, ethnologist, proceeded to 
California to continue his studies of the Indians of the Chumashan 
area of that state. Place-names, material culture, and sociology, all 
these branches being closely related to language, were especially in- 
vestigated and all obtainable data recorded. By rare good fortune 
several dozen old ceremonial songs were obtained on the phonograph, 
with full notes and translation where possible, these songs having 
not been in use since the middle of the past century. The songs were 


126 SMITHSONIAN MISCELLANEOUS COLLECTIONS VOL. 72 


accompanied by the beating of the split-stick, and the rendition, while 
not what might be desired, will doubtless be adequate for transcription. 
They belong to several distinct cycles. Interesting comparisons were 
drawn between the California Indian culture and that of the south- 
west. The sweathouse is certainly the same as the kiva. The Cali- 


Aged Mission Indian informant. (Photograph 
by Harrington.) 


Fic. 128. 


fornia phratries correspond to the dual division of the Pueblos. The 
dancers who represent demons are the Pueblo katcinas. These re- 
semblances also extend to many minor features. 

Nor was the linguistic side of the work neglected, ethnology and 
linguistics, and in fact archeology, of necessity going hand in hand 
in this difficult field. This linguistic work is of the greatest im- 
portance since it furnishes material for comparison with all the 
related languages. 


NO. I5 SMITHSONIAN EXPLORATIONS, I92I 127 


Mr. Harrington’s field studies reveal the fact that the language 
of the Kiowa, who are now settled in Oklahoma but formerly had 
eastern Montana as their habitat, is closely and genetically related to 
that of the Taos and other Tanoan tribes of New Mexico, which have 
typical Pueblo culture. Thus, the interesting fact is established that 
the Taos speak a dialect of Kiowa just as the Hopi, farther west, speak 
a divergent Shoshonean. These studies also make it clear that Keres 
and Zufi are related to each other genetically, and furthermore to 
Tano-Kiowan and Shoshonean, the languages all having a common 
origin. 


ARCHEOLOGICAL FIELD-WORK ON THE SUSQUEHANNA 
RIVER, PENNSYLVANIA 


ina july, 1921, Mr. John L. Baer, Acting Curator of American 
Archeology of the United States National Museum, examined for 


Fic. 129.—Petroglyphs, Bald Friars, Fic. 130.—Petroglyphs on Miles Is- 
Md. land, Susquehanna River, Pa., near 
Mason-Dixon Line. 


the Bureau of American Ethnology a number of instructive picto- 
graphs at Bald Friars and Miles Island in the Susquehanna River. 

These occur about one-fourth the distance between Bald Friars 
Station and Conowingo Station, on the Columbia and Port Deposit 
Railroad. 

All the rocks upon which petroglyphs are found seem to have been 
polished before the petroglyphs were cut in them. The top surfaces 
of most of the rocks bearing petroglyphs were marked with cups and 
circular grooves, some of which were concentric. Some of the rocks 
were fractured destroying the continuity of pictures that originally 
existed. Upon one large rock broken from its original position pos- 
sibly by ice are carved two slender fishes headed up-stream. The rock 
upon which they were found suggests a good stand for shad fishing 
with a net. 


128 SMITHSONIAN. MISCELLANEOUS COLLECTIONS VOL. 72 


On a group of low rocks to the northwest of Miles Island is a 
peculiar arrangement of figures. On one side of a tectiform rock 
are two concentric circles with radiating spokes, a cup, and two semi- 
circular concentric grooves, while on the ridge and extending down on 
the opposite side of the roof-like rock is a figure that might represent 
an animal. 

During the same trip, Mr. Baer spent several days on Mount 
Johnson Island, Susquehanna River, and on the near-by flats below 


Fic. 131.—Petroglyphs on Miles Is- Fic. 132.—Petroglyphs, Bald Friars, 
land, Susquehanna River, Pa., near Md. 
Mason-Dixon Line. 


Peach Bottom, Lancaster Co., Pa., seeking further evidences of the 
bannerstone workshop in which he has been interested for a number 
of years. He brought back with him a number of broken and unfin- 
ished slate bannerstones, flint pecking stones, polishing stones and 
other utensils showing evidences of a considerable sized workshop on 
the island. A synoptic series from this workshop showing the differ- 
ent stages in the manufacture of the bannerstone has been placed on 
exhibit in the Pennsylvania case in the American Archeological col- 
lection of the National Museum. 


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